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Sec Filings Insider Trading - NewStar Financial Inc. (NEWS)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
NEWS Insider Trading Transactions for NewStar Financial Inc.
NewStar Financial Inc: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-06-01
Sale		 2009-06-03
5:03 pm		 NewStar Financial, Inc. NEWS OZ MANAGEMENT LP
(10% owner)		 1,129,000 $2.722 $3,073,547 4,857,556
(Indirect)		 View
2009-05-08-
-2009-05-11
Purchase		 2009-05-12
4:32 pm		 NewStar Financial, Inc. NEWS Bralver Charles N
(Director)		 32,184 $2.566 $82,594 83,434
(Direct)		 View
2009-04-02
Sale		 2009-04-06
5:55 pm		 NewStar Financial, Inc. NEWS OZ MANAGEMENT LP
(10% owner)		 320,438 $2.678 $858,262 5,986,556
(Indirect)		 View
2009-03-10
Purchase		 2009-03-10
4:44 pm		 NewStar Financial, Inc. NEWS Bralver Charles N
(Director)		 50,000 $1.06 $53,000 51,250
(Direct)		 View
2009-03-09
Purchase		 2009-03-10
4:42 pm		 NewStar Financial, Inc. NEWS OHARA MAUREEN
(Director)		 2,000 $0.94 $1,880 17,000
(Direct)		 View
2008-12-17
Purchase		 2008-12-19
1:07 pm		 NewStar Financial, Inc. NEWS Fallon Brian
(Director)		 10,000 $2.98 $29,799 10,000
(Direct)		 View
2008-12-16-
-2008-12-17
Sale		 2008-12-18
4:18 pm		 NewStar Financial, Inc. NEWS OZ MANAGEMENT LP
(10% owner)		 46,405 $2.869 $133,123 6,306,994
(Indirect)		 View
2008-01-18
Purchase		 2008-01-18
6:44 pm		 NewStar Financial, Inc. NEWS Corsair Capital LLC
(10% owner)		 1,680,614 $10 $16,806,140 9,704,972
(Indirect)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-08-11
Other		 2009-08-13
5:08 pm		 NewStar Financial, Inc. NEWS COOPER BRADLEY E
(Director)		 10,000 $0 $0 0
(Direct
Indirect)		 View
2009-08-11
Other		 2009-08-13
5:07 pm		 NewStar Financial, Inc. NEWS Capital Z Partners III GP, Ltd.
Capital Z Partners III, L.P.
Capital Z Partners III GP, L.P.
CAPITAL Z FINANCIAL SERVICES PRIVATE FUND II, L.P.
CAPITAL Z PARTNERS LP
CAPITAL Z PARTNERS LTD
CAPITAL Z FINANCIAL SERVICES FUND II LP
Capital Z Management, LLC
(See Remarks Section)		 5,000 $0 $0 5,519,798
(Indirect)		 View
2009-05-13
Option Award		 2009-05-15
4:28 pm		 NewStar Financial, Inc. NEWS NOONAN FRANK R
(Director)		 5,000 $0 $0 18,000
(Direct)		 View
2009-05-13
Option Award		 2009-05-15
4:28 pm		 NewStar Financial, Inc. NEWS Bralver Charles N
(Director)		 5,000 $0 $0 88,434
(Direct)		 View
2009-05-13
Option Award		 2009-05-15
4:27 pm		 NewStar Financial, Inc. NEWS Fallon Brian
(Director)		 5,000 $0 $0 17,500
(Direct)		 View
2009-05-13
Option Award		 2009-05-15
4:27 pm		 NewStar Financial, Inc. NEWS THORNBURGH RICHARD E
(Director
10% owner)		 5,000 $0 $0 35,000
(Direct)		 View
2009-05-13
Option Award		 2009-05-15
4:26 pm		 NewStar Financial, Inc. NEWS OHARA MAUREEN
(Director)		 5,000 $0 $0 22,000
(Direct)		 View
2009-05-13
Option Award		 2009-05-15
4:25 pm		 NewStar Financial, Inc. NEWS COOPER BRADLEY E
(Director)		 5,000 $0 $0 5,000
(Direct)		 View
2009-05-13
Option Award		 2009-05-15
4:24 pm		 NewStar Financial, Inc. NEWS Brooker T Kimball Jr
(Director)		 5,000 $0 $0 15,000
(Direct)		 View
2009-02-20
Option Award		 2009-02-23
4:51 pm		 NewStar Financial, Inc. NEWS Bray John Kirby
(Chief Financial Officer)		 51,829 $0 $0 178,217
(Direct)		 View
2009-02-20
Option Award		 2009-02-23
4:51 pm		 NewStar Financial, Inc. NEWS Schmidt-Fellner Peter A
(Chief Investment Officer
Director)		 57,927 $0 $0 681,191
(Direct)		 View
2009-02-20
Option Award		 2009-02-23
4:50 pm		 NewStar Financial, Inc. NEWS Dobies David R
(M.Dir. & Head Mid Mkt. Corp)		 48,780 $0 $0 246,900
(Direct)		 View
2009-02-20
Option Award		 2009-02-23
4:49 pm		 NewStar Financial, Inc. NEWS Clemmens Robert T
(Chief Credit Officer)		 51,829 $0 $0 215,572
(Direct)		 View
2009-02-20
Option Award		 2009-02-23
4:46 pm		 NewStar Financial, Inc. NEWS Conway Timothy J
(Chairman, CEO and President
Director)		 70,122 $0 $0 834,703
(Direct)		 View
2009-02-05
Option Award		 2009-02-09
5:02 pm		 NewStar Financial, Inc. NEWS Bralver Charles N
(Director)		 1,250 $0 $0 1,250
(Direct)		 View
2009-02-04
Option Award		 2009-02-06
5:37 pm		 NewStar Financial, Inc. NEWS Fallon Brian
(Director)		 2,500 $0 $0 12,500
(Direct)		 View
2008-05-14
Option Award		 2008-05-16
4:45 pm		 NewStar Financial, Inc. NEWS Gormley Mark K
(Director)		 5,000 $0 $0 60,000
(Direct)		 View
2007-05-15
Option Award		 2007-05-17
4:40 pm		 NewStar Financial, Inc. NEWS BURNAMAN PHILLIP R II
(M.Dir & Head Structured Prods)		 1,000 $14.64 $14,640 300,691
(Direct)		 View
2006-12-19
Purchase		 2006-12-21
7:33 pm		 NewStar Financial, Inc. NEWS CAPITAL Z FINANCIAL SERVICES FUND II LP
CAPITAL Z FINANCIAL SERVICES PRIVATE FUND II, L.P.
CAPITAL Z PARTNERS LP
CAPITAL Z PARTNERS LTD
(10% owner)		 5,504,798 $0 $0 5,504,798
(Direct)		 View
2006-12-19
Purchase		 2006-12-20
8:21 pm		 NewStar Financial, Inc. NEWS JP MORGAN CORSAIR II CAPITAL PARTNERS LP
(10% owner)		 5,504,798 $0 $0 5,504,798
(Direct)		 View
2006-12-13
Option Award		 2006-12-15
9:37 pm		 NewStar Financial, Inc. NEWS SAUNDERS JOSEPH W
(Director)		 5,000 $0 $0 5,000
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2009-08-11
Other		 2009-08-13
5:08 pm		 N/A
2016-05-13		 NewStar Financial, Inc. NEWS COOPER BRADLEY E
(Director)		 5,000 $2.2 5,000
(Indirect)		 View
2009-08-11
Other		 2009-08-13
5:08 pm		 N/A
2016-05-13		 NewStar Financial, Inc. NEWS COOPER BRADLEY E
(Director)		 5,000 $2.2 0
(Direct)		 View
2009-08-11
Other		 2009-08-13
5:07 pm		 N/A
2016-05-13		 NewStar Financial, Inc. NEWS Capital Z Partners III GP, Ltd.
Capital Z Partners III, L.P.
Capital Z Partners III GP, L.P.
CAPITAL Z FINANCIAL SERVICES PRIVATE FUND II, L.P.
CAPITAL Z PARTNERS LP
CAPITAL Z PARTNERS LTD
CAPITAL Z FINANCIAL SERVICES FUND II LP
Capital Z Management, LLC
(See Remarks Section)		 5,000 $2.2 5,000
(Indirect)		 View
2009-05-13
Option Award		 2009-05-15
4:28 pm		 N/A
2016-05-13		 NewStar Financial, Inc. NEWS NOONAN FRANK R
(Director)		 15,000 $2.2 15,000
(Direct)		 View
2009-05-13
Option Award		 2009-05-15
4:28 pm		 N/A
2016-05-13		 NewStar Financial, Inc. NEWS Bralver Charles N
(Director)		 5,000 $2.2 5,000
(Direct)		 View
2009-05-13
Option Award		 2009-05-15
4:27 pm		 N/A
2016-05-13		 NewStar Financial, Inc. NEWS Fallon Brian
(Director)		 15,000 $2.2 15,000
(Direct)		 View
2009-05-13
Option Award		 2009-05-15
4:27 pm		 N/A
2016-05-13		 NewStar Financial, Inc. NEWS THORNBURGH RICHARD E
(Director
10% owner)		 15,000 $2.2 15,000
(Direct)		 View
2009-05-13
Option Award		 2009-05-15
4:26 pm		 N/A
2016-05-13		 NewStar Financial, Inc. NEWS OHARA MAUREEN
(Director)		 15,000 $2.2 15,000
(Direct)		 View
2009-05-13
Option Award		 2009-05-15
4:25 pm		 N/A
2016-05-13		 NewStar Financial, Inc. NEWS COOPER BRADLEY E
(Director)		 5,000 $2.2 5,000
(Direct)		 View
2009-05-13
Option Award		 2009-05-15
4:24 pm		 N/A
2016-05-13		 NewStar Financial, Inc. NEWS Brooker T Kimball Jr
(Director)		 5,000 $2.2 5,000
(Direct)		 View
2009-03-18
Option Sale		 2009-03-20
4:57 pm		 N/A
2016-12-13		 NewStar Financial, Inc. NEWS Conway Timothy J
(Chairman, CEO and President
Director)		 763,980 $17 0
(Direct)		 View
2009-03-18
Option Award		 2009-03-20
4:57 pm		 N/A
2016-03-18		 NewStar Financial, Inc. NEWS Conway Timothy J
(Chairman, CEO and President
Director)		 850,000 $2.76 850,000
(Direct)		 View
2009-03-18
Option Sale		 2009-03-20
4:56 pm		 N/A
2016-12-13		 NewStar Financial, Inc. NEWS Clemmens Robert T
(Chief Credit Officer)		 93,822 $17 0
(Direct)		 View
2009-03-18
Option Award		 2009-03-20
4:56 pm		 N/A
2016-03-18		 NewStar Financial, Inc. NEWS Clemmens Robert T
(Chief Credit Officer)		 150,000 $2.76 150,000
(Direct)		 View
2009-03-18
Option Sale		 2009-03-20
4:55 pm		 N/A
2016-12-13		 NewStar Financial, Inc. NEWS Schmidt-Fellner Peter A
(Chief Investment Officer
Director)		 536,126 $17 0
(Direct)		 View
2009-03-18
Option Award		 2009-03-20
4:55 pm		 N/A
2016-03-18		 NewStar Financial, Inc. NEWS Schmidt-Fellner Peter A
(Chief Investment Officer
Director)		 625,000 $2.76 625,000
(Direct)		 View
2009-03-18
Option Sale		 2009-03-20
4:54 pm		 N/A
2016-12-13		 NewStar Financial, Inc. NEWS Bray John Kirby
(Chief Financial Officer)		 67,015 $17 0
(Direct)		 View
2009-03-18
Option Award		 2009-03-20
4:54 pm		 N/A
2016-03-18		 NewStar Financial, Inc. NEWS Bray John Kirby
(Chief Financial Officer)		 400,000 $2.76 400,000
(Direct)		 View
2009-03-18
Option Sale		 2009-03-20
4:53 pm		 N/A
2016-12-13		 NewStar Financial, Inc. NEWS Dobies David R
(M.Dir. & Head Mid Mkt. Corp)		 107,225 $17 0
(Direct)		 View
2009-03-18
Option Award		 2009-03-20
4:53 pm		 N/A
2016-03-18		 NewStar Financial, Inc. NEWS Dobies David R
(M.Dir. & Head Mid Mkt. Corp)		 150,000 $2.76 150,000
(Direct)		 View
2009-02-05
Option Award		 2009-02-09
5:02 pm		 N/A
2016-02-05		 NewStar Financial, Inc. NEWS Bralver Charles N
(Director)		 1,250 $2.89 1,250
(Direct)		 View
2009-02-04
Option Award		 2009-02-06
5:46 pm		 N/A
2016-02-04		 NewStar Financial, Inc. NEWS Clemmens Robert T
(Chief Credit Officer)		 100,000 $2.86 100,000
(Direct)		 View
2009-02-04
Option Award		 2009-02-06
5:45 pm		 N/A
2016-02-04		 NewStar Financial, Inc. NEWS Schmidt-Fellner Peter A
(Chief Investment Officer
Director)		 125,000 $2.86 125,000
(Direct)		 View
2009-02-04
Option Award		 2009-02-06
5:45 pm		 N/A
2016-02-04		 NewStar Financial, Inc. NEWS Bray John Kirby
(Chief Financial Officer)		 100,000 $2.86 100,000
(Direct)		 View
2009-02-04
Option Award		 2009-02-06
5:44 pm		 N/A
2016-02-04		 NewStar Financial, Inc. NEWS Dobies David R
(M.Dir. & Head Mid Mkt. Corp)		 100,000 $2.86 100,000
(Direct)		 View
2009-02-04
Option Award		 2009-02-06
5:42 pm		 N/A
2016-02-04		 NewStar Financial, Inc. NEWS Conway Timothy J
(Chairman, CEO and President
Director)		 150,000 $2.86 150,000
(Direct)		 View
2009-02-04
Option Award		 2009-02-06
5:37 pm		 N/A
2016-02-04		 NewStar Financial, Inc. NEWS Fallon Brian
(Director)		 2,500 $2.86 2,500
(Direct)		 View
2008-05-14
Option Award		 2008-05-16
4:45 pm		 N/A
2015-05-14		 NewStar Financial, Inc. NEWS Gormley Mark K
(Director)		 5,000 $6.4 5,000
(Direct)		 View
2008-02-12
Option Award		 2008-02-14
7:04 pm		 N/A
2015-02-12		 NewStar Financial, Inc. NEWS Shoyer Timothy C
(M.Dir&Co-Head Mid Mkt. Corp.)		 40,000 $7.32 40,000
(Direct)		 View
2006-12-19
Purchase		 2006-12-21
7:33 pm		 N/A
N/A		 NewStar Financial, Inc. NEWS CAPITAL Z FINANCIAL SERVICES FUND II LP
CAPITAL Z FINANCIAL SERVICES PRIVATE FUND II, L.P.
CAPITAL Z PARTNERS LP
CAPITAL Z PARTNERS LTD
(10% owner)		 6,000,000 $0 0
(Direct)		 View
2006-12-19
Purchase		 2006-12-20
8:21 pm		 N/A
N/A		 NewStar Financial, Inc. NEWS JP MORGAN CORSAIR II CAPITAL PARTNERS LP
(10% owner)		 6,000,000 $0 0
(Direct)		 View
2006-12-13
Option Award		 2006-12-15
9:37 pm		 N/A
2016-12-13		 NewStar Financial, Inc. NEWS SAUNDERS JOSEPH W
(Director)		 5,000 $17 5,000
(Direct)		 View
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