2008-11-12 Sale | 2008-11-19 6:22 pm |
2006-05-01 2011-05-01 |
CAPSOURCE FINANCIAL INC |
CPSO |
WHITEBOX INTERMARKET PARTNERS LP (See Remarks below 10% owner) | 2,500,000 |
$0.9 | 0 (Direct) | View |
2008-11-12 Sale |
2008-11-19 6:22 pm | 2006-10-30 2011-10-30 |
CAPSOURCE FINANCIAL INC |
CPSO | WHITEBOX INTERMARKET PARTNERS LP (See Remarks below 10% owner) | 375,000 |
$0.9 | 0 (Direct) |
View |
2008-11-14 Sale |
2008-11-18 6:31 pm |
2006-05-01 2011-05-01 |
CAPSOURCE FINANCIAL INC | CPSO | WHITEBOX INTERMARKET PARTNERS LP (See Remarks below 10% owner) | 2,500,000 |
$0.9 |
0 (Direct) | View |
2008-11-14 Sale | 2008-11-18 6:31 pm | 2006-10-30 2011-10-30 |
CAPSOURCE FINANCIAL INC |
CPSO |
WHITEBOX INTERMARKET PARTNERS LP (See Remarks below 10% owner) | 375,000 | $0.9 | 0 (Direct) | View |
2006-08-28 Option Award | 2006-09-01 9:46 pm | N/A 2011-08-25 | Sutura, Inc. |
SUTU |
WHITEBOX INTERMARKET PARTNERS LP (See remarks below 10% owner) | 1,320,800 |
$0.0913 | 1,320,800 (Direct) | View |
2006-08-28 Other | 2006-09-01 9:46 pm |
N/A 2007-07-01 | Sutura, Inc. |
SUTU | WHITEBOX INTERMARKET PARTNERS LP (See remarks below 10% owner) | 0 |
$0.15 | 5,333,333 (Direct) | View |
2006-08-28 Option Award |
2006-09-01 9:46 pm | N/A 2007-07-01 | Sutura, Inc. |
SUTU | WHITEBOX INTERMARKET PARTNERS LP (See remarks below 10% owner) | 0 | $0.15 | 2,540,000 (Direct) |
View |
2006-08-28 Option Award |
2006-09-01 9:46 pm | N/A 2008-09-07 | Sutura, Inc. |
SUTU | WHITEBOX INTERMARKET PARTNERS LP (See remarks below 10% owner) | 0 | $0.15 |
5,926,667 (Direct) |
View |
2006-05-01 Option Award | 2006-05-09 6:00 pm | N/A 2011-05-01 | CAPSOURCE FINANCIAL INC |
CPSO | WHITEBOX INTERMARKET PARTNERS LP (See Remarks below 10% owner) | 2,500,000 |
$0.9 |
2,500,000 (Direct) |
View |
2006-05-01 Option Award | 2006-05-09 6:00 pm |
N/A 2006-10-29 | CAPSOURCE FINANCIAL INC | CPSO | WHITEBOX INTERMARKET PARTNERS LP (See Remarks below 10% owner) | 375,000 | $0.4 | 375,000 (Direct) |
View |
2006-05-01 Option Award | 2006-05-09 6:00 pm | N/A 2006-10-29 | CAPSOURCE FINANCIAL INC | CPSO |
WHITEBOX INTERMARKET PARTNERS LP (See Remarks below 10% owner) | 375,000 | $0 | 375,000 (Direct) | View |
2005-08-03 Sale | 2005-08-10 2:39 pm |
N/A 2008-10-01 |
PENN TREATY AMERICAN CORP | PTA | WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC
Whitebox Intermarket Advisors, LLC
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
Pandora Select Advisors, LLC Pandora Select Partners, L.P.
Pandora Select Fund, L.P. PANDORA SELECT FUND LTD (10% owner) | 200,000 |
$7 |
2,125,289 (Indirect) |
View |
2005-08-03 Sale | 2005-08-10 2:39 pm |
N/A 2008-10-01 |
PENN TREATY AMERICAN CORP |
PTA | WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC Whitebox Intermarket Advisors, LLC
WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. Pandora Select Advisors, LLC Pandora Select Partners, L.P. Pandora Select Fund, L.P. PANDORA SELECT FUND LTD (10% owner) | 150,000 | $7 | 2,103,861 (Indirect) | View |
2004-07-27 Purchase |
2005-04-06 2:41 pm | N/A 2008-10-01 |
PENN TREATY AMERICAN CORP | PTA |
WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. AJR Financial, LLC
Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P. Whitebox Diversified Convertible Arbitrage Fund, L.P. Whitebox Diversified Convertible Arbitrage Fund, Ltd. Pandora Select Advisors, LLC (10% owner) | 100,000 | $1.75 |
7,520,881 (Indirect) |
View |
2004-07-27 Purchase |
2005-04-06 2:41 pm |
N/A 2008-10-01 |
PENN TREATY AMERICAN CORP |
PTA |
WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P. Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC (10% owner) | 126,000 | $1.75 | 7,592,881 (Indirect) | View |
2004-09-10 Purchase | 2005-04-06 2:41 pm |
N/A 2008-10-01 | PENN TREATY AMERICAN CORP |
PTA | WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. AJR Financial, LLC Whitebox Diversified Convertible Arbitrage Advisors, LLC Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd. Pandora Select Advisors, LLC (10% owner) | 500,000 | $1.75 | 7,878,595 (Indirect) | View |
2004-09-28 Purchase | 2005-04-06 2:41 pm | N/A 2008-10-01 | PENN TREATY AMERICAN CORP | PTA |
WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd. AJR Financial, LLC Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P. Whitebox Diversified Convertible Arbitrage Fund, L.P. Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC (10% owner) | 200,000 |
$1.75 | 7,992,880 (Indirect) | View |
2004-11-05 Purchase | 2005-04-06 2:41 pm | N/A 2008-10-01 |
PENN TREATY AMERICAN CORP | PTA |
WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P. Whitebox Diversified Convertible Arbitrage Fund, Ltd. Pandora Select Advisors, LLC (10% owner) | 600,000 | $1.75 | 8,335,737 (Indirect) | View |
2004-11-05 Purchase | 2005-04-06 2:41 pm |
N/A 2008-10-01 | PENN TREATY AMERICAN CORP | PTA | WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. AJR Financial, LLC Whitebox Diversified Convertible Arbitrage Advisors, LLC Whitebox Diversified Convertible Arbitrage Partners, L.P. Whitebox Diversified Convertible Arbitrage Fund, L.P. Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC (10% owner) | 500,000 |
$1.75 |
8,621,451 (Indirect) |
View |
2004-11-05 Purchase | 2005-04-06 2:41 pm | N/A 2008-10-01 |
PENN TREATY AMERICAN CORP | PTA | WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. AJR Financial, LLC Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P. Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC (10% owner) | 200,000 |
$1.75 |
8,735,737 (Indirect) |
View |
2004-11-05 Purchase | 2005-04-06 2:41 pm |
N/A 2008-10-01 | PENN TREATY AMERICAN CORP | PTA |
WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC Whitebox Diversified Convertible Arbitrage Advisors, LLC Whitebox Diversified Convertible Arbitrage Partners, L.P. Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd. Pandora Select Advisors, LLC (10% owner) | 200,000 | $1.75 |
8,850,022 (Indirect) | View |
2004-11-24 Purchase | 2005-04-06 2:41 pm | N/A 2008-10-01 | PENN TREATY AMERICAN CORP |
PTA |
WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd. AJR Financial, LLC Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P. Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC (10% owner) | 400,000 |
$1.75 |
9,078,593 (Indirect) |
View |
2004-11-24 Purchase |
2005-04-06 2:41 pm | N/A 2008-10-01 |
PENN TREATY AMERICAN CORP |
PTA | WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd. AJR Financial, LLC
Whitebox Diversified Convertible Arbitrage Advisors, LLC
Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
Pandora Select Advisors, LLC (10% owner) | 100,000 | $1.75 |
9,135,735 (Indirect) |
View |
2004-11-24 Purchase |
2005-04-06 2:41 pm | N/A 2008-10-01 | PENN TREATY AMERICAN CORP |
PTA |
WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd. AJR Financial, LLC Whitebox Diversified Convertible Arbitrage Advisors, LLC Whitebox Diversified Convertible Arbitrage Partners, L.P.
Whitebox Diversified Convertible Arbitrage Fund, L.P.
Whitebox Diversified Convertible Arbitrage Fund, Ltd. Pandora Select Advisors, LLC (10% owner) | 100,000 |
$1.75 | 9,192,877 (Indirect) | View |
2004-10-21 Sale |
2005-01-31 5:41 pm |
2003-07-31 2006-07-31 |
21ST CENTURY HOLDING CO |
TCHC | WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC
WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC
Pandora Select Advisors, LLC Pandora Select Partners, L.P. Pandora Select Fund, L.P. PANDORA SELECT FUND LTD (10% owner) | 900 |
$12.74 | 477,228 (Indirect) | View |
2004-10-26 Sale | 2005-01-31 5:41 pm | 2003-07-31 2006-07-31 | 21ST CENTURY HOLDING CO | TCHC | WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. AJR Financial, LLC Pandora Select Advisors, LLC Pandora Select Partners, L.P.
Pandora Select Fund, L.P. PANDORA SELECT FUND LTD (10% owner) | 1,379 |
$12.74 | 475,849 (Indirect) |
View |
2004-10-26 Sale |
2005-01-31 5:41 pm |
2003-07-31 2006-07-31 |
21ST CENTURY HOLDING CO |
TCHC | WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC Pandora Select Advisors, LLC Pandora Select Partners, L.P. Pandora Select Fund, L.P.
PANDORA SELECT FUND LTD (10% owner) | 1,000 |
$12.74 |
474,849 (Indirect) | View |
2004-10-27 Sale |
2005-01-31 5:41 pm | 2003-07-31 2006-07-31 |
21ST CENTURY HOLDING CO |
TCHC | WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. AJR Financial, LLC Pandora Select Advisors, LLC Pandora Select Partners, L.P.
Pandora Select Fund, L.P. PANDORA SELECT FUND LTD (10% owner) | 281 |
$12.74 |
474,568 (Indirect) |
View |
2004-10-28 Sale |
2005-01-31 5:41 pm | 2003-07-31 2006-07-31 |
21ST CENTURY HOLDING CO |
TCHC |
WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC
Pandora Select Advisors, LLC
Pandora Select Partners, L.P.
Pandora Select Fund, L.P. PANDORA SELECT FUND LTD (10% owner) | 1,500 | $12.74 |
473,068 (Indirect) |
View |
2004-11-01 Sale |
2005-01-31 5:41 pm | 2003-07-31 2006-07-31 | 21ST CENTURY HOLDING CO |
TCHC | WHITEBOX INTERMARKET PARTNERS LP WHITEBOX ADVISORS LLC WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd.
AJR Financial, LLC
Pandora Select Advisors, LLC
Pandora Select Partners, L.P. Pandora Select Fund, L.P. PANDORA SELECT FUND LTD (10% owner) | 400 |
$12.74 |
472,668 (Indirect) |
View |
2004-11-04 Exercise | 2004-11-12 5:48 pm | 2004-11-04 N/A |
GRANITE CITY FOOD & BREWERY LTD |
GCFB |
WHITEBOX INTERMARKET PARTNERS LP KOHLER GARY S WHITEBOX ADVISORS LLC REDLEAF ANDREW Whitebox Intermarket Advisors, LLC WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd. (10% owner) | 461,538 |
$0 |
0 (Direct) |
View |
2004-11-04 Exercise |
2004-11-12 5:48 pm |
2004-11-04 N/A |
GRANITE CITY FOOD & BREWERY LTD |
GCFB |
WHITEBOX INTERMARKET PARTNERS LP KOHLER GARY S
WHITEBOX ADVISORS LLC REDLEAF ANDREW Whitebox Intermarket Advisors, LLC WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. (10% owner) | 30,738 |
$0 | 0 (Direct) | View |
2004-11-04 Exercise |
2004-11-12 5:48 pm |
2004-11-04 2009-11-04 | GRANITE CITY FOOD & BREWERY LTD | GCFB | WHITEBOX INTERMARKET PARTNERS LP KOHLER GARY S WHITEBOX ADVISORS LLC REDLEAF ANDREW
Whitebox Intermarket Advisors, LLC WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. (10% owner) | 184,615 |
$5 |
184,615 (Direct) |
View |
2004-11-04 Exercise | 2004-11-12 5:48 pm | 2004-11-04 2009-11-04 |
GRANITE CITY FOOD & BREWERY LTD |
GCFB |
WHITEBOX INTERMARKET PARTNERS LP KOHLER GARY S
WHITEBOX ADVISORS LLC REDLEAF ANDREW
Whitebox Intermarket Advisors, LLC
WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd. (10% owner) | 12,295 | $5 | 12,295 (Direct) | View |
2004-11-04 Purchase |
2004-11-12 5:48 pm |
2002-10-01 N/A | GRANITE CITY FOOD & BREWERY LTD |
GCFB |
WHITEBOX INTERMARKET PARTNERS LP KOHLER GARY S WHITEBOX ADVISORS LLC
REDLEAF ANDREW
Whitebox Intermarket Advisors, LLC
WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. (10% owner) | 25,316 | $1.58 |
0 (Direct) | View |
2004-11-04 Purchase | 2004-11-12 5:48 pm | 2002-10-01 N/A | GRANITE CITY FOOD & BREWERY LTD |
GCFB | WHITEBOX INTERMARKET PARTNERS LP KOHLER GARY S
WHITEBOX ADVISORS LLC REDLEAF ANDREW Whitebox Intermarket Advisors, LLC
WHITEBOX INTERMARKET FUND LP Whitebox Intermarket Fund, Ltd. (10% owner) | 94,936 |
$1.58 | 0 (Direct) | View |
2004-11-04 Purchase |
2004-11-12 5:48 pm |
2007-10-01 N/A | GRANITE CITY FOOD & BREWERY LTD |
GCFB | WHITEBOX INTERMARKET PARTNERS LP KOHLER GARY S
WHITEBOX ADVISORS LLC REDLEAF ANDREW Whitebox Intermarket Advisors, LLC WHITEBOX INTERMARKET FUND LP
Whitebox Intermarket Fund, Ltd. (10% owner) | 94,936 |
$1.58 |
0 (Direct) |
View |