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Sec Filings Insider Trading - Therma Wave Inc (TWAV)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
TWAV Insider Trading Transactions for Therma Wave Inc
THERMA WAVE INC: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2007-05-18-
-2007-05-24
Purchase		 2007-05-25
12:17 pm		 THERMA WAVE INC TWAV KLA TENCOR CORP
(10% owner)		 44,026,811 $1.65 $72,644,238 0
(Indirect)		 View
2006-01-13
Sale		 2006-01-17
1:45 pm		 THERMA WAVE INC TWAV GALLEON MANAGEMENT L P
Galleon Management, L.L.C.
Rajaratnam Raj
(10% owner)		 40,729 $1.896 $77,218 4,180,559
(Indirect)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2007-05-17
Equity Swap		 2007-05-21
2:15 pm		 THERMA WAVE INC TWAV BAKER G LEONARD JR
(Director)		 337,438 $1.65 $556,773 0
(Direct
Indirect)		 View
2007-05-17
Equity Swap		 2007-05-21
1:59 pm		 THERMA WAVE INC TWAV Tan Raul
(VP, DEV & ENGINEERIN)		 17,050 $1.65 $28,132 0
(Direct)		 View
2007-05-17
Equity Swap		 2007-05-21
1:59 pm		 THERMA WAVE INC TWAV SIMMONS NOEL A
(VP, HR & FACILITIES)		 45,321 $1.65 $74,780 0
(Direct)		 View
2007-05-17
Equity Swap		 2007-05-21
1:58 pm		 THERMA WAVE INC TWAV Renner Brian
(VP, US & European Sales)		 5,079 $1.65 $8,380 0
(Direct)		 View
2007-05-17
Equity Swap		 2007-05-21
1:58 pm		 THERMA WAVE INC TWAV Passarello Joseph
(SR VP AND CFO)		 14,875 $1.65 $24,544 0
(Direct)		 View
2007-05-17
Equity Swap		 2007-05-21
1:58 pm		 THERMA WAVE INC TWAV OPSAL JON
(VICE PRESIDENT & CTO)		 154,036 $1.65 $254,159 0
(Indirect)		 View
2007-05-17
Equity Swap		 2007-05-21
1:58 pm		 THERMA WAVE INC TWAV Nicolaides Lena
(VP, MARKETING)		 12,060 $1.65 $19,899 0
(Direct)		 View
2007-05-17
Equity Swap		 2007-05-21
1:58 pm		 THERMA WAVE INC TWAV MATHEWS JOHN W
(VP, MANUFACTURING & FACTORY OP)		 5,386 $1.65 $8,887 0
(Direct)		 View
2007-05-17
Equity Swap		 2007-05-21
1:57 pm		 THERMA WAVE INC TWAV LIPKIN BORIS
(PRESIDENT & CEO
Director)		 31,199 $1.65 $51,478 0
(Direct)		 View
2007-05-17
Equity Swap		 2007-05-21
1:57 pm		 THERMA WAVE INC TWAV DERRICO JOHN J
(Director
BOARD MEMBER)		 20,000 $1.65 $33,000 0
(Direct)		 View
2007-05-17
Equity Swap		 2007-05-18
5:08 pm		 THERMA WAVE INC TWAV NORTH RUN CAPITAL, L P
NORTH RUN ADVISORS, LLC
NORTH RUN GP, LP
HAMMER TODD B
ELLIS THOMAS B
(10% owner)		 3,606,900 $1.65 $5,951,385 0
(Indirect)		 View
2004-12-31-
-2005-04-15
Exercise
Other		 2005-04-18
09:56 am		 THERMA WAVE INC TWAV DOYLE DAVID A
(VP, Factory Operations)		 17,266 $0.4661 $8,048 73,993
(Direct)		 View
2004-09-01
Exercise		 2004-09-07
9:31 pm		 THERMA WAVE INC TWAV DOMINIK DAVID
(Former Director)		 1,250 $2 $2,500 1,250
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2007-05-24
Option Sale		 2007-05-30
7:01 pm		 N/A
2013-04-22		 THERMA WAVE INC TWAV OPSAL JON
(VICE PRESIDENT & CTO)		 50,000 $0.47 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-30
7:01 pm		 N/A
2016-08-17		 THERMA WAVE INC TWAV OPSAL JON
(VICE PRESIDENT & CTO)		 25,000 $1.03 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-30
6:25 pm		 N/A
2016-05-04		 THERMA WAVE INC TWAV GRAVES GREGORY B
(Director)		 10,000 $1.62 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
5:19 pm		 N/A
2016-02-07		 THERMA WAVE INC TWAV Renner Brian
(VP, US & European Sales)		 15,625 $1.58 34,375
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
5:19 pm		 N/A
2016-02-07		 THERMA WAVE INC TWAV Nicolaides Lena
(VP, MARKETING)		 1,562 $1.58 3,438
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
5:19 pm		 N/A
2016-05-04		 THERMA WAVE INC TWAV Nicolaides Lena
(VP, MARKETING)		 12,500 $1.62 37,500
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
5:18 pm		 N/A
2013-04-22		 THERMA WAVE INC TWAV Tan Raul
(VP, DEV & ENGINEERIN)		 5,000 $0.47 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
5:18 pm		 2007-04-22
2013-04-22		 THERMA WAVE INC TWAV SIMMONS NOEL A
(VP, HR & FACILITIES)		 10,625 $0.47 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
5:18 pm		 N/A
2016-05-04		 THERMA WAVE INC TWAV Willinge John
(Director)		 10,000 $1.62 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
5:18 pm		 N/A
N/A		 THERMA WAVE INC TWAV Passarello Joseph
(SR VP AND CFO)		 150,000 $1.47 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
5:18 pm		 N/A
2016-08-17		 THERMA WAVE INC TWAV Passarello Joseph
(SR VP AND CFO)		 75,000 $1.03 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
5:18 pm		 N/A
2013-02-05		 THERMA WAVE INC TWAV LIPKIN BORIS
(PRESIDENT & CEO
Director)		 500,000 $0.66 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
5:18 pm		 N/A
2016-08-17		 THERMA WAVE INC TWAV LIPKIN BORIS
(PRESIDENT & CEO
Director)		 150,000 $1.03 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
5:17 pm		 2007-03-12
2013-03-12		 THERMA WAVE INC TWAV TOROSSIAN PAPKEN DER
(Director
Board Director)		 400,000 $0.42 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
5:11 pm		 2006-05-05
2015-05-05		 THERMA WAVE INC TWAV BAKER G LEONARD JR
(Director)		 10,000 $1.47 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
5:11 pm		 2007-05-04
2016-05-04		 THERMA WAVE INC TWAV BAKER G LEONARD JR
(Director)		 10,000 $1.62 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
4:46 pm		 N/A
2015-05-05		 THERMA WAVE INC TWAV TOMLINSON LAWRENCE
(Director
Board Director)		 10,000 $1.47 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
4:46 pm		 N/A
2016-05-04		 THERMA WAVE INC TWAV TOMLINSON LAWRENCE
(Director
Board Director)		 10,000 $1.62 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
4:45 pm		 N/A
2015-05-05		 THERMA WAVE INC TWAV SUH NAM P
(Director
Board Director)		 10,000 $1.47 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
4:45 pm		 N/A
2016-05-04		 THERMA WAVE INC TWAV SUH NAM P
(Director
Board Director)		 10,000 $1.62 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
4:44 pm		 N/A
2015-05-05		 THERMA WAVE INC TWAV HANLEY PETER
(Director
Board Member)		 10,000 $1.47 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
4:44 pm		 N/A
2016-05-04		 THERMA WAVE INC TWAV HANLEY PETER
(Director
Board Member)		 10,000 $1.62 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
4:43 pm		 N/A
2015-05-05		 THERMA WAVE INC TWAV DERRICO JOHN J
(Director
BOARD MEMBER)		 10,000 $1.47 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
4:43 pm		 N/A
2016-05-04		 THERMA WAVE INC TWAV DERRICO JOHN J
(Director
BOARD MEMBER)		 10,000 $1.62 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
4:41 pm		 N/A
2015-05-05		 THERMA WAVE INC TWAV ASPNES DAVID
(Director)		 10,000 $1.47 0
(Direct)		 View
2007-05-24
Option Sale		 2007-05-25
4:41 pm		 N/A
2016-05-04		 THERMA WAVE INC TWAV ASPNES DAVID
(Director)		 10,000 $1.62 0
(Direct)		 View
2007-05-17
Equity Swap		 2007-05-18
5:08 pm		 2007-01-07
2010-11-22		 THERMA WAVE INC TWAV NORTH RUN CAPITAL, L P
NORTH RUN ADVISORS, LLC
NORTH RUN GP, LP
HAMMER TODD B
ELLIS THOMAS B
(10% owner)		 5,200 $1.55 780,000
(Indirect)		 View
2005-08-18
Option Award		 2005-08-23
10:50 am		 N/A
2015-08-18		 THERMA WAVE INC TWAV THERMA WAVE INC
(VP OF ENGINEERING)		 35,000 $1.91 35,000
(Direct)		 View
2005-04-15
Exercise		 2005-04-18
09:56 am		 2007-04-22
2013-04-22		 THERMA WAVE INC TWAV DOYLE DAVID A
(VP, Factory Operations)		 16,666 $0.47 23,334
(Direct)		 View
2004-09-01
Exercise		 2004-09-07
9:31 pm		 2004-08-22
2004-11-23		 THERMA WAVE INC TWAV DOMINIK DAVID
(Former Director)		 1,250 $2 0
(Direct)		 View
2004-08-23
Option Award		 2004-08-24
3:57 pm		 2005-08-23
2014-08-23		 THERMA WAVE INC TWAV Paranjpe Ajit Pramod
(VP Marketing)		 15,000 $3.66 80,000
(Direct)		 View
2004-08-23
Option Award		 2004-08-24
3:02 pm		 2005-08-23
2014-08-23		 THERMA WAVE INC TWAV MITCHENER JAMES
(SR. VP INTEGRATED METROLOGY
SR. VP INTEGRATED METROLOGY)		 15,000 $3.66 15,000
(Direct)		 View
2004-08-23
Option Award		 2004-08-24
2:58 pm		 2004-08-23
2014-08-23		 THERMA WAVE INC TWAV SMEDT RODNEY
(SR VP, DEV & ENGINEERING)		 30,000 $3.66 30,000
(Direct)		 View
2004-08-23
Option Award		 2004-08-24
2:56 pm		 2005-08-23
2014-08-23		 THERMA WAVE INC TWAV CHRISTIE LYNDELL RAY
(VP & CFO & SECRETARY)		 40,000 $3.66 40,000
(Direct)		 View
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