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Sec Filings Insider Trading - Hilltop Holdings Inc. (HTH)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
HTH Insider Trading Transactions for Hilltop Holdings Inc.
Hilltop Holdings Inc: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-09-25
Purchase
2008-09-26
5:15 pm
Hilltop Holdings Inc. HTH FORD GERALD J
HUNTERS GLEN/ FORD, LTD.
(Director
10% owner)
5,626,460 $9.75 $54,857,985 6,018,009
(Indirect)
View
2008-09-18
Sale
2008-09-22
5:19 pm
Hilltop Holdings Inc. HTH FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
Moment Jason E
Pant Ashish H
PATEL RAJIV A
Spokes Andrew J M
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)
27,122 $9.87 $267,694 245,970
(Direct
Indirect)
View
2008-09-18
Sale
2008-09-22
5:18 pm
Hilltop Holdings Inc. HTH FARALLON CAPITAL MANAGEMENT LLC
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
Farallon Capital Offshore Investors II, L.P.
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MacMahon Douglas M
MELLIN WILLIAM F
MILLHAM STEPHEN L
(Member of Group Owning 10%
10% owner)
27,122 $9.87 $267,694 245,970
(Direct
Indirect)
View
2007-01-23
Purchase(A)
2007-02-21
9:11 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC GREEN J MARKHAM
(Director)
23,151 $8 $185,208 154,023
(Direct)
View
2006-01-23
Purchase(A)
2007-02-21
7:26 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC Cummings Charles R
(Director)
7,097 $8 $56,776 37,476
(Direct)
View
2005-06-07
Purchase
2005-06-08
4:08 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC JACKSON SCOTT D
(Chairman and CEO
Director)
1,400 $12.6 $17,640 883,612
(Direct)
View
2005-03-21
Purchase
2005-03-21
5:30 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC SPRENGLE JOHN G
(President, Co-COO
Director)
5,000 $12.4 $61,986 258,407
(Direct)
View
2004-12-01
Sale
2004-12-02
2:27 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC HACK RANDALL
(Director)
235,912 $12.6 $2,972,491 575,368
(Indirect)
View
2004-02-18
Sale(A)
2004-02-20
7:13 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC QUIGLEY JOHN G
NAS PARTNERS I LLC
NASSAU CAPITAL LLC
NASSAU CAPITAL FUNDS LP
NASSAU CAPITAL PARTNERS II LLP
(10% owner)
397,035 $17.81 $7,072,186 1,763,680
(Indirect)
View
(A) Indicate amendment filing.
Other purchase or sale (not a common stock or no ticker symbol):
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-11-13
Purchase
2008-11-14
6:48 pm
Hilltop Holdings Inc. HTH FORD GERALD J
HUNTERS GLEN/ FORD, LTD.
(Director
10% owner)
357,500 $15.95 $5,702,125 357,500
(Indirect)
View
2008-11-13
Purchase
2008-11-14
6:21 pm
Hilltop Holdings Inc. HTH VANEK GREG
(President of NLASCO, Inc.)
5,000 $15.97 $79,850 5,000
(Direct)
View
2008-11-12
Purchase
2008-11-14
6:13 pm
Hilltop Holdings Inc. HTH Willard Larry D
(President & CEO
Director)
25,000 $16 $400,000 35,000
(Direct)
View
2008-10-10
Purchase
2008-10-15
6:08 pm
Hilltop Holdings Inc. HTH Bobbitt Rhodes R
(Director)
20,000 $13.75 $275,000 20,000
(Direct)
View
2008-10-10
Purchase
2008-10-15
6:07 pm
Hilltop Holdings Inc. HTH FORD GERALD J
(Director
10% owner)
172,500 $13.75 $2,371,875 172,500
(Indirect)
View
Other transactions:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-10-09
Option Award
2008-10-14
08:02 am
Hilltop Holdings Inc. HTH WEBB CARL B
(Director)
1,356 $10.32 $13,994 74,710
(Direct)
View
2008-10-09
Option Award
2008-10-14
08:02 am
Hilltop Holdings Inc. HTH Staff James Randolph
(Director)
1,549 $10.32 $15,986 135,232
(Direct)
View
2008-10-09
Option Award
2008-10-14
08:01 am
Hilltop Holdings Inc. HTH Brinkerhoff W Joris
(Director)
726 $10.32 $7,492 31,376
(Direct)
View
2008-07-11
Option Award
2008-07-14
12:00 pm
Hilltop Holdings Inc. HTH WEBB CARL B
(Director)
1,581 $10.43 $16,490 73,354
(Direct)
View
2008-07-11
Option Award
2008-07-14
11:58 am
Hilltop Holdings Inc. HTH Staff James Randolph
(Director)
1,534 $10.43 $16,000 133,683
(Direct)
View
2008-07-11
Option Award
2008-07-14
11:55 am
Hilltop Holdings Inc. HTH Brinkerhoff W Joris
(Director)
671 $10.43 $6,999 30,650
(Direct)
View
2008-04-09
Option Award
2008-04-10
7:58 pm
Hilltop Holdings Inc. HTH Staff James Randolph
(Director)
1,635 $10.4 $16,997 132,149
(Direct)
View
2007-01-23
Exercise
2007-01-25
6:58 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)
3,256,586 $8 $26,052,688 5,653,582
(Direct
Indirect)
View
2007-01-23
Exercise
2007-01-25
6:57 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON CAPITAL MANAGEMENT LLC
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
Farallon Capital Offshore Investors II, L.P.
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MacMahon Douglas M
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)
3,256,586 $8 $26,052,688 5,653,582
(Direct
Indirect)
View
2005-11-15
Option Award
2005-11-16
7:31 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC MERCY EUGENE JR
(Director)
356 $10.53 $3,750 193,480
(Direct)
View
2005-07-08
Option Award
2005-07-08
4:06 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC CLAYTON JAMES L
(Director)
284 $13.17 $3,740 1,403
(Direct)
View
2005-01-10
Other(A)
2005-01-11
4:34 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC SCHOEN SCOTT A
(Director)
8,079,407 $0 $0 552
(Direct
Indirect)
View
2005-01-10
Other
2005-01-11
3:53 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC LEE THOMAS H EQUITY FUND IV LP
(10% owner)
7,137,077 $0 $0 0
(Direct)
View
2005-01-10
Other
2005-01-11
3:53 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC HAGERTY THOMAS M
(Director)
8,079,407 $0 $0 21,926
(Direct)
View
2005-01-10
Other
2005-01-11
3:53 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC ABBRECHT TODD M
(Director)
8,078,392 $0 $0 4,764
(Direct)
View
2005-01-10
Other
2005-01-11
3:52 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC LEE THOMAS H ADVISORS LLC
(10% owner)
8,078,225 $0 $0 0
(Direct)
View
2004-02-18
Option Award(A)
2004-03-15
7:00 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC CHIDSEY R HAYNES
(EVP & Dir. of Corp. Dev.)
42,500 $0 $0 91,743
(Direct)
View
2004-02-18
Option Award(A)
2004-03-15
6:47 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC PAK PETER K
(Vice President)
42,500 $0 $0 42,500
(Direct)
View
2004-02-18
Option Award
2004-02-20
6:53 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC MCGEENEY GEORGE W
(President and COO)
75,000 $0 $0 85,604
(Direct)
View
2004-02-18
Option Award
2004-02-20
6:51 pm
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC GESELL SCOTT L
(E.V.P. & General Counsel)
20,000 $0 $0 69,294
(Direct)
View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date
Reported
Date
Exercisable
Expiration
Company Symbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Ownership
Filing
2007-10-25
Option Award
2008-04-10
7:53 pm
N/A
2012-10-25
Hilltop Holdings Inc. HTH PARMENTER DARREN E
(Vice President - Finance)
50,000 $12.06 50,000
(Direct)
View
2007-03-08
Option Award
2007-03-09
4:09 pm
N/A
2016-07-27
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC KREIDER LAWRENCE E
(Executive VP, CFO)
4,000 $11.28 84,000
(Direct)
View
2007-03-08
Option Award
2007-03-09
4:09 pm
N/A
2016-07-27
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC Kimsey James F
(President and COO
Director)
7,000 $11.28 147,000
(Direct)
View
2007-03-08
Option Award
2007-03-09
4:06 pm
N/A
2016-07-27
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC Gesell Scott Lawrence
(Executive Vice President)
4,000 $11.28 84,000
(Direct)
View
2007-01-23
Exercise
2007-01-25
6:58 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)
1,713,000 $8 0
(Direct)
View
2007-01-23
Exercise
2007-01-25
6:58 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)
2,057,600 $8 0
(Direct)
View
2007-01-23
Exercise
2007-01-25
6:58 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)
118,700 $8 0
(Direct)
View
2007-01-23
Exercise
2007-01-25
6:58 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)
146,200 $8 0
(Direct)
View
2007-01-23
Exercise
2007-01-25
6:58 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)
54,600 $8 0
(Direct)
View
2007-01-23
Exercise
2007-01-25
6:58 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)
262,890 $8 0
(Direct)
View
2007-01-23
Exercise
2007-01-25
6:58 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)
4,352,990 $8 0
(Indirect)
View
2007-01-23
Exercise
2007-01-25
6:58 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)
199,010 $8 0
(Indirect)
View
2007-01-23
Exercise
2007-01-25
6:58 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)
4,552,000 $8 0
(Indirect)
View
2007-01-23
Exercise
2007-01-25
6:57 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON CAPITAL MANAGEMENT LLC
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
Farallon Capital Offshore Investors II, L.P.
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MacMahon Douglas M
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)
1,713,000 $8 0
(Direct)
View
2007-01-23
Exercise
2007-01-25
6:57 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON CAPITAL MANAGEMENT LLC
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
Farallon Capital Offshore Investors II, L.P.
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MacMahon Douglas M
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)
2,057,600 $8 0
(Direct)
View
2007-01-23
Exercise
2007-01-25
6:57 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON CAPITAL MANAGEMENT LLC
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
Farallon Capital Offshore Investors II, L.P.
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MacMahon Douglas M
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)
118,700 $8 0
(Direct)
View
2007-01-23
Exercise
2007-01-25
6:57 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON CAPITAL MANAGEMENT LLC
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
Farallon Capital Offshore Investors II, L.P.
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MacMahon Douglas M
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)
146,200 $8 0
(Direct)
View
2007-01-23
Exercise
2007-01-25
6:57 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON CAPITAL MANAGEMENT LLC
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
Farallon Capital Offshore Investors II, L.P.
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MacMahon Douglas M
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)
54,600 $8 0
(Direct)
View
2007-01-23
Exercise
2007-01-25
6:57 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON CAPITAL MANAGEMENT LLC
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
Farallon Capital Offshore Investors II, L.P.
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MacMahon Douglas M
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)
262,890 $8 0
(Direct)
View
2007-01-23
Exercise
2007-01-25
6:57 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON CAPITAL MANAGEMENT LLC
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
Farallon Capital Offshore Investors II, L.P.
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MacMahon Douglas M
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)
4,352,990 $8 0
(Indirect)
View
2007-01-23
Exercise
2007-01-25
6:57 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON CAPITAL MANAGEMENT LLC
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
Farallon Capital Offshore Investors II, L.P.
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MacMahon Douglas M
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)
199,010 $8 0
(Indirect)
View
2007-01-23
Exercise
2007-01-25
6:57 pm
2006-12-19
2007-01-23
AFFORDABLE RESIDENTIAL COMMUNITIES INC ARC FARALLON CAPITAL MANAGEMENT LLC
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
Farallon Capital Offshore Investors II, L.P.
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MacMahon Douglas M
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)
4,552,000 $8 0
(Indirect)
View
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