Insider Trading - Whitebox Intermarket Advisors LLC - Portfolio Holdings (Majority Ownership)

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Sec Filings Insider Trading - Whitebox Intermarket Advisors LLC - Portfolio Holdings (Majority Ownership)

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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Insider Trading Transactions for Whitebox Intermarket Advisors LLC

Whitebox Intermarket Advisors LLC: Insider Trading and Stock Options

Common stock purchase or sale:

Transaction & Date	Reported Date	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Ownership	Filing
2005-06-02- -2005-06-09 Sale	2005-07-12 4:08 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	151,300	$2.378	$359,839	2,017 (Indirect)	View
2004-02-18- -2004-02-20 Purchase	2005-04-06 2:37 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	17,098	$1.79	$30,598	2,017 (Indirect)	View
2004-02-18- -2004-02-19 Sale	2005-04-06 2:37 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	26,200	$1.79	$46,898	1,918 (Indirect)	View
2003-12-30- -2004-01-29 Sale	2005-04-06 2:34 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	537,048	$1.755	$942,742	0 (Indirect)	View
2004-10-01- -2004-12-10 Sale	2005-01-31 5:42 pm	21ST CENTURY HOLDING CO	TCHC	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	25,486	$11.1	$282,906	904,558 (Indirect)	View

Other transactions:

Transaction & Date	Reported Date	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Ownership	Filing
2008-04-02 Purchase	2008-04-04 8:13 pm	Sutura, Inc.	SUTU	Whitebox Intermarket Advisors, LLC (see remarks 1and 2 below 10% owner)	8,275,012	$0.08	$662,001	18,622,487 (Direct)	View
2004-02-02- -2004-02-12 Purchase	2005-04-06 2:37 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	189,601	$1.75	$331,802	11,119 (Indirect)	View
2004-01-28- -2004-01-30 Purchase	2005-04-06 2:34 pm	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	347,718	$1.75	$608,506	0 (Indirect)	View
2004-11-01 Other	2005-01-31 5:42 pm	21ST CENTURY HOLDING CO	TCHC	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	46,133	$10.12	$466,663	907,958 (Indirect)	View
2004-11-04 Exercise Purchase	2004-11-12 5:48 pm	GRANITE CITY FOOD & BREWERY LTD	GCFB	Whitebox Intermarket Advisors, LLC WHITEBOX INTERMARKET PARTNERS LP KOHLER GARY S WHITEBOX ADVISORS LLC REDLEAF ANDREW WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. (10% owner)	707,464	$2.742	$1,939,894	189,872 (Direct)	View

Stock options: Exercise, Award, Grant, Conversion

Transaction & Date	Reported Date	Exercisable Expiration	Company	Symbol	Insider Relationship	Shares Traded	Conversion Price	Shares Ownership	Filing
2008-04-02 Purchase	2008-04-04 8:13 pm	N/A 2009-07-01	Sutura, Inc.	SUTU	Whitebox Intermarket Advisors, LLC (see remarks 1and 2 below 10% owner)	662,002	$0.08	0 (Direct)	View
2005-08-03 Sale	2005-08-10 2:39 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC WHITEBOX INTERMARKET PARTNERS LP WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. Pandora Select Advisors, LLC Pandora Select Partners, L.P. Pandora Select Fund, L.P. PANDORA SELECT FUND LTD (10% owner)	200,000	$7	2,125,289 (Indirect)	View
2005-08-03 Sale	2005-08-10 2:39 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC WHITEBOX INTERMARKET PARTNERS LP WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. Pandora Select Advisors, LLC Pandora Select Partners, L.P. Pandora Select Fund, L.P. PANDORA SELECT FUND LTD (10% owner)	150,000	$7	2,103,861 (Indirect)	View
2004-11-24 Purchase	2005-04-06 2:44 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Pandora Select Partners, L.P. Pandora Select Fund, L.P. PANDORA SELECT FUND LTD Whitebox Hedged High Yield Advisors, LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Fund, L.P. (10% owner)	400,000	$1.75	9,421,448 (Indirect)	View
2004-02-03 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	500,000	$1.75	6,349,917 (Indirect)	View
2004-02-03 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	100,000	$1.75	6,407,059 (Indirect)	View
2004-02-12 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	31,803	$1.75	6,388,886 (Indirect)	View
2004-03-05 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	100,000	$1.75	6,446,028 (Indirect)	View
2004-03-25 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	400,000	$1.75	6,674,599 (Indirect)	View
2004-03-26 Sale	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	500,000	$1.75	6,388,885 (Indirect)	View
2004-03-26 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	500,000	$1.75	6,674,599 (Indirect)	View
2004-03-26 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	100,000	$1.75	6,731,741 (Indirect)	View
2004-04-16 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	400,000	$1.75	6,960,312 (Indirect)	View
2004-04-16 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	100,000	$1.75	7,017,454 (Indirect)	View
2004-05-24 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	281,000	$1.75	7,178,025 (Indirect)	View
2004-06-09 Purchase	2005-04-06 2:37 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	500,000	$1.75	7,463,739 (Indirect)	View
2004-01-23 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	300,000	$1.75	3,726,208 (Indirect)	View
2004-01-23 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	3,000,000	$1.75	5,440,493 (Indirect)	View
2004-01-23 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	200,000	$1.75	5,554,778 (Indirect)	View
2004-01-23 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	500,000	$1.75	5,840,492 (Indirect)	View
2004-01-28 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	50,000	$1.75	5,811,921 (Indirect)	View
2004-01-28 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	5,301	$1.75	5,808,892 (Indirect)	View
2004-01-29 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	400,000	$1.75	5,580,322 (Indirect)	View
2004-01-29 Sale	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	800,000	$1.75	5,123,180 (Indirect)	View
2004-01-29 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	42,405	$1.75	5,098,949 (Indirect)	View
2004-01-29 Sale	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	700,000	$1.75	4,698,949 (Indirect)	View
2004-01-30 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	10,807	$1.75	4,692,774 (Indirect)	View
2004-01-30 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	100,000	$1.75	4,635,632 (Indirect)	View
2004-02-02 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	300,000	$1.75	4,464,204 (Indirect)	View
2004-02-03 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	1,300,000	$1.75	5,207,061 (Indirect)	View
2004-02-03 Purchase	2005-04-06 2:34 pm	N/A 2008-10-01	PENN TREATY AMERICAN CORP	PTA	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	1,500,000	$1.75	6,064,203 (Indirect)	View
2004-10-21 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	900	$12.74	477,228 (Indirect)	View
2004-10-26 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	1,379	$12.74	475,849 (Indirect)	View
2004-10-26 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	1,000	$12.74	474,849 (Indirect)	View
2004-10-27 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	281	$12.74	474,568 (Indirect)	View
2004-10-28 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	1,500	$12.74	473,068 (Indirect)	View
2004-11-01 Sale	2005-01-31 5:42 pm	2003-07-31 2006-07-31	21ST CENTURY HOLDING CO	TCHC	Whitebox Intermarket Advisors, LLC WHITEBOX ADVISORS LLC Whitebox Convertible Arbitrage Advisors, LLC Whitebox Convertible Arbitrage Partners, L.P. Whitebox Convertible Arbitrage Fund, L.P. Whitebox Convertible Arbitrage Fund, Ltd. Whitebox Hedged High Yield Advisors, LLC Whitebox Hedged High Yield Partners, L.P. Whitebox Hedged High Yield Fund, L.P. Whitebox Hedged High Yield Fund, Ltd. (10% owner)	400	$12.74	472,668 (Indirect)	View
2004-11-04 Exercise	2004-11-12 5:48 pm	2004-11-04 N/A	GRANITE CITY FOOD & BREWERY LTD	GCFB	Whitebox Intermarket Advisors, LLC WHITEBOX INTERMARKET PARTNERS LP KOHLER GARY S WHITEBOX ADVISORS LLC REDLEAF ANDREW WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. (10% owner)	461,538	$0	0 (Direct)	View
2004-11-04 Exercise	2004-11-12 5:48 pm	2004-11-04 N/A	GRANITE CITY FOOD & BREWERY LTD	GCFB	Whitebox Intermarket Advisors, LLC WHITEBOX INTERMARKET PARTNERS LP KOHLER GARY S WHITEBOX ADVISORS LLC REDLEAF ANDREW WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. (10% owner)	30,738	$0	0 (Direct)	View
2004-11-04 Exercise	2004-11-12 5:48 pm	2004-11-04 2009-11-04	GRANITE CITY FOOD & BREWERY LTD	GCFB	Whitebox Intermarket Advisors, LLC WHITEBOX INTERMARKET PARTNERS LP KOHLER GARY S WHITEBOX ADVISORS LLC REDLEAF ANDREW WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. (10% owner)	184,615	$5	184,615 (Direct)	View
2004-11-04 Exercise	2004-11-12 5:48 pm	2004-11-04 2009-11-04	GRANITE CITY FOOD & BREWERY LTD	GCFB	Whitebox Intermarket Advisors, LLC WHITEBOX INTERMARKET PARTNERS LP KOHLER GARY S WHITEBOX ADVISORS LLC REDLEAF ANDREW WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. (10% owner)	12,295	$5	12,295 (Direct)	View
2004-11-04 Purchase	2004-11-12 5:48 pm	2002-10-01 N/A	GRANITE CITY FOOD & BREWERY LTD	GCFB	Whitebox Intermarket Advisors, LLC WHITEBOX INTERMARKET PARTNERS LP KOHLER GARY S WHITEBOX ADVISORS LLC REDLEAF ANDREW WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. (10% owner)	25,316	$1.58	0 (Direct)	View
2004-11-04 Purchase	2004-11-12 5:48 pm	2002-10-01 N/A	GRANITE CITY FOOD & BREWERY LTD	GCFB	Whitebox Intermarket Advisors, LLC WHITEBOX INTERMARKET PARTNERS LP KOHLER GARY S WHITEBOX ADVISORS LLC REDLEAF ANDREW WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. (10% owner)	94,936	$1.58	0 (Direct)	View
2004-11-04 Purchase	2004-11-12 5:48 pm	2007-10-01 N/A	GRANITE CITY FOOD & BREWERY LTD	GCFB	Whitebox Intermarket Advisors, LLC WHITEBOX INTERMARKET PARTNERS LP KOHLER GARY S WHITEBOX ADVISORS LLC REDLEAF ANDREW WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. (10% owner)	94,936	$1.58	0 (Direct)	View