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Sec Filings Insider Trading - Peerless Systems Corp. (PRLS)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one:
they think the price will rise" - Peter Lynch ==>> What is insider trading>> |
Peerless Systems Corp: Insider Trading and Stock Options
Common stock purchase or sale:
| Transaction & Date | Reported Date |
Company | Symbol | Insider Relationship |
Shares Traded | Average Price | Total Amount |
Shares Ownership |
Filing |
| 2009-10-14 Purchase |
2009-10-16 4:45 pm | PEERLESS SYSTEMS CORP | PRLS | Jeffrey A. Hammer (Director) | 10,000 | $2.35 | $23,500 | 20,000 (Direct) | View |
| 2009-08-10 Purchase | 2009-08-12 4:07 pm |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 16,430 | $4.7 | $77,221 | 1,453,614 (Direct) |
View |
| 2009-08-04- -2009-08-05 Purchase |
2009-08-06 5:17 pm | HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 236,411 | $4.899 | $1,158,161 | 1,437,684 (Direct) | View |
| 2009-08-03 Purchase | 2009-08-03 5:24 pm |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 3,600 | $4.3 | $15,480 | 1,201,273 (Direct) | View |
| 2009-07-14 Purchase |
2009-07-16 4:21 pm | HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 8,060 | $4.003 | $32,265 | 1,197,673 (Direct) |
View |
| 2009-07-10 Purchase | 2009-07-14 3:07 pm | PEERLESS SYSTEMS CORP | PRLS | BATHGATE STEVEN MARK (Director) | 15,979 | $2.02 | $32,278 | 441,962 (Direct) |
View |
| 2009-07-09- -2009-07-13 Purchase |
2009-07-13 5:03 pm |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 18,940 | $4 | $75,760 | 1,189,613 (Direct) | View |
| 2009-07-06- -2009-07-08 Purchase | 2009-07-08 4:46 pm | HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 12,350 | $4 | $49,400 | 1,170,673 (Direct) | View |
| 2009-06-30 Purchase | 2009-07-02 5:01 pm |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 8,800 | $4.045 | $35,600 | 1,158,323 (Direct) | View |
| 2009-06-25- -2009-06-26 Purchase |
2009-06-29 4:44 pm | HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 12,250 | $4.027 | $49,334 | 1,149,523 (Direct) | View |
| 2009-06-22 Purchase | 2009-06-24 5:00 pm |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 5,000 | $4 | $20,000 | 1,137,273 (Direct) | View |
| 2009-06-17- -2009-06-19 Purchase |
2009-06-19 5:40 pm | HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 20,125 | $3.925 | $79,000 | 1,132,273 (Direct) |
View |
| 2009-06-12 Purchase |
2009-06-16 5:24 pm |
PEERLESS SYSTEMS CORP | PRLS | Brog Timothy E (Director) | 15,077 | $1.97 | $29,702 | 173,690 (Direct) |
View |
| 2009-06-11- -2009-06-12 Purchase | 2009-06-12 5:17 pm |
PEERLESS SYSTEMS CORP | PRLS | Brog Timothy E (Director) | 5,351 | $1.94 | $10,381 | 158,613 (Direct) | View |
| 2009-06-10 Sale |
2009-06-12 5:17 pm | PEERLESS SYSTEMS CORP | PRLS | Brog Timothy E (Director) | 20,520 | $1.93 | $39,604 | 153,262 (Direct) |
View |
| 2009-06-08 Purchase |
2009-06-10 4:47 pm | HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 13,461 | $3.757 | $50,571 | 1,112,148 (Direct) |
View |
| 2009-01-12 Purchase |
2009-01-13 5:10 pm | PEERLESS SYSTEMS CORP | PRLS | PULLY STEVEN J (Director) | 985 | $1.73 | $1,704 | 11,165 (Direct) | View |
| 2008-12-29 Purchase | 2008-12-29 8:02 pm | PEERLESS SYSTEMS CORP | PRLS | Malhotra R. Rimmy (Director) | 2,250 | $1.885 | $4,242 | 2,250 (Direct) |
View |
| 2006-04-10 Purchase | 2006-04-11 10:57 am |
PEERLESS SYSTEMS CORP | PRLS | NELLOR HOWARD J (CEO & PRESIDENT Director) | 4,200 | $6.981 | $29,319 | 159,906 (Direct) | View |
| 2005-03-22 Sale |
2005-03-23 6:15 pm |
PEERLESS SYSTEMS CORP | PRLS | ROBINSON STEVE (VICE PRESIDENT, MARKETING) | 30,000 | $2.116 | $63,467 | 0 (Direct) | View |
Other transactions:
| Transaction & Date | Reported Date | Company | Symbol | Insider Relationship |
Shares Traded |
Average Price |
Total Amount | Shares Ownership | Filing |
| 2009-10-02 Exercise | 2009-10-06 5:03 pm |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 526,583 | $5 | $2,632,915 | 3,070,355 (Direct) | View |
| 2009-09-15 Option Award |
2009-10-02 5:05 pm | PEERLESS SYSTEMS CORP | PRLS | Brog Timothy E (Director) | 30,000 | $0 | $0 | 203,690 (Direct) |
View |
| 2009-09-15 Exercise | 2009-09-17 2:16 pm | HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 1,089,658 | $5 | $5,448,290 | 2,543,272 (Direct) | View |
| 2009-06-05 Option Award | 2009-06-09 5:10 pm | PEERLESS SYSTEMS CORP | PRLS | BATHGATE STEVEN MARK (Director) | 14,481 | $0 | $0 | 425,983 (Direct) | View |
| 2009-06-05 Option Award | 2009-06-09 4:32 pm | PEERLESS SYSTEMS CORP | PRLS | Jeffrey A. Hammer (Director) | 10,000 | $0 | $0 | 10,000 (Direct) | View |
| 2008-06-26 Exercise | 2008-06-26 4:23 pm |
PEERLESS SYSTEMS CORP | PRLS | Shirwo Elliot M. (General Counsel and Secretary) | 938 | $1.15 | $1,079 | 938 (Direct) |
View |
| 2008-06-12 Other | 2008-06-16 6:08 pm |
PEERLESS SYSTEMS CORP | PRLS | PATTON WILLIAM B JR (Director) | 10,000 | $0 | $0 | 10,000 (Direct) | View |
| 2008-06-12 Other |
2008-06-16 6:08 pm |
PEERLESS SYSTEMS CORP | PRLS | ZENDER J THOMAS (Director) | 10,000 | $0 | $0 | 10,000 (Direct) | View |
| 2008-06-12 Other | 2008-06-16 6:06 pm | PEERLESS SYSTEMS CORP | PRLS | REECE JOHN C (Director) | 10,000 | $0 | $0 | 10,000 (Direct) | View |
| 2007-09-24 Option Award |
2007-09-26 4:25 pm | PEERLESS SYSTEMS CORP | PRLS | ROLL RICHARD L (President and CEO) | 200,000 | $0 | $0 | 200,000 (Direct) |
View |
| 2005-03-22 Exercise | 2005-03-23 6:15 pm | PEERLESS SYSTEMS CORP | PRLS | ROBINSON STEVE (VICE PRESIDENT, MARKETING) | 30,000 | $1.097 | $32,900 | 30,000 (Direct) |
View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction & Date |
Reported Date | Exercisable Expiration |
Company | Symbol | Insider Relationship | Shares Traded | Conversion Price | Shares Ownership | Filing |
| 2009-10-02 Exercise | 2009-10-06 5:03 pm |
2009-04-30 2010-01-25 | HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 400,000 | $5 | 0 (Direct) | View |
| 2009-10-02 Exercise |
2009-10-06 5:03 pm | 2009-05-04 2010-01-25 |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 125,283 | $5 | 0 (Direct) | View |
| 2009-10-02 Exercise | 2009-10-06 5:03 pm | 2009-08-04 2009-01-25 |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 1,000 | $5 | 0 (Direct) |
View |
| 2009-09-15 Option Award | 2009-10-02 5:05 pm |
N/A 2019-09-15 |
PEERLESS SYSTEMS CORP | PRLS | Brog Timothy E (Director) | 50,000 | $2.24 | 50,000 (Direct) | View |
| 2009-09-15 Exercise | 2009-09-17 2:16 pm |
2009-05-01 2010-01-25 |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 182,000 | $5 | 525,583 (Direct) |
View |
| 2009-09-15 Exercise | 2009-09-17 2:16 pm |
2009-05-04 2010-01-25 | HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 200,000 | $5 | 525,583 (Direct) |
View |
| 2009-09-15 Exercise | 2009-09-17 2:16 pm | 2009-05-04 2010-01-25 |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 74,417 | $5 | 525,583 (Direct) | View |
| 2009-09-15 Exercise |
2009-09-17 2:16 pm | 2009-05-05 2010-01-25 |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 349,000 | $5 | 525,583 (Direct) | View |
| 2009-09-15 Exercise | 2009-09-17 2:16 pm | 2009-05-19 2010-01-25 |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 72,871 | $5 | 525,583 (Direct) |
View |
| 2009-09-15 Exercise |
2009-09-17 2:16 pm |
2009-05-20 2010-01-25 |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 5,000 | $5 | 525,583 (Direct) |
View |
| 2009-09-15 Exercise | 2009-09-17 2:16 pm |
2009-06-03 2010-01-25 | HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 40,750 | $5 | 525,583 (Direct) | View |
| 2009-09-15 Exercise | 2009-09-17 2:16 pm | 2009-06-17 2010-01-25 | HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 5,000 | $5 | 525,583 (Direct) | View |
| 2009-09-15 Exercise |
2009-09-17 2:16 pm |
2009-06-17 2010-01-25 |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 70,620 | $5 | 525,583 (Direct) | View |
| 2009-09-15 Exercise |
2009-09-17 2:16 pm | 2009-07-30 2010-01-25 |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 10,000 | $5 | 525,583 (Direct) | View |
| 2009-09-15 Exercise |
2009-09-17 2:16 pm | 2009-07-30 2010-01-25 |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 55,000 | $5 | 525,583 (Direct) |
View |
| 2009-09-15 Exercise |
2009-09-17 2:16 pm | 2009-07-31 2010-01-25 | HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 25,000 | $5 | 525,583 (Direct) | View |
| 2009-08-04 Purchase |
2009-08-06 5:17 pm |
2009-08-04 2010-01-25 | HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 1,000 | $5 | 1,616,241 (Direct) |
View |
| 2009-07-30 Purchase | 2009-08-03 5:24 pm | 2009-07-30 2010-01-25 |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 10,000 | $5 | 1,535,241 (Direct) |
View |
| 2009-07-30 Purchase |
2009-08-03 5:24 pm | 2009-07-30 2010-01-25 |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 55,000 | $5 | 1,590,241 (Direct) | View |
| 2009-07-31 Purchase | 2009-08-03 5:24 pm |
2009-07-31 2010-01-25 | HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 25,000 | $5 | 1,615,241 (Direct) | View |
| 2009-06-17 Purchase | 2009-06-19 5:40 pm | 2009-06-17 2010-01-25 | HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 5,000 | $5 | 1,454,621 (Direct) | View |
| 2009-06-17 Purchase |
2009-06-19 5:40 pm | 2009-06-17 2010-01-25 |
HIGHBURY FINANCIAL INC | HBRF | PEERLESS SYSTEMS CORP (10% owner) | 70,620 | $5 | 1,525,241 (Direct) |
View |
| 2009-06-05 Option Award | 2009-06-09 5:10 pm | N/A 2019-06-05 |
PEERLESS SYSTEMS CORP | PRLS | BATHGATE STEVEN MARK (Director) | 10,000 | $1.95 | 10,000 (Direct) |
View |
| 2009-06-05 Option Award | 2009-06-09 4:32 pm |
N/A 2019-06-05 |
PEERLESS SYSTEMS CORP | PRLS | Jeffrey A. Hammer (Director) | 10,000 | $1.95 | 10,000 (Direct) | View |
| 2009-06-05 Option Award | 2009-06-09 11:35 am | N/A 2019-06-05 |
PEERLESS SYSTEMS CORP | PRLS | Bandera Partners LLC Bylinsky Gregory Gramm Jefferson (10% owner) | 30,000 | $1.95 | 30,000 (Indirect) | View |
| 2009-06-05 Option Award |
2009-06-09 11:35 am |
N/A 2019-06-05 | PEERLESS SYSTEMS CORP | PRLS | Bandera Partners LLC Bylinsky Gregory Gramm Jefferson (10% owner) | 30,000 | $1.95 | 60,000 (Indirect) | View |
| 2008-06-26 Exercise |
2008-06-26 4:23 pm | N/A 2012-08-27 |
PEERLESS SYSTEMS CORP | PRLS | Shirwo Elliot M. (General Counsel and Secretary) | 938 | $1.15 | 0 (Direct) |
View |
| 2007-09-24 Option Sale |
2007-09-26 4:25 pm |
N/A N/A | PEERLESS SYSTEMS CORP | PRLS | ROLL RICHARD L (President and CEO) | 400,000 | $2.84 | 0 (Direct) |
View |
| 2007-07-09 Option Award | 2007-07-11 11:26 am |
N/A 2017-07-09 |
PEERLESS SYSTEMS CORP | PRLS | COLE LOUIS C (Director) | 10,000 | $2.29 | 10,000 (Direct) |
View |
| 2007-04-10 Option Award |
2007-04-20 11:36 am |
N/A 2017-04-10 |
PEERLESS SYSTEMS CORP | PRLS | RIGALI JOHN V (VP OF FINANCE, CFO) | 25,000 | $2.34 | 25,000 (Direct) |
View |
| 2007-04-10 Option Award | 2007-04-20 11:36 am | N/A 2017-04-10 | PEERLESS SYSTEMS CORP | PRLS | WESTERVELT ROBERT T (VP, CHIEF TECHNOLOGY OFFICER) | 25,000 | $2.34 | 25,000 (Direct) | View |
| 2007-04-10 Option Award |
2007-04-19 9:59 pm | N/A 2017-04-10 | PEERLESS SYSTEMS CORP | PRLS | GAUGHAN EDWARD M (VP OF SALES AND MARKETING) | 35,000 | $2.34 | 35,000 (Direct) | View |
| 2007-02-13 Option Award |
2007-02-15 9:42 pm |
N/A 2017-02-13 |
PEERLESS SYSTEMS CORP | PRLS | RANDOM ERIC (VICE PRESIDENT OF ENGINEERING) | 15,000 | $2.43 | 15,000 (Direct) |
View |
| 2007-02-13 Option Award | 2007-02-15 9:41 pm |
N/A 2017-02-13 |
PEERLESS SYSTEMS CORP | PRLS | KIMMEL CARY A (VP - Business Development) | 10,000 | $2.43 | 10,000 (Direct) |
View |
| 2007-02-13 Option Award |
2007-02-15 9:40 pm | N/A 2017-02-13 |
PEERLESS SYSTEMS CORP | PRLS | CURTIS ALAN D (VP CORPORATE DEVELOPMENT) | 15,000 | $2.43 | 15,000 (Direct) | View |
| 2006-06-29 Option Award | 2006-06-29 8:27 pm |
N/A 2016-06-29 | PEERLESS SYSTEMS CORP | PRLS | ROTHERHAM THOMAS G (Director) | 10,000 | $4.59 | 10,000 (Direct) | View |
| 2006-06-29 Option Award | 2006-06-29 8:03 pm | N/A 2016-06-29 |
PEERLESS SYSTEMS CORP | PRLS | BARRETT ROBERT G (Director) | 10,000 | $4.59 | 10,000 (Direct) |
View |
| 2005-03-22 Exercise |
2005-03-23 6:15 pm | N/A 2012-09-30 |
PEERLESS SYSTEMS CORP | PRLS | ROBINSON STEVE (VICE PRESIDENT, MARKETING) | 25,000 | $1.06 | 25,000 (Direct) |
View |
| 2005-03-22 Exercise |
2005-03-23 6:15 pm |
N/A 2014-05-24 |
PEERLESS SYSTEMS CORP | PRLS | ROBINSON STEVE (VICE PRESIDENT, MARKETING) | 5,000 | $1.28 | 15,000 (Direct) |
View |
| 2004-09-30 Option Award | 2004-10-04 5:28 pm |
N/A 2014-09-30 | PEERLESS SYSTEMS CORP | PRLS | NEIL WILLIAM R (VICE PRESIDENT-FINANCE & CFO) | 75,000 | $1.33 | 75,000 (Direct) | View |
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