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Sec Filings Insider Trading - Miyazaki David B. - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Miyazaki David B.
Miyazaki David B: Insider Trading and Stock Options
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-12-30
Purchase		 2008-12-31
11:09 am		 FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND FGB Miyazaki David B.
(Officer-Investment Sub-Advisor)		 1,000 $3.7 $3,700 4,100
(Direct)		 View
2008-12-08
Purchase		 2008-12-10
12:12 pm		 FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND FGB Miyazaki David B.
(Officer-Investment Sub-Advisor)		 1,000 $4.6 $4,600 3,100
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2007-10-23
Option Award		 2007-10-24
09:33 am		 FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND FGB Miyazaki David B.
(Investment Committee Member)		 600 $14 $8,400 2,100
(Direct
Indirect)		 View
2007-08-08
Option Award		 2007-08-08
5:28 pm		 FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND FGB Miyazaki David B.
(Investment Committee Member)		 1,500 $17.38 $26,071 1,500
(Direct
Indirect)		 View