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Sec Filings Insider Trading - Highbury Financial Inc. (HBRF.OB)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
HBRF.OB Insider Trading Transactions for Highbury Financial Inc.
Highbury Financial Inc: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2009-10-05
Sale
2009-10-07
4:56 pm
HIGHBURY FINANCIAL INC HBRF Cameron R Bruce
(Chairman
Director)
150,000 $5.15 $772,500 1,001,250
(Indirect)
View
2009-08-10
Purchase
2009-08-12
4:07 pm
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
16,430 $4.7 $77,221 1,453,614
(Direct)
View
2009-08-04-
-2009-08-05
Purchase
2009-08-06
5:17 pm
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
236,411 $4.899 $1,158,161 1,437,684
(Direct)
View
2009-08-03
Purchase
2009-08-03
5:24 pm
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
3,600 $4.3 $15,480 1,201,273
(Direct)
View
2009-07-14
Purchase
2009-07-16
4:21 pm
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
8,060 $4.003 $32,265 1,197,673
(Direct)
View
2009-07-09-
-2009-07-13
Purchase
2009-07-13
5:03 pm
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
18,940 $4 $75,760 1,189,613
(Direct)
View
2009-07-06-
-2009-07-08
Purchase
2009-07-08
4:46 pm
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
12,350 $4 $49,400 1,170,673
(Direct)
View
2009-06-30
Purchase
2009-07-02
5:35 pm
HIGHBURY FINANCIAL INC HBRF TALON ASSET MANAGEMENT, LLC
Talon Opportunity Partners, L.P.
Talon Opportunity Managers, L.L.C.
(10% owner)
3,000 $4.2 $12,600 958,412
(Indirect)
View
2009-06-30
Purchase
2009-07-02
5:01 pm
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
8,800 $4.045 $35,600 1,158,323
(Direct)
View
2009-06-25-
-2009-06-26
Purchase
2009-06-29
4:44 pm
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
12,250 $4.027 $49,334 1,149,523
(Direct)
View
2009-06-22
Purchase
2009-06-24
5:00 pm
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
5,000 $4 $20,000 1,137,273
(Direct)
View
2009-06-17-
-2009-06-19
Purchase
2009-06-19
5:40 pm
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
20,125 $3.925 $79,000 1,132,273
(Direct)
View
2009-06-08
Purchase
2009-06-10
4:47 pm
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
13,461 $3.757 $50,571 1,112,148
(Direct)
View
2009-05-19
Purchase
2009-05-21
4:30 pm
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
1,262 $3.3 $4,165 1,098,507
(Direct)
View
2009-05-01-
-2009-05-05
Purchase
2009-05-05
4:58 pm
HIGHBURY FINANCIAL INC HRBF PEERLESS SYSTEMS CORP
(10% owner)
480,625 $2.773 $1,332,588 1,097,245
(Direct)
View
2009-03-24
Purchase
2009-03-26
2:36 pm
HIGHBURY FINANCIAL INC HBRF AMMIDON HOYT JR
(Director)
2,000 $2.235 $4,470 2,000
(Direct)
View
2008-07-14-
-2008-09-08
Purchase
2009-03-12
3:55 pm
HIGHBURY FINANCIAL INC HBRF SECOND CURVE CAPITAL LLC
BROWN THOMAS K
(10% owner)
302,000 $2.73 $824,316 402,000
(Indirect)
View
2008-07-14-
-2008-07-16
Sale
2009-03-12
3:55 pm
HIGHBURY FINANCIAL INC HBRF SECOND CURVE CAPITAL LLC
BROWN THOMAS K
(10% owner)
300,000 $2.724 $817,336 400,000
(Indirect)
View
2008-05-01
Sale
2008-05-06
6:48 pm
HIGHBURY FINANCIAL INC HBRF POTOMAC CAPITAL MANAGEMENT LLC
(10% owner)
527,000 $2.8 $1,475,600 710,628
(Indirect)
View
2008-05-01
Purchase
2008-05-01
4:24 pm
HIGHBURY FINANCIAL INC HBRF WOODBOURNE PARTNERS L P
(10% owner)
176,000 $2.8 $492,800 1,368,000
(Direct)
View
2007-08-16
Purchase(A)
2008-03-25
1:23 pm
HIGHBURY FINANCIAL INC HBRF Riordan Aidan J
(Director)
2,450 $4.4 $10,780 3,450
(Direct)
View
2007-09-25
Purchase
2008-02-14
11:08 am
HIGHBURY FINANCIAL INC HBRF WOODBOURNE PARTNERS L P
(10% owner)
15,000 $4.245 $63,675 1,192,000
(Direct)
View
2007-08-20
Purchase
2008-02-14
11:00 am
HIGHBURY FINANCIAL INC HBRF WOODBOURNE PARTNERS L P
(10% owner)
10,000 $4.21 $42,100 1,177,000
(Direct)
View
(A) Indicate amendment filing.
Other transactions:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2009-10-05
Exercise
2009-10-07
4:56 pm
HIGHBURY FINANCIAL INC HBRF Cameron R Bruce
(Chairman
Director)
333,334 $5 $1,666,670 1,151,250
(Direct
Indirect)
View
2009-10-05
Exercise
2009-10-07
3:43 pm
HIGHBURY FINANCIAL INC HBRF Foote Richard S
(President, CEO
Director)
100,000 $5 $500,000 667,500
(Direct)
View
2009-10-05
Exercise
2009-10-07
3:39 pm
HIGHBURY FINANCIAL INC HBRF Forth R Bradley
(Executive VP, CFO, Secretary)
16,666 $5 $83,330 111,249
(Direct)
View
2009-10-01
Exercise
2009-10-06
6:43 pm
HIGHBURY FINANCIAL INC HBRF TALON ASSET MANAGEMENT, LLC
Talon Opportunity Partners, L.P.
Talon Opportunity Managers, L.L.C.
(10% owner)
315,425 $5 $1,577,125 1,287,837
(Indirect)
View
2009-10-02
Exercise
2009-10-06
5:03 pm
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
526,583 $5 $2,632,915 3,070,355
(Direct)
View
2009-10-01
Exercise
2009-10-05
10:35 am
HIGHBURY FINANCIAL INC HBRF SECOND CURVE CAPITAL LLC
BROWN THOMAS K
(10% owner)
600,000 $5 $3,000,000 1,002,000
(Indirect)
View
2009-09-15
Exercise
2009-09-17
2:16 pm
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
1,089,658 $5 $5,448,290 2,543,272
(Direct)
View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date
Reported
Date
Exercisable
Expiration
Company Symbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Ownership
Filing
2009-09-30
Sale
2009-10-09
4:38 pm
N/A
2010-01-25
HIGHBURY FINANCIAL INC HBRF SECOND CURVE CAPITAL LLC
BROWN THOMAS K
(10% owner)
300,000 $5 300,000
(Indirect)
View
2009-09-30
Purchase
2009-10-09
4:38 pm
N/A
2010-01-25
HIGHBURY FINANCIAL INC HBRF SECOND CURVE CAPITAL LLC
BROWN THOMAS K
(10% owner)
300,000 $5 600,000
(Indirect)
View
2009-10-05
Purchase
2009-10-07
4:56 pm
2007-01-25
2010-01-25
HIGHBURY FINANCIAL INC HBRF Cameron R Bruce
(Chairman
Director)
150,000 $5 300,000
(Indirect)
View
2009-10-05
Exercise
2009-10-07
4:56 pm
2007-01-25
2010-01-25
HIGHBURY FINANCIAL INC HBRF Cameron R Bruce
(Chairman
Director)
300,000 $5 0
(Indirect)
View
2009-10-05
Exercise
2009-10-07
4:56 pm
2007-01-25
2010-01-25
HIGHBURY FINANCIAL INC HBRF Cameron R Bruce
(Chairman
Director)
33,334 $5 0
(Direct)
View
2009-10-05
Exercise
2009-10-07
3:43 pm
2007-01-25
2010-01-25
HIGHBURY FINANCIAL INC HBRF Foote Richard S
(President, CEO
Director)
100,000 $5 0
(Direct)
View
2009-10-05
Exercise
2009-10-07
3:39 pm
2007-01-25
2010-01-25
HIGHBURY FINANCIAL INC HBRF Forth R Bradley
(Executive VP, CFO, Secretary)
16,666 $5 0
(Direct)
View
2009-10-01
Exercise
2009-10-06
6:43 pm
N/A
2010-01-25
HIGHBURY FINANCIAL INC HBRF TALON ASSET MANAGEMENT, LLC
Talon Opportunity Partners, L.P.
Talon Opportunity Managers, L.L.C.
(10% owner)
315,425 $5 0
(Indirect)
View
2009-10-02
Exercise
2009-10-06
5:03 pm
2009-04-30
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
400,000 $5 0
(Direct)
View
2009-10-02
Exercise
2009-10-06
5:03 pm
2009-05-04
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
125,283 $5 0
(Direct)
View
2009-10-02
Exercise
2009-10-06
5:03 pm
2009-08-04
2009-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
1,000 $5 0
(Direct)
View
2009-10-01
Exercise
2009-10-05
10:35 am
N/A
2010-01-25
HIGHBURY FINANCIAL INC HBRF SECOND CURVE CAPITAL LLC
BROWN THOMAS K
(10% owner)
600,000 $5 0
(Indirect)
View
2009-09-15
Exercise
2009-09-17
2:16 pm
2009-05-01
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
182,000 $5 525,583
(Direct)
View
2009-09-15
Exercise
2009-09-17
2:16 pm
2009-05-04
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
200,000 $5 525,583
(Direct)
View
2009-09-15
Exercise
2009-09-17
2:16 pm
2009-05-04
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
74,417 $5 525,583
(Direct)
View
2009-09-15
Exercise
2009-09-17
2:16 pm
2009-05-05
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
349,000 $5 525,583
(Direct)
View
2009-09-15
Exercise
2009-09-17
2:16 pm
2009-05-19
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
72,871 $5 525,583
(Direct)
View
2009-09-15
Exercise
2009-09-17
2:16 pm
2009-05-20
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
5,000 $5 525,583
(Direct)
View
2009-09-15
Exercise
2009-09-17
2:16 pm
2009-06-03
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
40,750 $5 525,583
(Direct)
View
2009-09-15
Exercise
2009-09-17
2:16 pm
2009-06-17
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
5,000 $5 525,583
(Direct)
View
2009-09-15
Exercise
2009-09-17
2:16 pm
2009-06-17
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
70,620 $5 525,583
(Direct)
View
2009-09-15
Exercise
2009-09-17
2:16 pm
2009-07-30
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
10,000 $5 525,583
(Direct)
View
2009-09-15
Exercise
2009-09-17
2:16 pm
2009-07-30
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
55,000 $5 525,583
(Direct)
View
2009-09-15
Exercise
2009-09-17
2:16 pm
2009-07-31
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
25,000 $5 525,583
(Direct)
View
2009-09-08
Purchase
2009-09-10
6:56 pm
N/A
2010-01-25
HIGHBURY FINANCIAL INC HBRF TALON ASSET MANAGEMENT, LLC
Talon Opportunity Partners, L.P.
Talon Opportunity Managers, L.L.C.
(10% owner)
100,000 $5 280,000
(Indirect)
View
2009-09-09
Purchase
2009-09-10
6:56 pm
N/A
2010-01-25
HIGHBURY FINANCIAL INC HBRF TALON ASSET MANAGEMENT, LLC
Talon Opportunity Partners, L.P.
Talon Opportunity Managers, L.L.C.
(10% owner)
25,425 $5 305,425
(Indirect)
View
2009-09-10
Purchase
2009-09-10
6:56 pm
N/A
2010-01-25
HIGHBURY FINANCIAL INC HBRF TALON ASSET MANAGEMENT, LLC
Talon Opportunity Partners, L.P.
Talon Opportunity Managers, L.L.C.
(10% owner)
10,000 $5 315,425
(Indirect)
View
2009-08-10
Purchase
2009-08-20
3:42 pm
N/A
N/A
HIGHBURY FINANCIAL INC HBRF Dillenburg Gerald
(CFO/CCO Aston Asset Mgmt LLC)
143 $5 642,870
(Indirect)
View
2009-08-10
Purchase
2009-08-19
4:16 pm
N/A
N/A
HIGHBURY FINANCIAL INC HBRF BILTON STUART D
(CEO Aston Asset Management LLC
Director
10% owner)
371 $5 1,671,480
(Indirect)
View
2009-08-10
Purchase
2009-08-18
4:25 pm
N/A
N/A
HIGHBURY FINANCIAL INC HBRF Anderson Kenneth C
(President Aston Asset Mgmt LLC
Director
10% owner)
286 $5 1,285,740
(Indirect)
View
2009-08-04
Purchase
2009-08-06
5:17 pm
2009-08-04
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
1,000 $5 1,616,241
(Direct)
View
2009-07-30
Purchase
2009-08-03
5:24 pm
2009-07-30
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
10,000 $5 1,535,241
(Direct)
View
2009-07-30
Purchase
2009-08-03
5:24 pm
2009-07-30
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
55,000 $5 1,590,241
(Direct)
View
2009-07-31
Purchase
2009-08-03
5:24 pm
2009-07-31
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
25,000 $5 1,615,241
(Direct)
View
2009-07-01
Sale
2009-07-02
2:09 pm
N/A
N/A
HIGHBURY FINANCIAL INC HBRF SILVER JACK
(10% owner)
2,804,200 $5 0
(Indirect)
View
2009-06-17
Purchase
2009-06-19
5:40 pm
2009-06-17
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
5,000 $5 1,454,621
(Direct)
View
2009-06-17
Purchase
2009-06-19
5:40 pm
2009-06-17
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
70,620 $5 1,525,241
(Direct)
View
2009-06-03
Purchase
2009-06-05
4:47 pm
2009-06-03
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
40,750 $5 1,449,621
(Direct)
View
2009-05-19
Purchase
2009-05-21
4:30 pm
2009-05-19
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
72,871 $5 1,403,871
(Direct)
View
2009-05-20
Purchase
2009-05-21
4:30 pm
2009-05-20
2010-01-25
HIGHBURY FINANCIAL INC HBRF PEERLESS SYSTEMS CORP
(10% owner)
5,000 $5 1,408,871
(Direct)
View
2009-05-01
Purchase
2009-05-05
4:58 pm
2009-05-01
2010-01-25
HIGHBURY FINANCIAL INC HRBF PEERLESS SYSTEMS CORP
(10% owner)
182,000 $5 582,000
(Direct)
View
2009-05-04
Purchase
2009-05-05
4:58 pm
2009-05-04
2010-01-25
HIGHBURY FINANCIAL INC HRBF PEERLESS SYSTEMS CORP
(10% owner)
400,000 $5 982,000
(Direct)
View
2009-05-05
Purchase
2009-05-05
4:58 pm
2009-05-05
2010-01-25
HIGHBURY FINANCIAL INC HRBF PEERLESS SYSTEMS CORP
(10% owner)
349,000 $5 1,331,000
(Direct)
View
2008-12-11
Sale
2008-12-15
8:06 pm
N/A
N/A
HIGHBURY FINANCIAL INC HBRF SILVER JACK
(10% owner)
400,000 $5 0
(Indirect)
View
2008-12-11
Purchase
2008-12-15
8:06 pm
N/A
N/A
HIGHBURY FINANCIAL INC HBRF SILVER JACK
(10% owner)
400,000 $5 2,804,200
(Indirect)
View
2008-03-31
Sale
2008-04-02
5:40 pm
2007-01-25
2010-01-25
HIGHBURY FINANCIAL INC HBRF.OB NISSWA MASTER FUND LTD.
(10% owner)
175,000 $5 1,014,400
(Direct)
View
2008-04-02
Sale
2008-04-02
5:40 pm
2007-01-25
2010-01-25
HIGHBURY FINANCIAL INC HBRF.OB NISSWA MASTER FUND LTD.
(10% owner)
500 $5 1,013,900
(Direct)
View
2008-02-25
Sale
2008-02-27
5:57 pm
2007-01-25
2010-01-25
HIGHBURY FINANCIAL INC HBRF.OB NISSWA MASTER FUND LTD.
(10% owner)
5,000 $5 1,189,400
(Direct)
View
2008-01-08
Sale
2008-01-10
4:57 pm
2007-01-25
2010-01-25
HIGHBURY FINANCIAL INC HBRF Context Capital Management, LLC
Context Advantage Master Fund, L.P.
FERTIG WILLIAM D
ROSEN MICHAEL S
(10% owner)
1,802,892 $5 0
(Indirect)
View
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