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Sec Filings Insider Trading - Penn Treaty American Corp (PTA)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
PTA Insider Trading Transactions for Penn Treaty American Corp
Penn Treaty American Corp: Insider Trading and Stock Options
Goto page 0, 1, 2, 3, Next
Common stock purchase or sale:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-05-02-
-2008-05-06
Purchase
2008-05-08
6:32 pm
PENN TREATY AMERICAN CORP PTA PARSOW ALAN S
(Director)
1,800 $5.05 $9,090 2,327,100
(Indirect)
View
2006-12-27
Purchase
2006-12-29
1:43 pm
PENN TREATY AMERICAN CORP PTA STANGHERLIN DOMENIC P
(Director)
1,000 $7.34 $7,340 23,865
(Direct)
View
2006-12-27
Purchase
2006-12-28
2:26 pm
PENN TREATY AMERICAN CORP PTA La Pierre Stephen R
(Senior Vice President)
500 $7.43 $3,715 581
(Direct)
View
2006-12-27
Purchase
2006-12-27
1:57 pm
PENN TREATY AMERICAN CORP PTA KAPLAN MATTHEW W
(Director)
280 $7.31 $2,047 280
(Direct)
View
2006-12-26
Purchase
2006-12-27
10:30 am
PENN TREATY AMERICAN CORP PTA CLARK ALEXANDER
(Director)
2,800 $6.78 $18,984 10,999
(Direct)
View
2005-08-31
Sale
2005-09-06
5:05 pm
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Partners, L.P.
(10% owner)
10,000 $9.75 $97,500 504
(Indirect)
View
2005-07-28
Sale
2005-08-01
5:22 pm
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC
Pandora Select Partners, L.P.
Pandora Select Fund, L.P.
PANDORA SELECT FUND LTD
(10% owner)
4,600 $10.26 $47,196 504
(Indirect)
View
2005-07-28
Sale
2005-08-01
5:20 pm
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
AJR Financial, LLC
(10% owner)
15,400 $10.26 $158,004 504
(Indirect)
View
2005-07-11-
-2005-07-12
Sale
2005-07-13
9:36 pm
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC
Pandora Select Partners, L.P.
Pandora Select Fund, L.P.
PANDORA SELECT FUND LTD
Whitebox Convertible Arbitrage Advisors, LLC
(10% owner)
2,900 $9.977 $28,933 504
(Indirect)
View
2005-06-22
Sale
2005-07-12
4:16 pm
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Pandora Select Advisors, LLC
Pandora Select Partners, L.P.
Pandora Select Fund, L.P.
PANDORA SELECT FUND LTD
(10% owner)
5,100 $2.44 $12,444 2,017
(Indirect)
View
2005-06-09-
-2005-06-22
Sale
2005-07-12
4:12 pm
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET PARTNERS LP
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC
Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
(10% owner)
191,700 $2.442 $468,199 2,017
(Indirect)
View
2005-06-02-
-2005-06-09
Sale
2005-07-12
4:08 pm
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
Whitebox Intermarket Advisors, LLC
(10% owner)
151,300 $2.378 $359,839 2,017
(Indirect)
View
2005-05-24-
-2005-06-02
Sale
2005-07-12
4:04 pm
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
(10% owner)
142,300 $2.174 $309,381 2,017
(Indirect)
View
2004-02-18-
-2004-02-20
Purchase
2005-04-06
2:37 pm
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
Whitebox Intermarket Advisors, LLC
(10% owner)
17,098 $1.79 $30,598 2,017
(Indirect)
View
2004-02-18-
-2004-02-19
Sale
2005-04-06
2:37 pm
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
Whitebox Intermarket Advisors, LLC
(10% owner)
26,200 $1.79 $46,898 1,918
(Indirect)
View
Other transactions:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2006-12-28
I
2007-01-08
10:13 am
PENN TREATY AMERICAN CORP PTA CLOUTIER MARK D
(Senior V P, CFO & Treasurer)
1,065 $7.61 $8,105 1,065
(Indirect)
View
2005-04-22
Gift
2005-04-25
3:46 pm
PENN TREATY AMERICAN CORP PTA LEVIT IRVING
(Director)
44,160 $2.27 $100,243 1,905,646
(Direct)
View
2004-02-02-
-2004-02-12
Purchase
2005-04-06
2:37 pm
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
Whitebox Intermarket Advisors, LLC
(10% owner)
189,601 $1.75 $331,802 11,119
(Indirect)
View
2004-04-23
I
2004-06-04
2:33 pm
PENN TREATY AMERICAN CORP PTA GRILL MICHAEL F
(Former VP & Treasurer)
848 $2.23 $1,891 0
(Indirect)
View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date
Reported
Date
Exercisable
Expiration
Company Symbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Ownership
Filing
2006-12-22
Option Award
2007-01-23
2:20 pm
2007-12-22
2016-12-22
PENN TREATY AMERICAN CORP PTA HUNT WILLIAM W
(President & CEO
Director)
39,104 $6.67 159,104
(Direct)
View
2006-12-22
Option Award
2007-01-23
2:16 pm
2007-12-22
2016-12-22
PENN TREATY AMERICAN CORP PTA KAPLAN MATTHEW W
(Director)
3,128 $6.67 18,128
(Direct)
View
2006-12-22
Option Award
2007-01-23
2:13 pm
2007-12-22
2016-12-22
PENN TREATY AMERICAN CORP PTA La Pierre Stephen R
(Senior Vice President)
4,223 $6.67 4,223
(Direct)
View
2006-12-22
Option Award
2007-01-23
2:09 pm
2007-12-22
2016-12-22
PENN TREATY AMERICAN CORP PTA ROSS PETER M
(Director)
3,128 $6.67 16,044
(Direct)
View
2006-12-22
Option Award
2007-01-23
2:02 pm
2007-12-22
2016-12-22
PENN TREATY AMERICAN CORP PTA STANGHERLIN DOMENIC P
(Director)
3,128 $6.67 18,128
(Direct)
View
2006-12-22
Option Award
2007-01-23
1:58 pm
2007-12-22
2016-12-22
PENN TREATY AMERICAN CORP PTA WAITE CAMERON
(EVP, Strategic Operations)
6,257 $6.67 48,257
(Direct)
View
2006-12-22
Option Award
2007-01-23
1:53 pm
2007-12-22
2016-12-22
PENN TREATY AMERICAN CORP PTA WOZNICKI EUGENE J
(Director)
3,128 $6.67 6,045
(Direct)
View
2006-12-22
Option Award
2007-01-23
10:26 am
2007-12-22
2016-12-22
PENN TREATY AMERICAN CORP PTA CLARK ALEXANDER
(Director)
3,128 $6.67 18,128
(Direct)
View
2006-12-22
Option Award
2007-01-23
10:23 am
2007-12-22
2016-12-22
PENN TREATY AMERICAN CORP PTA CLOUTIER MARK D
(Senior VP, CFO & Treasurer)
4,223 $6.67 15,973
(Direct)
View
2006-12-22
Option Award
2007-01-23
10:18 am
2007-12-22
2016-12-22
PENN TREATY AMERICAN CORP PTA FALCONIO PATRICK E
(Director)
3,128 $6.67 13,128
(Direct)
View
2006-12-22
Option Award
2007-01-23
10:14 am
2007-12-22
2016-12-22
PENN TREATY AMERICAN CORP PTA GREBE FRANK
(Director)
3,128 $6.67 18,128
(Direct)
View
2006-12-22
Option Award
2007-01-23
10:08 am
2007-12-22
2016-12-22
PENN TREATY AMERICAN CORP PTA HEYER JAMES
(Senior Vice President)
4,223 $6.67 31,598
(Direct)
View
2006-12-22
Option Award
2007-01-23
10:02 am
2007-12-22
2016-12-22
PENN TREATY AMERICAN CORP PTA HINDES GARY E
(Director)
3,128 $6.67 18,128
(Direct)
View
2005-08-03
Sale
2005-08-10
2:49 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
AJR Financial, LLC
(10% owner)
50,000 $7 2,096,719
(Indirect)
View
2005-08-03
Sale
2005-08-10
2:49 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
AJR Financial, LLC
(10% owner)
50,000 $7 2,089,577
(Indirect)
View
2005-08-03
Sale
2005-08-10
2:39 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Intermarket Advisors, LLC
WHITEBOX INTERMARKET PARTNERS LP
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
Pandora Select Advisors, LLC
Pandora Select Partners, L.P.
Pandora Select Fund, L.P.
PANDORA SELECT FUND LTD
(10% owner)
200,000 $7 2,125,289
(Indirect)
View
2005-08-03
Sale
2005-08-10
2:39 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Intermarket Advisors, LLC
WHITEBOX INTERMARKET PARTNERS LP
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
Pandora Select Advisors, LLC
Pandora Select Partners, L.P.
Pandora Select Fund, L.P.
PANDORA SELECT FUND LTD
(10% owner)
150,000 $7 2,103,861
(Indirect)
View
2005-08-03
Sale
2005-08-10
2:37 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
(10% owner)
150,000 $7 2,175,288
(Indirect)
View
2005-08-03
Sale
2005-08-10
2:37 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
(10% owner)
150,000 $7 2,153,860
(Indirect)
View
2005-06-07
Sale
2005-07-12
4:04 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
(10% owner)
0 $1.75 9,329,715
(Indirect)
View
2005-06-07
Sale
2005-07-12
4:04 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
(10% owner)
0 $1.75 9,244,001
(Indirect)
View
2005-06-07
Sale
2005-07-12
4:04 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
(10% owner)
0 $1.75 9,215,430
(Indirect)
View
2005-06-07
Sale
2005-07-12
4:04 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
(10% owner)
0 $1.75 9,101,145
(Indirect)
View
2005-06-07
Sale
2005-07-12
4:04 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
(10% owner)
0 $1.75 9,072,574
(Indirect)
View
2005-06-07
Sale
2005-07-12
4:04 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
(10% owner)
0 $1.75 9,015,432
(Indirect)
View
2005-04-18
Option Award
2005-04-26
08:59 am
2006-04-18
2015-04-18
PENN TREATY AMERICAN CORP PTA STAHL BRUCE A
(Sr. VP & Chief Actuary)
27,000 $2.15 57,000
(Direct)
View
2005-04-18
Option Award
2005-04-26
08:56 am
2006-04-18
2015-04-18
PENN TREATY AMERICAN CORP PTA PATTERSON PATRICK
(EVP & Chief Marketing Officer)
40,000 $2.15 120,000
(Direct)
View
2004-11-24
Purchase
2005-04-06
2:44 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Pandora Select Partners, L.P.
Pandora Select Fund, L.P.
PANDORA SELECT FUND LTD
Whitebox Intermarket Advisors, LLC
Whitebox Hedged High Yield Advisors, LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Fund, L.P.
(10% owner)
400,000 $1.75 9,421,448
(Indirect)
View
2004-07-27
Purchase
2005-04-06
2:41 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET PARTNERS LP
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC
Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC
(10% owner)
100,000 $1.75 7,520,881
(Indirect)
View
2004-07-27
Purchase
2005-04-06
2:41 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET PARTNERS LP
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC
Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC
(10% owner)
126,000 $1.75 7,592,881
(Indirect)
View
2004-09-10
Purchase
2005-04-06
2:41 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET PARTNERS LP
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC
Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC
(10% owner)
500,000 $1.75 7,878,595
(Indirect)
View
2004-09-28
Purchase
2005-04-06
2:41 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET PARTNERS LP
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC
Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC
(10% owner)
200,000 $1.75 7,992,880
(Indirect)
View
2004-11-05
Purchase
2005-04-06
2:41 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET PARTNERS LP
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC
Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC
(10% owner)
600,000 $1.75 8,335,737
(Indirect)
View
2004-11-05
Purchase
2005-04-06
2:41 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET PARTNERS LP
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC
Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC
(10% owner)
500,000 $1.75 8,621,451
(Indirect)
View
2004-11-05
Purchase
2005-04-06
2:41 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET PARTNERS LP
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC
Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC
(10% owner)
200,000 $1.75 8,735,737
(Indirect)
View
2004-11-05
Purchase
2005-04-06
2:41 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET PARTNERS LP
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC
Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC
(10% owner)
200,000 $1.75 8,850,022
(Indirect)
View
2004-11-24
Purchase
2005-04-06
2:41 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET PARTNERS LP
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC
Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC
(10% owner)
400,000 $1.75 9,078,593
(Indirect)
View
2004-11-24
Purchase
2005-04-06
2:41 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET PARTNERS LP
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC
Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC
(10% owner)
100,000 $1.75 9,135,735
(Indirect)
View
2004-11-24
Purchase
2005-04-06
2:41 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET PARTNERS LP
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC
Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC
(10% owner)
100,000 $1.75 9,192,877
(Indirect)
View
2004-02-03
Purchase
2005-04-06
2:37 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
Whitebox Intermarket Advisors, LLC
(10% owner)
500,000 $1.75 6,349,917
(Indirect)
View
2004-02-03
Purchase
2005-04-06
2:37 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
Whitebox Intermarket Advisors, LLC
(10% owner)
100,000 $1.75 6,407,059
(Indirect)
View
2004-02-12
Purchase
2005-04-06
2:37 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
Whitebox Intermarket Advisors, LLC
(10% owner)
31,803 $1.75 6,388,886
(Indirect)
View
2004-03-05
Purchase
2005-04-06
2:37 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
Whitebox Intermarket Advisors, LLC
(10% owner)
100,000 $1.75 6,446,028
(Indirect)
View
2004-03-25
Purchase
2005-04-06
2:37 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
Whitebox Intermarket Advisors, LLC
(10% owner)
400,000 $1.75 6,674,599
(Indirect)
View
2004-03-26
Sale
2005-04-06
2:37 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
Whitebox Intermarket Advisors, LLC
(10% owner)
500,000 $1.75 6,388,885
(Indirect)
View
2004-03-26
Purchase
2005-04-06
2:37 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
Whitebox Intermarket Advisors, LLC
(10% owner)
500,000 $1.75 6,674,599
(Indirect)
View
2004-03-26
Purchase
2005-04-06
2:37 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
Whitebox Intermarket Advisors, LLC
(10% owner)
100,000 $1.75 6,731,741
(Indirect)
View
2004-04-16
Purchase
2005-04-06
2:37 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
Whitebox Intermarket Advisors, LLC
(10% owner)
400,000 $1.75 6,960,312
(Indirect)
View
2004-04-16
Purchase
2005-04-06
2:37 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
Whitebox Intermarket Advisors, LLC
(10% owner)
100,000 $1.75 7,017,454
(Indirect)
View
2004-05-24
Purchase
2005-04-06
2:37 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
Whitebox Intermarket Advisors, LLC
(10% owner)
281,000 $1.75 7,178,025
(Indirect)
View
2004-06-09
Purchase
2005-04-06
2:37 pm
N/A
2008-10-01
PENN TREATY AMERICAN CORP PTA WHITEBOX ADVISORS LLC
Whitebox Convertible Arbitrage Advisors, LLC
Whitebox Convertible Arbitrage Partners, L.P.
Whitebox Convertible Arbitrage Fund, L.P.
Whitebox Convertible Arbitrage Fund, Ltd.
Whitebox Hedged High Yield Advisors, LLC
Whitebox Hedged High Yield Partners, L.P.
Whitebox Hedged High Yield Fund, L.P.
Whitebox Hedged High Yield Fund, Ltd.
Whitebox Intermarket Advisors, LLC
(10% owner)
500,000 $1.75 7,463,739
(Indirect)
View
2003-11-19
Sale
2003-12-30
5:53 pm
1988-08-08
2008-10-15
PENN TREATY AMERICAN CORP PTA WL ROSS & CO LLC
WLR RECOVERY ASSOCIATES II LLC
WLR RECOVERY FUND II LLC
ROSS WILBUR L JR
(10% owner)
0 $1.75 0
(Indirect)
View
2003-12-26
Sale
2003-12-30
5:53 pm
2008-08-08
2008-10-15
PENN TREATY AMERICAN CORP PTA WL ROSS & CO LLC
WLR RECOVERY ASSOCIATES II LLC
WLR RECOVERY FUND II LLC
ROSS WILBUR L JR
(10% owner)
0 $1.75 0
(Indirect)
View
2003-12-29
Sale
2003-12-30
5:53 pm
1988-08-08
2008-10-15
PENN TREATY AMERICAN CORP PTA WL ROSS & CO LLC
WLR RECOVERY ASSOCIATES II LLC
WLR RECOVERY FUND II LLC
ROSS WILBUR L JR
(10% owner)
0 $1.75 0
(Indirect)
View
2003-12-29
Sale
2003-12-30
5:53 pm
1988-08-08
2008-10-15
PENN TREATY AMERICAN CORP PTA WL ROSS & CO LLC
WLR RECOVERY ASSOCIATES II LLC
WLR RECOVERY FUND II LLC
ROSS WILBUR L JR
(10% owner)
0 $1.75 0
(Indirect)
View
2003-10-14
Sale
2003-10-16
6:13 pm
1988-08-08
2008-10-15
PENN TREATY AMERICAN CORP PTA WL ROSS & CO LLC
WLR RECOVERY ASSOCIATES II LLC
WLR RECOVERY FUND II LLC
(10% owner)
400,000 $1.75 0
(Indirect)
View
2003-10-15
Sale
2003-10-16
6:13 pm
1988-08-08
2008-10-15
PENN TREATY AMERICAN CORP PTA WL ROSS & CO LLC
WLR RECOVERY ASSOCIATES II LLC
WLR RECOVERY FUND II LLC
(10% owner)
200,000 $1.75 0
(Indirect)
View
2003-10-01
Sale
2003-10-03
2:02 pm
1988-08-08
2008-10-15
PENN TREATY AMERICAN CORP PTA WL ROSS & CO LLC
(10% owner)
0 $1.75 16,922,000
(Indirect)
View
2003-10-02
Sale
2003-10-03
2:02 pm
1988-08-08
2003-10-15
PENN TREATY AMERICAN CORP PTA WL ROSS & CO LLC
(10% owner)
0 $1.75 16,772,000
(Indirect)
View
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