Home | Archives | Products | About | Contact | FAQ |
New User? Sign Up | Sign In
Sec Filings Insider Trading - First TRUST/GALLATIN Specialty Finance & Financial Opportunities Fund (FGB)
Select Time period:       google icon google     yahoo icon yahoo!
Send this page to:   blogger icon Blog    digg icon Digg    reddit icon Reddit    facebook icon Facebook    stumble icon Stumble    delicious icon del.icio.us
Enter Stock Ticker Symbol or Cik: SEC Cik Lookup Cik Lookup...
Search By Company or Insider Name: Powered by Google button
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
FGB Insider Trading Transactions for First TRUST/GALLATIN Specialty Finance & Financial Opportunities Fund
FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND: Insider Trading and Stock Options
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-05-06
Sale		 2009-05-07
6:26 pm		 FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND FGB FIRST TRUST PORTFOLIOS LP
(Affiliate of Issuer's Advisor)		 5,352 $4.1 $21,945 0
(Direct)		 View
2009-01-12
Purchase		 2009-01-13
11:54 am		 FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND FGB Keller Mark A.
(Officer-Investment Sub-Advisor)		 10,000 $4.315 $43,150 10,000
(Direct)		 View
2008-12-30
Purchase		 2008-12-31
11:09 am		 FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND FGB Miyazaki David B.
(Officer-Investment Sub-Advisor)		 1,000 $3.7 $3,700 4,100
(Direct)		 View
2008-12-08
Purchase		 2008-12-10
12:12 pm		 FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND FGB Miyazaki David B.
(Officer-Investment Sub-Advisor)		 1,000 $4.6 $4,600 3,100
(Direct)		 View
2008-11-19
Purchase		 2008-11-21
2:49 pm		 FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND FGB SCHULTE DAVID J
(Director-Investment Subadviser)		 3,000 $3.055 $9,165 5,265
(Direct)		 View
2008-08-22
Purchase		 2008-11-21
2:41 pm		 FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND FGB SCHULTE DAVID J
(Director-Investment Subadviser)		 2,000 $8.9 $17,800 2,265
(Direct)		 View
2008-08-20
Purchase		 2008-08-21
5:59 pm		 FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND FGB HANZLIK JOSEPH J
(Officer-Investment Sub-Advisor)		 2,000 $8.943 $17,886 2,000
(Indirect)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2007-12-19
Option Award		 2007-12-20
1:17 pm		 FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND FGB Winter Daniel T.
(Investment Committee member)		 400 $11.64 $4,656 400
(Indirect)		 View
2007-10-23
Option Award		 2007-10-24
09:33 am		 FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND FGB Miyazaki David B.
(Investment Committee Member)		 600 $14 $8,400 2,100
(Direct
Indirect)		 View
2007-08-08
Option Award		 2007-08-08
5:28 pm		 FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND FGB Miyazaki David B.
(Investment Committee Member)		 1,500 $17.38 $26,071 1,500
(Direct
Indirect)		 View