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Sec Filings Insider Trading - Caterpillar Inc (CAT)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
CAT Insider Trading Transactions for Caterpillar Inc
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Common stock purchase or sale:
Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-11-10
Sale
2016-11-14
1:25 pm
Caterpillar Inc CAT Dickinson Daniel M
Director
950 $93.52 $88,844 17,476
(Direct)
View
2016-11-09
Sale
2016-11-14
1:08 pm
Caterpillar Inc CAT Copeland Jananne A.
Chief Accounting Officer
4,859 $91.22 $443,238 7,912
(Indirect
Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
Date
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2016-12-30
Option Award
2017-01-04
4:58 pm
N/A
N/A
Caterpillar Inc CAT Buda James B
Executive Vice President
75 $92.74 30,667
(Direct)
View
2016-12-30
Option Award
2017-01-04
4:57 pm
N/A
N/A
Caterpillar Inc CAT Copeland Jananne A.
Chief Accounting Officer
28 $92.74 2,754
(Direct)
View
2016-12-30
Option Award
2017-01-04
4:57 pm
N/A
N/A
Caterpillar Inc CAT Halverson Bradley M
Group President & CFO
63 $92.74 13,611
(Direct)
View
2016-12-30
Option Award
2017-01-04
4:55 pm
N/A
N/A
Caterpillar Inc CAT Johnson Denise C
Group President
106 $92.74 3,081
(Direct)
View
2016-12-30
Option Award
2017-01-04
4:55 pm
N/A
N/A
Caterpillar Inc CAT Oberhelman Douglas R
CEO & Chairman of the Board
129 $92.74 71,724
(Direct)
View
2016-12-30
Option Award
2017-01-04
4:46 pm
N/A
N/A
Caterpillar Inc CAT Calhoun David L
Director
404 $92.79 10,525
(Direct)
View
2016-12-30
Option Award
2017-01-04
4:46 pm
N/A
N/A
Caterpillar Inc CAT Dickinson Daniel M
Director
404 $92.79 24,430
(Direct)
View
2016-12-30
Option Award
2017-01-04
4:45 pm
N/A
N/A
Caterpillar Inc CAT Gallardo Juan
Director
404 $92.79 25,700
(Direct)
View
2016-12-30
Option Award
2017-01-04
4:44 pm
N/A
N/A
Caterpillar Inc CAT Reed Debra L
Director
404 $92.79 3,226
(Direct)
View
2016-12-30
Option Award
2017-01-04
4:43 pm
N/A
N/A
Caterpillar Inc CAT Rust Edward B Jr
Director
471 $92.79 32,411
(Direct)
View
2016-12-30
Option Award
2017-01-04
4:42 pm
N/A
N/A
Caterpillar Inc CAT Schwab Susan C
Director
404 $92.79 9,419
(Direct)
View
2016-12-30
Option Award
2017-01-04
4:41 pm
N/A
N/A
Caterpillar Inc CAT White Miles D
Director
458 $92.79 6,131
(Direct)
View
2016-11-30
Option Award
2016-12-01
5:32 pm
N/A
N/A
Caterpillar Inc CAT Oberhelman Douglas R
CEO & Chairman of the Board
126 $95.56 71,595
(Direct)
View
2016-11-30
Option Award
2016-12-01
5:28 pm
N/A
N/A
Caterpillar Inc CAT Johnson Denise C
Group President
103 $95.56 2,975
(Direct)
View
2016-11-30
Option Award
2016-12-01
5:26 pm
N/A
N/A
Caterpillar Inc CAT Halverson Bradley M
Group President & CFO
62 $95.56 13,548
(Direct)
View
2016-11-30
Option Award
2016-12-01
5:22 pm
N/A
N/A
Caterpillar Inc CAT Copeland Jananne A.
Chief Accounting Officer
27 $95.56 2,726
(Direct)
View
2016-11-30
Option Award
2016-12-01
5:16 pm
N/A
N/A
Caterpillar Inc CAT Buda James B
Executive Vice President
72 $95.56 30,592
(Direct)
View
2016-11-18
Exercise
2016-11-22
12:49 pm
N/A
N/A
Caterpillar Inc CAT Rust Edward B Jr
Director
5,833 $63.04 33,661
(Direct)
View
2016-11-18
Disposition
2016-11-22
12:49 pm
N/A
N/A
Caterpillar Inc CAT Rust Edward B Jr
Director
3,968 $92.65 33,661
(Direct)
View
2016-11-18
Exercise
2016-11-22
12:49 pm
2010-03-02
2017-03-02
Caterpillar Inc CAT Rust Edward B Jr
Director
5,833 $63.04 33,661
(Direct)
View
2016-11-14
Exercise
2016-11-15
2:30 pm
N/A
N/A
Caterpillar Inc CAT Umpleby III Donald J
Group President
4,661 $73.2 41,653
(Direct)
View
2016-11-14
Disposition
2016-11-15
2:30 pm
N/A
N/A
Caterpillar Inc CAT Umpleby III Donald J
Group President
3,619 $94.26 41,653
(Direct)
View
2016-11-14
Tax Withholding
2016-11-15
2:30 pm
N/A
N/A
Caterpillar Inc CAT Umpleby III Donald J
Group President
324 $94.26 41,653
(Direct)
View
2016-11-14
Exercise
2016-11-15
2:30 pm
N/A
N/A
Caterpillar Inc CAT Umpleby III Donald J
Group President
6,619 $22.17 41,653
(Direct)
View
2016-11-14
Disposition
2016-11-15
2:30 pm
N/A
N/A
Caterpillar Inc CAT Umpleby III Donald J
Group President
1,556 $94.26 41,653
(Direct)
View
2016-11-14
Tax Withholding
2016-11-15
2:30 pm
N/A
N/A
Caterpillar Inc CAT Umpleby III Donald J
Group President
1,575 $94.26 41,653
(Direct)
View
2016-11-14
Exercise
2016-11-15
2:30 pm
2011-03-02
2018-03-02
Caterpillar Inc CAT Umpleby III Donald J
Group President
4,661 $73.2 41,653
(Direct)
View
2016-11-14
Exercise
2016-11-15
2:30 pm
2012-03-02
2019-03-02
Caterpillar Inc CAT Umpleby III Donald J
Group President
6,619 $22.17 41,653
(Direct)
View
2016-11-10
Exercise
2016-11-14
1:25 pm
N/A
N/A
Caterpillar Inc CAT Dickinson Daniel M
Director
2,916 $63.04 17,476
(Direct)
View
2016-11-10
Disposition
2016-11-14
1:25 pm
N/A
N/A
Caterpillar Inc CAT Dickinson Daniel M
Director
1,966 $93.49 17,476
(Direct)
View
2016-11-10
Exercise
2016-11-14
1:25 pm
2010-03-02
2017-03-02
Caterpillar Inc CAT Dickinson Daniel M
Director
2,916 $63.04 17,476
(Direct)
View
2016-11-10
Exercise
2016-11-14
1:17 pm
N/A
N/A
Caterpillar Inc CAT Oberhelman Douglas R
CEO & Chairman of the Board
55,484 $73.2 246,078
(Direct)
View
2016-11-10
Disposition
2016-11-14
1:17 pm
N/A
N/A
Caterpillar Inc CAT Oberhelman Douglas R
CEO & Chairman of the Board
43,486 $93.4 246,078
(Direct)
View
2016-11-10
Tax Withholding
2016-11-14
1:17 pm
N/A
N/A
Caterpillar Inc CAT Oberhelman Douglas R
CEO & Chairman of the Board
5,483 $93.4 246,078
(Direct)
View
2016-11-10
Exercise
2016-11-14
1:17 pm
2011-03-03
2018-03-03
Caterpillar Inc CAT Oberhelman Douglas R
CEO & Chairman of the Board
55,484 $73.2 246,078
(Direct)
View
2016-11-09
Exercise
2016-11-14
1:08 pm
N/A
N/A
Caterpillar Inc CAT Copeland Jananne A.
Chief Accounting Officer
3,886 $73.2 7,912
(Direct)
View
2016-11-09
Disposition
2016-11-14
1:08 pm
N/A
N/A
Caterpillar Inc CAT Copeland Jananne A.
Chief Accounting Officer
3,120 $91.17 7,912
(Direct)
View
2016-11-09
Exercise
2016-11-14
1:08 pm
N/A
N/A
Caterpillar Inc CAT Copeland Jananne A.
Chief Accounting Officer
5,408 $22.17 7,912
(Direct)
View
2016-11-09
Disposition
2016-11-14
1:08 pm
N/A
N/A
Caterpillar Inc CAT Copeland Jananne A.
Chief Accounting Officer
1,315 $91.17 7,912
(Direct)
View
2016-11-09
Exercise
2016-11-14
1:08 pm
2011-03-03
2018-03-03
Caterpillar Inc CAT Copeland Jananne A.
Chief Accounting Officer
3,886 $73.2 7,912
(Direct)
View
2016-11-09
Exercise
2016-11-14
1:08 pm
2012-03-02
2019-03-02
Caterpillar Inc CAT Copeland Jananne A.
Chief Accounting Officer
5,408 $22.17 7,912
(Direct)
View
2016-10-31
Option Award
2016-11-01
5:27 pm
N/A
N/A
Caterpillar Inc CAT Buda James B
Executive Vice President
83 $83.46 30,520
(Direct)
View
2016-10-31
Option Award
2016-11-01
5:19 pm
N/A
N/A
Caterpillar Inc CAT Halverson Bradley M
Group President & CFO
71 $83.46 13,486
(Direct)
View
2016-10-31
Option Award
2016-11-01
5:15 pm
N/A
N/A
Caterpillar Inc CAT Johnson Denise C
Group President
116 $83.46 2,872
(Direct)
View
2016-10-31
Option Award
2016-11-01
5:11 pm
N/A
N/A
Caterpillar Inc CAT Oberhelman Douglas R
CEO & Chairman of the Board
144 $83.46 71,469
(Direct)
View
2016-10-31
Option Award
2016-11-01
5:08 pm
N/A
N/A
Caterpillar Inc CAT Copeland Jananne A.
Chief Accounting Officer
31 $83.46 2,699
(Direct)
View
2016-09-30
Option Award
2016-10-04
6:09 pm
N/A
N/A
Caterpillar Inc CAT Bozeman David P
Senior Vice President
78 $88.77 4,805
(Direct)
View
2016-09-30
Option Award
2016-10-04
6:05 pm
N/A
N/A
Caterpillar Inc CAT Buda James B
Executive Vice President
78 $88.77 30,437
(Direct)
View
2016-09-30
Option Award
2016-10-04
6:02 pm
N/A
N/A
Caterpillar Inc CAT Copeland Jananne A.
Chief Accounting Officer
29 $88.77 2,668
(Direct)
View
2016-09-30
Option Award
2016-10-04
5:58 pm
N/A
N/A
Caterpillar Inc CAT Halverson Bradley M
Group President & CFO
66 $88.77 13,415
(Direct)
View
2016-09-30
Option Award
2016-10-04
5:55 pm
N/A
N/A
Caterpillar Inc CAT Johnson Denise C
Group President
109 $88.77 2,756
(Direct)
View
2016-09-30
Gift
2016-10-04
5:51 pm
N/A
N/A
Caterpillar Inc CAT Oberhelman Douglas R
CEO & Chairman of the Board
6,013 $0 190,594
(Direct)
View
2016-09-30
Option Award
2016-10-04
5:51 pm
N/A
N/A
Caterpillar Inc CAT Oberhelman Douglas R
CEO & Chairman of the Board
135 $88.77 190,594
(Direct)
View
2016-09-30
Option Award
2016-10-04
5:43 pm
N/A
N/A
Caterpillar Inc CAT Calhoun David L
Director
424 $88.4 25,000
(Direct)
View
2016-09-30
Option Award
2016-10-04
5:38 pm
N/A
N/A
Caterpillar Inc CAT Dickinson Daniel M
Director
424 $88.4 23,814
(Direct)
View
2016-09-30
Option Award
2016-10-04
5:34 pm
N/A
N/A
Caterpillar Inc CAT Gallardo Juan
Director
424 $88.4 25,073
(Direct)
View
2016-09-30
Option Award
2016-10-04
5:31 pm
N/A
N/A
Caterpillar Inc CAT Reed Debra L
Director
424 $88.4 2,797
(Direct)
View
2016-09-30
Option Award
2016-10-04
5:26 pm
N/A
N/A
Caterpillar Inc CAT Rust Edward B Jr
Director
495 $88.4 31,659
(Direct)
View
2016-09-30
Option Award
2016-10-04
5:19 pm
N/A
N/A
Caterpillar Inc CAT Schwab Susan C
Director
424 $88.4 8,936
(Direct)
View
2016-09-30
Option Award
2016-10-04
5:14 pm
N/A
N/A
Caterpillar Inc CAT White Miles D
Director
481 $88.4 5,623
(Direct)
View
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