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Sec Filings Insider Trading - Nuveen Investments Inc (JNC)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
JNC Insider Trading Transactions for Nuveen Investments Inc
Nuveen Investments Inc: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2007-11-13
Sale		 2007-11-15
5:12 pm		 NUVEEN INVESTMENTS INC JNC BOYD WILLARD L
(Director)		 9,157 $0 $0 0
(Direct)		 View
2007-11-13
Sale		 2007-11-15
5:12 pm		 NUVEEN INVESTMENTS INC JNC ADAMS WILLIAM IV
(Executive Vice President)		 74,403 $0 $0 0
(Direct)		 View
2007-11-13
Sale		 2007-11-15
5:11 pm		 NUVEEN INVESTMENTS INC JNC SCHWERTFEGER TIMOTHY R
(Chairman
Director)		 688,535 $23.79 $16,379,415 0
(Direct)		 View
2007-11-13
Sale		 2007-11-15
5:11 pm		 NUVEEN INVESTMENTS INC JNC Hlavacek Sherri A
(VP, Corporate Controller & PAO)		 4,843 $0 $0 0
(Direct)		 View
2007-11-13
Sale		 2007-11-15
5:11 pm		 NUVEEN INVESTMENTS INC JNC PALMORE RODERICK A
(Director)		 5,832 $0 $0 0
(Direct)		 View
2007-11-13
Sale		 2007-11-15
5:10 pm		 NUVEEN INVESTMENTS INC JNC MacCarthy John L
(Sr. VP, Sec'y, General Counsel)		 13,756 $0 $0 0
(Direct)		 View
2007-11-13
Sale		 2007-11-15
5:10 pm		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(Chief Executive Officer
Director)		 301,183 $0 $0 0
(Direct)		 View
2007-11-13
Sale		 2007-11-15
5:10 pm		 NUVEEN INVESTMENTS INC JNC RICHTER GLENN R
(Executive VP, CAO, and PFO)		 24,151 $0 $0 0
(Direct)		 View
2007-11-13
Sale		 2007-11-15
5:09 pm		 NUVEEN INVESTMENTS INC JNC KULLBERG DUANE R
(Director)		 9,157 $0 $0 0
(Direct)		 View
2007-11-13
Sale		 2007-11-15
5:08 pm		 NUVEEN INVESTMENTS INC JNC DUCKWORTH CONNIE K
(Director)		 1,893 $0 $0 0
(Direct)		 View
2007-11-13
Sale		 2007-11-15
5:08 pm		 NUVEEN INVESTMENTS INC JNC BERKSHIRE ALAN G
(Sr. Executive Vice President)		 56,906 $14.09 $801,840 0
(Direct)		 View
2007-11-13
Sale		 2007-11-15
5:07 pm		 NUVEEN INVESTMENTS INC JNC Brown Alan A
(Executive Vice President)		 48,275 $0 $0 0
(Direct)		 View
2007-08-06
Sale		 2007-08-07
10:04 am		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(President
Director)		 10,000 $61.48 $614,800 391,183
(Direct)		 View
2007-05-07
Sale		 2007-05-08
11:34 am		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(President
Director)		 30,000 $53.66 $1,609,800 391,183
(Direct)		 View
2007-02-20
Sale		 2007-02-20
4:34 pm		 NUVEEN INVESTMENTS INC JNC ADAMS WILLIAM IV
(Executive Vice President)		 30,000 $52.07 $1,562,100 74,403
(Direct)		 View
2007-02-16
Sale		 2007-02-16
6:38 pm		 NUVEEN INVESTMENTS INC JNC ADAMS WILLIAM IV
(Executive Vice President)		 30,000 $52 $1,560,000 74,403
(Direct)		 View
2006-08-04
Sale		 2006-08-07
12:27 pm		 NUVEEN INVESTMENTS INC JNC WILSON MARGARET E
(Senior Vice President, Finance)		 45,000 $48.01 $2,160,450 22,455
(Direct)		 View
2006-02-14
Sale		 2006-02-15
10:29 am		 NUVEEN INVESTMENTS INC JNC BERKSHIRE ALAN G
(Sr. Executive Vice President)		 14,300 $45.09 $644,787 48,299
(Direct)		 View
2005-04-12
Sale		 2005-04-14
5:05 pm		 NUVEEN INVESTMENTS INC JNC ST PAUL TRAVELERS COMPANIES INC
ST PAUL FIRE & MARINE INSURANCE CO
(10% owner)		 39,309,155 $32.98 $1,296,415,932 0
(Direct
Indirect)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2007-09-17
Option Award		 2007-09-18
4:53 pm		 NUVEEN INVESTMENTS INC JNC PALMORE RODERICK A
(Director)		 22 $0 $0 5,832
(Direct)		 View
2007-09-17
Option Award		 2007-09-18
4:53 pm		 NUVEEN INVESTMENTS INC JNC KULLBERG DUANE R
(Director)		 24 $0 $0 9,157
(Direct)		 View
2007-09-17
Option Award		 2007-09-18
4:53 pm		 NUVEEN INVESTMENTS INC JNC DUCKWORTH CONNIE K
(Director)		 7 $0 $0 1,893
(Direct)		 View
2007-09-17
Option Award		 2007-09-18
4:53 pm		 NUVEEN INVESTMENTS INC JNC BOYD WILLARD L
(Director)		 24 $0 $0 9,157
(Direct)		 View
2007-08-06
Exercise		 2007-08-07
10:04 am		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(President
Director)		 10,000 $11.85 $118,500 401,183
(Direct)		 View
2007-06-15
Option Award		 2007-06-21
11:25 am		 NUVEEN INVESTMENTS INC JNC PALMORE RODERICK A
(Director)		 25 $0 $0 5,809
(Direct)		 View
2007-06-15
Option Award		 2007-06-21
11:25 am		 NUVEEN INVESTMENTS INC JNC KULLBERG DUANE R
(Director)		 27 $0 $0 9,134
(Direct)		 View
2007-06-15
Option Award		 2007-06-21
11:25 am		 NUVEEN INVESTMENTS INC JNC DUCKWORTH CONNIE K
(Director)		 8 $0 $0 1,885
(Direct)		 View
2007-06-15
Option Award		 2007-06-21
11:24 am		 NUVEEN INVESTMENTS INC JNC BOYD WILLARD L
(Director)		 27 $0 $0 9,134
(Direct)		 View
2007-05-08
Option Award		 2007-05-10
6:50 pm		 NUVEEN INVESTMENTS INC JNC PALMORE RODERICK A
(Director)		 1,375 $0 $0 5,784
(Direct)		 View
2007-05-08
Option Award		 2007-05-10
6:50 pm		 NUVEEN INVESTMENTS INC JNC KULLBERG DUANE R
(Director)		 1,375 $0 $0 9,107
(Direct)		 View
2007-05-08
Option Award		 2007-05-10
6:50 pm		 NUVEEN INVESTMENTS INC JNC DUCKWORTH CONNIE K
(Director)		 1,375 $0 $0 1,877
(Direct)		 View
2007-05-08
Option Award		 2007-05-10
6:50 pm		 NUVEEN INVESTMENTS INC JNC BOYD WILLARD L
(Director)		 1,375 $0 $0 9,107
(Direct)		 View
2007-05-07
Exercise		 2007-05-08
11:34 am		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(President
Director)		 30,000 $11.85 $355,500 421,183
(Direct)		 View
2007-03-15
Option Award		 2007-03-16
5:13 pm		 NUVEEN INVESTMENTS INC JNC PALMORE RODERICK A
(Director)		 22 $0 $0 4,409
(Direct)		 View
2007-03-15
Option Award		 2007-03-16
5:13 pm		 NUVEEN INVESTMENTS INC JNC LEROY PIERRE E
(Director)		 1 $0 $0 189
(Direct)		 View
2007-03-15
Option Award		 2007-03-16
5:13 pm		 NUVEEN INVESTMENTS INC JNC KULLBERG DUANE R
(Director)		 24 $0 $0 7,732
(Direct)		 View
2007-03-15
Option Award		 2007-03-16
5:13 pm		 NUVEEN INVESTMENTS INC JNC DUCKWORTH CONNIE K
(Director)		 3 $0 $0 502
(Direct)		 View
2007-03-15
Option Award		 2007-03-16
5:13 pm		 NUVEEN INVESTMENTS INC JNC BOYD WILLARD L
(Director)		 24 $0 $0 7,732
(Direct)		 View
2007-02-20
Exercise		 2007-02-20
4:34 pm		 NUVEEN INVESTMENTS INC JNC ADAMS WILLIAM IV
(Executive Vice President)		 30,000 $18.31 $549,300 104,403
(Direct)		 View
2007-02-16
Exercise		 2007-02-16
6:38 pm		 NUVEEN INVESTMENTS INC JNC ADAMS WILLIAM IV
(Executive Vice President)		 30,000 $18.31 $549,300 104,403
(Direct)		 View
2006-08-04
Exercise		 2006-08-07
12:27 pm		 NUVEEN INVESTMENTS INC JNC WILSON MARGARET E
(Senior Vice President, Finance)		 45,000 $12 $540,000 67,455
(Direct)		 View
2006-05-10
Option Award		 2006-05-12
10:29 am		 NUVEEN INVESTMENTS INC JNC DRISCOLL W JOHN
(Director)		 1,477 $0 $0 7,638
(Direct)		 View
2006-02-14
Exercise		 2006-02-15
10:29 am		 NUVEEN INVESTMENTS INC JNC BERKSHIRE ALAN G
(Sr. Executive Vice President)		 14,300 $14.27 $204,061 62,599
(Direct)		 View
2005-09-15
Option Award		 2005-09-16
11:52 am		 NUVEEN INVESTMENTS INC JNC CARL JOHN L
(Director)		 10 $38.44 $377 2,806
(Direct)		 View
2005-07-29-
-2005-08-01
Exercise
Purchase		 2005-08-05
6:44 pm		 NUVEEN INVESTMENTS INC JNC ST PAUL TRAVELERS COMPANIES INC
(10% owner)		 15,039,100 $0 $0 3,389,500
(Direct)		 View
2005-04-12
Other
Purchase		 2005-04-14
5:05 pm		 NUVEEN INVESTMENTS INC JNC ST PAUL TRAVELERS COMPANIES INC
ST PAUL FIRE & MARINE INSURANCE CO
(10% owner)		 39,309,155 $0 $0 81,510
(Direct
Indirect)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2007-11-13
Option Sale		 2007-11-15
5:12 pm		 N/A
2012-01-11		 NUVEEN INVESTMENTS INC JNC ADAMS WILLIAM IV
(Executive Vice President)		 76,000 $27.12 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:12 pm		 N/A
2012-06-10		 NUVEEN INVESTMENTS INC JNC ADAMS WILLIAM IV
(Executive Vice President)		 110,000 $27.5 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:12 pm		 N/A
2013-01-13		 NUVEEN INVESTMENTS INC JNC ADAMS WILLIAM IV
(Executive Vice President)		 80,000 $25.89 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:12 pm		 N/A
2014-01-20		 NUVEEN INVESTMENTS INC JNC ADAMS WILLIAM IV
(Executive Vice President)		 90,000 $29.04 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:12 pm		 N/A
2015-01-14		 NUVEEN INVESTMENTS INC JNC ADAMS WILLIAM IV
(Executive Vice President)		 35,282 $38.01 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:12 pm		 N/A
2015-01-14		 NUVEEN INVESTMENTS INC JNC ADAMS WILLIAM IV
(Executive Vice President)		 38,000 $38.01 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:12 pm		 N/A
2016-01-13		 NUVEEN INVESTMENTS INC JNC ADAMS WILLIAM IV
(Executive Vice President)		 23,211 $44.58 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:12 pm		 N/A
2017-02-06		 NUVEEN INVESTMENTS INC JNC ADAMS WILLIAM IV
(Executive Vice President)		 10,878 $51.54 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:11 pm		 N/A
2008-02-25		 NUVEEN INVESTMENTS INC JNC SCHWERTFEGER TIMOTHY R
(Chairman
Director)		 253,080 $11.85 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:11 pm		 N/A
2009-01-11		 NUVEEN INVESTMENTS INC JNC SCHWERTFEGER TIMOTHY R
(Chairman
Director)		 69,598 $12.5 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:11 pm		 N/A
2010-01-12		 NUVEEN INVESTMENTS INC JNC SCHWERTFEGER TIMOTHY R
(Chairman
Director)		 418,000 $12 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:11 pm		 N/A
2011-01-11		 NUVEEN INVESTMENTS INC JNC SCHWERTFEGER TIMOTHY R
(Chairman
Director)		 228,042 $18.31 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:11 pm		 N/A
2012-01-11		 NUVEEN INVESTMENTS INC JNC SCHWERTFEGER TIMOTHY R
(Chairman
Director)		 200,000 $27.12 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:11 pm		 N/A
2012-06-10		 NUVEEN INVESTMENTS INC JNC SCHWERTFEGER TIMOTHY R
(Chairman
Director)		 540,000 $27.5 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:11 pm		 N/A
2013-01-13		 NUVEEN INVESTMENTS INC JNC SCHWERTFEGER TIMOTHY R
(Chairman
Director)		 246,959 $25.89 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:11 pm		 N/A
2014-01-20		 NUVEEN INVESTMENTS INC JNC SCHWERTFEGER TIMOTHY R
(Chairman
Director)		 317,190 $29.04 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:11 pm		 N/A
2015-01-14		 NUVEEN INVESTMENTS INC JNC SCHWERTFEGER TIMOTHY R
(Chairman
Director)		 159,543 $38.01 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:11 pm		 N/A
2015-01-14		 NUVEEN INVESTMENTS INC JNC SCHWERTFEGER TIMOTHY R
(Chairman
Director)		 405,000 $38.01 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:11 pm		 N/A
2016-01-13		 NUVEEN INVESTMENTS INC JNC SCHWERTFEGER TIMOTHY R
(Chairman
Director)		 128,385 $44.58 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:11 pm		 N/A
2017-02-06		 NUVEEN INVESTMENTS INC JNC SCHWERTFEGER TIMOTHY R
(Chairman
Director)		 146,096 $51.54 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:11 pm		 N/A
2014-01-20		 NUVEEN INVESTMENTS INC JNC Hlavacek Sherri A
(VP, Corporate Controller & PAO)		 18,000 $29.04 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:11 pm		 N/A
2015-01-14		 NUVEEN INVESTMENTS INC JNC Hlavacek Sherri A
(VP, Corporate Controller & PAO)		 8,401 $38.01 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:11 pm		 N/A
2016-01-13		 NUVEEN INVESTMENTS INC JNC Hlavacek Sherri A
(VP, Corporate Controller & PAO)		 6,044 $44.58 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:11 pm		 N/A
2017-02-06		 NUVEEN INVESTMENTS INC JNC Hlavacek Sherri A
(VP, Corporate Controller & PAO)		 5,036 $51.54 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:10 pm		 N/A
2016-03-06		 NUVEEN INVESTMENTS INC JNC MacCarthy John L
(Sr. VP, Sec'y, General Counsel)		 46,860 $46.39 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:10 pm		 N/A
2017-02-06		 NUVEEN INVESTMENTS INC JNC MacCarthy John L
(Sr. VP, Sec'y, General Counsel)		 10,153 $51.54 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:10 pm		 N/A
2008-02-25		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(Chief Executive Officer
Director)		 78,940 $11.85 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:10 pm		 N/A
2009-01-11		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(Chief Executive Officer
Director)		 69,598 $12.5 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:10 pm		 N/A
2010-01-12		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(Chief Executive Officer
Director)		 355,332 $12 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:10 pm		 N/A
2011-01-11		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(Chief Executive Officer
Director)		 193,966 $18.31 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:10 pm		 N/A
2012-01-11		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(Chief Executive Officer
Director)		 170,000 $27.12 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:10 pm		 N/A
2012-06-10		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(Chief Executive Officer
Director)		 440,000 $27.5 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:10 pm		 N/A
2013-01-13		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(Chief Executive Officer
Director)		 209,797 $25.89 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:10 pm		 N/A
2014-01-20		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(Chief Executive Officer
Director)		 269,652 $29.04 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:10 pm		 N/A
2015-01-14		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(Chief Executive Officer
Director)		 135,618 $38.01 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:10 pm		 N/A
2015-01-14		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(Chief Executive Officer
Director)		 342,000 $38.01 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:10 pm		 N/A
2016-01-13		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(Chief Executive Officer
Director)		 109,139 $44.58 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:10 pm		 N/A
2017-02-06		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(Chief Executive Officer
Director)		 122,200 $51.54 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:10 pm		 N/A
2016-05-30		 NUVEEN INVESTMENTS INC JNC RICHTER GLENN R
(Executive VP, CAO, and PFO)		 44,423 $44.06 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:10 pm		 N/A
2017-02-06		 NUVEEN INVESTMENTS INC JNC RICHTER GLENN R
(Executive VP, CAO, and PFO)		 12,691 $51.54 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:08 pm		 N/A
2010-01-12		 NUVEEN INVESTMENTS INC JNC BERKSHIRE ALAN G
(Sr. Executive Vice President)		 10,000 $12 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:08 pm		 N/A
2011-01-11		 NUVEEN INVESTMENTS INC JNC BERKSHIRE ALAN G
(Sr. Executive Vice President)		 30,000 $18.31 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:08 pm		 N/A
2011-01-11		 NUVEEN INVESTMENTS INC JNC BERKSHIRE ALAN G
(Sr. Executive Vice President)		 60,000 $18.31 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:08 pm		 N/A
2012-01-11		 NUVEEN INVESTMENTS INC JNC BERKSHIRE ALAN G
(Sr. Executive Vice President)		 76,000 $27.12 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:08 pm		 N/A
2012-06-10		 NUVEEN INVESTMENTS INC JNC BERKSHIRE ALAN G
(Sr. Executive Vice President)		 130,000 $27.5 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:08 pm		 N/A
2013-01-13		 NUVEEN INVESTMENTS INC JNC BERKSHIRE ALAN G
(Sr. Executive Vice President)		 80,000 $25.89 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:08 pm		 N/A
2014-01-20		 NUVEEN INVESTMENTS INC JNC BERKSHIRE ALAN G
(Sr. Executive Vice President)		 90,000 $29.04 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:08 pm		 N/A
2015-01-14		 NUVEEN INVESTMENTS INC JNC BERKSHIRE ALAN G
(Sr. Executive Vice President)		 35,282 $38.01 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:08 pm		 N/A
2015-01-14		 NUVEEN INVESTMENTS INC JNC BERKSHIRE ALAN G
(Sr. Executive Vice President)		 38,000 $38.01 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:08 pm		 N/A
2016-01-13		 NUVEEN INVESTMENTS INC JNC BERKSHIRE ALAN G
(Sr. Executive Vice President)		 25,145 $44.58 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:08 pm		 N/A
2016-01-13		 NUVEEN INVESTMENTS INC JNC BERKSHIRE ALAN G
(Sr. Executive Vice President)		 48,356 $44.58 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:08 pm		 N/A
2017-02-06		 NUVEEN INVESTMENTS INC JNC BERKSHIRE ALAN G
(Sr. Executive Vice President)		 21,757 $51.54 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:07 pm		 N/A
2011-11-05		 NUVEEN INVESTMENTS INC JNC Brown Alan A
(Executive Vice President)		 40,000 $23.98 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:07 pm		 N/A
2012-06-10		 NUVEEN INVESTMENTS INC JNC Brown Alan A
(Executive Vice President)		 50,000 $27.5 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:07 pm		 N/A
2013-01-13		 NUVEEN INVESTMENTS INC JNC Brown Alan A
(Executive Vice President)		 40,000 $25.89 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:07 pm		 N/A
2014-01-20		 NUVEEN INVESTMENTS INC JNC Brown Alan A
(Executive Vice President)		 45,000 $29.04 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:07 pm		 N/A
2014-01-20		 NUVEEN INVESTMENTS INC JNC Brown Alan A
(Executive Vice President)		 15,000 $29.04 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:07 pm		 N/A
2014-09-18		 NUVEEN INVESTMENTS INC JNC Brown Alan A
(Executive Vice President)		 25,874 $38.01 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:07 pm		 N/A
2015-01-14		 NUVEEN INVESTMENTS INC JNC Brown Alan A
(Executive Vice President)		 20,000 $38.01 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:07 pm		 N/A
2016-01-13		 NUVEEN INVESTMENTS INC JNC Brown Alan A
(Executive Vice President)		 18,375 $44.58 0
(Direct)		 View
2007-11-13
Option Sale		 2007-11-15
5:07 pm		 N/A
2017-02-06		 NUVEEN INVESTMENTS INC JNC Brown Alan A
(Executive Vice President)		 13,779 $51.54 0
(Direct)		 View
2007-08-06
Exercise		 2007-08-07
10:04 am		 2001-02-25
2008-02-25		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(President
Director)		 10,000 $11.85 78,940
(Direct)		 View
2007-05-07
Exercise		 2007-05-08
11:34 am		 2001-02-25
2008-02-25		 NUVEEN INVESTMENTS INC JNC AMBOIAN JOHN P
(President
Director)		 30,000 $11.85 88,940
(Direct)		 View
2007-02-20
Exercise		 2007-02-20
4:34 pm		 2004-01-11
2011-01-11		 NUVEEN INVESTMENTS INC JNC ADAMS WILLIAM IV
(Executive Vice President)		 30,000 $18.31 0
(Direct)		 View
2007-02-16
Exercise		 2007-02-16
6:38 pm		 2004-01-11
2011-01-11		 NUVEEN INVESTMENTS INC JNC ADAMS WILLIAM IV
(Executive Vice President)		 30,000 $18.31 30,000
(Direct)		 View
2006-08-04
Exercise		 2006-08-07
12:27 pm		 2003-01-12
2010-01-12		 NUVEEN INVESTMENTS INC JNC WILSON MARGARET E
(Senior Vice President, Finance)		 45,000 $12 0
(Direct)		 View
2006-02-14
Exercise		 2006-02-15
10:29 am		 2002-06-28
2009-06-28		 NUVEEN INVESTMENTS INC JNC BERKSHIRE ALAN G
(Sr. Executive Vice President)		 14,300 $14.27 30,700
(Direct)		 View
2005-07-29
Purchase		 2005-08-05
6:44 pm		 2005-07-29
2005-07-29		 NUVEEN INVESTMENTS INC JNC ST PAUL TRAVELERS COMPANIES INC
(10% owner)		 3,389,500 $0 5,824,800
(Direct)		 View
2005-08-01
Purchase		 2005-08-05
6:44 pm		 2005-08-01
2005-08-01		 NUVEEN INVESTMENTS INC JNC ST PAUL TRAVELERS COMPANIES INC
(10% owner)		 5,824,800 $0 0
(Direct)		 View
2005-08-01
Exercise		 2005-08-05
6:44 pm		 2005-08-01
2005-08-01		 NUVEEN INVESTMENTS INC JNC ST PAUL TRAVELERS COMPANIES INC
(10% owner)		 5,824,800 $0 0
(Direct)		 View
2005-04-12
Purchase		 2005-04-14
5:05 pm		 N/A
N/A		 NUVEEN INVESTMENTS INC JNC ST PAUL TRAVELERS COMPANIES INC
ST PAUL FIRE & MARINE INSURANCE CO
(10% owner)		 12,325,800 $0 0
(Indirect)		 View
2005-04-12
Purchase		 2005-04-14
5:05 pm		 N/A
N/A		 NUVEEN INVESTMENTS INC JNC ST PAUL TRAVELERS COMPANIES INC
ST PAUL FIRE & MARINE INSURANCE CO
(10% owner)		 26,983,355 $0 34,016,059
(Direct)		 View
2005-04-12
Sale		 2005-04-14
5:05 pm		 N/A
N/A		 NUVEEN INVESTMENTS INC JNC ST PAUL TRAVELERS COMPANIES INC
ST PAUL FIRE & MARINE INSURANCE CO
(10% owner)		 6,064,281 $0 27,951,778
(Direct)		 View
2005-04-12
Sale		 2005-04-14
5:05 pm		 N/A
N/A		 NUVEEN INVESTMENTS INC JNC ST PAUL TRAVELERS COMPANIES INC
ST PAUL FIRE & MARINE INSURANCE CO
(10% owner)		 12,128,562 $0 12,128,562
(Direct)		 View
2005-04-12
Sale		 2005-04-14
5:05 pm		 N/A
N/A		 NUVEEN INVESTMENTS INC JNC ST PAUL TRAVELERS COMPANIES INC
ST PAUL FIRE & MARINE INSURANCE CO
(10% owner)		 5,824,800 $0 5,824,800
(Direct)		 View
2005-04-12
Sale		 2005-04-14
5:05 pm		 N/A
N/A		 NUVEEN INVESTMENTS INC JNC ST PAUL TRAVELERS COMPANIES INC
ST PAUL FIRE & MARINE INSURANCE CO
(10% owner)		 6,067,500 $0 6,067,500
(Direct)		 View
2003-01-13
Option Award		 2004-01-22
5:38 pm		 2006-01-13
2013-01-13		 NUVEEN INVESTMENTS INC JNC WILLIAMSON ALLEN J
(Group President)		 80,000 $25.89 80,000
(Direct)		 View
2004-01-20
Option Award		 2004-01-22
5:38 pm		 2007-01-20
2014-01-20		 NUVEEN INVESTMENTS INC JNC WILLIAMSON ALLEN J
(Group President)		 40,000 $29.04 40,000
(Direct)		 View
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