Insider Trading - Whitebox Convertible Arbitrage Partners L.P. - Portfolio Holdings (Majority Ownership)

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Sec Filings Insider Trading - Whitebox Convertible Arbitrage Partners L.P. - Portfolio Holdings (Majority Ownership)

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Insider Trading Transactions for Whitebox Convertible Arbitrage Partners L.P.

Whitebox Convertible Arbitrage Partners LP: Insider Trading and Stock Options

Common stock purchase or sale:

Transaction & Date	Reported Date	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Ownership	Filing
2006-08-28 Sale^(C)	2006-09-01 9:48 pm	Sutura, Inc.	SUTU	Whitebox Convertible Arbitrage Partners, L.P. (See remarks below 10% owner)	24,610,418	$0.08	$1,968,833	24,610,418 (Direct)	View
2005-08-31 Sale	2005-09-06 5:05 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC (10% owner)	10,000	$9.75	$97,500	504 (Indirect)	View
2005-07-28 Sale	2005-08-01 5:20 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	15,400	$10.26	$158,004	504 (Indirect)	View
2005-07-27 Sale	2005-07-29 5:08 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	5,700	$10.36	$59,052	504 (Indirect)	View
2005-07-13 Sale	2005-07-27 7:34 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	16,100	$9.75	$156,975	504 (Indirect)	View
2005-06-24- -2005-06-30 Sale	2005-07-27 7:13 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	18,100	$2.421	$43,828	2,017 (Indirect)	View
2005-07-25 Sale	2005-07-27 6:55 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	2,900	$10.6	$30,740	504 (Indirect)	View
2005-07-14 Sale	2005-07-18 9:42 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	13,425	$9.88	$132,639	504 (Indirect)	View
2005-07-11 Sale	2005-07-13 9:34 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	9,300	$9.8	$91,140	504 (Indirect)	View
2005-05-24- -2005-06-02 Sale	2005-07-12 4:04 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC (10% owner)	142,300	$2.174	$309,381	2,017 (Indirect)	View
2005-06-23 Sale	2005-06-27 9:04 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	19,500	$2.44	$47,580	2,017 (Indirect)	View
2004-02-18- -2004-02-20 Purchase	2005-04-06 2:37 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	17,098	$1.79	$30,598	2,017 (Indirect)	View
2004-02-18- -2004-02-19 Sale	2005-04-06 2:37 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	26,200	$1.79	$46,898	1,918 (Indirect)	View
2003-12-30- -2004-01-29 Sale	2005-04-06 2:34 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	537,048	$1.755	$942,742	0 (Indirect)	View
2004-10-01- -2004-12-10 Sale	2005-01-31 5:42 pm	21ST CENTURY HOLDING CO	TCHC	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	25,486	$11.1	$282,906	904,558 (Indirect)	View

Other transactions:

Transaction & Date	Reported Date	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Ownership	Filing
2008-04-02 Purchase	2008-04-04 8:14 pm	Sutura, Inc.	SUTU	Whitebox Convertible Arbitrage Partners, L.P. (see remarks 1 and 2below 10% owner)	25,859,438	$0.08	$2,068,755	58,203,982 (Direct)	View
2004-02-02- -2004-02-12 Purchase	2005-04-06 2:37 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	189,601	$1.75	$331,802	11,119 (Indirect)	View
2004-01-28- -2004-01-30 Purchase	2005-04-06 2:34 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	347,718	$1.75	$608,506	0 (Indirect)	View
2004-11-01 Other	2005-01-31 5:42 pm	21ST CENTURY HOLDING CO	TCHC	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	46,133	$10.12	$466,663	907,958 (Indirect)	View

Stock options: Exercise, Award, Grant, Conversion

Transaction & Date	Reported Date	Exercisable Expiration	Company	Symbol	Insider Relationship	Shares Traded	Conversion Price	Shares Ownership	Filing
2008-04-02 Purchase	2008-04-04 8:14 pm	N/A 2009-07-01	Sutura, Inc.	SUTU	Whitebox Convertible Arbitrage Partners, L.P. (see remarks 1 and 2below 10% owner)	2,068,755	$0.08	663,062 (Direct)	View
2006-08-28 Option Award	2006-09-01 9:48 pm	N/A 2011-08-28	Sutura, Inc.	SUTU	Whitebox Convertible Arbitrage Partners, L.P. (See remarks below 10% owner)	4,128,800	$0.0913	4,128,800 (Direct)	View
2006-08-28 Other	2006-09-01 9:48 pm	N/A 2007-07-01	Sutura, Inc.	SUTU	Whitebox Convertible Arbitrage Partners, L.P. (See remarks below 10% owner)	0	$0.15	16,666,667 (Direct)	View
2006-08-28 Option Award	2006-09-01 9:48 pm	N/A 2007-07-01	Sutura, Inc.	SUTU	Whitebox Convertible Arbitrage Partners, L.P. (See remarks below 10% owner)	0	$0.15	7,940,000 (Direct)	View
2006-08-28 Option Award	2006-09-01 9:48 pm	N/A 2008-09-07	Sutura, Inc.	SUTU	Whitebox Convertible Arbitrage Partners, L.P. (See remarks below 10% owner)	0	$0.15	18,526,667 (Direct)	View
2005-08-03 Sale	2005-08-10 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	150,000	$7	2,175,288 (Indirect)	View
2005-08-03 Sale	2005-08-10 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	150,000	$7	2,153,860 (Indirect)	View
2005-07-14 Sale	2005-08-09 4:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	150,000	$7	2,218,144 (Indirect)	View
2005-07-14 Sale	2005-08-09 4:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	150,000	$7	2,196,716 (Indirect)	View
2005-07-14 Sale	2005-07-18 9:42 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	100,000	$7	2,239,572 (Indirect)	View
2005-06-07 Sale	2005-07-12 4:04 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC (10% owner)	0	$1.75	9,329,715 (Indirect)	View
2005-06-07 Sale	2005-07-12 4:04 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC (10% owner)	0	$1.75	9,244,001 (Indirect)	View
2005-06-07 Sale	2005-07-12 4:04 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC (10% owner)	0	$1.75	9,215,430 (Indirect)	View
2005-06-07 Sale	2005-07-12 4:04 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC (10% owner)	0	$1.75	9,101,145 (Indirect)	View
2005-06-07 Sale	2005-07-12 4:04 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC (10% owner)	0	$1.75	9,072,574 (Indirect)	View
2005-06-07 Sale	2005-07-12 4:04 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC (10% owner)	0	$1.75	9,015,432 (Indirect)	View
2004-11-24 Purchase	2005-04-06 2:44 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Pandora Select Partners, L.P. Pandora Select Fund, L.P. PANDORA SELECT FUND LTD Whitebox Intermarket Advisors, LLC Whitebox Hedged High Yield Advisors, LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Fund, L.P. (10% owner)	400,000	$1.75	9,421,448 (Indirect)	View
2004-02-03 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	500,000	$1.75	6,349,917 (Indirect)	View
2004-02-03 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	100,000	$1.75	6,407,059 (Indirect)	View
2004-02-12 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	31,803	$1.75	6,388,886 (Indirect)	View
2004-03-05 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	100,000	$1.75	6,446,028 (Indirect)	View
2004-03-25 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	400,000	$1.75	6,674,599 (Indirect)	View
2004-03-26 Sale	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	500,000	$1.75	6,388,885 (Indirect)	View
2004-03-26 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	500,000	$1.75	6,674,599 (Indirect)	View
2004-03-26 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	100,000	$1.75	6,731,741 (Indirect)	View
2004-04-16 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	400,000	$1.75	6,960,312 (Indirect)	View
2004-04-16 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	100,000	$1.75	7,017,454 (Indirect)	View
2004-05-24 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	281,000	$1.75	7,178,025 (Indirect)	View
2004-06-09 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	500,000	$1.75	7,463,739 (Indirect)	View
2004-01-23 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	300,000	$1.75	3,726,208 (Indirect)	View
2004-01-23 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	3,000,000	$1.75	5,440,493 (Indirect)	View
2004-01-23 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	200,000	$1.75	5,554,778 (Indirect)	View
2004-01-23 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	500,000	$1.75	5,840,492 (Indirect)	View
2004-01-28 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	50,000	$1.75	5,811,921 (Indirect)	View
2004-01-28 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	5,301	$1.75	5,808,892 (Indirect)	View
2004-01-29 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	400,000	$1.75	5,580,322 (Indirect)	View
2004-01-29 Sale	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	800,000	$1.75	5,123,180 (Indirect)	View
2004-01-29 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	42,405	$1.75	5,098,949 (Indirect)	View
2004-01-29 Sale	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	700,000	$1.75	4,698,949 (Indirect)	View
2004-01-30 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	10,807	$1.75	4,692,774 (Indirect)	View
2004-01-30 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	100,000	$1.75	4,635,632 (Indirect)	View
2004-02-02 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	300,000	$1.75	4,464,204 (Indirect)	View
2004-02-03 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	1,300,000	$1.75	5,207,061 (Indirect)	View
2004-02-03 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	1,500,000	$1.75	6,064,203 (Indirect)	View
2004-10-21 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	900	$12.74	477,228 (Indirect)	View
2004-10-26 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	1,379	$12.74	475,849 (Indirect)	View
2004-10-26 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	1,000	$12.74	474,849 (Indirect)	View
2004-10-27 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	281	$12.74	474,568 (Indirect)	View
2004-10-28 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	1,500	$12.74	473,068 (Indirect)	View
2004-11-01 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Convertible Arbitrage Partners, L.P. WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	400	$12.74	472,668 (Indirect)	View