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Sec Filings Insider Trading - Stifel Financial Corp. (SF)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
SF Insider Trading Transactions for Stifel Financial Corp.
Stifel Financial Corp: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-08-25
Sale		 2009-08-26
1:27 pm		 STIFEL FINANCIAL CORP SF MCCUAIG SCOTT B
(PRESIDENT RETAIL GROUP
Director)		 10,000 $55 $550,000 285,280
(Direct)		 View
2009-08-21
Sale		 2009-08-24
3:09 pm		 STIFEL FINANCIAL CORP SF KRUSZEWSKI RONALD J
(CHIEF EXECUTIVE OFFICER
Director)		 25,000 $53.15 $1,328,750 627,019
(Direct)		 View
2009-08-21
Sale		 2009-08-24
3:08 pm		 STIFEL FINANCIAL CORP SF Minnick David M
(General Counsel & Senior VP)		 1,835 $53.03 $97,305 5,058
(Direct)		 View
2009-08-14
Sale		 2009-08-17
5:04 pm		 STIFEL FINANCIAL CORP SF MCCUAIG SCOTT B
(PRESIDENT RETAIL GROUP
Director)		 10,000 $53.38 $533,800 296,870
(Direct)		 View
2009-08-14
Sale		 2009-08-17
5:03 pm		 STIFEL FINANCIAL CORP SF BEDA BRUCE A
(Director)		 2,000 $54.84 $109,680 32,186
(Direct)		 View
2009-08-14
Sale		 2009-08-17
5:03 pm		 STIFEL FINANCIAL CORP SF DUBINSKY JOHN P
(Director)		 8,694 $54 $469,467 7,599
(Direct)		 View
2009-08-14
Sale		 2009-08-17
5:02 pm		 STIFEL FINANCIAL CORP SF SLINEY DAVID D
(Dir Strategic Planning & Tech)		 10,391 $53.59 $556,854 53,717
(Direct)		 View
2007-10-05
Sale		 2007-10-09
11:12 am		 STIFEL FINANCIAL CORP SF IMHOFF WALTER F
(HANIFIN PRESIDENT)		 10,000 $60.29 $602,900 48,833
(Direct)		 View
2007-08-09
Sale		 2007-08-10
4:57 pm		 STIFEL FINANCIAL CORP SF KELLAMS MARCIA J
(EXEC SECRETARY-CEO/CHAIR)		 138 $61.46 $8,481 6,965
(Direct)		 View
2004-06-18
Purchase		 2004-06-18
11:30 am		 STIFEL FINANCIAL CORP SF PRINCE TOM
(GENERAL COUNSEL)		 0 $0 $0 3,441
(Direct)		 View
2004-06-18
Purchase		 2004-06-18
11:28 am		 STIFEL FINANCIAL CORP SF MAPLES RICK E
(DIRECTOR, CORP FINANCE)		 0 $0 $0 49,774
(Direct)		 View
2004-06-16
Sale		 2004-06-18
11:28 am		 STIFEL FINANCIAL CORP SF STIEVEN JOSEPH A
(Director of a Major Subsidiary)		 5,000 $27.5 $137,500 82,684
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-11-09
Exercise		 2009-11-10
2:14 pm		 STIFEL FINANCIAL CORP SF DILL CHARLES A
(Director)		 1,999 $5.312 $10,620 25,359
(Direct)		 View
2009-08-14-
-2009-08-18
Gift		 2009-08-26
1:27 pm		 STIFEL FINANCIAL CORP SF MCCUAIG SCOTT B
(PRESIDENT RETAIL GROUP
Director)		 1,590 $0 $0 295,280
(Direct)		 View
2009-08-21
Exercise
Tax Withholding		 2009-08-24
3:09 pm		 STIFEL FINANCIAL CORP SF KRUSZEWSKI RONALD J
(CHIEF EXECUTIVE OFFICER
Director)		 50,961 $17.07 $869,927 652,019
(Direct)		 View
2009-08-21
Exercise
Tax Withholding		 2009-08-24
3:08 pm		 STIFEL FINANCIAL CORP SF Minnick David M
(General Counsel & Senior VP)		 5,365 $26.17 $140,393 6,893
(Direct)		 View
2009-08-14
Exercise
Tax Withholding		 2009-08-17
5:03 pm		 STIFEL FINANCIAL CORP SF DUBINSKY JOHN P
(Director)		 11,306 $12.47 $141,023 16,293
(Direct)		 View
2009-08-14
Exercise
Tax Withholding		 2009-08-17
5:02 pm		 STIFEL FINANCIAL CORP SF SLINEY DAVID D
(Dir Strategic Planning & Tech)		 29,607 $20.9 $618,888 64,108
(Direct)		 View
2009-07-22
Exercise
Tax Withholding		 2009-07-23
4:30 pm		 STIFEL FINANCIAL CORP SF Plotkin Ben A
(Vice Chairman
Director)		 11,112 $10.42 $115,735 117,328
(Direct)		 View
2009-07-22
Exercise		 2009-07-23
4:29 pm		 STIFEL FINANCIAL CORP SF BAER ROBERT J
(Director)		 14,101 $0 $0 14,101
(Direct)		 View
2009-06-26
Exercise		 2009-06-26
4:34 pm		 STIFEL FINANCIAL CORP SF OATES JAMES M
(Director)		 1,299 $17.74 $23,039 63,076
(Direct)		 View
2009-01-20
Exercise(A)		 2009-04-07
10:01 am		 STIFEL FINANCIAL CORP SF DILL CHARLES A
(Director)		 662 $0 $0 23,360
(Direct)		 View
2009-03-31
Exercise
Tax Withholding		 2009-04-01
2:51 pm		 STIFEL FINANCIAL CORP SF KRUSZEWSKI RONALD J
(CHIEF EXECUTIVE OFFICER
Director)		 35,807 $18.19 $651,253 625,980
(Direct)		 View
2009-03-25
Other		 2009-03-27
10:56 am		 STIFEL FINANCIAL CORP SF Plotkin Ben A
(Vice Chairman
Director)		 12,089 $34.3 $414,616 110,864
(Direct)		 View
2008-10-15
Exercise
Tax Withholding		 2008-10-15
2:46 pm		 STIFEL FINANCIAL CORP SF SULLIVAN JOSEPH A
(Director
Director)		 1,894 $11.36 $21,511 167,986
(Direct)		 View
2008-03-17-
-2008-03-18
Other		 2008-03-19
4:51 pm		 STIFEL FINANCIAL CORP SF BANKATLANTIC BANCORP INC
(10% owner)		 1,885,000 $40 $75,400,000 724,078
(Direct)		 View
2008-01-11
Exercise
Tax Withholding		 2008-01-15
4:56 pm		 STIFEL FINANCIAL CORP SF SCHLAFLY J JOSEPH
(Director of a Major Subsidiary)		 4,520 $11.37 $51,371 29,945
(Direct)		 View
2008-01-11
Exercise
Tax Withholding		 2008-01-15
4:56 pm		 STIFEL FINANCIAL CORP SF KENDRICK THOMAS R
(Director of a Major Subsidiary)		 12,424 $10.74 $133,445 34,298
(Direct)		 View
2008-01-11
Exercise
Tax Withholding		 2008-01-15
4:55 pm		 STIFEL FINANCIAL CORP SF IMHOFF MICHAEL F
(DIR FI TRADING)		 1,338 $11.52 $15,415 36,370
(Direct)		 View
2008-01-11
Exercise
Tax Withholding		 2008-01-15
4:55 pm		 STIFEL FINANCIAL CORP SF BELL STEVEN H
(Director of a Major Subsidiary)		 3,103 $11.51 $35,701 26,679
(Direct)		 View
2006-01-13
Exercise		 2006-01-18
3:53 pm		 STIFEL FINANCIAL CORP SF FOWLDS JOHN JEFFERY
(MANAGING DIR, EQUITY CAP)		 20,185 $0 $0 26,226
(Direct)		 View
2005-09-21
Gift		 2005-09-23
11:33 am		 STIFEL FINANCIAL CORP SF WALKER GEORGE H III
(Director)		 10,000 $0 $0 678,488
(Direct)		 View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2009-11-09
Exercise		 2009-11-10
2:14 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF DILL CHARLES A
(Director)		 1,999 $0 1,999
(Direct)		 View
2009-08-21
Exercise		 2009-08-24
3:09 pm		 N/A
2012-01-02		 STIFEL FINANCIAL CORP SF KRUSZEWSKI RONALD J
(CHIEF EXECUTIVE OFFICER
Director)		 16,000 $5.219 40,000
(Direct)		 View
2009-08-21
Exercise		 2009-08-24
3:09 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF KRUSZEWSKI RONALD J
(CHIEF EXECUTIVE OFFICER
Director)		 22,500 $0 67,500
(Direct)		 View
2009-08-21
Exercise		 2009-08-24
3:08 pm		 N/A
2014-10-25		 STIFEL FINANCIAL CORP SF Minnick David M
(General Counsel & Senior VP)		 3,600 $13 900
(Direct)		 View
2009-08-14
Exercise		 2009-08-17
5:03 pm		 N/A
2013-10-22		 STIFEL FINANCIAL CORP SF DUBINSKY JOHN P
(Director)		 10,000 $7.05 0
(Direct)		 View
2009-08-14
Exercise		 2009-08-17
5:02 pm		 N/A
2012-01-02		 STIFEL FINANCIAL CORP SF SLINEY DAVID D
(Dir Strategic Planning & Tech)		 19,999 $5.2 0
(Direct)		 View
2009-07-22
Exercise		 2009-07-23
4:30 pm		 2009-02-10
N/A		 STIFEL FINANCIAL CORP SF Plotkin Ben A
(Vice Chairman
Director)		 8,788 $0 37,852
(Direct)		 View
2009-07-22
Exercise		 2009-07-23
4:29 pm		 2003-10-01
2013-10-01		 STIFEL FINANCIAL CORP SF BAER ROBERT J
(Director)		 142 $0 0
(Direct)		 View
2009-07-22
Exercise		 2009-07-23
4:29 pm		 2004-01-01
2014-01-01		 STIFEL FINANCIAL CORP SF BAER ROBERT J
(Director)		 624 $0 67
(Direct)		 View
2009-07-22
Exercise		 2009-07-23
4:29 pm		 2004-01-01
2014-01-01		 STIFEL FINANCIAL CORP SF BAER ROBERT J
(Director)		 67 $0 0
(Direct)		 View
2009-07-22
Exercise		 2009-07-23
4:29 pm		 2004-04-01
N/A		 STIFEL FINANCIAL CORP SF BAER ROBERT J
(Director)		 575 $0 12,693
(Direct)		 View
2009-07-22
Exercise		 2009-07-23
4:29 pm		 2004-04-01
N/A		 STIFEL FINANCIAL CORP SF BAER ROBERT J
(Director)		 12,693 $0 0
(Direct)		 View
2009-06-26
Exercise		 2009-06-26
4:34 pm		 N/A
2014-02-03		 STIFEL FINANCIAL CORP SF OATES JAMES M
(Director)		 399 $13.89 0
(Direct)		 View
2009-06-26
Exercise		 2009-06-26
4:34 pm		 N/A
2015-01-03		 STIFEL FINANCIAL CORP SF OATES JAMES M
(Director)		 300 $20.22 300
(Direct)		 View
2009-06-26
Exercise		 2009-06-26
4:34 pm		 N/A
2016-01-03		 STIFEL FINANCIAL CORP SF OATES JAMES M
(Director)		 600 $38.25 600
(Direct)		 View
2009-06-03
Option Award		 2009-06-05
2:57 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF WESTBROOK KELVIN R
(Director)		 2,250 $0 2,250
(Direct)		 View
2009-06-03
Option Award		 2009-06-05
2:56 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF HANSER FREDERICK O
(Director)		 2,250 $0 2,250
(Direct)		 View
2009-06-03
Option Award		 2009-06-05
2:56 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF DUBINSKY JOHN P
(Director)		 2,250 $0 15,523
(Direct)		 View
2009-06-03
Option Award		 2009-06-05
2:55 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF OATES JAMES M
(Director)		 2,573 $0 17,153
(Direct)		 View
2009-06-03
Option Award		 2009-06-05
2:55 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF LEFTON ROBERT E
(Director)		 2,250 $0 16,212
(Direct)		 View
2009-06-03
Option Award		 2009-06-05
2:54 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF FORD RICHARD F
(Director)		 2,573 $0 15,903
(Direct)		 View
2009-06-03
Option Award		 2009-06-05
2:54 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF DILL CHARLES A
(Director)		 2,250 $0 15,253
(Direct)		 View
2009-06-03
Option Award		 2009-06-05
2:53 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF BEDA BRUCE A
(Director)		 2,789 $0 17,991
(Direct)		 View
2009-01-20
Exercise		 2009-04-07
10:01 am		 2003-10-01
2013-10-01		 STIFEL FINANCIAL CORP SF DILL CHARLES A
(Director)		 662 $0 517
(Direct)		 View
2009-03-31
Exercise		 2009-04-01
2:51 pm		 N/A
2012-01-02		 STIFEL FINANCIAL CORP SF KRUSZEWSKI RONALD J
(CHIEF EXECUTIVE OFFICER
Director)		 24,000 $5.219 56,000
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:13 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF MULROY THOMAS P
(Director
Director)		 8,333 $0 38,620
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:13 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF MULROY THOMAS P
(Director
Director)		 2,083 $0 40,703
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:13 pm		 2009-02-10
N/A		 STIFEL FINANCIAL CORP SF MULROY THOMAS P
(Director
Director)		 8,333 $0 49,036
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:13 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF MULROY THOMAS P
(Director
Director)		 2,083 $0 51,119
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:13 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF MULROY THOMAS P
(Director
Director)		 4,167 $0 55,286
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:13 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF HIMELFARB RICHARD J
(Director
Director)		 5,416 $0 25,469
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:13 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF HIMELFARB RICHARD J
(Director
Director)		 1,354 $0 26,823
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:13 pm		 2009-02-10
N/A		 STIFEL FINANCIAL CORP SF HIMELFARB RICHARD J
(Director
Director)		 5,416 $0 32,239
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:13 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF HIMELFARB RICHARD J
(Director
Director)		 1,354 $0 33,593
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:13 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF HIMELFARB RICHARD J
(Director
Director)		 2,778 $0 36,371
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:12 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF ZEMLYAK JAMES M
(CHIEF FIN'L & ADMIN OFFCR
Director)		 5,729 $0 53,764
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:12 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF ZEMLYAK JAMES M
(CHIEF FIN'L & ADMIN OFFCR
Director)		 1,432 $0 55,196
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:12 pm		 2009-02-10
N/A		 STIFEL FINANCIAL CORP SF ZEMLYAK JAMES M
(CHIEF FIN'L & ADMIN OFFCR
Director)		 5,729 $0 60,925
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:12 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF ZEMLYAK JAMES M
(CHIEF FIN'L & ADMIN OFFCR
Director)		 1,432 $0 62,357
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:12 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF ZEMLYAK JAMES M
(CHIEF FIN'L & ADMIN OFFCR
Director)		 2,778 $0 65,135
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:11 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF BURKEMPER BERNARD N
(Controller)		 1,145 $0 6,562
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:11 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF BURKEMPER BERNARD N
(Controller)		 833 $0 7,395
(Direct)		 View
2009-02-10
Option Award		 2009-02-12
5:11 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF BURKEMPER BERNARD N
(Controller)		 286 $0 7,681
(Direct)		 View
2008-10-15
Exercise		 2008-10-15
2:46 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF SULLIVAN JOSEPH A
(Director
Director)		 1,404 $0 41,613
(Direct)		 View
2008-01-11
Exercise		 2008-01-15
4:56 pm		 2008-01-01
N/A		 STIFEL FINANCIAL CORP SF SCHLAFLY J JOSEPH
(Director of a Major Subsidiary)		 3,307 $0 1,804
(Direct)		 View
2008-01-11
Exercise		 2008-01-15
4:56 pm		 2009-01-01
N/A		 STIFEL FINANCIAL CORP SF KENDRICK THOMAS R
(Director of a Major Subsidiary)		 9,273 $0 38,122
(Direct)		 View
2008-01-11
Exercise		 2008-01-15
4:55 pm		 2006-01-01
N/A		 STIFEL FINANCIAL CORP SF IMHOFF MICHAEL F
(DIR FI TRADING)		 974 $0 4,122
(Direct)		 View
2008-01-11
Exercise		 2008-01-15
4:55 pm		 2009-02-17
N/A		 STIFEL FINANCIAL CORP SF BELL STEVEN H
(Director of a Major Subsidiary)		 2,260 $0 6,128
(Direct)		 View
2006-01-13
Exercise		 2006-01-18
3:53 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF FOWLDS JOHN JEFFERY
(MANAGING DIR, EQUITY CAP)		 16,278 $0 16,206
(Direct)		 View
2006-01-13
Exercise		 2006-01-18
3:53 pm		 2008-01-01
N/A		 STIFEL FINANCIAL CORP SF FOWLDS JOHN JEFFERY
(MANAGING DIR, EQUITY CAP)		 3,907 $0 12,299
(Direct)		 View
2006-01-03
Option Award		 2006-01-04
4:37 pm		 N/A
2016-01-03		 STIFEL FINANCIAL CORP SF LEFTON ROBERT E
(Director)		 1,000 $38.25 1,000
(Direct)		 View
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