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Sec Filings Insider Trading - Rockford Corp. (ROFO)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
ROFO Insider Trading Transactions for Rockford Corp.
Rockford Corp: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-08-13
Purchase
2008-08-13
6:37 pm
ROCKFORD CORP ROFO VASEK RICHARD G
(Vice President of Finance)
30,000 $1 $30,000 30,000
(Direct)
View
2008-08-13
Purchase
2008-08-13
6:26 pm
ROCKFORD CORP ROFO JACKSON WILLIAM R
(President)
10,000 $1 $10,000 12,803
(Direct)
View
2007-08-14
Purchase
2007-08-15
6:04 pm
ROCKFORD CORP ROFO GODFREY RALPH B
(Director)
10,000 $2.023 $20,230 50,000
(Direct)
View
2006-12-28
Purchase
2007-01-03
4:13 pm
ROCKFORD CORP ROFO DAEG PARTNERS LP
DAEG CAPITAL MANAGEMENT, LLC
Daeg Administrative Advisors, LLC
Kimelman Scott
(10% owner)
392 $2.45 $960 1,108,347
(Direct
Indirect)
View
2006-12-26-
-2006-12-27
Purchase
2006-12-28
4:43 pm
ROCKFORD CORP ROFO DAEG PARTNERS LP
Daeg Administrative Advisors, LLC
DAEG CAPITAL MANAGEMENT, LLC
Kimelman Scott
(10% owner)
20,600 $2.405 $49,550 1,108,151
(Direct
Indirect)
View
2006-12-20-
-2006-12-22
Purchase
2006-12-26
2:58 pm
ROCKFORD CORP ROFO DAEG PARTNERS LP
Daeg Administrative Advisors, LLC
DAEG CAPITAL MANAGEMENT, LLC
Kimelman Scott
(10% owner)
32,000 $2.4 $76,800 1,097,851
(Direct
Indirect)
View
2006-12-18-
-2026-12-18
Purchase
2006-12-20
5:18 pm
ROCKFORD CORP ROFO DAEG PARTNERS LP
DAEG CAPITAL MANAGEMENT, LLC
Daeg Administrative Advisors, LLC
Kimelman Scott
(10% owner)
84,240 $2.353 $198,176 1,081,851
(Direct
Indirect)
View
2006-12-14-
-2006-12-15
Purchase
2006-12-18
3:57 pm
ROCKFORD CORP ROFO DAEG PARTNERS LP
DAEG CAPITAL MANAGEMENT, LLC
Daeg Administrative Advisors, LLC
Kimelman Scott
(10% owner)
17,094 $2.29 $39,146 1,039,731
(Direct
Indirect)
View
2005-09-09-
-2005-09-12
Sale
2005-09-14
5:25 pm
ROCKFORD CORP ROFO BOSHES DAVID ALLAN
(VP of Operations)
3,133 $2.684 $8,409 0
(Direct)
View
2004-08-02
Sale
2004-08-02
6:07 pm
ROCKFORD CORP ROFO RICHARDS DAVID
(VP of Information Technology)
9,075 $4.3 $39,022 0
(Direct)
View
2004-01-20
Sale
2004-01-21
8:28 pm
ROCKFORD CORP ROFO WS CAPITAL LLC
WS CAPITAL MANAGEMENT LP
WSV MANAGEMENT L L C
WS VENTURES MANAGEMENT L P
WALKER SMITH INTERNATIONAL LTD
WS OPPORTUNITY FUND INTERNATIONAL LTD
WALKER REID S
SMITH G STACY
WALKER PATRICK P
(10% owner)
75,000 $6.35 $476,250 860,284
(Indirect)
View
2003-07-16-
-2003-07-18
Purchase
2003-08-29
5:15 pm
ROCKFORD CORP ROFO WS CAPITAL LLC
WALKER PATRICK P
(10% owner)
1,400 $5.438 $7,613 935,284
(Indirect)
View
2003-07-16-
-2003-07-18
Purchase
2003-08-29
5:15 pm
ROCKFORD CORP ROFO WS CAPITAL LLC
WS CAPITAL MANAGEMENT LP
WALKER SMITH CAPITAL MASTER FUND
WALKER SMITH INTERNATIONAL LTD
WSV MANAGEMENT L L C
WS VENTURES MANAGEMENT L P
WS OPPORTUNITY MASTER FUND
WS OPPORTUNITY FUND INTERNATIONAL LTD
WALKER REID S
SMITH G STACY
(10% owner)
1,400 $5.438 $7,613 935,284
(Indirect)
View
Other transactions:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2005-12-12
Exercise
2007-04-06
1:20 pm
ROCKFORD CORP ROFO MOTT JACQUELINE
(VP Human Resources)
481 $2.442 $1,175 5,268
(Direct)
View
2000-07-24
Exercise
2007-04-06
1:09 pm
ROCKFORD CORP ROFO LLOYD JOHN P
(Director)
8,600 $2.442 $21,000 10,600
(Direct)
View
2004-08-02
Exercise
2004-08-02
6:07 pm
ROCKFORD CORP ROFO RICHARDS DAVID
(VP of Information Technology)
9,075 $2.442 $22,160 9,075
(Direct)
View
2004-03-11
Exercise
2004-03-15
2:22 pm
ROCKFORD CORP ROFO STRICKLAND JAMES CARROLL
(VP of Engineering)
4,300 $2.442 $10,500 4,300
(Direct)
View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date
Reported
Date
Exercisable
Expiration
Company Symbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Ownership
Filing
2008-08-04
Option Award
2008-08-05
1:16 pm
N/A
2011-08-04
ROCKFORD CORP ROFO Matson Mark
(Vice President Global Ops.)
60,000 $1 60,000
(Direct)
View
2008-08-04
Option Award
2008-08-05
1:09 pm
N/A
2011-08-04
ROCKFORD CORP ROFO VASEK RICHARD G
(Vice President of Finance)
60,000 $1 60,000
(Direct)
View
2008-08-04
Option Award
2008-08-05
12:59 pm
N/A
2011-08-04
ROCKFORD CORP ROFO JACKSON WILLIAM R
(President)
75,000 $1 75,000
(Direct)
View
2008-08-04
Option Award
2008-08-05
12:49 pm
N/A
2011-08-04
ROCKFORD CORP ROFO LLOYD JOHN P
(Director)
7,500 $1 7,500
(Direct)
View
2008-08-04
Option Award
2008-08-05
12:42 pm
N/A
2011-08-04
ROCKFORD CORP ROFO BARTOL NICHOLAS GRIER
(Director)
7,500 $1 7,500
(Direct)
View
2008-08-04
Option Award
2008-08-05
12:34 pm
N/A
2011-08-04
ROCKFORD CORP ROFO BARTOL TIMOTHY C
(Director)
7,500 $1 7,500
(Direct)
View
2008-08-04
Option Award
2008-08-05
12:22 pm
N/A
2011-08-04
ROCKFORD CORP ROFO GODFREY RALPH B
(Director)
32,500 $1 32,500
(Direct)
View
2008-08-04
Option Award
2008-08-05
12:12 pm
N/A
2011-08-04
ROCKFORD CORP ROFO GOLDRESS JERRY E
(Director)
7,500 $1 7,500
(Direct)
View
2007-06-11
Option Award
2008-02-15
5:09 pm
N/A
2017-06-11
ROCKFORD CORP ROFO JACKSON WILLIAM R
(President)
40,000 $2.45 272,500
(Direct)
View
2007-06-11
Option Award
2007-06-12
5:43 pm
N/A
2017-06-11
ROCKFORD CORP ROFO JACKSON WILLIAM R
(President)
50,000 $2.45 273,500
(Direct)
View
2007-06-11
Option Award
2007-06-12
5:27 pm
N/A
2017-06-11
ROCKFORD CORP ROFO Carlsness Brian
(VP - Sales)
20,000 $2.45 43,600
(Direct)
View
2006-12-13
Option Award
2007-03-05
11:48 am
N/A
2016-12-13
ROCKFORD CORP ROFO Matson Mark
(Vice President Global Ops.)
30,000 $2.31 80,000
(Direct)
View
2006-12-13
Option Award
2007-02-27
6:20 pm
N/A
2016-12-13
ROCKFORD CORP ROFO BARTOL TIMOTHY C
(Director)
10,000 $2.31 30,500
(Direct)
View
2006-12-13
Option Award
2007-02-27
6:05 pm
N/A
2016-12-13
ROCKFORD CORP ROFO BARTOL NICHOLAS GRIER
(Director)
10,000 $2.31 32,500
(Direct)
View
2006-12-13
Purchase
2007-02-27
5:55 pm
N/A
2016-12-13
ROCKFORD CORP ROFO LLOYD JOHN P
(Director)
10,000 $2.31 117,100
(Direct)
View
2006-12-13
Option Award
2007-02-27
5:42 pm
N/A
2016-12-13
ROCKFORD CORP ROFO GODFREY RALPH B
(Director)
10,000 $2.31 50,000
(Direct)
View
2006-12-13
Option Award
2007-02-27
5:26 pm
N/A
2016-12-13
ROCKFORD CORP ROFO GOLDRESS JERRY E
(Director)
10,000 $2.31 82,400
(Direct)
View
2006-12-13
Option Award
2007-02-27
4:54 pm
N/A
2016-12-13
ROCKFORD CORP ROFO VASEK RICHARD G
(Chief Financial Officer)
30,000 $2.31 140,000
(Direct)
View
2006-12-13
Option Award
2007-02-27
4:34 pm
N/A
2016-12-13
ROCKFORD CORP ROFO SUTTLE W GARY
(CEO)
30,000 $2.31 417,511
(Direct)
View
2006-12-13
Option Award
2007-02-27
4:07 pm
N/A
2016-12-13
ROCKFORD CORP ROFO MOTT JACQUELINE
(VP Human Resources)
30,000 $2.31 160,381
(Direct)
View
2006-12-13
Option Award
2007-02-27
2:14 pm
N/A
2016-12-13
ROCKFORD CORP ROFO JACKSON WILLIAM R
(President)
30,000 $2.31 240,600
(Direct)
View
2006-12-13
Option Award
2007-02-27
1:58 pm
N/A
2016-12-13
ROCKFORD CORP ROFO Chass Michael B
(Vice President of Sales)
30,000 $2.31 80,000
(Direct)
View
2004-08-02
Exercise
2004-08-02
6:07 pm
1998-12-21
2005-12-21
ROCKFORD CORP ROFO RICHARDS DAVID
(VP of Information Technology)
9,075 $2.442 69,500
(Direct)
View
2004-03-11
Exercise
2004-03-15
2:22 pm
1998-12-21
2005-12-21
ROCKFORD CORP ROFO STRICKLAND JAMES CARROLL
(VP of Engineering)
4,300 $2.442 0
(Direct)
View
2004-01-22
Option Award
2004-01-26
4:07 pm
N/A
2014-01-22
ROCKFORD CORP ROFO RICHARDS DAVID LEE
(VP Information Technology)
12,000 $6.61 12,000
(Direct)
View
2004-01-22
Option Award
2004-01-26
2:23 pm
N/A
2014-01-22
ROCKFORD CORP ROFO THOMSON JAMES MACKENZIE
(VP of Finance, CFO, Secretary)
10,500 $6.61 10,500
(Direct)
View
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