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Sec Filings Insider Trading - FBR Capital Markets Corporatio (FBCM)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
FBCM Insider Trading Transactions for FBR Capital Markets Corporatio
FBR Capital Markets Corp: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-10-23
Purchase		 2009-10-29
4:54 pm		 FBR CAPITAL MARKETS CORP FBCM CRESTVIEW PARTNERS (CAYMAN), L.P.
CRESTVIEW PARTNERS (TE), L.P.
Crestview Partners (Cayman), Ltd.
(See footnotes (1)(2)(3))		 1,000,000 $6 $6,000,000 7,616,734
(Indirect)		 View
2009-10-23
Purchase		 2009-10-29
4:53 pm		 FBR CAPITAL MARKETS CORP FBCM Crestview Partners GP, L.P.
CRESTVIEW PARTNERS, L.P.
CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P.
CRESTVIEW PARTNERS (PF), L.P.
CRESTVIEW HOLDINGS (TE), L.P.
CRESTVIEW PARTNERS (ERISA), L.P.
Forest Holdings LLC
Forest Holdings (ERISA) LLC
(10% owner)		 1,000,000 $6 $6,000,000 7,616,734
(Indirect)		 View
2009-10-22
Sale		 2009-10-28
8:39 pm		 FBR CAPITAL MARKETS CORP FBCM Arlington Asset Investment Corp.
FBR Securities Investment HY, LLC
(10% owner)		 14,755,017 $5.7 $84,103,597 0
(Direct)		 View
2009-07-10
Sale		 2009-07-14
5:26 pm		 FBR CAPITAL MARKETS CORP FBCM Arlington Asset Investment Corp.
FBR Securities Investment HY, LLC
(10% owner)		 411,032 $4.471 $1,837,930 14,755,017
(Indirect)		 View
2009-06-15
Purchase		 2009-06-17
4:31 pm		 FBR CAPITAL MARKETS CORP FBCM HENDRIX RICHARD J
(President & CEO
Director)		 9,000 $4.65 $41,850 390,381
(Direct)		 View
2009-06-15
Purchase		 2009-06-17
4:31 pm		 FBR CAPITAL MARKETS CORP FBCM BILLINGS JONATHAN L
(Executive Vice President)		 20,000 $4.65 $93,000 70,000
(Indirect)		 View
2009-06-15
Sale		 2009-06-17
4:26 pm		 FBR CAPITAL MARKETS CORP FBCM Arlington Asset Investment Corp.
FBR Securities Investment HY, LLC
(10% owner)		 1,500,000 $4.418 $6,626,250 15,166,049
(Indirect)		 View
2009-06-16
Purchase		 2009-06-17
10:16 am		 FBR CAPITAL MARKETS CORP FBCM Crestview Partners GP, L.P.
CRESTVIEW PARTNERS, L.P.
CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P.
CRESTVIEW PARTNERS (PF), L.P.
CRESTVIEW HOLDINGS (TE), L.P.
CRESTVIEW PARTNERS (ERISA), L.P.
Forest Holdings LLC
Forest Holdings (ERISA) LLC
(10% owner)		 1,000,000 $4.65 $4,650,000 6,616,734
(Indirect)		 View
2009-06-16
Purchase		 2009-06-17
10:13 am		 FBR CAPITAL MARKETS CORP FBCM CRESTVIEW PARTNERS (CAYMAN), L.P.
CRESTVIEW PARTNERS (TE), L.P.
Crestview Partners (Cayman), Ltd.
(See footnotes (1)(2)(3))		 1,000,000 $4.65 $4,650,000 6,616,734
(Indirect)		 View
2009-05-20
Sale		 2009-05-21
3:32 pm		 FBR CAPITAL MARKETS CORP FBCM FRIEDMAN BILLINGS RAMSEY GROUP INC
FBR TRS Holdings, Inc.
(10% owner)		 16,667,000 $4.35 $72,501,450 16,666,049
(Indirect)		 View
2009-03-25
Purchase		 2009-03-27
5:51 pm		 FBR CAPITAL MARKETS CORP FBCM Crestview Partners GP, L.P.
CRESTVIEW PARTNERS, L.P.
CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P.
CRESTVIEW PARTNERS (PF), L.P.
CRESTVIEW HOLDINGS (TE), L.P.
CRESTVIEW PARTNERS (ERISA), L.P.
Forest Holdings LLC
Forest Holdings (ERISA) LLC
(10% owner)		 3,381 $2.79 $9,433 5,616,734
(Indirect)		 View
2008-08-28-
-2008-09-02
Sale		 2008-09-03
12:47 pm		 FBR CAPITAL MARKETS CORP FBCM PASSPORT MANAGEMENT LLC
Passport Global Master Fund SPC Ltd
Partners Group Alternative Strategies PCC Ltd Gold Iota Cell
Passport Capital, LLC
Burbank John Howard III
(10% owner)		 91,268 $4.977 $454,226 6,661,236
(Indirect)		 View
2007-06-07
Purchase		 2007-06-11
5:39 pm		 FBR CAPITAL MARKETS CORP FBCM TONKEL J ROCK JR
(Member of the Office of CE
10% owner)		 10,000 $17 $170,000 10,000
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2010-03-08
Option Award		 2010-03-10
08:59 am		 FBR CAPITAL MARKETS CORP FBCM KIERNAN ROBERT J
(Senior VP, Controller and CAO)		 20,000 $0 $0 45,476
(Direct)		 View
2010-02-24
Tax Withholding		 2010-02-25
4:39 pm		 FBR CAPITAL MARKETS CORP FBCM Wright Bradley J.
(Chief Financial Officer (FBCM))		 1,978 $5.33 $10,543 93,202
(Direct)		 View
2010-02-24
Tax Withholding		 2010-02-25
4:38 pm		 FBR CAPITAL MARKETS CORP FBCM Neuhauser James C
(Head of Investment Banking)		 8,290 $5.33 $44,186 504,446
(Direct)		 View
2010-02-24
Tax Withholding		 2010-02-25
4:35 pm		 FBR CAPITAL MARKETS CORP FBCM BILLINGS JONATHAN L
(Executive Vice President)		 7,390 $5.33 $39,389 396,021
(Direct)		 View
2010-02-12-
-2010-02-16
Tax Withholding		 2010-02-17
4:36 pm		 FBR CAPITAL MARKETS CORP FBCM BILLINGS JONATHAN L
(Executive Vice President)		 5,781 $5.054 $29,216 403,411
(Direct)		 View
2010-02-12-
-2010-02-16
Tax Withholding		 2010-02-17
4:33 pm		 FBR CAPITAL MARKETS CORP FBCM Neuhauser James C
(Head of Investment Banking)		 12,252 $5.094 $62,416 512,736
(Direct)		 View
2010-02-09
Option Award		 2010-02-11
5:22 pm		 FBR CAPITAL MARKETS CORP FBCM BILLINGS ERIC F
(Director)		 56,272 $0 $0 686,497
(Direct)		 View
2010-02-09
Option Award		 2010-02-11
5:18 pm		 FBR CAPITAL MARKETS CORP FBCM Neuhauser James C
(EVP & Head of Inv. Banking)		 129,512 $0 $0 524,988
(Direct)		 View
2010-02-09
Option Award		 2010-02-11
5:16 pm		 FBR CAPITAL MARKETS CORP FBCM BILLINGS JONATHAN L
(EVP & Head of Inst. Brokerage)		 129,512 $0 $0 409,192
(Direct)		 View
2010-02-09
Option Award		 2010-02-11
5:15 pm		 FBR CAPITAL MARKETS CORP FBCM HENDRIX RICHARD J
(President & CEO
Director)		 959,899 $0 $0 1,355,505
(Direct)		 View
2010-02-09
Option Award		 2010-02-11
5:11 pm		 FBR CAPITAL MARKETS CORP FBCM GINIVAN WILLIAM J
(EVP & General Counsel)		 11,909 $0 $0 117,510
(Direct)		 View
2010-02-09
Option Award		 2010-02-11
5:10 pm		 FBR CAPITAL MARKETS CORP FBCM Wright Bradley J.
(EVP & CFO)		 13,741 $0 $0 95,180
(Direct)		 View
2010-01-29
Option Award		 2010-02-02
09:27 am		 FBR CAPITAL MARKETS CORP FBCM KIERNAN ROBERT J
(Senior VP, Controller and CAO)		 476 $6.13 $2,918 25,476
(Direct)		 View
2008-02-20
Option Award		 2008-02-22
5:49 pm		 FBR CAPITAL MARKETS CORP FBCM HARRINGTON KURT R
(Executive VP & CFO
10% owner)		 8,538 $6.89 $58,827 11,929
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2010-03-08
Option Award		 2010-03-10
08:59 am		 2013-03-08
2017-03-08		 FBR CAPITAL MARKETS CORP FBCM KIERNAN ROBERT J
(Senior VP, Controller and CAO)		 6,000 $5.63 6,000
(Direct)		 View
2010-02-09
Option Award		 2010-02-11
5:18 pm		 2013-02-09
2016-02-09		 FBR CAPITAL MARKETS CORP FBCM Neuhauser James C
(EVP & Head of Inv. Banking)		 150,000 $5.43 150,000
(Direct)		 View
2010-02-09
Option Award		 2010-02-11
5:16 pm		 2013-02-09
2016-02-09		 FBR CAPITAL MARKETS CORP FBCM BILLINGS JONATHAN L
(EVP & Head of Inst. Brokerage)		 150,000 $5.43 150,000
(Direct)		 View
2010-02-09
Option Award		 2010-02-11
5:15 pm		 2013-02-09
2020-02-09		 FBR CAPITAL MARKETS CORP FBCM HENDRIX RICHARD J
(President & CEO
Director)		 250,000 $5.43 250,000
(Direct)		 View
2009-06-04
Option Award		 2009-06-08
2:58 pm		 2010-06-04
2013-06-04		 FBR CAPITAL MARKETS CORP FBCM HYNES THOMAS J JR
(Director)		 20,920 $6.11 20,920
(Direct)		 View
2009-06-04
Option Award		 2009-06-08
2:58 pm		 2010-06-04
2013-06-04		 FBR CAPITAL MARKETS CORP FBCM HYNES THOMAS J JR
(Director)		 40,000 $6.11 40,000
(Direct)		 View
2009-06-04
Option Award		 2009-06-08
2:54 pm		 2010-06-04
2013-06-04		 FBR CAPITAL MARKETS CORP FBCM KRAEMER RICHARD A
(Director)		 52,301 $6.11 52,301
(Direct)		 View
2009-06-04
Option Award		 2009-06-08
2:54 pm		 2010-06-04
2013-06-04		 FBR CAPITAL MARKETS CORP FBCM KRAEMER RICHARD A
(Director)		 50,000 $6.11 50,000
(Direct)		 View
2009-06-04
Option Award		 2009-06-08
2:53 pm		 2010-06-04
2013-06-04		 FBR CAPITAL MARKETS CORP FBCM REIMERS ARTHUR J
(Director)		 62,761 $6.11 62,761
(Direct)		 View
2009-06-04
Option Award		 2009-06-08
2:53 pm		 2010-06-04
2013-06-04		 FBR CAPITAL MARKETS CORP FBCM REIMERS ARTHUR J
(Director)		 60,000 $6.11 60,000
(Direct)		 View
2009-06-04
Option Award		 2009-06-08
2:50 pm		 2010-06-04
2013-06-04		 FBR CAPITAL MARKETS CORP FBCM BILLINGS ERIC F
(Director)		 83,682 $6.11 83,682
(Direct)		 View
2009-06-04
Option Award		 2009-06-08
2:46 pm		 2010-06-04
2013-06-04		 FBR CAPITAL MARKETS CORP FBCM MICHAEL RALPH S III
(Director)		 20,920 $6.11 20,920
(Direct)		 View
2009-06-04
Option Award		 2009-06-08
2:46 pm		 2010-06-04
2013-06-04		 FBR CAPITAL MARKETS CORP FBCM MICHAEL RALPH S III
(Director)		 40,000 $6.11 40,000
(Direct)		 View
2008-08-05
Option Award		 2008-08-07
4:23 pm		 2009-08-05
2019-08-05		 FBR CAPITAL MARKETS CORP FBCM Alper Andrew M
(Director)		 32,468 $6.25 32,468
(Direct)		 View
2008-08-05
Option Award		 2008-08-07
4:16 pm		 2009-08-05
2018-08-05		 FBR CAPITAL MARKETS CORP FBCM WALL JOHN T
(Director)		 16,234 $6.25 16,234
(Direct)		 View
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