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Sec Filings Insider Trading - Credit Suisse First Boston - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Credit Suisse First Boston
CREDIT SUISSE FIRST BOSTON: Insider Trading and Stock Options
Goto page 0, 1, 2, Next
Common stock purchase or sale:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2009-11-06
Sale
2009-11-10
7:28 pm
STR Holdings, Inc. STRI CREDIT SUISSE
(10% owner)
5,390,598 $10 $53,905,980 16,487,239
(Indirect)
View
2009-09-21-
-2009-09-22
Sale
2009-09-30
12:31 pm
EXPRESSJET HOLDINGS INC XJT CREDIT SUISSE
(10% owner)
214,100 $2.594 $555,461 1,224,211
(Indirect)
View
2009-09-17-
-2009-09-18
Sale
2009-09-21
3:33 pm
EXPRESSJET HOLDINGS INC XJT CREDIT SUISSE
(10% owner)
260,399 $2.616 $681,287 1,438,311
(Indirect)
View
2009-09-15-
-2009-09-16
Sale
2009-09-17
2:07 pm
EXPRESSJET HOLDINGS INC XJT CREDIT SUISSE
(10% owner)
350,695 $2.725 $955,477 1,698,710
(Indirect)
View
2009-09-14
Sale
2009-09-16
2:14 pm
EXPRESSJET HOLDINGS INC XJT CREDIT SUISSE
(10% owner)
126,000 $2.79 $351,540 2,049,405
(Indirect)
View
2009-09-08
Sale
2009-09-09
5:23 pm
EXPRESSJET HOLDINGS INC XJT CREDIT SUISSE
(10% owner)
50,000 $2.65 $132,500 2,175,405
(Indirect)
View
2007-08-22-
-2007-09-06
Sale
2009-06-22
3:40 pm
AUXILIUM PHARMACEUTICALS INC AUXL CREDIT SUISSE
(10% owner)
412,606 $20.08 $8,285,093 3,094,541
(Indirect)
View
2009-03-02
Purchase
2009-03-04
4:10 pm
AFFYMAX INC AFFY CREDIT SUISSE
(10% owner)
652,262 $15.25 $9,946,996 2,224,407
(Indirect)
View
2008-10-15-
-2008-10-21
Sale
2008-11-12
10:06 am
TM Entertainment & Media, Inc. TMI CREDIT SUISSE
(10% owner)
900,000 $6.948 $6,253,583 606,250
(Indirect)
View
2008-08-04
Sale
2008-08-06
8:30 pm
VNUS MEDICAL TECHNOLOGIES INC VNUS CREDIT SUISSE
(10% owner)
32,562 $20.23 $658,892 1,549,457
(Indirect)
View
2008-08-01
Purchase
2008-08-05
8:18 pm
NxStage Medical, Inc. NXTM CREDIT SUISSE
(10% owner)
1,022,222 $4.5 $4,599,999 7,208,096
(Indirect)
View
2008-06-17
Sale
2008-06-18
8:20 pm
Rockwood Holdings, Inc. ROC CREDIT SUISSE
(10% owner)
2,149,842 $38.6 $82,983,901 6,538,521
(Indirect)
View
2008-04-16
Purchase
2008-04-18
6:06 pm
METABASIS THERAPEUTICS INC MBRX CREDIT SUISSE
(10% owner)
196,633 $2.34 $460,121 3,863,422
(Indirect)
View
2006-03-15
Sale
2006-03-17
4:53 pm
AMCOMP INC AMCP CREDIT SUISSE
(10% owner)
31,844 $8.37 $266,534 1,691,968
(Indirect)
View
2006-03-13
Sale
2006-03-15
6:40 pm
SEACOR HOLDINGS INC CKH CREDIT SUISSE
Nautilus Acquisition, L.P.
Nautilus Intermediary, L.P.
Nautilus AIV, L.P.
Nautilus GP, LLC
Credit Suisse First Boston Private Equity, Inc.
Merkur-Nautilus Holdings, LLC
Merkur Martin
Turnham-Nautilus Holdings, LLC
TURNHAM ROBERT C JR
(10% owner)
300,000 $73.5 $22,050,000 1,448,062
(Direct)
View
2005-11-29
Sale
2005-11-30
2:55 pm
BRIGHAM EXPLORATION CO BEXP CREDIT SUISSE
(10% owner)
1,125,000 $11.46 $12,892,500 562,120
(Indirect)
View
2005-08-16
Sale
2005-10-14
10:15 am
Refco Inc. RFX CREDIT SUISSE
(See Exhibit 99.1)
85,052 $20.68 $1,758,875 537,405
(Indirect)
View
2005-07-06
Purchase
2005-07-08
5:47 pm
SIRNA THERAPEUTICS INC RNAI CREDIT SUISSE
(10% owner)
3,046,875 $1.6 $4,875,000 652,658
(Indirect)
View
2003-11-19
Sale
2003-11-20
3:26 pm
NEXTEL PARTNERS INC NXTP CREDIT SUISSE FIRST BOSTON
(10% owner)
8,000,000 $10.45 $83,600,000 16,526,187
(Direct)
View
2003-09-12
Sale
2003-09-16
3:20 pm
CALIFORNIA COASTAL COMMUNITIES INC CALC CREDIT SUISSE FIRST BOSTON
(10% owner)
1,439,551 $7.9 $11,372,453 0
(Indirect)
View
Other purchase or sale (not a common stock or no ticker symbol):
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-12-04
Purchase
2008-12-08
4:03 pm
Hard Rock Hotel Holdings, LLC None CREDIT SUISSE
DLJMB HRH VoteCo, LLC
(10% owner)
19 $636.4 $12,201 86
(Direct)
View
Other transactions:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2009-09-01
Option Award
2009-09-25
10:50 am
Pinnacle Gas Resources, Inc. PINN CREDIT SUISSE
(10% owner)
25,695 $0 $0 9,695,379
(Indirect)
View
2008-06-26
Exercise
2008-08-25
11:31 am
COMPOSITE TECHNOLOGY CORP CPTC CREDIT SUISSE
(10% owner)
45,454,544 $0.88 $39,999,999 67,787,264
(Indirect)
View
2008-08-04
Other
2008-08-06
8:30 pm
VNUS MEDICAL TECHNOLOGIES INC VNUS CREDIT SUISSE
(10% owner)
507,297 $0 $0 1,549,457
(Indirect)
View
2008-06-24
Purchase
2008-06-30
9:26 pm
ANTHRACITE CAPITAL INC AHR CREDIT SUISSE
RECP IV Cite CMBS Equity, L.P.
DLJ REAL ESTATE CAPITAL PARTNERS IV LP
DLJ Real Estate Capital IV, L.P.
DLJ Real Estate Capital IV, Inc.
(10% owner)
3,119,661 $7.493 $23,374,996 6,613,682
(Direct)
View
2008-04-16
Exercise
2008-04-18
6:06 pm
METABASIS THERAPEUTICS INC MBRX CREDIT SUISSE
(10% owner)
119,454 $0 $0 3,863,422
(Indirect)
View
2007-10-30
Other
Purchase
2007-11-01
8:36 pm
Ulta Salon, Cosmetics & Fragrance, Inc. ULTA CREDIT SUISSE
(10% owner)
5,189,182 $0 $0 5,162,556
(Indirect)
View
2007-09-12
Exercise
2007-10-01
4:54 pm
ISTA PHARMACEUTICALS INC ISTA CREDIT SUISSE
(10% owner)
689,473 $3.8 $2,619,997 7,527,629
(Indirect)
View
2007-09-17
Other
2007-09-19
7:03 pm
eHealth, Inc. EHTH CREDIT SUISSE
(10% owner)
1,361,385 $24.6 $33,490,071 1,750,050
(Indirect)
View
2007-09-13
Other
2007-09-17
5:58 pm
COMMVAULT SYSTEMS INC CVLT CREDIT SUISSE
(10% owner)
811,984 $18.7 $15,184,101 4,004,214
(Indirect)
View
2007-06-27
Purchase
2007-07-09
4:33 pm
PHARSIGHT CORP PHST CREDIT SUISSE
(10% owner)
3,701,888 $0 $0 6,413,571
(Indirect)
View
2006-10-05
Exercise
2006-10-06
6:23 pm
BASIC ENERGY SERVICES INC BAS CREDIT SUISSE
(10% owner)
4,350,000 $4 $17,400,000 2,290,963
(Indirect)
View
2005-11-14
Other
2005-11-16
3:17 pm
ADEZA BIOMEDICAL CORP ADZA CREDIT SUISSE
(10% owner)
582,259 $17.68 $10,294,339 1,599,754
(Indirect)
View
2005-10-27
Other(A)
2005-11-08
4:47 pm
BLUE COAT SYSTEMS INC BCSI CREDIT SUISSE
(10% owner)
308,459 $46.02 $14,195,283 986,365
(Indirect)
View
2005-09-30
Purchase
2005-10-04
4:32 pm
SUNESIS PHARMACEUTICALS INC SNNS CREDIT SUISSE
CREDIT SUISSE FIRST BOSTON EQUITY PARTNERS, L.P.
CREDIT SUISSE FIRST BOSTON EQUITY PARTNERS (BERMUDA), L.P.
EMA PARTNERS FUND 2000, L.P.
EMA PRIVATE EQUITY FUND 2000, L.P.
CREDIT SUISSE FIRST BOSTON U.S. EXECUTIVE ADVISORS, L.P.
CREDIT SUISSE FIRST BOSTON ADVISORY PARTNERS, LLC
CREDIT SUISSE FIRST BOSTON (BERMUDA) LTD
HEMISPHERE PRIVATE EQUITY PARTNERS, LTD.
HEMISPHERE PRIVATE EQUITY PARTNERS CHARITABLE TRUST
(10% owner)
3,406,490 $0 $0 3,406,490
(Indirect)
View
2005-07-20
Other
2005-07-22
2:58 pm
AMIS HOLDINGS INC AMIS CREDIT SUISSE
(See (1) in Attachment A)
17,287 $13.13 $226,978 284,798
(Indirect)
View
2005-07-01
Equity Swap
2005-07-06
5:01 pm
SEABULK INTERNATIONAL INC SBLK CREDIT SUISSE
Nautilus Acquisition, L.P.
Nautilus Intermediary, L.P.
Nautilus AIV, L.P.
Nautilus GP, LLC
Credit Suisse First Boston Private Equity, Inc.
Merkur-Nautilus Holdings, LLC
Merkur Martin
Turnham-Nautilus Holdings, LLC
TURNHAM ROBERT C JR
(10% owner)
11,737,830 $0 $0 0
(Direct)
View
2004-07-30
Purchase
2004-09-02
1:21 pm
NUVELO INC NUVO CREDIT SUISSE FIRST BOSTON
(See Remarks)
240,842 $4.98 $1,199,393 7,230
(Indirect)
View
2004-05-04
Purchase
2004-05-05
11:26 am
CYTOKINETICS INC CYTK CREDIT SUISSE FIRST BOSTON
CREDIT SUISSE FIRST BOSTON EQUITY PARTNERS, L.P.
CREDIT SUISSE FIRST BOSTON EQUITY PARTNERS (BERMUDA), L.P.
EMA PRIVATE EQUITY FUND 2000, L.P.
EMA PARTNERS FUND 2000, L.P.
CREDIT SUISSE FIRST BOSTON U.S. EXECUTIVE ADVISORS, L.P.
CREDIT SUISSE FIRST BOSTON ADVISORY PARTNERS, LLC
CREDIT SUISSE FIRST BOSTON (BERMUDA) LTD
HEMISPHERE PRIVATE EQUITY PARTNERS, LTD.
HEMISPHERE PRIVATE EQUITY PARTNERS CHARITABLE TRUST
(10% owner)
3,105,263 $0 $0 1,765,683
(Indirect)
View
2004-03-19
Purchase
2004-03-23
8:11 pm
XCYTE THERAPIES INC XCYT CREDIT SUISSE FIRST BOSTON
(10% owner)
960,964 $0 $0 960,964
(Indirect)
View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date
Reported
Date
Exercisable
Expiration
Company Symbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Ownership
Filing
2009-03-02
Purchase
2009-03-04
4:10 pm
2009-03-02
2014-03-02
AFFYMAX INC AFFY CREDIT SUISSE
(10% owner)
423,971 $16.77 423,971
(Indirect)
View
2008-06-26
Exercise
2008-08-25
11:31 am
N/A
2008-06-30
COMPOSITE TECHNOLOGY CORP CPTC CREDIT SUISSE
(10% owner)
1 $0.88 0
(Indirect)
View
2008-08-01
Option Award
2008-08-05
8:18 pm
N/A
N/A
NxStage Medical, Inc. NXTM CREDIT SUISSE
(10% owner)
204,445 $5.5 204,445
(Indirect)
View
2008-06-24
Purchase
2008-06-30
9:26 pm
2008-04-04
N/A
ANTHRACITE CAPITAL INC AHR CREDIT SUISSE
RECP IV Cite CMBS Equity, L.P.
DLJ REAL ESTATE CAPITAL PARTNERS IV LP
DLJ Real Estate Capital IV, L.P.
DLJ Real Estate Capital IV, Inc.
(10% owner)
23,375 $7.493 0
(Direct)
View
2008-04-16
Option Sale
2008-04-18
6:06 pm
N/A
N/A
METABASIS THERAPEUTICS INC MBRX CREDIT SUISSE
(10% owner)
119,454 $6.74 0
(Indirect)
View
2008-04-16
Option Award
2008-04-18
6:06 pm
N/A
N/A
METABASIS THERAPEUTICS INC MBRX CREDIT SUISSE
(10% owner)
119,454 $2.34 0
(Indirect)
View
2008-04-16
Option Sale
2008-04-18
6:06 pm
N/A
N/A
METABASIS THERAPEUTICS INC MBRX CREDIT SUISSE
(10% owner)
119,454 $2.34 0
(Indirect)
View
2008-04-16
Option Award
2008-04-18
6:06 pm
2008-10-16
2003-04-16
METABASIS THERAPEUTICS INC MBRX CREDIT SUISSE
(10% owner)
82,884 $2.69 82,884
(Indirect)
View
2007-10-30
Purchase
2007-11-01
8:36 pm
N/A
N/A
Ulta Salon, Cosmetics & Fragrance, Inc. ULTA CREDIT SUISSE
(10% owner)
5,042,748 $0 0
(Indirect)
View
2007-10-30
Purchase
2007-11-01
8:36 pm
N/A
N/A
Ulta Salon, Cosmetics & Fragrance, Inc. ULTA CREDIT SUISSE
(10% owner)
89,474 $0 0
(Indirect)
View
2007-09-12
Exercise
2007-10-01
4:54 pm
N/A
N/A
ISTA PHARMACEUTICALS INC ISTA CREDIT SUISSE
(10% owner)
689,473 $3.8 0
(Indirect)
View
2007-06-27
Purchase
2007-07-09
4:33 pm
N/A
N/A
PHARSIGHT CORP PHST CREDIT SUISSE
(10% owner)
907,333 $0 0
(Indirect)
View
2007-06-27
Purchase
2007-07-09
4:33 pm
N/A
N/A
PHARSIGHT CORP PHST CREDIT SUISSE
(10% owner)
18,139 $0 0
(Indirect)
View
2005-09-30
Purchase
2005-10-04
4:32 pm
N/A
N/A
SUNESIS PHARMACEUTICALS INC SNNS CREDIT SUISSE
CREDIT SUISSE FIRST BOSTON EQUITY PARTNERS, L.P.
CREDIT SUISSE FIRST BOSTON EQUITY PARTNERS (BERMUDA), L.P.
EMA PARTNERS FUND 2000, L.P.
EMA PRIVATE EQUITY FUND 2000, L.P.
CREDIT SUISSE FIRST BOSTON U.S. EXECUTIVE ADVISORS, L.P.
CREDIT SUISSE FIRST BOSTON ADVISORY PARTNERS, LLC
CREDIT SUISSE FIRST BOSTON (BERMUDA) LTD
HEMISPHERE PRIVATE EQUITY PARTNERS, LTD.
HEMISPHERE PRIVATE EQUITY PARTNERS CHARITABLE TRUST
(10% owner)
6,458,333 $0 0
(Indirect)
View
2005-07-06
Purchase
2005-07-08
5:47 pm
N/A
N/A
SIRNA THERAPEUTICS INC RNAI CREDIT SUISSE
(10% owner)
2,284 $1.92 7,249
(Indirect)
View
2005-07-06
Purchase
2005-07-08
5:47 pm
N/A
N/A
SIRNA THERAPEUTICS INC RNAI CREDIT SUISSE
(10% owner)
4,107 $1.92 13,034
(Indirect)
View
2005-07-06
Purchase
2005-07-08
5:47 pm
N/A
N/A
SIRNA THERAPEUTICS INC RNAI CREDIT SUISSE
(10% owner)
1,042,346 $1.92 3,308,010
(Indirect)
View
2005-07-06
Purchase
2005-07-08
5:47 pm
N/A
N/A
SIRNA THERAPEUTICS INC RNAI CREDIT SUISSE
(10% owner)
48,136 $1.92 152,763
(Indirect)
View
2005-07-01
Equity Swap
2005-07-06
5:01 pm
2003-05-09
2007-06-10
SEABULK INTERNATIONAL INC SBLK CREDIT SUISSE
Nautilus Acquisition, L.P.
Nautilus Intermediary, L.P.
Nautilus AIV, L.P.
Nautilus GP, LLC
Credit Suisse First Boston Private Equity, Inc.
Merkur-Nautilus Holdings, LLC
Merkur Martin
Turnham-Nautilus Holdings, LLC
TURNHAM ROBERT C JR
(10% owner)
82,365 $0.01 0
(Direct)
View
2004-07-30
Purchase
2004-09-02
1:21 pm
N/A
2004-07-30
NUVELO INC NUVO CREDIT SUISSE FIRST BOSTON
(See Remarks)
18,218 $4.98 0
(Indirect)
View
2004-07-30
Purchase
2004-09-02
1:21 pm
N/A
2004-07-30
NUVELO INC NUVO CREDIT SUISSE FIRST BOSTON
(See Remarks)
209,364 $4.98 0
(Indirect)
View
2004-07-30
Purchase
2004-09-02
1:21 pm
N/A
2004-07-30
NUVELO INC NUVO CREDIT SUISSE FIRST BOSTON
(See Remarks)
12,562 $4.98 0
(Indirect)
View
2004-07-30
Purchase
2004-09-02
1:21 pm
N/A
2004-07-30
NUVELO INC NUVO CREDIT SUISSE FIRST BOSTON
(See Remarks)
698 $4.98 0
(Indirect)
View
2004-05-04
Purchase
2004-05-05
11:26 am
N/A
N/A
CYTOKINETICS INC CYTK CREDIT SUISSE FIRST BOSTON
CREDIT SUISSE FIRST BOSTON EQUITY PARTNERS, L.P.
CREDIT SUISSE FIRST BOSTON EQUITY PARTNERS (BERMUDA), L.P.
EMA PRIVATE EQUITY FUND 2000, L.P.
EMA PARTNERS FUND 2000, L.P.
CREDIT SUISSE FIRST BOSTON U.S. EXECUTIVE ADVISORS, L.P.
CREDIT SUISSE FIRST BOSTON ADVISORY PARTNERS, LLC
CREDIT SUISSE FIRST BOSTON (BERMUDA) LTD
HEMISPHERE PRIVATE EQUITY PARTNERS, LTD.
HEMISPHERE PRIVATE EQUITY PARTNERS CHARITABLE TRUST
(10% owner)
4,210,527 $0 0
(Indirect)
View
2004-05-04
Purchase
2004-05-05
11:26 am
N/A
N/A
CYTOKINETICS INC CYTK CREDIT SUISSE FIRST BOSTON
CREDIT SUISSE FIRST BOSTON EQUITY PARTNERS, L.P.
CREDIT SUISSE FIRST BOSTON EQUITY PARTNERS (BERMUDA), L.P.
EMA PRIVATE EQUITY FUND 2000, L.P.
EMA PARTNERS FUND 2000, L.P.
CREDIT SUISSE FIRST BOSTON U.S. EXECUTIVE ADVISORS, L.P.
CREDIT SUISSE FIRST BOSTON ADVISORY PARTNERS, LLC
CREDIT SUISSE FIRST BOSTON (BERMUDA) LTD
HEMISPHERE PRIVATE EQUITY PARTNERS, LTD.
HEMISPHERE PRIVATE EQUITY PARTNERS CHARITABLE TRUST
(10% owner)
2,000,000 $0 0
(Indirect)
View
2004-03-19
Purchase
2004-03-23
8:11 pm
N/A
2004-03-19
XCYTE THERAPIES INC XCYT CREDIT SUISSE FIRST BOSTON
(10% owner)
10,670 $9.625 0
(Indirect)
View
2004-03-19
Purchase
2004-03-23
8:11 pm
N/A
2004-03-19
XCYTE THERAPIES INC XCYT CREDIT SUISSE FIRST BOSTON
(10% owner)
478,466 $0 0
(Indirect)
View
2004-03-19
Purchase
2004-03-23
8:11 pm
N/A
2004-03-19
XCYTE THERAPIES INC XCYT CREDIT SUISSE FIRST BOSTON
(10% owner)
99,172 $0 0
(Indirect)
View
2004-03-19
Purchase
2004-03-23
8:11 pm
N/A
2004-03-19
XCYTE THERAPIES INC XCYT CREDIT SUISSE FIRST BOSTON
(10% owner)
207,805 $0 0
(Indirect)
View
2004-03-19
Purchase
2004-03-23
8:11 pm
N/A
2004-03-19
XCYTE THERAPIES INC XCYT CREDIT SUISSE FIRST BOSTON
(10% owner)
58,861 $0 0
(Indirect)
View
2004-03-19
Purchase
2004-03-23
8:11 pm
N/A
2004-03-19
XCYTE THERAPIES INC XCYT CREDIT SUISSE FIRST BOSTON
(10% owner)
64,741 $0 0
(Indirect)
View
2004-03-19
Purchase
2004-03-23
8:11 pm
N/A
2004-03-19
XCYTE THERAPIES INC XCYT CREDIT SUISSE FIRST BOSTON
(10% owner)
660 $0 0
(Indirect)
View
2004-03-19
Exercise
2004-03-23
8:11 pm
N/A
2004-03-19
XCYTE THERAPIES INC XCYT CREDIT SUISSE FIRST BOSTON
(10% owner)
35,360 $0.055 0
(Indirect)
View
2004-03-19
Exercise
2004-03-23
8:11 pm
N/A
2004-03-19
XCYTE THERAPIES INC XCYT CREDIT SUISSE FIRST BOSTON
(10% owner)
5,229 $1.65 0
(Indirect)
View
2003-12-31
Other
2004-01-12
12:26 pm
1999-03-24
2004-03-24
ASCENT ASSURANCE INC AASR CREDIT SUISSE FIRST BOSTON
(10% owner)
36,567 $0 0
(Indirect)
View
2003-12-31
Other
2004-01-12
12:26 pm
N/A
2010-03-24
ASCENT ASSURANCE INC AASR CREDIT SUISSE FIRST BOSTON
(10% owner)
37,504 $0 37,504
(Indirect)
View
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