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Sec Filings Insider Trading - Broadpoint Securities Group I (BPSG)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one:
they think the price will rise" - Peter Lynch ==>> What is insider trading>> |
First Albany Companies Inc: Insider Trading and Stock Options
Common stock purchase or sale:
| Transaction & Date | Reported Date |
Company | Symbol | Insider Relationship |
Shares Traded | Average Price | Total Amount |
Shares Ownership |
Filing |
| 2008-03-04 Purchase(A) |
2008-06-06 5:37 pm | BROADPOINT SECURITIES GROUP, INC. | BPSG | MatlinPatterson FA Acquisition LLC MATLINPATTERSON LLC MATLINPATTERSON ASSET MANAGEMENT LLC MATLINPATTERSON GLOBAL ADVISERS LLC MatlinPatterson Global Partners II LLC MatlinPatterson Global Opportunities Partners II L.P. MatlinPatterson Global Opportunities Partners (Cayman) II L.P. PATTERSON MARK R MATLIN DAVID J MPII Special Cayman Ltd. (10% owner) | 1,594,000 | $1.7 | $2,709,800 | 43,093,261 (Indirect) |
View |
| 2008-03-04 Purchase |
2008-03-07 5:21 pm | BROADPOINT SECURITIES GROUP, INC. | BPSG | MatlinPatterson FA Acquisition LLC MATLINPATTERSON LLC MATLINPATTERSON ASSET MANAGEMENT LLC MATLINPATTERSON GLOBAL ADVISERS LLC MatlinPatterson Global Partners II LLC MatlinPatterson Global Opportunities Partners II L.P. MatlinPatterson Global Opportunities Partners (Cayman) II L.P. MATLIN DAVID J (10% owner) | 1,594,000 | $1.7 | $2,709,800 | 43,093,261 (Indirect) |
View |
| 2008-03-04 Purchase | 2008-03-07 4:34 pm |
BROADPOINT SECURITIES GROUP, INC. | BPSG | PLIMPTON FRANK (Director) | 1,594,000 | $1.7 | $2,709,800 | 43,093,261 (Indirect) |
View |
| 2008-03-04 Purchase | 2008-03-07 4:30 pm | BROADPOINT SECURITIES GROUP, INC. | BPSG | PATTERSON MARK R (Director 10% owner) | 1,594,000 | $1.7 | $2,709,800 | 43,093,261 (Indirect) |
View |
| 2008-03-04 Purchase |
2008-03-07 4:13 pm |
BROADPOINT SECURITIES GROUP, INC. | BPSG | PECHOCK CHRISTOPHER (Director) | 1,594,000 | $1.7 | $2,709,800 | 43,093,261 (Indirect) |
View |
| 2008-03-04 Purchase | 2008-03-06 7:47 pm |
BROADPOINT SECURITIES GROUP, INC. | BPSG | Fensterstock Lee (Chief Executive Officer Director) | 294,118 | $1.7 | $500,001 | 1,419,118 (Direct) | View |
| 2008-03-04 Purchase |
2008-03-06 5:15 pm | BROADPOINT SECURITIES GROUP, INC. | BPSG | Mast Credit Opportunities I Master Fund LTD Madison Christopher B Mast Capital Management LLC Steinberg David J. (10% owner) | 7,058,824 | $1.7 | $12,000,001 | 7,058,824 (Direct) | View |
| 2006-02-28 Purchase |
2006-04-06 10:08 am | FIRST ALBANY COMPANIES INC | FACT | Kutey Paul W (Chief Financial Officer) | 347 | $5.77 | $2,002 | 9,277 (Direct) |
View |
| 2005-05-27 Purchase | 2005-05-31 12:25 pm | FIRST ALBANY COMPANIES INC | FACT | GOLDBERG ALAN P (President & CEO Director) | 10,000 | $5.198 | $51,982 | 993,638 (Direct) | View |
| 2005-02-09 Sale | 2005-02-09 2:18 pm |
FIRST ALBANY COMPANIES INC | FACT | Sheedy Thomas W Jr (Executive Managing Director) | 8,795 | $9.23 | $81,178 | 79,411 (Direct) |
View |
| 2004-03-29 Purchase |
2004-03-31 3:15 pm | FIRST ALBANY COMPANIES INC | FACT | MABBS KENNETH A (Executive Managing Director) | 17,921 | $11.16 | $199,998 | 183,718 (Direct) |
View |
(A) Indicate amendment filing.
Other purchase or sale (not a common stock or no ticker symbol):
| Transaction & Date |
Reported Date | Company | Symbol | Insider Relationship |
Shares Traded |
Average Price |
Total Amount |
Shares Ownership | Filing |
| 2008-06-27 Purchase | 2008-07-01 4:51 pm |
BROADPOINT SECURITIES GROUP, INC. | BPSG | Mast Credit Opportunities I Master Fund LTD Mast Capital Management LLC Madison Christopher B Steinberg David J. (10% owner) | 1,000,000 | $0 | $0 | 1,000,000 (Direct) |
View |
Other transactions:
| Transaction & Date |
Reported Date |
Company | Symbol | Insider Relationship | Shares Traded |
Average Price |
Total Amount |
Shares Ownership |
Filing |
| 2008-06-30 Option Award | 2008-07-02 4:22 pm | BROADPOINT SECURITIES GROUP, INC. | BPSG | McNierney Peter J (President and COO Director) | 125,000 | $0 | $0 | 1,119,802 (Direct) |
View |
| 2008-06-30 Option Award |
2008-07-02 4:20 pm | BROADPOINT SECURITIES GROUP, INC. | BPSG | Fensterstock Lee (Chief Executive Officer Director) | 250,000 | $0 | $0 | 1,669,118 (Direct) |
View |
| 2008-03-31 Option Award |
2008-04-02 4:18 pm | BROADPOINT SECURITIES GROUP, INC. | BPSG | TURNER ROBERT I (Chief Financial Officer) | 450,000 | $0 | $0 | 450,000 (Direct) | View |
| 2008-03-14 Option Award | 2008-03-18 5:14 pm | BROADPOINT SECURITIES GROUP, INC. | BPSG | KUTNICK DALE (Director) | 15,924 | $0 | $0 | 54,488 (Direct) | View |
| 2008-03-14 Option Award |
2008-03-18 5:12 pm |
BROADPOINT SECURITIES GROUP, INC. | BPSG | YINGLING ROBERT S (Director) | 15,924 | $0 | $0 | 15,924 (Direct) |
View |
| 2008-03-14 Option Award | 2008-03-18 5:10 pm | BROADPOINT SECURITIES GROUP, INC. | BPSG | Nesmith Wade D (Director) | 15,924 | $0 | $0 | 15,924 (Direct) |
View |
| 2008-03-14 Option Award | 2008-03-18 5:07 pm |
BROADPOINT SECURITIES GROUP, INC. | BPSG | Arciero-Craig Patricia (General Counsel & Secretary) | 125,000 | $0 | $0 | 218,217 (Direct) | View |
| 2008-03-04 Option Award | 2008-03-06 5:13 pm | BROADPOINT SECURITIES GROUP, INC. | BPSG | Fensterstock Lee (Chief Executive Officer Director) | 125,000 | $0 | $0 | 1,125,000 (Direct) | View |
| 2008-02-21 Other |
2008-02-28 4:23 pm | BROADPOINT SECURITIES GROUP, INC. | BPSG | PECHOCK CHRISTOPHER (Director) | 3,589,878 | $0 | $0 | 41,499,261 (Indirect) |
View |
| 2008-02-21 Other | 2008-02-28 4:20 pm |
BROADPOINT SECURITIES GROUP, INC. | BPSG | MatlinPatterson FA Acquisition LLC MATLINPATTERSON LLC MATLINPATTERSON ASSET MANAGEMENT LLC MATLINPATTERSON GLOBAL ADVISERS LLC MatlinPatterson Global Partners II LLC MatlinPatterson Global Opportunities Partners II L.P. MatlinPatterson Global Opportunities Partners (Cayman) II L.P. PATTERSON MARK R (10% owner) | 3,589,878 | $0 | $0 | 41,499,261 (Indirect) | View |
| 2008-02-21 Other | 2008-02-28 4:19 pm | BROADPOINT SECURITIES GROUP, INC. | BPSG | PLIMPTON FRANK (Director) | 3,589,878 | $0 | $0 | 41,499,261 (Indirect) | View |
| 2008-02-21 Other | 2008-02-28 4:19 pm | BROADPOINT SECURITIES GROUP, INC. | BPSG | PATTERSON MARK R (Director 10% owner) | 3,589,878 | $0 | $0 | 41,499,261 (Indirect) |
View |
| 2007-09-21 Option Award |
2007-09-25 5:14 pm |
FIRST ALBANY COMPANIES INC | FACT | McNierney Peter J (President and COO Director) | 600,000 | $0 | $0 | 994,802 (Direct) | View |
| 2007-09-21 Option Award |
2007-09-25 5:14 pm | FIRST ALBANY COMPANIES INC | FACT | Fensterstock Lee (Chief Executive Officer Director) | 1,000,000 | $0 | $0 | 1,000,000 (Direct) | View |
| 2007-09-21 Option Award | 2007-09-25 5:13 pm | FIRST ALBANY COMPANIES INC | FACT | Coad C Brian (Chief Financial Officer) | 200,000 | $0 | $0 | 245,641 (Direct) | View |
| 2007-02-15 Option Award | 2007-02-20 1:28 pm |
FIRST ALBANY COMPANIES INC | FACT | MCNAMEE GEORGE C (Chairman Director 10% owner) | 13,830 | $1.88 | $26,000 | 1,628,090 (Direct) |
View |
| 2007-02-15 Option Award | 2007-02-20 1:28 pm | FIRST ALBANY COMPANIES INC | FACT | Fox Gordon J (Executive Managing Director) | 13,830 | $1.88 | $26,000 | 152,709 (Direct) |
View |
| 2006-08-03 Option Award | 2006-08-07 6:09 pm |
FIRST ALBANY COMPANIES INC | FACT | FIEDEROWICZ WALTER M (Director) | 1,000 | $0 | $0 | 6,160 (Direct) | View |
| 2006-08-03 Option Award | 2006-08-07 5:38 pm |
FIRST ALBANY COMPANIES INC | FACT | ROTH ARTHUR J (Director) | 1,000 | $0 | $0 | 31,000 (Direct) | View |
| 2006-08-03 Option Award |
2006-08-07 5:37 pm | FIRST ALBANY COMPANIES INC | FACT | OBRIEN SHANNON P (Director) | 1,000 | $0 | $0 | 3,437 (Direct) | View |
| 2006-08-03 Option Award |
2006-08-07 5:36 pm | FIRST ALBANY COMPANIES INC | FACT | GRAVANTE NICHOLAS A JR (Director) | 1,000 | $0 | $0 | 41,134 (Direct) | View |
| 2006-08-03 Option Award |
2006-08-07 5:34 pm |
FIRST ALBANY COMPANIES INC | FACT | CARLUCCI CARL P PHD (Director) | 1,000 | $0 | $0 | 18,001 (Direct) |
View |
| 2005-03-07 Option Award | 2005-03-09 5:22 pm | FIRST ALBANY COMPANIES INC | FACT | JENKINS STEVEN R (Chief Financial Officer) | 6,459 | $0 | $0 | 73,652 (Direct) |
View |
| 2004-04-30- -2004-05-03 Exercise | 2004-05-03 5:10 pm | FIRST ALBANY COMPANIES INC | FACT | MURPHY ARTHUR T (Executive Managing Director Director) | 67,042 | $7.209 | $483,334 | 326,602 (Direct) |
View |
| 2004-03-16 Exercise | 2004-03-18 5:15 pm | FIRST ALBANY COMPANIES INC | FACT | CAMPBELL ROBERT F (Executive Managing Director Director) | 8,334 | $8 | $66,672 | 123,745 (Direct) | View |
| 2004-02-27 Option Award | 2004-03-02 5:19 pm | FIRST ALBANY COMPANIES INC | FACT | GILLMAN THEODORE J (Executive Managing Director) | 451 | $13.31 | $6,003 | 32,627 (Direct) |
View |
| 2004-02-13 Option Award |
2004-02-18 4:44 pm |
FIRST ALBANY COMPANIES INC | FACT | WINK STEPHEN P (General Counsel & Secretary) | 1,953 | $13.31 | $25,994 | 19,696 (Direct) | View |
| 2004-02-13 Option Award |
2004-02-18 4:42 pm | FIRST ALBANY COMPANIES INC | FACT | JOHNSON HUGH A (Senior Vice President Director) | 451 | $13.31 | $6,003 | 211,513 (Direct) |
View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction & Date |
Reported Date |
Exercisable Expiration | Company | Symbol | Insider Relationship | Shares Traded | Conversion Price |
Shares Ownership |
Filing |
| 2008-06-27 Purchase | 2008-07-01 4:51 pm |
2008-06-27 2012-06-27 | BROADPOINT SECURITIES GROUP, INC. | BPSG | Mast Credit Opportunities I Master Fund LTD Mast Capital Management LLC Madison Christopher B Steinberg David J. (10% owner) | 1 | $3 | 1 (Direct) | View |
| 2004-04-30 Exercise |
2004-05-03 5:10 pm | 1999-05-12 2007-05-11 | FIRST ALBANY COMPANIES INC | FACT | MURPHY ARTHUR T (Executive Managing Director Director) | 35,919 | $5.956 | 0 (Direct) |
View |
| 2004-05-03 Exercise | 2004-05-03 5:10 pm | 2002-02-14 2011-02-13 | FIRST ALBANY COMPANIES INC | FACT | MURPHY ARTHUR T (Executive Managing Director Director) | 22,789 | $8.895 | 7,599 (Direct) | View |
| 2004-05-03 Exercise | 2004-05-03 5:10 pm | 2004-03-14 2013-03-13 |
FIRST ALBANY COMPANIES INC | FACT | MURPHY ARTHUR T (Executive Managing Director Director) | 8,334 | $8 | 16,666 (Direct) |
View |
| 2004-03-16 Exercise | 2004-03-18 5:15 pm | 2004-03-14 2013-03-14 | FIRST ALBANY COMPANIES INC | FACT | CAMPBELL ROBERT F (Executive Managing Director Director) | 8,334 | $8 | 16,666 (Direct) | View |
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