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Sec Filings Insider Trading - Bhaumik Sam - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Bhaumik Sam
Bhaumik Sam: Insider Trading and Stock Options
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-06-09
Purchase		 2008-06-10
10:39 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 100 $9.94 $994 44,483
(Direct)		 View
2008-05-16
Purchase		 2008-05-16
3:28 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 500 $10.13 $5,064 44,383
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-03-17
Option Award		 2009-03-19
2:08 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 30,000 $0 $0 78,983
(Direct)		 View
2008-11-13
Option Award		 2008-11-14
08:15 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 500 $6.15 $3,075 48,983
(Direct)		 View
2008-11-11
Option Award		 2008-11-12
10:35 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 500 $6.96 $3,480 48,483
(Direct)		 View
2008-09-15
Option Award		 2008-09-16
10:28 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 500 $9.8 $4,900 47,983
(Direct)		 View
2008-08-15
Option Award		 2008-08-19
4:46 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 3,000 $0 $0 47,483
(Direct)		 View
2008-07-30
Option Award		 2008-08-11
4:24 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 3,000 $0 $0 47,383
(Direct)		 View
2008-02-25
Option Award		 2008-02-27
4:48 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 23,000 $0 $0 43,883
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2009-03-17
Option Award		 2009-03-19
2:08 pm		 N/A
2016-03-17		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 65,000 $4.21 292,533
(Direct)		 View
2008-08-15
Option Award		 2008-08-19
4:46 pm		 N/A
2015-08-15		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 6,000 $10.49 227,533
(Direct)		 View
2008-07-30
Option Award		 2008-08-11
4:24 pm		 N/A
2015-07-30		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 6,000 $9.92 227,533
(Direct)		 View
2008-02-25
Option Award		 2008-02-27
3:59 pm		 N/A
2015-02-25		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 71,633 $12.2 221,533
(Direct)		 View