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Sec Filings Insider Trading - Swanson Richard John - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Swanson Richard John
Swanson Richard John: Insider Trading and Stock Options
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-01-05
Sale		 2009-01-05
5:30 pm		 Ascent Solar Technologies, Inc. ASTI Swanson Richard John
(Director)		 2,475 $4.129 $10,219 1,116
(Direct)		 View
2008-08-26
Sale		 2008-08-28
4:16 pm		 Ascent Solar Technologies, Inc. ASTI Swanson Richard John
(Director)		 2,220 $9.093 $20,186 3,591
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-09-30
Exercise		 2009-10-02
5:09 pm		 Ascent Solar Technologies, Inc. ASTI Swanson Richard John
(Director)		 3,856 $0 $0 12,684
(Direct)		 View
2009-07-20
Exercise		 2009-07-24
12:05 pm		 ADA-ES INC ADES Swanson Richard John
(Director)		 8,408 $4.23 $35,566 13,769
(Direct)		 View
2009-06-30
Exercise		 2009-07-02
4:21 pm		 Ascent Solar Technologies, Inc. ASTI Swanson Richard John
(Director)		 3,856 $0 $0 8,828
(Direct)		 View
2009-03-31
Exercise		 2009-04-02
4:43 pm		 Ascent Solar Technologies, Inc. ASTI Swanson Richard John
(Director)		 3,856 $0 $0 7,447
(Direct)		 View
2009-01-08
Exercise		 2009-01-29
5:12 pm		 ADA-ES INC ADES Swanson Richard John
(Director)		 2,592 $4.18 $10,835 5,361
(Direct)		 View
2008-10-16
Exercise		 2008-10-17
11:08 am		 ADA-ES INC ADES Swanson Richard John
(Director)		 1,459 $6.17 $9,002 2,769
(Direct)		 View
2008-07-01
Other		 2008-07-15
4:31 pm		 Ascent Solar Technologies, Inc. ASTI Swanson Richard John
(Director)		 5,811 $0 $0 5,811
(Direct)		 View
2007-10-09
Exercise		 2007-10-09
5:16 pm		 ADA-ES INC ADES Swanson Richard John
(Director)		 1,310 $12.6 $16,506 1,310
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2009-09-30
Exercise		 2009-10-02
5:09 pm		 N/A
N/A		 Ascent Solar Technologies, Inc. ASTI Swanson Richard John
(Director)		 3,856 $0 3,856
(Direct)		 View
2009-06-30
Exercise		 2009-07-02
4:21 pm		 N/A
N/A		 Ascent Solar Technologies, Inc. ASTI Swanson Richard John
(Director)		 3,856 $0 7,712
(Direct)		 View
2009-03-31
Exercise		 2009-04-02
4:43 pm		 N/A
N/A		 Ascent Solar Technologies, Inc. ASTI Swanson Richard John
(Director)		 3,856 $0 11,568
(Direct)		 View
2009-01-01
Option Award		 2009-01-26
9:23 pm		 N/A
N/A		 Ascent Solar Technologies, Inc. ASTI Swanson Richard John
(Director)		 15,424 $0 15,424
(Direct)		 View
2006-08-02
Option Award		 2007-04-19
3:19 pm		 2007-08-03
2011-08-04		 ADA-ES INC ADES Swanson Richard John
(Director)		 5,000 $15.2 5,000
(Direct)		 View
2006-08-03
Option Award		 2007-04-18
2:17 pm		 2007-08-03
2011-08-04		 ADA-ES INC ADES Swanson Richard John
(Director)		 5,000 $15.2 5,000
(Direct)		 View
2006-08-03
Option Award		 2007-04-17
12:52 pm		 2007-08-03
2011-08-04		 ADA-ES INC ADES Swanson Richard John
(Director)		 5,000 $15.2 5,000
(Direct)		 View
2006-08-03
Exercise		 2006-10-20
11:19 am		 2007-08-03
2011-08-04		 ADA-ES INC ADES Swanson Richard John
(Director)		 5,000 $15.2 5,000
(Direct)		 View
2006-02-17
Option Award		 2006-02-21
5:15 pm		 2006-02-17
2016-02-17		 AHPC Holdings, Inc. GLOV Swanson Richard John
(Director)		 3,672 $2.65 3,672
(Direct)		 View
2004-02-23
Option Award		 2005-05-27
4:42 pm		 2004-06-30
2014-02-13		 AHPC Holdings, Inc. GLOV Swanson Richard John
(Director)		 20,000 $1.13 20,000
(Direct)		 View