Insider Trading - Whitebox Hedged High Yield Advisors LLC - Portfolio Holdings (Majority Ownership)

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Sec Filings Insider Trading - Whitebox Hedged High Yield Advisors LLC - Portfolio Holdings (Majority Ownership)

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Insider Trading Transactions for Whitebox Hedged High Yield Advisors LLC

Whitebox Hedged High Yield Advisors LLC: Insider Trading and Stock Options

Common stock purchase or sale:

Transaction & Date	Reported Date	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Ownership	Filing
2005-07-28 Sale	2005-08-01 5:20 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	15,400	$10.26	$158,004	504 (Indirect)	View
2005-07-27 Sale	2005-07-29 5:08 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	5,700	$10.36	$59,052	504 (Indirect)	View
2005-07-13 Sale	2005-07-27 7:34 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	16,100	$9.75	$156,975	504 (Indirect)	View
2005-06-24- -2005-06-30 Sale	2005-07-27 7:13 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	18,100	$2.421	$43,828	2,017 (Indirect)	View
2005-07-25 Sale	2005-07-27 6:55 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	2,900	$10.6	$30,740	504 (Indirect)	View
2005-07-14 Sale	2005-07-18 9:42 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	13,425	$9.88	$132,639	504 (Indirect)	View
2005-07-11 Sale	2005-07-13 9:34 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	9,300	$9.8	$91,140	504 (Indirect)	View
2005-05-24- -2005-06-02 Sale	2005-07-12 4:04 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. (10% owner)	142,300	$2.174	$309,381	2,017 (Indirect)	View
2005-06-23 Sale	2005-06-27 9:04 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	19,500	$2.44	$47,580	2,017 (Indirect)	View
2004-02-18- -2004-02-20 Purchase	2005-04-06 2:37 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	17,098	$1.79	$30,598	2,017 (Indirect)	View
2004-02-18- -2004-02-19 Sale	2005-04-06 2:37 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	26,200	$1.79	$46,898	1,918 (Indirect)	View
2003-12-30- -2004-01-29 Sale	2005-04-06 2:34 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	537,048	$1.755	$942,742	0 (Indirect)	View
2004-10-01- -2004-12-10 Sale	2005-01-31 5:42 pm	21ST CENTURY HOLDING CO	TCHC	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	25,486	$11.1	$282,906	904,558 (Indirect)	View

Other transactions:

Transaction & Date	Reported Date	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Ownership	Filing
2004-02-02- -2004-02-12 Purchase	2005-04-06 2:37 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	189,601	$1.75	$331,802	11,119 (Indirect)	View
2004-01-28- -2004-01-30 Purchase	2005-04-06 2:34 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	347,718	$1.75	$608,506	0 (Indirect)	View
2004-11-01 Other	2005-01-31 5:42 pm	21ST CENTURY HOLDING CO	TCHC	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	46,133	$10.12	$466,663	907,958 (Indirect)	View

Stock options: Exercise, Award, Grant, Conversion

Transaction & Date	Reported Date	Exercisable Expiration	Company	Symbol	Insider Relationship	Shares Traded	Conversion Price	Shares Ownership	Filing
2005-08-03 Sale	2005-08-10 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	150,000	$7	2,175,288 (Indirect)	View
2005-08-03 Sale	2005-08-10 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	150,000	$7	2,153,860 (Indirect)	View
2005-07-14 Sale	2005-08-09 4:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	150,000	$7	2,218,144 (Indirect)	View
2005-07-14 Sale	2005-08-09 4:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	150,000	$7	2,196,716 (Indirect)	View
2005-07-14 Sale	2005-07-18 9:42 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. AJR Financial, LLC (10% owner)	100,000	$7	2,239,572 (Indirect)	View
2005-06-07 Sale	2005-07-12 4:04 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. (10% owner)	0	$1.75	9,329,715 (Indirect)	View
2005-06-07 Sale	2005-07-12 4:04 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. (10% owner)	0	$1.75	9,244,001 (Indirect)	View
2005-06-07 Sale	2005-07-12 4:04 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. (10% owner)	0	$1.75	9,215,430 (Indirect)	View
2005-06-07 Sale	2005-07-12 4:04 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. (10% owner)	0	$1.75	9,101,145 (Indirect)	View
2005-06-07 Sale	2005-07-12 4:04 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. (10% owner)	0	$1.75	9,072,574 (Indirect)	View
2005-06-07 Sale	2005-07-12 4:04 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. (10% owner)	0	$1.75	9,015,432 (Indirect)	View
2004-11-24 Purchase	2005-04-06 2:44 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Pandora Select Partners, L.P. Pandora Select Fund, L.P. PANDORA SELECT FUND LTD Whitebox Intermarket Advisors, LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Fund, L.P. (10% owner)	400,000	$1.75	9,421,448 (Indirect)	View
2004-02-03 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	500,000	$1.75	6,349,917 (Indirect)	View
2004-02-03 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	100,000	$1.75	6,407,059 (Indirect)	View
2004-02-12 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	31,803	$1.75	6,388,886 (Indirect)	View
2004-03-05 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	100,000	$1.75	6,446,028 (Indirect)	View
2004-03-25 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	400,000	$1.75	6,674,599 (Indirect)	View
2004-03-26 Sale	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	500,000	$1.75	6,388,885 (Indirect)	View
2004-03-26 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	500,000	$1.75	6,674,599 (Indirect)	View
2004-03-26 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	100,000	$1.75	6,731,741 (Indirect)	View
2004-04-16 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	400,000	$1.75	6,960,312 (Indirect)	View
2004-04-16 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	100,000	$1.75	7,017,454 (Indirect)	View
2004-05-24 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	281,000	$1.75	7,178,025 (Indirect)	View
2004-06-09 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	500,000	$1.75	7,463,739 (Indirect)	View
2004-01-23 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	300,000	$1.75	3,726,208 (Indirect)	View
2004-01-23 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	3,000,000	$1.75	5,440,493 (Indirect)	View
2004-01-23 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	200,000	$1.75	5,554,778 (Indirect)	View
2004-01-23 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	500,000	$1.75	5,840,492 (Indirect)	View
2004-01-28 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	50,000	$1.75	5,811,921 (Indirect)	View
2004-01-28 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	5,301	$1.75	5,808,892 (Indirect)	View
2004-01-29 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	400,000	$1.75	5,580,322 (Indirect)	View
2004-01-29 Sale	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	800,000	$1.75	5,123,180 (Indirect)	View
2004-01-29 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	42,405	$1.75	5,098,949 (Indirect)	View
2004-01-29 Sale	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	700,000	$1.75	4,698,949 (Indirect)	View
2004-01-30 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	10,807	$1.75	4,692,774 (Indirect)	View
2004-01-30 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	100,000	$1.75	4,635,632 (Indirect)	View
2004-02-02 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	300,000	$1.75	4,464,204 (Indirect)	View
2004-02-03 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	1,300,000	$1.75	5,207,061 (Indirect)	View
2004-02-03 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	1,500,000	$1.75	6,064,203 (Indirect)	View
2004-10-21 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	900	$12.74	477,228 (Indirect)	View
2004-10-26 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	1,379	$12.74	475,849 (Indirect)	View
2004-10-26 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	1,000	$12.74	474,849 (Indirect)	View
2004-10-27 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	281	$12.74	474,568 (Indirect)	View
2004-10-28 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	1,500	$12.74	473,068 (Indirect)	View
2004-11-01 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Hedged High Yield Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. Whitebox Intermarket Advisors, LLC (10% owner)	400	$12.74	472,668 (Indirect)	View