Home | Archives | Products | About | Contact | FAQ |
New User? Sign Up | Sign In
Sec Filings Insider Trading - Southwall Technologies Inc. (SWTX.OB)
Select Time period:       google icon google     yahoo icon yahoo!
Send this page to:   blogger icon Blog    digg icon Digg    reddit icon Reddit    facebook icon Facebook    stumble icon Stumble    delicious icon del.icio.us
Enter Stock Ticker Symbol or Cik: SEC Cik Lookup Cik Lookup...
Search By Company or Insider Name: Powered by Google button
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
SWTX.OB Insider Trading Transactions for Southwall Technologies Inc.
Southwall Technologies Inc: Insider Trading and Stock Options
Goto page 0, 1, 2, 3, Next
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2003-08-19
Purchase		 2003-08-19
4:40 pm		 SOUTHWALL TECHNOLOGIES INC SWTX SEIFERT MICHAEL E
(Sr. VP Finance/CFO)		 5,000 $1.528 $7,640 5,000
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-05-27
Other		 2008-05-29
5:41 pm		 SOUTHWALL TECHNOLOGIES INC SWTX Burak Mallorie Sara
(Chief Accounting Officer)		 500 $1.3 $650 0
(Direct)		 View
2006-08-23
Other		 2007-04-18
3:01 pm		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO LLC
NEEDHAM GEORGE A
(10% owner)		 4,019,614 $0 $0 2,009,807
(Direct
Indirect)		 View
2005-02-24
Option Award(A)		 2005-05-09
6:05 pm		 SOUTHWALL TECHNOLOGIES INC SWTX AUSTIN MAURY
(CFO)		 50,000 $1.18 $59,000 50,000
(Direct)		 View
2004-10-14
Other		 2004-11-30
8:01 pm		 SOUTHWALL TECHNOLOGIES INC SWTX STEMPEL ROBERT C
(Director)		 15,507 $0 $0 15,507
(Direct)		 View
2004-10-14
Other		 2004-11-30
7:54 pm		 SOUTHWALL TECHNOLOGIES INC SWTX NAKAMURA NORIYUKI
(Director)		 10,793 $0 $0 10,793
(Direct)		 View
2004-10-14
Other		 2004-11-30
7:53 pm		 SOUTHWALL TECHNOLOGIES INC SWTX JAFFE BRUCE
(Director)		 14,892 $0 $0 14,892
(Direct)		 View
2004-11-04
Exercise		 2004-11-09
12:04 pm		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
NEEDHAM CAPITAL PARTNERS IIIA LP
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM GEORGE A
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
(10% owner)		 9,155,379 $0.01 $91,554 9,155,379
(Direct)		 View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2008-07-03
Exercise		 2008-07-07
4:41 pm		 2008-03-01
2017-03-01		 SOUTHWALL TECHNOLOGIES INC SWTX HORN ANDRE R
(Director)		 5,000 $0.54 0
(Direct)		 View
2008-07-03
Exercise		 2008-07-07
4:41 pm		 2006-08-27
2016-02-27		 SOUTHWALL TECHNOLOGIES INC SWTX HORN ANDRE R
(Director)		 10,000 $0.68 0
(Direct)		 View
2008-07-03
Exercise		 2008-07-07
4:41 pm		 2006-09-27
2017-03-01		 SOUTHWALL TECHNOLOGIES INC SWTX HORN ANDRE R
(Director)		 15,000 $0.68 0
(Direct)		 View
2008-05-15
Option Award		 2008-05-29
11:53 am		 2009-05-15
2018-05-15		 SOUTHWALL TECHNOLOGIES INC SWTX CAPOVILLA DENNIS
(Chief Executive Officer)		 100,000 $1.17 100,000
(Direct)		 View
2008-05-15
Option Award		 2008-05-19
8:49 pm		 2009-05-15
2018-05-15		 SOUTHWALL TECHNOLOGIES INC SWTX CAPOVILLA DENNIS
(CEO)		 100,000 $1.17 100,000
(Direct)		 View
2008-04-28
Exercise		 2008-04-30
3:02 pm		 2007-05-01
2016-11-01		 SOUTHWALL TECHNOLOGIES INC SWTX GOODSON R EUGENE
(Director)		 181,818 $0.411 0
(Direct)		 View
2008-04-28
Exercise		 2008-04-30
3:02 pm		 2007-07-01
2016-11-01		 SOUTHWALL TECHNOLOGIES INC SWTX GOODSON R EUGENE
(Director)		 118,182 $0.411 0
(Direct)		 View
2008-02-26
Option Award		 2008-03-06
3:25 pm		 2009-02-26
2018-02-26		 SOUTHWALL TECHNOLOGIES INC SWTX HORN ANDRE R
(Director)		 20,000 $0.84 20,000
(Direct)		 View
2008-02-26
Option Award		 2008-03-04
3:35 pm		 2009-02-26
2018-02-26		 SOUTHWALL TECHNOLOGIES INC SWTX CAPOVILLA DENNIS
(VP - World Wide Sales)		 160,000 $0.84 160,000
(Direct)		 View
2008-02-26
Option Award		 2008-03-04
3:32 pm		 2009-02-26
2018-02-26		 SOUTHWALL TECHNOLOGIES INC SWTX BUNDAY DENNIS E
(Director)		 20,000 $0.84 20,000
(Direct)		 View
2008-02-26
Option Award		 2008-03-04
3:32 pm		 2009-02-26
2018-02-26		 SOUTHWALL TECHNOLOGIES INC SWTX BUNDAY DENNIS E
(Director)		 20,000 $0.84 40,000
(Direct)		 View
2008-02-26
Option Award		 2008-03-04
3:28 pm		 2009-02-26
2018-02-26		 SOUTHWALL TECHNOLOGIES INC SWTX NACHTSHEIM JAMI K
(Director)		 20,000 $0.84 20,000
(Direct)		 View
2008-02-26
Option Award		 2008-03-04
3:25 pm		 2009-02-26
2018-02-26		 SOUTHWALL TECHNOLOGIES INC SWTX SALAS PETER E
(Director)		 20,000 $0.84 20,000
(Direct)		 View
2008-02-26
Option Award		 2008-03-04
3:22 pm		 2009-02-26
2018-02-26		 SOUTHWALL TECHNOLOGIES INC SWTX BERRY WILLIAM A
(Director)		 20,000 $0.84 20,000
(Direct)		 View
2008-02-26
Option Award		 2008-03-04
3:20 pm		 2009-02-26
2018-02-26		 SOUTHWALL TECHNOLOGIES INC SWTX Burak Mallorie Sara
(Chief Accountng Officer)		 10,000 $0.84 10,000
(Direct)		 View
2008-02-26
Option Award		 2008-03-04
3:13 pm		 2009-02-26
2018-02-26		 SOUTHWALL TECHNOLOGIES INC SWTX BOYADJIEFF GEORGE
(Director)		 20,000 $0.84 20,000
(Direct)		 View
2008-02-26
Option Award		 2008-03-04
3:11 pm		 2009-02-26
2018-02-26		 SOUTHWALL TECHNOLOGIES INC SWTX Vargas Michael
(Dir Human Resources)		 80,000 $0.84 80,000
(Direct)		 View
2008-02-26
Option Award		 2008-03-04
3:06 pm		 2009-02-26
2018-02-26		 SOUTHWALL TECHNOLOGIES INC SWTX GOODSON R EUGENE
(Director)		 30,000 $0.84 30,000
(Direct)		 View
2007-07-02
Option Award		 2007-07-31
5:35 pm		 2008-07-02
2017-07-02		 SOUTHWALL TECHNOLOGIES INC SWTX BUNDAY DENNIS E
(Director)		 40,000 $1.08 40,000
(Direct)		 View
2007-03-01
Option Award		 2007-03-02
5:32 pm		 2008-03-01
2017-03-01		 SOUTHWALL TECHNOLOGIES INC SWTX SALAS PETER E
(Director)		 20,000 $0.54 20,000
(Direct)		 View
2007-03-01
Option Award		 2007-03-02
5:32 pm		 2008-03-01
2017-03-01		 SOUTHWALL TECHNOLOGIES INC SWTX NACHTSHEIM JAMI K
(Director)		 20,000 $0.54 20,000
(Direct)		 View
2007-03-01
Option Award		 2007-03-02
5:32 pm		 2008-03-01
2017-03-01		 SOUTHWALL TECHNOLOGIES INC SWTX HORN ANDRE R
(Director)		 20,000 $0.54 20,000
(Direct)		 View
2007-03-01
Option Award		 2007-03-02
5:32 pm		 2008-03-01
2017-03-01		 SOUTHWALL TECHNOLOGIES INC SWTX BERRY WILLIAM A
(Director)		 20,000 $0.54 20,000
(Direct)		 View
2007-02-12
Option Award		 2007-02-14
1:12 pm		 2008-02-12
2017-02-12		 SOUTHWALL TECHNOLOGIES INC SWTX Kamenski Sylvia
(Controller)		 15,000 $0.51 15,000
(Direct)		 View
2006-11-06
Option Award		 2006-11-08
6:00 pm		 2007-11-06
2016-11-06		 SOUTHWALL TECHNOLOGIES INC SWTX HEINZE WOLFGANG
(Sr. VP, General Manager)		 100,000 $0.54 100,000
(Direct)		 View
2006-05-11
Option Award		 2006-06-07
6:54 pm		 2007-05-11
2013-05-11		 SOUTHWALL TECHNOLOGIES INC SWTX WESTRA SICCO W T
(Sr. VP Sales/Mrkt WW)		 60,000 $0.71 60,000
(Direct)		 View
2006-05-11
Option Award		 2006-06-07
6:52 pm		 2007-05-11
2013-05-11		 SOUTHWALL TECHNOLOGIES INC SWTX Bergstrom Neil
(Sr VP-Eng, CTO)		 40,618 $0.71 40,618
(Direct)		 View
2006-05-11
Option Award		 2006-06-07
6:52 pm		 2007-05-11
2013-05-11		 SOUTHWALL TECHNOLOGIES INC SWTX Bergstrom Neil
(Sr VP-Eng, CTO)		 34,382 $0.71 34,382
(Direct)		 View
2006-05-11
Option Award		 2006-06-07
6:51 pm		 2007-05-11
2013-05-11		 SOUTHWALL TECHNOLOGIES INC SWTX HOOD THOMAS
(President & CEO and Director)		 64,455 $0.71 64,455
(Direct)		 View
2006-05-11
Option Award		 2006-06-07
6:51 pm		 2007-05-11
2013-05-11		 SOUTHWALL TECHNOLOGIES INC SWTX HOOD THOMAS
(President & CEO and Director)		 60,545 $0.71 60,545
(Direct)		 View
2006-02-27
Option Award		 2006-03-09
1:07 pm		 2006-08-27
2016-02-27		 SOUTHWALL TECHNOLOGIES INC SWTX SEDGWICK WALTER C
(Director)		 5,000 $0.68 5,000
(Direct)		 View
2006-02-27
Option Award		 2006-03-09
1:07 pm		 2006-09-27
2016-02-27		 SOUTHWALL TECHNOLOGIES INC SWTX SEDGWICK WALTER C
(Director)		 15,000 $0.68 20,000
(Direct)		 View
2006-02-27
Option Award		 2006-03-09
1:06 pm		 2006-08-27
2016-02-27		 SOUTHWALL TECHNOLOGIES INC SWTX REAGAN JOSEPH B
(Director)		 5,000 $0.68 5,000
(Direct)		 View
2006-02-27
Option Award		 2006-03-09
1:06 pm		 2006-09-27
2016-02-27		 SOUTHWALL TECHNOLOGIES INC SWTX REAGAN JOSEPH B
(Director)		 15,000 $0.68 20,000
(Direct)		 View
2004-12-31
Purchase		 2005-01-05
6:14 pm		 N/A
N/A		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
NEEDHAM CAPITAL PARTNERS IIIA LP
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM GEORGE A
(10% owner)		 0 $1 0
(Direct)		 View
2004-12-31
Purchase		 2005-01-05
6:14 pm		 N/A
N/A		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
NEEDHAM CAPITAL PARTNERS IIIA LP
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM GEORGE A
(10% owner)		 0 $1 0
(Direct)		 View
2004-12-31
Purchase		 2005-01-05
6:14 pm		 N/A
N/A		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
NEEDHAM CAPITAL PARTNERS IIIA LP
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM GEORGE A
(10% owner)		 0 $1 0
(Direct)		 View
2004-12-31
Purchase		 2005-01-05
6:14 pm		 N/A
N/A		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
NEEDHAM CAPITAL PARTNERS IIIA LP
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM GEORGE A
(10% owner)		 0 $1 0
(Direct)		 View
2004-12-31
Purchase		 2005-01-05
6:14 pm		 N/A
N/A		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
NEEDHAM CAPITAL PARTNERS IIIA LP
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM GEORGE A
(10% owner)		 0 $1 0
(Direct)		 View
2004-11-04
Exercise		 2004-11-09
12:04 pm		 N/A
2008-12-18		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
NEEDHAM CAPITAL PARTNERS IIIA LP
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM GEORGE A
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
(10% owner)		 1,286,499 $0.01 0
(Direct)		 View
2004-11-04
Exercise		 2004-11-09
12:04 pm		 N/A
2009-02-20		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
NEEDHAM CAPITAL PARTNERS IIIA LP
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM GEORGE A
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
(10% owner)		 4,077,993 $0.01 0
(Direct)		 View
2004-11-04
Exercise		 2004-11-09
12:04 pm		 N/A
2009-02-20		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
NEEDHAM CAPITAL PARTNERS IIIA LP
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM GEORGE A
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
(10% owner)		 326,527 $0.01 0
(Direct)		 View
2004-11-04
Exercise		 2004-11-09
12:04 pm		 N/A
2009-02-20		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
NEEDHAM CAPITAL PARTNERS IIIA LP
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM GEORGE A
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
(10% owner)		 421,156 $0.01 0
(Direct)		 View
2004-11-04
Exercise		 2004-11-09
12:04 pm		 N/A
2009-02-20		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
NEEDHAM CAPITAL PARTNERS IIIA LP
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM GEORGE A
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
(10% owner)		 812,756 $0.01 0
(Direct)		 View
2004-11-04
Exercise		 2004-11-09
12:04 pm		 N/A
2009-02-20		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
NEEDHAM CAPITAL PARTNERS IIIA LP
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM GEORGE A
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
(10% owner)		 2,329,425 $0.01 0
(Direct)		 View
2004-07-23
Option Award		 2004-10-06
2:08 pm		 2005-02-09
2014-07-23		 SOUTHWALL TECHNOLOGIES INC SWTX LAIRSON BRUCE
(VP, Technology and Product Dev)		 46,950 $0.5 46,950
(Direct)		 View
2004-07-23
Option Award		 2004-10-06
2:08 pm		 2005-02-09
2014-07-23		 SOUTHWALL TECHNOLOGIES INC SWTX LAIRSON BRUCE
(VP, Technology and Product Dev)		 28,050 $0.5 28,050
(Direct)		 View
2003-12-18
Option Award		 2004-07-23
12:55 pm		 N/A
2009-02-20		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
(10% owner)		 26,551 $0.01 26,551
(Direct)		 View
2003-12-18
Other		 2004-07-23
12:55 pm		 N/A
2009-02-20		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
(10% owner)		 5,772 $0.01 20,779
(Direct)		 View
2004-01-19
Option Award		 2004-07-23
12:55 pm		 N/A
2009-02-20		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
(10% owner)		 10,082 $0.01 10,082
(Direct)		 View
2004-01-19
Other		 2004-07-23
12:55 pm		 N/A
2009-02-20		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
(10% owner)		 2,649 $0.01 7,433
(Direct)		 View
2004-01-30
Option Award		 2004-07-23
12:55 pm		 N/A
2009-02-20		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
(10% owner)		 4,702 $0.01 4,702
(Direct)		 View
2004-01-30
Other		 2004-07-23
12:55 pm		 N/A
2009-02-20		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM CAPITAL PARTNERS III BERMUDA LP
NEEDHAM CAPITAL MANAGMENT LLC
NEEDHAM CAPITAL MANAGEMENT BERMUDA LLC
(10% owner)		 1,235 $0.01 3,467
(Direct)		 View
2003-12-18
Option Award		 2004-07-23
12:45 pm		 N/A
2009-02-20		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM EMERGING GROWTH PARTNERS LP
NEEDHAM CONTRARIAN FUND LP
NEEDHAM EMERGING GROWTH PARTNERS CAYMANS LP
NEEDHAM GEORGE A
NEEDHAM MANAGEMENT PARTNERS L P
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL PARTNERS IIIA LP
(10% owner)		 26,551 $0.01 26,551
(Direct)		 View
2003-12-18
Other		 2004-07-23
12:45 pm		 N/A
2009-02-20		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM EMERGING GROWTH PARTNERS LP
NEEDHAM CONTRARIAN FUND LP
NEEDHAM EMERGING GROWTH PARTNERS CAYMANS LP
NEEDHAM GEORGE A
NEEDHAM MANAGEMENT PARTNERS L P
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL PARTNERS IIIA LP
(10% owner)		 5,772 $0.01 20,779
(Direct)		 View
2004-01-19
Option Award		 2004-07-23
12:45 pm		 N/A
2009-02-20		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM EMERGING GROWTH PARTNERS LP
NEEDHAM CONTRARIAN FUND LP
NEEDHAM EMERGING GROWTH PARTNERS CAYMANS LP
NEEDHAM GEORGE A
NEEDHAM MANAGEMENT PARTNERS L P
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL PARTNERS IIIA LP
(10% owner)		 10,082 $0.01 10,082
(Direct)		 View
2004-01-19
Other		 2004-07-23
12:45 pm		 N/A
2009-02-20		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM EMERGING GROWTH PARTNERS LP
NEEDHAM CONTRARIAN FUND LP
NEEDHAM EMERGING GROWTH PARTNERS CAYMANS LP
NEEDHAM GEORGE A
NEEDHAM MANAGEMENT PARTNERS L P
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL PARTNERS IIIA LP
(10% owner)		 2,649 $0.01 7,433
(Direct)		 View
2004-01-30
Option Award		 2004-07-23
12:45 pm		 N/A
2009-02-20		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM EMERGING GROWTH PARTNERS LP
NEEDHAM CONTRARIAN FUND LP
NEEDHAM EMERGING GROWTH PARTNERS CAYMANS LP
NEEDHAM GEORGE A
NEEDHAM MANAGEMENT PARTNERS L P
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL PARTNERS IIIA LP
(10% owner)		 4,702 $0.01 4,702
(Direct)		 View
2004-01-30
Other		 2004-07-23
12:45 pm		 N/A
2009-02-20		 SOUTHWALL TECHNOLOGIES INC SWTX NEEDHAM & CO INC
NEEDHAM EMERGING GROWTH PARTNERS LP
NEEDHAM CONTRARIAN FUND LP
NEEDHAM EMERGING GROWTH PARTNERS CAYMANS LP
NEEDHAM GEORGE A
NEEDHAM MANAGEMENT PARTNERS L P
NEEDHAM CAPITAL PARTNERS II L P
NEEDHAM CAPITAL PARTNERS II BERMUDA L P
NEEDHAM CAPITAL PARTNERS III LP
NEEDHAM CAPITAL PARTNERS IIIA LP
(10% owner)		 1,235 $0.01 3,467
(Direct)		 View
2004-02-24
Option Award		 2004-04-02
2:50 pm		 2005-02-24
2011-02-24		 SOUTHWALL TECHNOLOGIES INC SWTX LIPSCOMB JOHN
(VP, Corporate Controller)		 20,000 $1.81 20,000
(Direct)		 View
2003-09-11
Option Award		 2003-09-12
2:23 pm		 2003-09-30
2005-03-31		 SOUTHWALL TECHNOLOGIES INC SWTX CORNELL LOIS ANN
(VP Information Systems/CIO)		 10,000 $1.92 10,000
(Direct)		 View
Goto page 0, 1, 2, 3, Next