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Sec Filings Insider Trading - Riley Investment Management LLC - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Riley Investment Management LLC
Riley Investment Management LLC: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2009-11-16
Sale
2009-11-18
4:39 pm
TRANSWITCH CORP TXCC Riley Investment Management LLC
RILEY BRYANT R
(See explanation.)
598 $0.3701 $221 73,498
(Indirect)
View
2009-10-28
Sale
2009-10-30
4:55 pm
TRANSWITCH CORP TXCC Riley Investment Management LLC
RILEY BRYANT R
(See explanation.)
202,920 $0.4947 $100,385 0
(Indirect)
View
2009-10-21-
-2009-10-22
Sale
2009-10-23
4:49 pm
TRANS WORLD ENTERTAINMENT CORP TWMC Riley Investment Management LLC
RILEY BRYANT R
(Director)
287,482 $1.521 $437,133 397,093
(Indirect)
View
2009-10-15-
-2009-10-19
Sale
2009-10-19
5:15 pm
TRANS WORLD ENTERTAINMENT CORP TWMC Riley Investment Management LLC
RILEY BRYANT R
(Director)
102,300 $1.558 $159,417 684,575
(Indirect)
View
2009-10-07-
-2009-10-09
Sale
2009-10-09
4:34 pm
TRANS WORLD ENTERTAINMENT CORP TWMC Riley Investment Management LLC
RILEY BRYANT R
(Director)
200,000 $1.455 $291,055 786,875
(Indirect)
View
2009-08-12-
-2009-08-13
Sale
2009-08-14
6:09 pm
MAGNETEK, INC. MAG Riley Investment Management LLC
RILEY BRYANT R
(10% owner)
950,800 $1.513 $1,438,403 650,366
(Indirect)
View
2009-05-04
Purchase
2009-05-06
5:08 pm
DDI CORP DDIC Riley Investment Management LLC
RILEY BRYANT R
(Director)
100 $3.35 $335 555,655
(Indirect)
View
2009-04-28-
-2009-04-30
Purchase
2009-04-30
6:14 pm
DDI CORP DDIC Riley Investment Management LLC
RILEY BRYANT R
(Director)
38,355 $3.394 $130,184 35,000
(Indirect)
View
2009-03-26-
-2009-03-27
Sale
2009-03-30
5:20 pm
TRANSWITCH CORP TXCC Riley Investment Management LLC
RILEY BRYANT R
(See explanation.)
40,679 $0.3 $12,204 74,096
(Indirect)
View
2009-03-23
Sale
2009-03-25
4:58 pm
TRANSWITCH CORP TXCC Riley Investment Management LLC
RILEY BRYANT R
(See explanation.)
55,197 $0.26 $14,351 114,775
(Indirect)
View
2009-03-18-
-2009-03-19
Sale
2009-03-20
4:30 pm
TRANSWITCH CORP TXCC Riley Investment Management LLC
RILEY BRYANT R
(See explanation.)
106,057 $0.26 $27,575 169,972
(Indirect)
View
2009-03-03-
-2009-03-05
Sale
2009-03-05
4:54 pm
TRANSWITCH CORP TXCC Riley Investment Management LLC
RILEY BRYANT R
(See explanation.)
155,300 $0.23 $35,727 276,019
(Indirect)
View
2009-02-26-
-2009-03-02
Sale
2009-03-02
4:33 pm
TRANSWITCH CORP TXCC Riley Investment Management LLC
RILEY BRYANT R
(See explanation.)
48,990 $0.3004 $14,719 431,329
(Indirect)
View
2009-02-23-
-2009-02-25
Sale
2009-02-25
5:04 pm
TRANSWITCH CORP TXCC Riley Investment Management LLC
RILEY BRYANT R
(See explanation.)
85,044 $0.3 $25,513 480,319
(Indirect)
View
2009-01-27
Sale
2009-02-04
5:02 pm
TRANSMETA CORP TMTA Riley Investment Management LLC
RILEY BRYANT R
(Director)
311,125 $19.01 $5,913,553 0
(Indirect)
View
2008-12-17
Purchase
2008-12-19
5:24 pm
LCC INTERNATIONAL INC LCCI Riley Investment Management LLC
RILEY BRYANT R
(Director
10% owner)
30,000 $0.0045 $135 262,488
(Indirect)
View
2008-11-21
Purchase
2008-11-25
5:51 pm
REGENT COMMUNICATIONS INC RGCI Riley Investment Management LLC
Riley Investment Partners Master Fund, L.P.
(See remarks)
37,344 $0.12 $4,481 476,366
(Indirect)
View
2008-09-16
Sale(A)
2008-11-06
6:09 pm
MANAGEMENT NETWORK GROUP INC TMNG Riley Investment Management LLC
RILEY BRYANT R
Riley Investment Partners Master Fund, L.P.
(10% owner)
40,609 $1 $40,611 0
(Indirect)
View
2008-11-04
Sale(C)
2008-11-06
5:18 pm
TRANS WORLD ENTERTAINMENT CORP TWMC Riley Investment Management LLC
RILEY BRYANT R
Riley Investment Partners Master Fund, L.P.
(10% owner)
59,542 $2.19 $130,397 121,718
(Indirect)
View
2008-07-24
Purchase
2008-07-28
8:17 pm
MAIR HOLDINGS INC MAIR Riley Investment Management LLC
Riley Investment Partners Master Fund, L.P.
(See Remarks)
500 $3.7 $1,850 513,641
(Indirect)
View
2008-05-06-
-2008-05-08
Purchase
2008-05-08
9:04 pm
DDI CORP DDIC Riley Investment Management LLC
RILEY BRYANT R
Riley Investment Partners Master Fund, L.P.
(Director)
145,122 $5.6 $812,683 734,774
(Indirect)
View
2008-03-24-
-2008-03-25
Purchase
2008-03-26
8:57 pm
CENTILLIUM COMMUNICATIONS INC CTLM Riley Investment Management LLC
RILEY BRYANT R
Riley Investment Partners Master Fund, L.P.
(10% owner)
2,500 $0.62 $1,550 101,250
(Indirect)
View
2008-02-13-
-2008-02-14
Sale(A)
2008-02-25
8:46 pm
INTEGRATED SILICON SOLUTION INC ISSI Riley Investment Management LLC
RILEY BRYANT R
Riley Investment Partners Master Fund, L.P.
(10% owner)
184,312 $6 $1,105,872 1,285,263
(Indirect)
View
2008-01-30-
-2008-01-31
Sale
2008-02-01
7:20 pm
ITERIS, INC. ITI Riley Investment Management LLC
RILEY BRYANT R
Riley Investment Partners Master Fund, L.P.
(10% owner)
11,800 $2.789 $32,913 731,571
(Indirect)
View
2008-01-18
Purchase
2008-01-23
8:54 pm
IOMEGA CORP IOM Riley Investment Management LLC
RILEY BRYANT R
Riley Investment Partners Master Fund, L.P.
(10% owner)
117,600 $2.36 $277,484 2,600
(Direct
Indirect)
View
2007-12-28-
-2008-01-02
Sale
2008-01-02
6:22 pm
KITTY HAWK INC KHK Riley Investment Management LLC
RILEY BRYANT R
Riley Investment Partners Master Fund, L.P.
(Director)
6,950,731 $0.0001 $695 56,844
(Indirect)
View
2007-08-13-
-2007-10-16
Purchase
2007-10-19
06:05 am
NATIONAL RV HOLDINGS INC NVH Riley Investment Management LLC
RILEY BRYANT R
Riley Investment Partners Master Fund, L.P.
(10% owner)
85,526 $0.9724 $83,163 45,026
(Indirect)
View
2007-10-01-
-2007-10-03
Sale(A)
2007-10-10
9:44 pm
MAGNETEK, INC. MAG Riley Investment Management LLC
RILEY BRYANT R
Riley Investment Partners Master Fund, L.P.
(10% owner)
2,067,800 $4.989 $10,317,060 1,280,221
(Indirect)
View
2006-11-27-
-2006-11-28
Purchase
2006-12-20
6:22 pm
CENTILLIUM COMMUNICATIONS INC CTLM Riley Investment Management LLC
RILEY BRYANT R
(10% owner)
189,625 $1.93 $365,924 460,000
(Indirect)
View
2006-06-29-
-2006-10-13
Purchase
2006-10-16
6:31 pm
NATIONAL RV HOLDINGS INC NVH Riley Investment Management LLC
RILEY BRYANT R
SACC PARTNERS LP
(10% owner)
235,000 $4.133 $971,321 97,450
(Indirect)
View
2006-02-06
Purchase
2006-02-08
6:59 pm
KITTY HAWK INC KHK Riley Investment Management LLC
(10% owner)
882,900 $0.8 $706,320 4,725,126
(Indirect)
View
(A) Indicate amendment filing.
(C) Indicate conflicting filing codes (D in column 4 while P/A in column 3), interpreted as SALE.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date
Reported
Date
Exercisable
Expiration
Company Symbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Ownership
Filing
2009-06-17
Option Award
2009-10-23
4:49 pm
N/A
2019-06-17
TRANS WORLD ENTERTAINMENT CORP TWMC Riley Investment Management LLC
RILEY BRYANT R
(Director)
15,000 $0.98 15,000
(Direct)
View
2009-06-17
Option Award
2009-10-19
5:15 pm
N/A
2019-06-17
TRANS WORLD ENTERTAINMENT CORP TWMC Riley Investment Management LLC
RILEY BRYANT R
(Director)
15,000 $0.98 15,000
(Direct)
View
2009-06-17
Option Award
2009-10-09
4:34 pm
N/A
2019-06-17
TRANS WORLD ENTERTAINMENT CORP TWMC Riley Investment Management LLC
RILEY BRYANT R
(Director)
15,000 $0.98 15,000
(Direct)
View
2009-06-23
Option Award
2009-06-25
6:50 pm
2009-06-23
2019-06-23
SILICON STORAGE TECHNOLOGY INC SSTI Riley Investment Management LLC
RILEY BRYANT R
(Director)
12,000 $1.82 12,000
(Direct)
View
2009-06-17
Option Award
2009-06-19
4:38 pm
N/A
2019-06-17
TRANS WORLD ENTERTAINMENT CORP TWMC Riley Investment Management LLC
RILEY BRYANT R
(Director)
15,000 $0.98 15,000
(Direct)
View
2009-05-13
Option Award
2009-05-14
4:57 pm
2010-05-13
2016-05-13
ALDILA INC ALDA Riley Investment Management LLC
RILEY BRYANT R
(Director)
3,334 $3.79 3,334
(Direct)
View
2009-05-12
Option Award
2009-05-13
5:11 pm
2010-05-12
2019-05-12
DDI CORP DDIC Riley Investment Management LLC
RILEY BRYANT R
(Director)
20,000 $3.59 20,000
(Direct)
View
2009-01-27
Option Sale
2009-02-04
5:02 pm
N/A
2018-09-17
TRANSMETA CORP TMTA Riley Investment Management LLC
RILEY BRYANT R
(Director)
10,000 $14.92 0
(Direct)
View
2008-10-09
Option Sale
2008-10-20
7:24 pm
2007-12-27
2009-06-27
LCC INTERNATIONAL INC LCCI Riley Investment Management LLC
RILEY BRYANT R
Riley Investment Partners Master Fund, L.P.
(Director
10% owner)
1,371,836 $3.35 0
(Indirect)
View
2008-10-09
Option Award
2008-10-20
7:24 pm
2008-10-09
N/A
LCC INTERNATIONAL INC LCCI Riley Investment Management LLC
RILEY BRYANT R
Riley Investment Partners Master Fund, L.P.
(Director
10% owner)
1,371,836 $0.3 1,371,836
(Indirect)
View
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