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Sec Filings Insider Trading - Uroplasty Inc. (UPI)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
UPI Insider Trading Transactions for Uroplasty Inc.
Uroplasty Inc: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-02-17-
-2009-02-19
Sale		 2009-02-19
6:24 pm		 UROPLASTY INC UPI ROTH MICHAEL
STARK BRIAN JAY
(10% owner)		 66,200 $0.5342 $35,366 1,323,814
(Indirect)		 View
2008-08-04
Purchase		 2008-08-04
6:11 pm		 UROPLASTY INC UPI KAYSEN DAVID B
(President, CEO)		 3,000 $3.059 $9,177 3,000
(Direct)		 View
2008-06-05-
-2008-06-06
Sale		 2008-06-09
2:15 pm		 UROPLASTY INC UPI HOLMAN SUSAN HARTJES
(COO)		 10,000 $3.102 $31,021 0
(Direct)		 View
2007-11-20
Purchase		 2007-11-27
5:01 pm		 UROPLASTY INC UPI Lee A Jones
(Director)		 7,100 $3.5 $24,850 52,100
(Direct)		 View
2007-11-20
Purchase		 2007-11-27
5:00 pm		 UROPLASTY INC UPI HEINEMANN LARRY R
(VP of Global Sales)		 850 $3.5 $2,975 127,267
(Direct)		 View
2007-04-20-
-2007-04-30
Purchase		 2007-05-16
2:51 pm		 UROPLASTY INC UPI TAPESTRY INVESTMENT PARTNERS LP
(10% owner)		 160,300 $4.708 $754,770 1,219,300
(Direct)		 View
2006-09-14
Sale		 2006-09-19
11:43 am		 UROPLASTY INC UROP MINDICH BRUCE P
(10% owner)		 10,000 $3.015 $30,150 200,436
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-06-05
Gift		 2008-06-09
2:15 pm		 UROPLASTY INC UPI HOLMAN SUSAN HARTJES
(COO)		 3,300 $3.3 $10,890 0
(Direct)		 View
2006-05-24
Z		 2006-09-22
5:17 pm		 UROPLASTY INC UPI HOLMAN DANIEL G
(Former CEO and Board member.)		 13,079 $0 $0 298,065
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2009-09-15
Exercise		 2009-09-18
2:30 pm		 2009-09-15
2014-09-14		 UROPLASTY INC UPI WEHRWEIN SVEN
(Director)		 15,000 $0.77 15,000
(Direct)		 View
2009-09-15
Exercise		 2009-09-18
2:29 pm		 2009-09-15
2014-09-14		 UROPLASTY INC UPI Lee A Jones
(Director)		 15,000 $0.77 15,000
(Direct)		 View
2009-09-15
Exercise		 2009-09-18
2:26 pm		 2009-09-15
2014-09-14		 UROPLASTY INC UPI MAXWELL ROBERT PATRICK
(Director)		 15,000 $0.77 15,000
(Direct)		 View
2009-09-15
Exercise		 2009-09-18
2:23 pm		 2009-09-15
2014-09-14		 UROPLASTY INC UPI JAMISON THOMAS EDWARD
(Director)		 15,000 $0.77 15,000
(Direct)		 View
2009-09-15
Exercise		 2009-09-18
2:20 pm		 2009-09-15
2014-09-14		 UROPLASTY INC UPI Stauner James P
(Director)		 15,000 $0.77 15,000
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:50 am		 2009-06-05
2014-06-04		 UROPLASTY INC UPI HOLMAN SUSAN HARTJES
(COO)		 13,333 $0.85 13,333
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:50 am		 2010-06-05
2014-06-04		 UROPLASTY INC UPI HOLMAN SUSAN HARTJES
(COO)		 13,333 $0.85 0
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:50 am		 2011-06-05
2014-06-04		 UROPLASTY INC UPI HOLMAN SUSAN HARTJES
(COO)		 13,334 $0.85 0
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:47 am		 2009-06-05
2014-06-04		 UROPLASTY INC UPI KOOLE A J
(Controller)		 10,000 $0.85 10,000
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:47 am		 2010-06-05
2014-06-04		 UROPLASTY INC UPI KOOLE A J
(Controller)		 10,000 $0.85 0
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:47 am		 2011-06-05
2014-06-04		 UROPLASTY INC UPI KOOLE A J
(Controller)		 10,000 $0.85 0
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:45 am		 2009-06-05
2014-06-04		 UROPLASTY INC UPI KAYSEN DAVID B
(President, CEO)		 33,333 $0.85 33,333
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:45 am		 2010-06-05
2014-06-04		 UROPLASTY INC UPI KAYSEN DAVID B
(President, CEO)		 33,333 $0.85 0
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:45 am		 2011-06-05
2014-06-04		 UROPLASTY INC UPI KAYSEN DAVID B
(President, CEO)		 33,334 $0.85 0
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:43 am		 2009-06-05
2014-06-04		 UROPLASTY INC UPI HEINEMANN LARRY R
(VP of Global Sales)		 10,000 $0.85 10,000
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:43 am		 2010-06-05
2014-06-04		 UROPLASTY INC UPI HEINEMANN LARRY R
(VP of Global Sales)		 10,000 $0.85 0
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:43 am		 2011-06-05
2014-06-04		 UROPLASTY INC UPI HEINEMANN LARRY R
(VP of Global Sales)		 10,000 $0.85 0
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:41 am		 2009-06-05
2014-06-04		 UROPLASTY INC UPI Jiwani Mahedi A
(VP, CFO, Treasurer)		 10,000 $0.85 10,000
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:41 am		 2010-06-05
2014-06-04		 UROPLASTY INC UPI Jiwani Mahedi A
(VP, CFO, Treasurer)		 10,000 $0.85 0
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:41 am		 2011-06-05
2014-06-04		 UROPLASTY INC UPI Jiwani Mahedi A
(VP, CFO, Treasurer)		 10,000 $0.85 0
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:38 am		 2009-06-05
2014-06-04		 UROPLASTY INC UPI HERREGRAVEN MARC
(VP Manufacturing)		 10,000 $0.85 10,000
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:38 am		 2010-06-05
2014-06-04		 UROPLASTY INC UPI HERREGRAVEN MARC
(VP Manufacturing)		 10,000 $0.85 0
(Direct)		 View
2009-06-05
Option Award		 2009-06-09
10:38 am		 2011-06-05
2014-06-04		 UROPLASTY INC UPI HERREGRAVEN MARC
(VP Manufacturing)		 10,000 $0.85 0
(Direct)		 View
2008-09-18
Option Award		 2008-09-22
1:29 pm		 2008-09-18
2011-09-17		 UROPLASTY INC UPI JAMISON THOMAS EDWARD
(Director)		 15,000 $2.38 15,000
(Direct)		 View
2008-09-18
Option Award		 2008-09-22
1:26 pm		 2008-09-18
2011-09-17		 UROPLASTY INC UPI MAXWELL ROBERT PATRICK
(Director)		 15,000 $2.38 15,000
(Direct)		 View
2008-06-24
Option Award		 2008-06-25
6:46 pm		 2008-06-24
2013-06-23		 UROPLASTY INC UPI KAYSEN DAVID B
(President, CEO)		 16,667 $3.15 16,667
(Direct)		 View
2008-06-24
Option Award		 2008-06-25
6:46 pm		 2009-06-24
2013-06-23		 UROPLASTY INC UPI KAYSEN DAVID B
(President, CEO)		 16,667 $3.15 0
(Direct)		 View
2008-06-24
Option Award		 2008-06-25
6:46 pm		 2010-06-24
2013-06-23		 UROPLASTY INC UPI KAYSEN DAVID B
(President, CEO)		 16,667 $3.15 0
(Direct)		 View
2008-06-24
Option Award		 2008-06-25
6:46 pm		 2008-06-24
2013-06-23		 UROPLASTY INC UPI HOLMAN SUSAN HARTJES
(COO)		 3,333 $3.15 3,333
(Direct)		 View
2008-06-24
Option Award		 2008-06-25
6:46 pm		 2009-06-24
2013-06-23		 UROPLASTY INC UPI HOLMAN SUSAN HARTJES
(COO)		 3,333 $3.15 0
(Direct)		 View
2008-06-24
Option Award		 2008-06-25
6:46 pm		 2010-06-24
2013-06-23		 UROPLASTY INC UPI HOLMAN SUSAN HARTJES
(COO)		 3,334 $3.15 0
(Direct)		 View
2008-06-24
Option Award		 2008-06-25
6:45 pm		 2008-06-24
2013-06-23		 UROPLASTY INC UPI HERREGRAVEN MARC
(VP Manufacturing)		 6,667 $3.15 6,667
(Direct)		 View
2008-06-24
Option Award		 2008-06-25
6:45 pm		 2009-06-24
2013-06-23		 UROPLASTY INC UPI HERREGRAVEN MARC
(VP Manufacturing)		 6,667 $3.15 0
(Direct)		 View
2008-06-24
Option Award		 2008-06-25
6:45 pm		 2010-06-24
2013-06-23		 UROPLASTY INC UPI HERREGRAVEN MARC
(VP Manufacturing)		 6,666 $3.15 0
(Direct)		 View
2008-06-24
Option Award		 2008-06-25
6:45 pm		 2008-06-24
2013-06-23		 UROPLASTY INC UPI Jiwani Mahedi A
(VP, CFO, Treasurer)		 16,667 $3.15 6,667
(Direct)		 View
2008-06-24
Option Award		 2008-06-25
6:45 pm		 2009-06-24
2013-06-23		 UROPLASTY INC UPI Jiwani Mahedi A
(VP, CFO, Treasurer)		 16,667 $3.15 0
(Direct)		 View
2008-06-24
Option Award		 2008-06-25
6:45 pm		 2010-06-24
2013-06-23		 UROPLASTY INC UPI Jiwani Mahedi A
(VP, CFO, Treasurer)		 16,667 $3.15 0
(Direct)		 View
2008-06-24
Option Award		 2008-06-25
6:44 pm		 2008-06-24
2013-06-23		 UROPLASTY INC UPI HEINEMANN LARRY R
(VP of Global Sales)		 6,667 $3.15 6,667
(Direct)		 View
2008-06-24
Option Award		 2008-06-25
6:44 pm		 2009-06-24
2013-06-23		 UROPLASTY INC UPI HEINEMANN LARRY R
(VP of Global Sales)		 6,667 $3.15 0
(Direct)		 View
2008-06-24
Option Award		 2008-06-25
6:44 pm		 2010-06-24
2013-06-23		 UROPLASTY INC UPI HEINEMANN LARRY R
(VP of Global Sales)		 6,666 $3.15 0
(Direct)		 View
2008-05-28
Option Award		 2008-05-30
6:42 pm		 2009-05-27
N/A		 UROPLASTY INC UPI KOOLE A J
(Controller)		 2,000 $0 67,001
(Direct)		 View
2008-05-28
Option Award		 2008-05-30
6:41 pm		 2009-05-27
N/A		 UROPLASTY INC UPI KAYSEN DAVID B
(President, CEO)		 6,000 $0 339,334
(Direct)		 View
2008-05-28
Option Award		 2008-05-30
6:41 pm		 2009-05-27
N/A		 UROPLASTY INC UPI HOLMAN SUSAN HARTJES
(COO)		 2,000 $0 187,833
(Direct)		 View
2008-05-28
Option Award		 2008-05-30
6:41 pm		 2009-05-27
N/A		 UROPLASTY INC UPI HERREGRAVEN MARC
(VP Manufacturing)		 2,000 $0 87,001
(Direct)		 View
2008-05-28
Option Award		 2008-05-30
6:40 pm		 2009-05-27
N/A		 UROPLASTY INC UPI HEINEMANN LARRY R
(VP of Global Sales)		 2,000 $0 93,667
(Direct)		 View
2004-07-31
Other		 2005-12-01
2:16 pm		 2002-07-12
2004-07-31		 UROPLASTY INC UROP Mindich Family LTD Liability CO
(10% owner)		 108,333 $2 0
(Direct)		 View
2005-02-11
Exercise		 2005-02-11
12:52 pm		 2001-02-10
2005-02-10		 UROPLASTY INC UPST HARRIS CHRISTOPHER
(Vice President)		 2,222 $6.96 101,110
(Direct)		 View
2005-02-11
Exercise		 2005-02-11
12:52 pm		 2002-02-10
2005-02-10		 UROPLASTY INC UPST HARRIS CHRISTOPHER
(Vice President)		 2,222 $6.96 98,888
(Direct)		 View
2005-02-11
Exercise		 2005-02-11
12:52 pm		 2003-02-10
2005-02-10		 UROPLASTY INC UPST HARRIS CHRISTOPHER
(Vice President)		 2,222 $6.96 96,666
(Direct)		 View
2005-01-04
Exercise		 2005-01-04
11:44 am		 2005-01-01
2015-01-01		 UROPLASTY INC UPST HUMPHRIES SAM B
(President
Director)		 100,000 $5.19 130,000
(Direct)		 View
2005-01-04
Exercise		 2005-01-04
11:44 am		 2006-01-01
2015-01-01		 UROPLASTY INC UPST HUMPHRIES SAM B
(President
Director)		 100,000 $5.19 230,000
(Direct)		 View
2005-01-04
Exercise		 2005-01-04
11:44 am		 2007-01-01
2015-01-01		 UROPLASTY INC UPST HUMPHRIES SAM B
(President
Director)		 100,000 $5.19 330,000
(Direct)		 View
2005-01-04
Exercise		 2005-01-04
11:44 am		 2008-01-01
2015-01-01		 UROPLASTY INC UPST HUMPHRIES SAM B
(President
Director)		 100,000 $5.19 430,000
(Direct)		 View
2004-12-22
Exercise		 2004-12-22
2:04 pm		 2004-12-21
2009-12-21		 UROPLASTY INC UPST PITLOR JOEL
(Director)		 25,000 $5.3 75,000
(Direct)		 View
2004-12-22
Exercise		 2004-12-22
2:04 pm		 2005-12-21
2009-12-21		 UROPLASTY INC UPST PITLOR JOEL
(Director)		 12,500 $5.3 87,500
(Direct)		 View
2004-12-22
Exercise		 2004-12-22
2:04 pm		 2006-12-21
2009-12-21		 UROPLASTY INC UPST PITLOR JOEL
(Director)		 12,500 $5.3 100,000
(Direct)		 View
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