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Sec Filings Insider Trading - Katy Industries Inc. (KATY.OB)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
KATY.OB Insider Trading Transactions for Katy Industries Inc.
KATY INDUSTRIES INC: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-11-10
Purchase		 2008-11-12
10:17 am		 KATY INDUSTRIES INC KATY.OB CARROLL DANIEL B
(Director)		 600 $1.05 $630 6,000
(Direct)		 View
2008-08-06-
-2008-08-07
Sale		 2008-08-07
5:13 pm		 KATY INDUSTRIES INC KATY BARATTA ROBERT M
(Director)		 8,500 $1.334 $11,338 11,935
(Direct)		 View
2008-08-05
Sale		 2008-08-06
2:51 pm		 KATY INDUSTRIES INC KATY BARATTA ROBERT M
(Director)		 1,300 $1.4 $1,820 20,435
(Direct)		 View
2008-08-04
Sale		 2008-08-05
11:51 am		 KATY INDUSTRIES INC KATY BARATTA ROBERT M
(Director)		 1,000 $1.45 $1,450 21,735
(Direct)		 View
2007-08-27-
-2008-03-31
Sale		 2008-04-04
3:18 pm		 KATY INDUSTRIES INC KATY CARROLL AMELIA M
(10% owner)		 4,212 $1.305 $5,497 0
(Indirect)		 View
2007-08-27-
-2008-03-31
Sale		 2008-04-04
3:15 pm		 KATY INDUSTRIES INC KATY CARROLL WALLACE E JR
(Director
10% owner)		 4,212 $1.305 $5,497 0
(Indirect)		 View
2007-11-20
Sale		 2007-11-21
10:33 am		 KATY INDUSTRIES INC KATY CARROLL DANIEL B
(Director)		 5,600 $0.8526 $4,775 5,400
(Direct)		 View
2006-08-10
Purchase		 2006-08-11
11:56 am		 KATY INDUSTRIES INC KT CARROLL DANIEL B
(Director)		 5,400 $2.3 $12,420 11,000
(Direct)		 View
2005-11-21
Purchase		 2005-11-28
08:43 am		 KATY INDUSTRIES INC KT Castor Anthony T III
(President and CEO
Director)		 5,000 $2.08 $10,400 10,000
(Direct)		 View
2005-11-18
Sale		 2005-11-22
3:38 pm		 KATY INDUSTRIES INC KT CARROLL DANIEL B
(Director)		 1,000 $2.1 $2,100 5,600
(Direct)		 View
2005-11-16
Sale		 2005-11-18
1:55 pm		 KATY INDUSTRIES INC KT CARROLL DANIEL B
(Director)		 1,000 $2.1 $2,100 6,600
(Direct)		 View
2005-11-14
Purchase		 2005-11-16
2:19 pm		 KATY INDUSTRIES INC KT Castor Anthony T III
(President and CEO
Director)		 5,000 $1.985 $9,926 5,000
(Direct)		 View
2005-11-04
Sale		 2005-11-08
08:38 am		 KATY INDUSTRIES INC KT CARROLL DANIEL B
(Director)		 1,500 $2.1 $3,150 7,600
(Direct)		 View
2005-11-02
Sale		 2005-11-03
3:18 pm		 KATY INDUSTRIES INC KT CARROLL DANIEL B
(Director)		 1,500 $2.1 $3,150 9,100
(Direct)		 View
2005-09-08
Sale		 2005-09-09
2:13 pm		 KATY INDUSTRIES INC KT CARROLL DANIEL B
(Director)		 100 $2.75 $275 10,600
(Direct)		 View
2005-08-17
Sale		 2005-08-19
5:13 pm		 KATY INDUSTRIES INC KT CARROLL DANIEL B
(Director)		 300 $3.25 $975 10,700
(Direct)		 View
2005-05-10-
-2005-05-11
Purchase(A)		 2005-05-19
5:04 pm		 KATY INDUSTRIES INC KT JACOBI C MICHAEL
(President and CEO
Director)		 3,300 $3.602 $11,886 43,100
(Direct)		 View
2005-05-16
Purchase(A)		 2005-05-19
5:01 pm		 KATY INDUSTRIES INC KT JACOBI C MICHAEL
(President and CEO
Director)		 1,300 $3.66 $4,758 44,400
(Direct)		 View
2005-05-18-
-2005-05-19
Purchase		 2005-05-19
4:18 pm		 KATY INDUSTRIES INC KT JACOBI C MICHAEL
(President and CEO
Director)		 2,300 $3.621 $8,329 46,700
(Direct)		 View
2005-05-16
Purchase		 2005-05-18
09:25 am		 KATY INDUSTRIES INC KT JACOBI C MICHAEL
(President and CEO
Director)		 1,300 $3.66 $4,758 44,500
(Direct)		 View
2005-05-10-
-2005-05-11
Purchase		 2005-05-12
10:44 am		 KATY INDUSTRIES INC KT JACOBI C MICHAEL
(President and CEO
Director)		 3,400 $3.602 $12,246 43,200
(Direct)		 View
2005-05-05
Purchase		 2005-05-09
3:16 pm		 KATY INDUSTRIES INC KT JACOBI C MICHAEL
(President and CEO
Director)		 300 $3.333 $1,000 39,800
(Direct)		 View
2005-05-04
Purchase		 2005-05-05
12:25 pm		 KATY INDUSTRIES INC KT JACOBI C MICHAEL
(President and CEO
Director)		 10,000 $3.2 $32,000 39,500
(Direct)		 View
2004-02-17
Sale(A)		 2004-02-24
1:13 pm		 KATY INDUSTRIES INC KT CARROLL WALLACE E JR FAMILY
(10% owner)		 1,200 $6 $7,200 2,072,236
(Indirect)		 View
2004-02-17
Sale(A)		 2004-02-24
11:56 am		 KATY INDUSTRIES INC KT CRL INC
(10% owner)		 1,200 $6 $7,200 2,072,236
(Direct)		 View
(A) Indicate amendment filing.
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2007-10-12
I		 2007-10-16
5:04 pm		 KATY INDUSTRIES INC KATY BARATTA ROBERT M
(Director)		 915 $1.32 $1,208 22,735
(Direct)		 View
2005-01-12
Gift(A)		 2005-06-06
3:58 pm		 KATY INDUSTRIES INC KT CARROLL AMELIA M
(10% owner)		 12,400 $0 $0 169,839
(Indirect)		 View
2005-05-26
Option Award		 2005-05-31
9:09 pm		 KATY INDUSTRIES INC KT CARROLL WALLACE E JR
(Director
10% owner)		 2,000 $3.69 $7,380 171,839
(Direct)		 View
2005-05-26
Option Award		 2005-05-31
9:08 pm		 KATY INDUSTRIES INC KT CARROLL AMELIA M
(10% owner)		 2,000 $3.69 $7,380 171,839
(Indirect)		 View
2005-05-26
Option Award		 2005-05-31
8:56 pm		 KATY INDUSTRIES INC KT CARROLL DANIEL B
(Director)		 2,000 $3.69 $7,380 11,000
(Direct)		 View
2005-05-26
Option Award		 2005-05-31
8:54 pm		 KATY INDUSTRIES INC KT BARATTA ROBERT M
(Director)		 2,000 $3.69 $7,380 23,485
(Direct)		 View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2008-06-26
Option Award		 2008-06-27
1:06 pm		 2008-06-26
2018-06-26		 KATY INDUSTRIES INC KATY CARROLL WALLACE E JR
(Director
10% owner)		 2,000 $1.15 6,000
(Direct)		 View
2008-06-26
Option Award		 2008-06-27
1:04 pm		 2008-06-26
2018-06-26		 KATY INDUSTRIES INC KATY CARROLL DANIEL B
(Director)		 2,000 $1.15 6,000
(Direct)		 View
2008-06-26
Option Award		 2008-06-27
12:55 pm		 2008-06-26
2018-06-26		 KATY INDUSTRIES INC KATY BARATTA ROBERT M
(Director)		 2,000 $1.15 14,250
(Direct)		 View
2007-05-31
Option Award		 2007-10-16
5:14 pm		 2007-05-31
2017-05-31		 KATY INDUSTRIES INC KATY CARROLL DANIEL B
(Director)		 2,000 $1.1 4,000
(Direct)		 View
2007-05-31
Option Award		 2007-10-16
5:10 pm		 2007-05-31
2017-05-31		 KATY INDUSTRIES INC KATY CARROLL WALLACE E JR
(Director
10% owner)		 2,000 $1.1 4,000
(Direct)		 View
2007-05-31
Option Award		 2007-10-16
5:04 pm		 2007-05-31
2017-05-31		 KATY INDUSTRIES INC KATY BARATTA ROBERT M
(Director)		 2,000 $1.1 12,250
(Direct)		 View
2006-08-30
Option Award		 2006-09-14
5:51 pm		 2006-08-30
2016-08-30		 KATY INDUSTRIES INC KT CARROLL WALLACE E JR
(Director
10% owner)		 2,000 $2.08 2,000
(Direct)		 View
2006-08-30
Option Award		 2006-09-14
5:40 pm		 2006-08-30
2016-08-30		 KATY INDUSTRIES INC KT CARROLL DANIEL B
(Director)		 2,000 $2.08 2,000
(Direct)		 View
2006-08-30
Option Award		 2006-09-14
5:35 pm		 2006-08-30
2016-08-30		 KATY INDUSTRIES INC KT BARATTA ROBERT M
(Director)		 2,000 $2.08 10,250
(Direct)		 View
2005-05-26
Option Award		 2005-05-31
9:09 pm		 2005-05-26
2015-05-26		 KATY INDUSTRIES INC KT CARROLL WALLACE E JR
(Director
10% owner)		 2,000 $3.69 29,000
(Direct)		 View
2005-05-26
Option Award		 2005-05-31
9:08 pm		 2005-05-26
2015-05-26		 KATY INDUSTRIES INC KT CARROLL AMELIA M
(10% owner)		 2,000 $3.69 29,000
(Indirect)		 View
2005-05-26
Option Award		 2005-05-31
8:56 pm		 2005-05-26
2015-05-26		 KATY INDUSTRIES INC KT CARROLL DANIEL B
(Director)		 2,000 $3.69 29,000
(Direct)		 View
2005-05-26
Option Award		 2005-05-31
8:54 pm		 2005-05-26
2015-05-26		 KATY INDUSTRIES INC KT BARATTA ROBERT M
(Director)		 2,000 $3.69 49,500
(Direct)		 View
2004-02-18
Option Award		 2004-03-31
3:02 pm		 2005-02-18
2014-02-18		 KATY INDUSTRIES INC KT ROSENTHAL AMIR
(VP, CFO, Gen. Cnsl & Secretary)		 50,000 $5.9 50,000
(Direct)		 View
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