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Sec Filings Insider Trading - Duncan Charles William III - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Duncan Charles William III
Duncan Charles William III: Insider Trading and Stock Options
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2005-08-24
Sale(C)		 2005-08-26
1:56 pm		 SANDERS MORRIS HARRIS GROUP INC SMHG Duncan Charles William III
(Director)		 2,751 $14.28 $39,272 12,751
(Direct)		 View
2005-05-12
Sale(A)(C)		 2005-05-16
3:55 pm		 SANDERS MORRIS HARRIS GROUP INC SMHG Duncan Charles William III
(Director)		 10,000 $17.08 $170,800 10,000
(Direct)		 View
2005-05-13
Sale(C)		 2005-05-16
3:54 pm		 SANDERS MORRIS HARRIS GROUP INC SMHG Duncan Charles William III
(Director)		 4,750 $16.9 $80,275 4,750
(Indirect)		 View
2005-05-12
Purchase		 2005-05-13
3:25 pm		 SANDERS MORRIS HARRIS GROUP INC SMHG Duncan Charles William III
(Director)		 10,000 $17.08 $170,800 15,000
(Direct)		 View
(A) Indicate amendment filing.
(C) Indicate conflicting filing codes (D in column 4 while P/A in column 3), interpreted as SALE.
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-07-14
Option Award		 2008-09-09
10:58 am		 SANDERS MORRIS HARRIS GROUP INC SMHG Duncan Charles William III
(Director)		 3,470 $7.44 $25,817 21,933
(Direct)		 View
2007-08-20
Option Award		 2007-08-21
11:37 am		 SANDERS MORRIS HARRIS GROUP INC SMHG Duncan Charles William III
(Director)		 2,936 $12.8 $37,581 18,463
(Direct)		 View
2006-05-18
Option Award		 2006-06-27
1:47 pm		 SANDERS MORRIS HARRIS GROUP INC SMHG Duncan Charles William III
(Director)		 2,776 $15.43 $42,834 15,527
(Direct)		 View
2005-08-24
Option Award(A)		 2006-02-23
4:53 pm		 SANDERS MORRIS HARRIS GROUP INC SMHG Duncan Charles William III
(Director)		 2,751 $14.28 $39,272 12,751
(Direct)		 View
2005-08-24
Option Award(A)		 2005-12-07
5:51 pm		 SANDERS MORRIS HARRIS GROUP INC SMHG Duncan Charles William III
(Director)		 2,751 $14.28 $39,272 12,751
(Direct)		 View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2005-04-27
Option Award		 2005-04-29
6:40 pm		 2005-04-27
2014-06-17		 SANDERS MORRIS HARRIS GROUP INC SMHG Duncan Charles William III
(Director)		 5,000 $13.6 5,000
(Direct)		 View