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Sec Filings Insider Trading - Universal Technical Institute (UTI)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one:
they think the price will rise" - Peter Lynch ==>> What is insider trading>> |
Universal Technical Institute Inc: Insider Trading and Stock Options
Common stock purchase or sale:
| Transaction & Date | Reported Date |
Company | Symbol | Insider Relationship |
Shares Traded | Average Price | Total Amount |
Shares Ownership |
Filing |
| 2009-10-15 Sale |
2009-10-19 2:36 pm | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | MCWATERS KIMBERLY J (President, Chief Exec Officer Director) | 50,000 | $20.25 | $1,012,300 | 116,593 (Direct) | View |
| 2009-10-15 Sale | 2009-10-19 2:35 pm |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Freed Chad Allen (General Counsel, SVP Bus Dev) | 10,816 | $20.25 | $219,078 | 19,750 (Direct) |
View |
| 2009-09-11 Sale | 2009-09-14 4:23 pm | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Riggs Thomas E (SVP Campus Operations) | 10,832 | $19.31 | $209,147 | 12,050 (Direct) | View |
| 2009-09-10 Sale |
2009-09-14 4:21 pm |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Adler Robert K (SVP of Admissions) | 7,587 | $19.79 | $150,162 | 13,281 (Direct) | View |
| 2007-04-02 Sale | 2007-04-03 12:43 pm |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | MILLER DAVID K (Sr VP of Sales) | 1,500 | $23.11 | $34,665 | 51,837 (Direct) |
View |
| 2004-04-27 Sale |
2004-04-29 4:27 pm | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | WORLDWIDE TRAINING GROUP LLC PENSKE CAPITAL PARTNERS LLC (10% owner) | 1,730,682 | $40 | $69,227,280 | 1,592,463 (Direct) | View |
| 2004-04-26 Sale | 2004-04-28 9:19 pm |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | CHARLESBANK EQUITY FUND V LP CHARLESBANK EQUITY FUND V GP LP CHARLESBANK CAPITAL PARTNERS LLC DAVIS KIM G JANOWER ANDREW S PALMER TIM R ROSEN MARK A (10% owner) | 1,942,444 | $40 | $77,697,760 | 1,787,311 (Indirect) |
View |
| 2003-12-17 Sale(A) | 2003-12-22 5:07 pm |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | JZ EQUITY PARTNERS PLC (10% owner) | 1,445,529 | $20.5 | $29,633,344 | 2,032,296 (Direct) | View |
| 2003-12-16 Sale | 2003-12-18 9:52 pm |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | HISLOP JAMES (Director 10% owner) | 1,508,534 | $20.5 | $30,924,947 | 3,323,145 (Indirect) |
View |
| 2003-12-16 Sale |
2003-12-18 7:25 pm | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | CHARLESBANK VOTING TRUST CHARLESBANK EQUITY FUND V LP CHARLESBANK EQUITY FUND V GP LP CHARLESBANK CAPITAL PARTNERS LLC DAVIS KIM G JANOWER ANDREW S PALMER TIM R ROSEN MARK A (10% owner) | 1,693,363 | $20.5 | $34,713,942 | 3,728,755 (Indirect) |
View |
(A) Indicate amendment filing.
Other purchase or sale (not a common stock or no ticker symbol):
| Transaction & Date |
Reported Date | Company | Symbol | Insider Relationship | Shares Traded |
Average Price |
Total Amount |
Shares Ownership | Filing |
| 2003-12-17 Sale(A) | 2003-12-29 4:43 pm |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | UTI TJC VOTING TRUST (10% owner) | 0 | $0 | $0 | 0 (Direct) | View |
(A) Indicate amendment filing.
Other transactions:
| Transaction & Date | Reported Date |
Company | Symbol | Insider Relationship |
Shares Traded |
Average Price |
Total Amount |
Shares Ownership | Filing |
| 2009-10-15 Exercise |
2009-10-19 2:36 pm |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | MCWATERS KIMBERLY J (President, Chief Exec Officer Director) | 50,000 | $4.397 | $219,830 | 166,593 (Direct) |
View |
| 2009-10-15 Exercise |
2009-10-19 2:35 pm |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Freed Chad Allen (General Counsel, SVP Bus Dev) | 6,475 | $12.75 | $82,556 | 30,566 (Direct) |
View |
| 2009-09-15 Option Award | 2009-09-17 6:28 pm |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Adler Robert K (SVP of Admissions) | 8,188 | $0 | $0 | 1,023 (Direct Indirect) | View |
| 2009-09-15 Option Award | 2009-09-17 6:27 pm |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Crain Richard (Sr. VP of Marketing) | 7,700 | $0 | $0 | 23,418 (Direct) |
View |
| 2009-09-15 Option Award |
2009-09-17 6:26 pm | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Freed Chad Allen (General Counsel, SVP Bus Dev) | 7,700 | $0 | $0 | 24,091 (Direct) | View |
| 2009-09-15 Option Award | 2009-09-17 6:25 pm | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Riggs Thomas E (SVP Campus Operations) | 7,700 | $0 | $0 | 19,750 (Direct) |
View |
| 2009-09-15 Option Award | 2009-09-17 6:25 pm |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | MCWATERS KIMBERLY J (President, Chief Exec Officer Director) | 38,989 | $0 | $0 | 116,593 (Direct Indirect) | View |
| 2009-09-15 Option Award |
2009-09-17 6:22 pm |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Pinkus David B (SVP Information Technology) | 5,775 | $0 | $0 | 9,141 (Direct) | View |
| 2009-09-15 Option Award |
2009-09-17 6:21 pm | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | PUTNAM EUGENE S JR (EVP- Chief Financial Officer) | 17,325 | $0 | $0 | 31,788 (Direct) | View |
| 2009-09-15 Option Award | 2009-09-17 6:21 pm | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | WHITE JOHN C (Chairman of the Board Director 10% owner) | 15,400 | $0 | $0 | 51,880 (Direct) |
View |
| 2009-09-11 Exercise | 2009-09-14 4:23 pm |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Riggs Thomas E (SVP Campus Operations) | 6,475 | $12.75 | $82,556 | 22,882 (Direct) | View |
| 2009-09-10 Exercise |
2009-09-14 4:21 pm |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Adler Robert K (SVP of Admissions) | 6,475 | $12.75 | $82,556 | 20,868 (Direct) | View |
| 2009-08-11 Tax Withholding | 2009-08-12 12:43 pm | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | PUTNAM EUGENE S JR (EVP- Chief Financial Officer) | 670 | $19.45 | $13,032 | 14,463 (Direct) | View |
| 2009-06-15 Tax Withholding | 2009-06-17 3:31 pm | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Smith Sherrell (Chief Operating Officer) | 316 | $14.29 | $4,516 | 10,449 (Direct Indirect) |
View |
| 2009-02-25 Option Award |
2009-02-27 09:57 am |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | SRERE LINDA J (Director) | 1,250 | $0 | $0 | 5,500 (Direct) | View |
| 2009-02-25 Option Award |
2009-02-27 09:56 am | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | PENSKE ROGER S (Director) | 1,250 | $0 | $0 | 15,500 (Direct) | View |
| 2009-02-25 Option Award | 2009-02-27 09:56 am | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | GILMOUR ALLAN D (Director) | 1,250 | $0 | $0 | 4,104 (Direct) | View |
| 2009-02-25 Option Award | 2009-02-27 09:55 am |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | CONRAD A CONRAD (Director) | 1,250 | $0 | $0 | 8,500 (Direct) |
View |
| 2009-02-25 Option Award | 2009-02-27 09:55 am | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | CAPUTO A RICHARD JR (Director) | 1,250 | $0 | $0 | 214,282 (Direct) |
View |
| 2009-02-25 Option Award | 2009-02-27 09:54 am |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Cabito Alan (Director) | 1,250 | $0 | $0 | 3,250 (Direct) | View |
| 2007-02-28 Option Award | 2007-03-02 1:24 pm |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | KNIGHT KEVIN P (Director) | 1,000 | $0 | $0 | 10,000 (Direct) | View |
| 2006-03-20 Gift |
2006-05-01 5:21 pm | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | EISENSON MICHAEL R (See General Remarks) | 11,252 | $0 | $0 | 0 (Direct) | View |
| 2003-12-22 Purchase(A) |
2003-12-29 8:03 pm | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | WHITES DESCENDANTS TRUST (10% owner) | 35,712 | $20.5 | $732,096 | 2,547,111 (Indirect) | View |
| 2003-12-22 Purchase(A) |
2003-12-29 8:01 pm |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | WHITES FAMILY CO LLC (10% owner) | 35,712 | $20.5 | $732,096 | 2,547,111 (Direct) |
View |
| 2003-12-22 Z | 2003-12-29 4:27 pm | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | JORDAN JOHN W II (Director) | 3,294,961 | $0 | $0 | 544,714 (Indirect) |
View |
| 2003-12-22 Z | 2003-12-22 2:53 pm | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | CHARLESBANK VOTING TRUST (10% owner) | 3,728,755 | $0 | $0 | 0 (Indirect) |
View |
| 2003-12-16 Purchase | 2003-12-18 9:52 pm | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | HISLOP JAMES (Director 10% owner) | 4,831,679 | $0 | $0 | 4,831,679 (Indirect) | View |
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
| Transaction & Date |
Reported Date |
Exercisable Expiration |
Company | Symbol | Insider Relationship | Shares Traded |
Conversion Price |
Shares Ownership | Filing |
| 2009-10-15 Exercise |
2009-10-19 2:36 pm | 2003-04-02 2012-04-02 |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | MCWATERS KIMBERLY J (President, Chief Exec Officer Director) | 50,000 | $4.397 | 260,842 (Direct) | View |
| 2009-10-15 Exercise |
2009-10-19 2:35 pm |
2009-06-03 2015-06-03 |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Freed Chad Allen (General Counsel, SVP Bus Dev) | 6,475 | $12.75 | 19,425 (Direct) |
View |
| 2009-09-15 Option Award | 2009-09-17 6:28 pm | 2010-11-15 2012-11-15 |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Adler Robert K (SVP of Admissions) | 1,923 | $0 | 1,923 (Direct) | View |
| 2009-09-15 Option Award |
2009-09-17 6:27 pm |
2010-11-15 2012-11-15 |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Crain Richard (Sr. VP of Marketing) | 1,923 | $0 | 1,923 (Direct) |
View |
| 2009-09-15 Option Award | 2009-09-17 6:26 pm | 2010-11-15 2012-11-15 | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Freed Chad Allen (General Counsel, SVP Bus Dev) | 1,923 | $0 | 1,923 (Direct) | View |
| 2009-09-15 Option Award | 2009-09-17 6:25 pm | 2010-11-15 2012-11-15 | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Riggs Thomas E (SVP Campus Operations) | 1,923 | $0 | 1,923 (Direct) | View |
| 2009-09-15 Option Award |
2009-09-17 6:25 pm | 2010-11-15 2012-11-15 |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | MCWATERS KIMBERLY J (President, Chief Exec Officer Director) | 9,614 | $0 | 9,614 (Direct) | View |
| 2009-09-15 Option Award | 2009-09-17 6:22 pm |
2010-11-15 2012-11-15 | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Pinkus David B (SVP Information Technology) | 1,442 | $0 | 1,442 (Direct) |
View |
| 2009-09-15 Option Award |
2009-09-17 6:21 pm |
2010-11-15 2012-11-15 | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | PUTNAM EUGENE S JR (EVP- Chief Financial Officer) | 4,327 | $0 | 4,327 (Direct) | View |
| 2009-09-15 Option Award | 2009-09-17 6:21 pm |
2010-11-15 2012-11-15 | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | WHITE JOHN C (Chairman of the Board Director 10% owner) | 3,845 | $0 | 3,845 (Direct) |
View |
| 2009-09-11 Exercise |
2009-09-14 4:23 pm |
2009-06-03 2015-06-03 |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Riggs Thomas E (SVP Campus Operations) | 6,475 | $12.75 | 19,425 (Direct) |
View |
| 2009-09-10 Exercise |
2009-09-14 4:21 pm | 2009-06-03 2015-06-03 |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | Adler Robert K (SVP of Admissions) | 6,475 | $12.75 | 19,425 (Direct) |
View |
| 2003-12-17 Option Award | 2004-04-16 6:02 pm |
2004-12-17 2014-12-17 |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | EISEL LARRY A (Corporate Controller) | 22,100 | $20.5 | 22,100 (Direct) |
View |
| 2003-12-22 Purchase |
2003-12-29 8:03 pm |
N/A 2003-12-22 | UNIVERSAL TECHNICAL INSTITUTE INC | UTI | WHITES DESCENDANTS TRUST (10% owner) | 732 | $20.5 | 0 (Indirect) | View |
| 2003-12-22 Purchase | 2003-12-29 8:01 pm |
N/A 2003-12-22 |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | WHITES FAMILY CO LLC (10% owner) | 732 | $20.5 | 0 (Direct) |
View |
| 2003-12-16 Purchase |
2003-12-18 9:52 pm |
N/A N/A |
UNIVERSAL TECHNICAL INSTITUTE INC | UTI | HISLOP JAMES (Director 10% owner) | 4,831,679 | $0 | 0 (Direct) |
View |
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