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Sec Filings Insider Trading - optionsXpress Holdings Inc. (OXPS)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
OXPS Insider Trading Transactions for optionsXpress Holdings Inc.
optionsXpress Holdings Inc: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-11-20
Purchase		 2008-11-24
1:26 pm		 optionsXpress Holdings, Inc. OXPS SOENEN MICHAEL J
(Director)		 17,663 $12.14 $214,441 19,349
(Direct)		 View
2008-09-02
Sale		 2008-09-04
7:24 pm		 optionsXpress Holdings, Inc. OXPS Bennett Ned W
(Executive Vice Chairman
Director)		 100,000 $23.87 $2,387,000 145,918
(Indirect)		 View
2008-03-13
Purchase		 2008-03-13
6:23 pm		 optionsXpress Holdings, Inc. OXPS Stern Thomas E
(Chief Administrative Officer)		 2,000 $20.42 $40,840 69,104
(Direct)		 View
2008-03-03
Sale(A)		 2008-03-13
6:17 pm		 optionsXpress Holdings, Inc. OXPS Bennett Ned W
(Executive Vice Chairman
Director)		 100,000 $25.04 $2,504,000 245,918
(Indirect)		 View
2008-03-03
Sale		 2008-03-04
6:50 pm		 optionsXpress Holdings, Inc. OXPS Bennett Ned W
(Executive Vice Chairman
Director)		 80,000 $25.04 $2,003,200 265,918
(Indirect)		 View
2008-02-22
Sale(C)		 2008-02-26
6:34 pm		 optionsXpress Holdings, Inc. OXPS Fisher David
(CEO)		 22,700 $0 $0 103,992
(Direct)		 View
2008-02-25
Purchase		 2008-02-26
6:30 pm		 optionsXpress Holdings, Inc. OXPS Stern Thomas E
(Chief Administrative Officer)		 1,000 $23.85 $23,850 67,104
(Direct)		 View
2007-12-26-
-2007-12-27
Sale		 2007-12-27
7:40 pm		 optionsXpress Holdings, Inc. OXPS Gray James A
(Director
10% owner)		 1,000,000 $33.23 $33,227,500 10,536,620
(Indirect)		 View
2007-12-26-
-2007-12-27
Sale		 2007-12-27
7:38 pm		 optionsXpress Holdings, Inc. OXPS G Bar Limited Partnership
(10% owner)		 1,000,000 $33.23 $33,227,500 10,536,620
(Direct)		 View
2007-10-31
Sale		 2007-11-01
6:35 pm		 optionsXpress Holdings, Inc. OXPS Stern Thomas E
(Chief Administrative Officer)		 10,000 $29.5 $295,000 65,602
(Direct)		 View
2007-05-02
Sale		 2007-05-03
4:33 pm		 optionsXpress Holdings, Inc. OXPS Morof Benjamin
(Chief Compliance Officer)		 15,000 $24.8 $372,000 40,902
(Direct)		 View
2005-02-09
Sale		 2005-02-11
1:53 pm		 optionsXpress Holdings, Inc. OXPS SUMMIT PARTNERS L P
SUMMIT PARTNERS VI GP LLC
SUMMIT PARTNERS VI GP LP
COLLINS SCOTT C
MOHAN KEVIN P
WALSH ROBERT V
(Mang Mbr of GP of 10% Owner)		 1,049,376 $15.35 $16,102,675 12,779,113
(Indirect)		 View
(A) Indicate amendment filing.
(C) Indicate conflicting filing codes (D in column 4 while P/A in column 3), interpreted as SALE.
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-05-23
Option Award		 2008-05-28
09:40 am		 optionsXpress Holdings, Inc. OXPS EVANS BRUCE R
(Director)		 2,299 $0 $0 54,303
(Direct)		 View
2008-05-23
Option Award		 2008-05-27
8:12 pm		 optionsXpress Holdings, Inc. OXPS FRADKIN STEVEN L
(Director)		 2,299 $0 $0 4,303
(Direct)		 View
2008-05-23
Option Award		 2008-05-27
8:06 pm		 optionsXpress Holdings, Inc. OXPS Gray James A
(Director
10% owner)		 5,748 $0 $0 10,758
(Direct)		 View
2008-05-23
Option Award		 2008-05-27
7:56 pm		 optionsXpress Holdings, Inc. OXPS Draft Howard C.
(Director)		 2,299 $0 $0 4,303
(Direct)		 View
2008-05-23
Option Award		 2008-05-27
7:50 pm		 optionsXpress Holdings, Inc. OXPS WALD S SCOTT
(Director)		 2,299 $0 $0 16,806
(Direct)		 View
2008-02-22
Option Award(A)		 2008-02-26
7:56 pm		 optionsXpress Holdings, Inc. OXPS Fisher David
(CEO
Director)		 22,700 $0 $0 103,992
(Direct)		 View
2008-02-22
Option Award		 2008-02-26
6:36 pm		 optionsXpress Holdings, Inc. OXPS DeWitt Adam
(Chief Financial Officer)		 4,500 $0 $0 12,700
(Direct)		 View
2008-02-22
Option Award		 2008-02-26
6:31 pm		 optionsXpress Holdings, Inc. OXPS Morof Benjamin
(Chief Compliance Officer)		 2,300 $0 $0 45,102
(Direct)		 View
2008-02-22
Option Award		 2008-02-26
6:30 pm		 optionsXpress Holdings, Inc. OXPS Stern Thomas E
(Chief Administrative Officer)		 500 $0 $0 66,104
(Direct)		 View
2007-10-25
Gift		 2007-10-25
6:20 pm		 optionsXpress Holdings, Inc. OXPS Fisher David
(CEO)		 625 $0 $0 81,292
(Direct)		 View
2007-10-25
Exercise		 2007-10-25
6:17 pm		 optionsXpress Holdings, Inc. OXPS Morof Benjamin
(Chief Compliance Officer)		 1,000 $14.34 $14,340 42,802
(Direct)		 View
2007-10-25
Exercise		 2007-10-25
6:15 pm		 optionsXpress Holdings, Inc. OXPS Morof Benjamin
(Chief Compliance Officer)		 1,000 $14.34 $14,340 42,802
(Direct)		 View
2007-09-24
Exercise		 2007-09-26
6:25 pm		 optionsXpress Holdings, Inc. OXPS Kalt David S
(CEO
Director)		 2,501 $0.96 $2,401 2,257,384
(Direct)		 View
2007-07-02
Option Award		 2007-07-03
3:42 pm		 optionsXpress Holdings, Inc. OXPS Morof Benjamin
(Chief Compliance Officer)		 900 $0 $0 41,802
(Direct)		 View
2007-07-02
Option Award		 2007-07-03
3:40 pm		 optionsXpress Holdings, Inc. OXPS Stern Thomas E
(Chief Administrative Officer)		 800 $0 $0 75,602
(Direct)		 View
2007-05-25
Option Award		 2007-05-30
6:44 pm		 optionsXpress Holdings, Inc. OXPS Gray James A
(Director
10% owner)		 5,010 $0 $0 5,010
(Direct)		 View
2007-05-25
Option Award		 2007-05-30
6:35 pm		 optionsXpress Holdings, Inc. OXPS WALD S SCOTT
(Director)		 2,004 $0 $0 14,507
(Direct)		 View
2007-05-25
Option Award		 2007-05-30
6:31 pm		 optionsXpress Holdings, Inc. OXPS FRADKIN STEVEN L
(Director)		 2,004 $0 $0 2,004
(Direct)		 View
2007-05-25
Option Award		 2007-05-30
6:22 pm		 optionsXpress Holdings, Inc. OXPS Draft Howard C.
(Director)		 2,004 $0 $0 2,004
(Direct)		 View
2007-05-25
Option Award(A)		 2007-05-30
3:48 pm		 optionsXpress Holdings, Inc. OXPS EVANS BRUCE R
(Director)		 2,004 $0 $0 52,004
(Direct)		 View
2007-05-25
Option Award		 2007-05-30
3:06 pm		 optionsXpress Holdings, Inc. OXPS EVANS BRUCE R
(Director)		 2,004 $0 $0 2,004
(Direct)		 View
2006-03-08
Gift
Other		 2006-03-10
3:28 pm		 optionsXpress Holdings, Inc. OXPS EVANS BRUCE R
KORTSCHAK WALTER G
ROBERTS THOMAS S
STAMPS E ROE IV
TRUSTEY JOSEPH F
WOODSUM STEPHEN G
AVIS GREGORY M
CHUNG PETER Y
MANNION MARTIN J
(Director
Indirect GP of 10% Owner)		 5,129,082 $0 $0 25,000
(Direct
Indirect)		 View
2006-03-08
Other		 2006-03-10
3:26 pm		 optionsXpress Holdings, Inc. OXPS SUMMIT PARTNERS L P
SUMMIT PARTNERS VI GP LLC
SUMMIT PARTNERS VI GP LP
COLLINS SCOTT C
MOHAN KEVIN P
(Mang Mbr of GP of 10% Owner)		 5,154,082 $0 $0 0
(Direct
Indirect)		 View
2006-01-27
Other		 2006-01-30
11:32 am		 optionsXpress Holdings, Inc. OXPS SUMMIT VENTURES VI-A LP
(10% owner)		 3,050,025 $0 $0 4,516,826
(Direct)		 View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2008-05-23
Option Award		 2008-05-28
09:40 am		 N/A
2018-05-23		 optionsXpress Holdings, Inc. OXPS EVANS BRUCE R
(Director)		 6,022 $22.06 6,022
(Direct)		 View
2008-05-23
Option Award		 2008-05-27
8:12 pm		 N/A
2018-05-23		 optionsXpress Holdings, Inc. OXPS FRADKIN STEVEN L
(Director)		 6,022 $22.06 6,022
(Direct)		 View
2008-05-23
Option Award		 2008-05-27
8:06 pm		 N/A
2018-05-23		 optionsXpress Holdings, Inc. OXPS Gray James A
(Director
10% owner)		 15,055 $22.06 15,055
(Direct)		 View
2008-05-23
Option Award		 2008-05-27
7:56 pm		 N/A
2018-05-23		 optionsXpress Holdings, Inc. OXPS Draft Howard C.
(Director)		 6,022 $22.06 6,022
(Direct)		 View
2008-05-23
Option Award		 2008-05-27
7:50 pm		 N/A
2018-05-23		 optionsXpress Holdings, Inc. OXPS WALD S SCOTT
(Director)		 6,022 $22.06 6,022
(Direct)		 View
2008-02-22
Option Award		 2008-02-26
7:56 pm		 N/A
2015-02-22		 optionsXpress Holdings, Inc. OXPS Fisher David
(CEO
Director)		 53,800 $24.12 53,800
(Direct)		 View
2008-02-22
Option Award		 2008-02-26
6:36 pm		 N/A
2015-02-22		 optionsXpress Holdings, Inc. OXPS DeWitt Adam
(Chief Financial Officer)		 10,800 $24.12 10,800
(Direct)		 View
2008-02-22
Option Award		 2008-02-26
6:34 pm		 N/A
2015-02-22		 optionsXpress Holdings, Inc. OXPS Fisher David
(CEO)		 53,800 $24.12 53,800
(Direct)		 View
2008-02-22
Option Award		 2008-02-26
6:31 pm		 N/A
2015-02-22		 optionsXpress Holdings, Inc. OXPS Morof Benjamin
(Chief Compliance Officer)		 16,500 $24.12 16,500
(Direct)		 View
2008-02-22
Option Award		 2008-02-26
6:30 pm		 N/A
2015-02-22		 optionsXpress Holdings, Inc. OXPS Stern Thomas E
(Chief Administrative Officer)		 3,800 $24.12 3,800
(Direct)		 View
2007-11-29
Sale		 2007-11-30
5:25 pm		 N/A
2008-03-22		 optionsXpress Holdings, Inc. OXPS G Bar Limited Partnership
(10% owner)		 690 $32.5 690
(Direct)		 View
2007-11-29
Sale		 2007-11-30
5:25 pm		 N/A
2008-03-22		 optionsXpress Holdings, Inc. OXPS G Bar Limited Partnership
(10% owner)		 10 $32.5 10
(Direct)		 View
2007-11-29
Sale		 2007-11-30
5:25 pm		 N/A
2008-03-22		 optionsXpress Holdings, Inc. OXPS G Bar Limited Partnership
(10% owner)		 200 $35 200
(Direct)		 View
2007-11-29
Sale		 2007-11-30
5:25 pm		 N/A
2008-03-22		 optionsXpress Holdings, Inc. OXPS G Bar Limited Partnership
(10% owner)		 500 $35 500
(Direct)		 View
2007-11-29
Sale		 2007-11-30
5:25 pm		 N/A
2008-03-22		 optionsXpress Holdings, Inc. OXPS G Bar Limited Partnership
(10% owner)		 3 $35 3
(Direct)		 View
2007-11-29
Sale		 2007-11-30
5:18 pm		 N/A
2008-03-22		 optionsXpress Holdings, Inc. OXPS Gray James A
(Director
10% owner)		 690 $32.5 690
(Indirect)		 View
2007-11-29
Sale		 2007-11-30
5:18 pm		 N/A
2008-03-22		 optionsXpress Holdings, Inc. OXPS Gray James A
(Director
10% owner)		 10 $32.5 10
(Indirect)		 View
2007-11-29
Sale		 2007-11-30
5:18 pm		 N/A
2008-03-22		 optionsXpress Holdings, Inc. OXPS Gray James A
(Director
10% owner)		 200 $35 200
(Indirect)		 View
2007-11-29
Sale		 2007-11-30
5:18 pm		 N/A
2008-03-22		 optionsXpress Holdings, Inc. OXPS Gray James A
(Director
10% owner)		 500 $35 500
(Indirect)		 View
2007-11-29
Sale		 2007-11-30
5:18 pm		 N/A
2008-03-22		 optionsXpress Holdings, Inc. OXPS Gray James A
(Director
10% owner)		 3 $35 3
(Indirect)		 View
2007-10-25
Exercise		 2007-10-25
6:17 pm		 2007-06-22
2010-06-22		 optionsXpress Holdings, Inc. OXPS Morof Benjamin
(Chief Compliance Officer)		 1,000 $14.34 3,000
(Direct)		 View
2007-10-25
Exercise		 2007-10-25
6:15 pm		 2007-06-22
2010-06-22		 optionsXpress Holdings, Inc. OXPS Morof Benjamin
(Chief Compliance Officer)		 1,000 $14.34 3,000
(Direct)		 View
2007-09-24
Exercise		 2007-09-26
6:25 pm		 2006-03-31
2013-03-31		 optionsXpress Holdings, Inc. OXPS Kalt David S
(CEO
Director)		 2,501 $0.96 0
(Direct)		 View
2007-07-02
Option Award		 2007-07-03
3:42 pm		 N/A
2017-07-02		 optionsXpress Holdings, Inc. OXPS Morof Benjamin
(Chief Compliance Officer)		 2,250 $25.52 2,250
(Direct)		 View
2007-07-02
Option Award		 2007-07-03
3:40 pm		 N/A
2017-07-02		 optionsXpress Holdings, Inc. OXPS Stern Thomas E
(Chief Administrative Officer)		 2,000 $25.52 2,000
(Direct)		 View
2007-05-25
Option Award		 2007-05-30
6:44 pm		 N/A
2017-05-25		 optionsXpress Holdings, Inc. OXPS Gray James A
(Director
10% owner)		 13,665 $24.95 13,665
(Direct)		 View
2007-05-25
Option Award		 2007-05-30
6:35 pm		 N/A
2017-05-25		 optionsXpress Holdings, Inc. OXPS WALD S SCOTT
(Director)		 5,466 $24.95 5,466
(Direct)		 View
2007-05-25
Option Award		 2007-05-30
6:31 pm		 N/A
2017-05-25		 optionsXpress Holdings, Inc. OXPS FRADKIN STEVEN L
(Director)		 5,466 $24.95 5,466
(Direct)		 View
2007-05-25
Option Award		 2007-05-30
6:22 pm		 N/A
2017-05-25		 optionsXpress Holdings, Inc. OXPS Draft Howard C.
(Director)		 5,466 $24.95 5,466
(Direct)		 View
2007-05-25
Option Award		 2007-05-30
3:48 pm		 N/A
2017-05-25		 optionsXpress Holdings, Inc. OXPS EVANS BRUCE R
(Director)		 5,466 $24.95 5,466
(Direct)		 View
2007-05-25
Option Award		 2007-05-30
3:06 pm		 N/A
2017-05-25		 optionsXpress Holdings, Inc. OXPS EVANS BRUCE R
(Director)		 5,466 $24.95 5,466
(Direct)		 View
2006-05-25
Option Award		 2007-03-30
6:15 pm		 N/A
2016-05-25		 optionsXpress Holdings, Inc. OXPS WALD S SCOTT
(Director)		 7,000 $28.17 7,000
(Direct)		 View
2006-05-25
Option Award		 2007-03-30
6:12 pm		 N/A
2016-05-25		 optionsXpress Holdings, Inc. OXPS FRADKIN STEVEN L
(Director)		 7,000 $28.17 7,000
(Direct)		 View
2005-04-04
Option Award		 2006-01-03
6:17 pm		 2006-04-04
2015-04-04		 optionsXpress Holdings, Inc. OXPS PATRICK THOMAS H
(Director)		 7,000 $15.81 7,000
(Direct)		 View
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