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Sec Filings Insider Trading - Stephens Investment Management LLC - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one:
they think the price will rise" - Peter Lynch ==>> What is insider trading>> |
Stephens Investment Management LLC: Insider Trading and Stock Options
Common stock purchase or sale:
| Transaction & Date | Reported Date |
Company | Symbol | Insider Relationship |
Shares Traded | Average Price | Total Amount |
Shares Ownership |
Filing |
| 2009-09-30 Sale |
2009-10-01 3:39 pm | MMC ENERGY, INC. | MMCY.OB | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 1,008,884 | $1.452 | $1,464,395 | 1,147,795 (Indirect) | View |
| 2009-09-16- -2009-09-18 Sale |
2009-09-18 5:51 pm | MMC ENERGY, INC. | MMCY.OB | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 444,000 | $1.493 | $662,855 | 2,156,679 (Indirect) | View |
| 2009-06-09 Sale |
2009-09-18 5:49 pm |
MMC ENERGY, INC. | MMCY.OB | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 93,202 | $1.73 | $161,239 | 2,600,679 (Indirect) |
View |
| 2009-03-18 Sale | 2009-09-18 5:46 pm |
MMC ENERGY, INC. | MMCY.OB | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 1,000 | $0.765 | $765 | 2,693,881 (Indirect) | View |
| 2009-03-18 Sale |
2009-03-19 2:00 pm |
GLU MOBILE INC | GLUU | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 325,000 | $0.5139 | $167,018 | 2,909,242 (Indirect) |
View |
| 2009-03-16 Sale |
2009-03-18 12:37 pm | GLU MOBILE INC | GLUU | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 25,900 | $0.5494 | $14,229 | 3,234,242 (Indirect) | View |
| 2009-03-04- -2009-03-09 Sale | 2009-03-17 1:47 pm | GLU MOBILE INC | GLUU | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 22,658 | $0.53 | $12,009 | 3,271,253 (Indirect) | View |
| 2008-11-03- -2008-11-04 Purchase | 2008-11-05 4:39 pm | GLU MOBILE INC | GLUU | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 43,477 | $0.891 | $38,737 | 3,293,911 (Indirect) |
View |
| 2008-10-13- -2008-10-31 Purchase | 2008-11-05 4:32 pm |
GLU MOBILE INC | GLUU | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 268,809 | $1.065 | $286,332 | 3,250,434 (Indirect) |
View |
| 2008-09-04 Sale |
2008-09-08 5:21 pm | GENIUS PRODUCTS INC | GNPI | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 1,500,000 | $0.135 | $202,500 | 6,603,585 (Indirect) |
View |
| 2007-12-13- -2008-01-11 Purchase | 2008-01-28 8:15 pm |
GENIUS PRODUCTS INC | GNPI | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 1,298,880 | $1.673 | $2,172,397 | 8,103,585 (Indirect) |
View |
| 2007-11-07 Purchase |
2007-11-09 8:45 pm |
MMC ENERGY, INC. | MMCY.OB | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 198,667 | $3.75 | $744,942 | 2,702,192 (Indirect) |
View |
| 2007-11-02- -2007-11-05 Purchase |
2007-11-06 7:56 pm | MMC ENERGY, INC. | MMCY.OB | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 1,333 | $3.672 | $4,895 | 2,503,525 (Indirect) | View |
| 2007-10-18- -2007-10-19 Purchase | 2007-10-22 7:08 pm | MMC ENERGY, INC. | MMCY.OB | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 563,677 | $3.609 | $2,034,535 | 2,502,192 (Indirect) |
View |
| 2007-08-07- -2007-10-17 Purchase | 2007-10-17 9:22 pm | MMC ENERGY, INC. | MMCY.OB | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 127,215 | $3.803 | $483,790 | 1,938,515 (Indirect) |
View |
| 2007-08-07 Sale |
2007-10-17 9:22 pm |
MMC ENERGY, INC. | MMCY.OB | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 7,900 | $4.031 | $31,842 | 1,811,300 (Indirect) | View |
| 2007-07-30- -2007-08-01 Purchase |
2007-08-01 9:15 pm |
MMC ENERGY, INC. | MMCY.OB | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 300,000 | $4.45 | $1,335,000 | 1,819,200 (Indirect) |
View |
| 2007-07-19 Purchase | 2007-07-25 9:55 pm | MMC ENERGY, INC. | MMCY.OB | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 50,000 | $4.85 | $242,500 | 1,519,200 (Indirect) | View |
| 2007-07-19 Sale |
2007-07-25 9:55 pm | MMC ENERGY, INC. | MMCY.OB | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 50,000 | $4.85 | $242,500 | 1,469,200 (Indirect) | View |
| 2007-06-29 Purchase |
2007-07-12 6:57 pm | MMC ENERGY, INC. | MMCY.OB | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (See footnotes) | 400,000 | $5.5 | $2,200,000 | 1,155,740 (Indirect) | View |
| 2007-05-24- -2007-06-13 Purchase |
2007-06-20 2:40 pm |
MMC ENERGY, INC. | MMCY.OB | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 268,083 | $6.92 | $1,855,160 | 755,740 (Indirect) |
View |
| 2007-03-20 Sale | 2007-03-30 5:41 pm | AXESSTEL INC | AFT | Stephens Investment Management, LLC STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD STEPHENS PAUL HARBOUR (See footnote) | 1,100,000 | $1.52 | $1,672,000 | 618,313 (Indirect) |
View |
Other transactions:
| Transaction & Date | Reported Date | Company | Symbol | Insider Relationship |
Shares Traded |
Average Price | Total Amount |
Shares Ownership |
Filing |
| 2009-03-10 Other | 2009-03-17 3:03 pm | MMC ENERGY, INC. | MMCY.OB | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 7,311 | $0 | $0 | 2,694,881 (Indirect) | View |
| 2009-03-10 Other |
2009-03-17 1:47 pm |
GLU MOBILE INC | GLUU | Stephens Investment Management, LLC STEPHENS PAUL HARBOUR STEPHENS PAUL BARTLETT STEPHENS WILLIAM BRADFORD (10% owner) | 11,111 | $0 | $0 | 3,260,142 (Indirect) |
View |
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