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Sec Filings Insider Trading - Moore Clayton & Co. Inc. - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Moore Clayton & Co. Inc.
Moore Clayton & Co Inc: Insider Trading and Stock Options
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-10-05
Sale		 2009-10-07
4:56 pm		 EQUUS TOTAL RETURN, INC. EQS Moore, Clayton & Co., Inc.
(Director)		 205,889 $3.26 $671,198 151,569
(Indirect)		 View
2009-08-03
Sale		 2009-08-04
3:45 pm		 EQUUS TOTAL RETURN, INC. EQS Moore, Clayton & Co., Inc.
(10% owner)		 531,680 $3.35 $1,781,128 357,458
(Indirect)		 View
2009-04-24
Sale(A)		 2009-05-04
4:46 pm		 EQUUS TOTAL RETURN, INC. EQS Moore, Clayton & Co., Inc.
(10% owner)		 22,042 $3.69 $81,335 889,138
(Indirect)		 View
2009-04-24
Sale(A)		 2009-05-01
2:30 pm		 EQUUS TOTAL RETURN, INC. EQS Moore, Clayton & Co., Inc.
(10% owner)		 22,042 $3.69 $81,335 888,138
(Indirect)		 View
2009-04-24
Sale		 2009-04-28
12:40 pm		 EQUUS TOTAL RETURN, INC. EQS Moore, Clayton & Co., Inc.
(10% owner)		 22,042 $3.69 $81,335 866,096
(Indirect)		 View
2008-08-01
Sale		 2008-08-06
12:31 pm		 EQUUS TOTAL RETURN, INC. EQS Moore, Clayton & Co., Inc.
(10% owner)		 423,960 $7.11 $3,014,356 849,292
(Indirect)		 View
2007-09-27
Sale(A)		 2007-10-02
11:46 am		 EQUUS TOTAL RETURN, INC. EQS Moore, Clayton & Co., Inc.
(10% owner)		 189,716 $7.74 $1,468,402 1,273,252
(Indirect)		 View
2007-09-27
Sale		 2007-10-01
12:28 pm		 EQUUS TOTAL RETURN, INC. EQS Moore, Clayton & Co., Inc.
(10% owner)		 189,716 $6.675(M) $1,266,355 1,273,252
(Direct)		 View
2006-02-23
Sale(C)		 2006-02-24
1:40 pm		 EQUUS II INC EQS Moore, Clayton & Co., Inc.
(10% owner)		 315,000 $7.08 $2,230,200 1,463,013
(Indirect)		 View
2005-12-30
Purchase		 2006-01-04
5:47 pm		 EQUUS II INC EQS Moore, Clayton & Co., Inc.
(10% owner)		 666,763 $9.9 $6,600,954 1,778,013
(Indirect)		 View
(A) Indicate amendment filing.
(M) Indicate average unit share price adjusted based on the original filings.
(C) Indicate conflicting filing codes (D in column 4 while P/A in column 3), interpreted as SALE.