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Sec Filings Insider Trading - Citadel Equity Fund Ltd - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Citadel Equity Fund Ltd
CITADEL EQUITY FUND LTD: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-10-08-
-2009-10-09
Sale		 2009-10-13
4:12 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 5,100,021 $1.707 $8,703,637 118,630,235
(Direct)		 View
2009-10-05-
-2009-10-07
Sale		 2009-10-07
7:54 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 58,060,179 $1.714 $99,544,109 120,370,489
(Direct)		 View
2009-09-30-
-2009-10-01
Sale		 2009-10-02
6:42 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 25,439,800 $1.74 $44,256,456 119,931,635
(Direct)		 View
2009-09-25-
-2009-09-29
Sale		 2009-09-29
7:40 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 27,600,000 $1.803 $49,775,868 120,372,403
(Direct)		 View
2009-09-22-
-2009-09-24
Sale		 2009-09-24
6:53 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 85,000,000 $1.912 $162,515,000 120,374,729
(Direct)		 View
2009-08-10-
-2009-08-11
Sale		 2009-08-12
5:25 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director
10% owner)		 13,889,251 $1.398(M) $19,416,841 120,377,631
(Direct)		 View
2009-06-18
Purchase		 2009-06-22
5:19 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director
10% owner)		 90,909,091 $1.1 $100,000,000 45,454,545
(Direct)		 View
2008-04-11
Purchase(A)		 2008-08-11
5:02 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 10,000 $3.76 $37,600 124,813
(Direct)		 View
2008-06-10
Sale		 2008-06-12
5:10 pm		 Fushi Copperweld, Inc. FSIN CITADEL EQUITY FUND LTD
CITADEL INVESTMENT GROUP LLC
CITADEL L P
CITADEL INVESTMENT GROUP HONG KONG LTD
Citadel Derivatives Group, LLC
CITADEL HOLDINGS I LP
CITADEL INVESTMENT GROUP II, L.L.C.
GRIFFIN KENNETH C
(10% owner)		 15,000 $21.02 $315,300 2,082,857
(Indirect)		 View
2008-05-22-
-2008-05-23
Sale		 2008-05-27
6:59 pm		 Fushi Copperweld, Inc. FSIN CITADEL EQUITY FUND LTD
CITADEL INVESTMENT GROUP LLC
CITADEL L P
CITADEL INVESTMENT GROUP HONG KONG LTD
Citadel Derivatives Group, LLC
CITADEL HOLDINGS I LP
CITADEL INVESTMENT GROUP II, L.L.C.
GRIFFIN KENNETH C
(10% owner)		 45,000 $19.4 $872,955 2,097,857
(Indirect)		 View
2008-03-17
Sale		 2008-03-19
5:10 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 6,300 $3.15 $19,843 711,839
(Direct)		 View
2008-03-17
Purchase		 2008-03-19
5:08 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 65,474 $3.254 $213,054 721,339
(Direct)		 View
2008-03-17
Sale		 2008-03-19
5:08 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 48,911 $3.201 $156,584 718,139
(Direct)		 View
2007-09-04-
-2007-09-11
Purchase		 2007-09-13
11:16 am		 FUSHI INTERNATIONAL INC FSIN CITADEL EQUITY FUND LTD
CITADEL INVESTMENT GROUP LLC
CITADEL L P
CITADEL INVESTMENT GROUP HONG KONG LTD
Citadel Derivatives Group, LLC
GRIFFIN KENNETH C
(10% owner)		 7,478 $11.33 $84,760 3,600
(Indirect)		 View
2007-09-04-
-2007-09-11
Sale		 2007-09-13
11:16 am		 FUSHI INTERNATIONAL INC FSIN CITADEL EQUITY FUND LTD
CITADEL INVESTMENT GROUP LLC
CITADEL L P
CITADEL INVESTMENT GROUP HONG KONG LTD
Citadel Derivatives Group, LLC
GRIFFIN KENNETH C
(10% owner)		 7,378 $11.33 $83,621 100
(Indirect)		 View
2007-08-07
Sale		 2007-08-08
6:45 pm		 TLC VISION CORP TLCV CITADEL EQUITY FUND LTD
CITADEL INVESTMENT GROUP LLC
CITADEL L P
Citadel Derivatives Group, LLC
GRIFFIN KENNETH C
(10% owner)		 2,000,000 $3.8 $7,600,000 3,638,412
(Direct)		 View
2007-08-01
Sale		 2007-08-03
6:57 pm		 TLC VISION CORP TLCV CITADEL EQUITY FUND LTD
CITADEL INVESTMENT GROUP LLC
CITADEL L P
GRIFFIN KENNETH C
(10% owner)		 48,788 $4.228 $206,267 5,638,412
(Direct)		 View
2005-07-12-
-2005-07-14
Purchase		 2005-08-01
3:15 pm		 METALS USA INC MUSA CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
Citadel Wellington LLC
CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD
CITADEL CREDIT TRADING LTD
CITADEL CREDIT PRODUCTS LTD
Citadel Derivatives Group, LLC
(10% owner)		 5,227 $19.39 $101,367 3,380,214
(Indirect)		 View
2005-07-12-
-2005-07-13
Sale		 2005-08-01
3:15 pm		 METALS USA INC MUSA CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
Citadel Wellington LLC
CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD
CITADEL CREDIT TRADING LTD
CITADEL CREDIT PRODUCTS LTD
Citadel Derivatives Group, LLC
(10% owner)		 10,901 $19.37 $211,131 3,379,546
(Indirect)		 View
2004-11-22
Purchase		 2004-12-21
4:17 pm		 METALS USA INC MUSA CITADEL EQUITY FUND LTD
CITADEL L P
(10% owner)		 1,211 $17.43 $21,109 3,380,542
(Indirect)		 View
2004-11-22
Sale		 2004-12-21
4:17 pm		 METALS USA INC MUSA CITADEL EQUITY FUND LTD
CITADEL L P
(10% owner)		 700 $17.48 $12,239 3,379,842
(Indirect)		 View
(A) Indicate amendment filing.
(M) Indicate average unit share price adjusted based on the original filings.
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2010-01-15
Exercise		 2010-01-20
8:55 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Securities LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 85,300 $5.639 $481,000 247,545
(Direct)		 View
2009-10-21
Exercise		 2009-10-23
4:20 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 2,500 $7.5 $18,750 291,645
(Direct)		 View
2009-10-09-
-2009-10-13
Exercise		 2009-10-13
4:12 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 5,099,612 $1.034 $5,272,999 120,370,080
(Direct)		 View
2009-10-06-
-2009-10-07
Exercise		 2009-10-07
7:54 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 58,059,961 $1.034 $60,034,000 165,370,500
(Direct)		 View
2009-10-01-
-2009-10-02
Exercise		 2009-10-02
6:42 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 25,438,103 $1.034 $26,302,999 120,370,707
(Direct)		 View
2009-06-18
Option Award(A)		 2009-10-02
6:40 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director
10% owner)		 90,909,091 $1.1 $100,000,000 45,454,545
(Direct)		 View
2009-09-28-
-2009-09-29
Exercise		 2009-09-29
7:40 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 27,597,674 $1.034 $28,535,995 132,372,403
(Direct)		 View
2009-09-23-
-2009-09-24
Exercise		 2009-09-24
6:53 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 84,997,098 $1.034 $87,886,999 137,374,729
(Direct)		 View
2009-05-11
Exercise		 2009-05-13
4:21 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 2,100 $7.5 $15,750 289,145
(Direct)		 View
2009-03-04
Exercise		 2009-03-06
4:27 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 600 $7.5 $4,500 287,045
(Direct)		 View
2009-01-15-
-2009-01-16
Exercise		 2009-01-21
5:14 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 310,100 $8.228 $2,551,500 286,445
(Direct)		 View
2009-01-05
Exercise		 2009-01-07
5:21 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 700 $5 $3,500 3,613
(Direct)		 View
2008-10-17
Exercise		 2008-10-22
4:11 pm		 Huntsman CORP HUN CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(See note 1 in Remarks below)		 12,800 $13.09 $167,500 65,755
(Direct)		 View
2008-10-09-
-2008-10-13
Exercise
Other		 2008-10-15
6:41 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 159,734,774 $7.512e-05 $12,000 88,812,336
(Direct)		 View
2008-09-30
Exercise		 2008-10-02
5:09 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 200 $12.5 $2,500 2,913
(Direct)		 View
2008-09-20
Exercise		 2008-09-23
4:59 pm		 Huntsman CORP HUN CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(See Note 1 in Remarks below)		 36,400 $13.45 $489,500 72,555
(Direct)		 View
2008-09-02
Exercise		 2008-09-04
5:20 pm		 Huntsman CORP HUN CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(See Note 1 in Remarks below)		 800 $4.995 $3,996 25,055
(Direct)		 View
2008-04-10
Exercise(A)		 2008-08-11
5:02 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 2,400 $7.458 $17,900 709,593
(Direct)		 View
2008-07-17-
-2008-07-19
Exercise		 2008-07-21
9:15 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 22,400 $4.004 $89,700 555,493
(Direct)		 View
2008-06-09
Exercise		 2008-06-11
5:35 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 700 $12.5 $8,750 2,713
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:03 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 350,700 $10.01 $3,510,300 2,013
(Direct)		 View
2008-04-10-
-2008-04-11
Exercise
Option Award		 2008-04-14
6:20 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 12,400 $4.476 $55,500 709,593
(Direct)		 View
2008-04-07
Exercise		 2008-04-09
4:11 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 2,100 $11 $23,100 114,313
(Direct)		 View
2008-03-17
Other		 2008-03-19
5:10 pm		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 4,146 $0 $0 707,693
(Direct)		 View
2008-02-29
Exercise		 2008-03-11
09:10 am		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 700 $10.29 $7,200 109,113
(Direct)		 View
2008-01-10
Purchase		 2008-01-22
1:45 pm		 FUSHI INTERNATIONAL INC FSIN CITADEL EQUITY FUND LTD
CITADEL INVESTMENT GROUP LLC
CITADEL L P
CITADEL INVESTMENT GROUP HONG KONG LTD
Citadel Derivatives Group, LLC
CITADEL HOLDINGS I LP
CITADEL INVESTMENT GROUP II, L.L.C.
GRIFFIN KENNETH C
(10% owner)		 2,142,857 $7 $14,999,999 2,142,857
(Indirect)		 View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2010-01-15
Exercise		 2010-01-20
8:55 pm		 N/A
2010-01-16		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Securities LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 79 $7.5 0
(Direct)		 View
2010-01-15
Exercise		 2010-01-20
8:55 pm		 N/A
2010-01-16		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Securities LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 127 $2.5 0
(Direct)		 View
2010-01-15
Exercise		 2010-01-20
8:55 pm		 N/A
2010-01-16		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Securities LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 514 $5 0
(Direct)		 View
2010-01-15
Exercise		 2010-01-20
8:55 pm		 N/A
2010-01-16		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Securities LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 133 $10 0
(Direct)		 View
2009-10-21
Exercise		 2009-10-23
4:20 pm		 N/A
2010-01-16		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 25 $7.5 79
(Direct)		 View
2009-10-09
Exercise		 2009-10-13
4:12 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 3,474,000 $1.034 823,436,000
(Direct)		 View
2009-10-13
Exercise		 2009-10-13
4:12 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 1,799,000 $1.034 821,637,000
(Direct)		 View
2009-10-06
Exercise		 2009-10-07
7:54 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 8,334,000 $1.034 878,610,000
(Direct)		 View
2009-10-07
Exercise		 2009-10-07
7:54 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 51,700,000 $1.034 826,910,000
(Direct)		 View
2009-10-01
Exercise		 2009-10-02
6:42 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 25,849,000 $1.034 887,398,000
(Direct)		 View
2009-10-02
Exercise		 2009-10-02
6:42 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 454,000 $1.034 886,944,000
(Direct)		 View
2009-09-28
Exercise		 2009-09-29
7:40 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 6,217,000 $1.034 935,566,000
(Direct)		 View
2009-09-29
Exercise		 2009-09-29
7:40 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 22,319,000 $1.034 913,247,000
(Direct)		 View
2009-09-23
Exercise		 2009-09-24
6:53 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 42,910,000 $1.034 986,760,000
(Direct)		 View
2009-09-24
Exercise		 2009-09-24
6:53 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 44,977,000 $1.034 941,783,000
(Direct)		 View
2009-08-19
Option Award		 2009-08-21
6:00 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director
10% owner)		 1,029,670,000 $1.034 1,029,670,000
(Direct)		 View
2009-06-18
Sale		 2009-06-22
5:19 pm		 2009-06-18
2010-06-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director
10% owner)		 1 $1.32 1
(Direct)		 View
2009-06-18
Purchase		 2009-06-22
5:19 pm		 2009-06-18
2010-06-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director
10% owner)		 1 $1.045 1
(Direct)		 View
2009-06-18
Purchase		 2009-06-22
5:19 pm		 2009-06-18
2010-06-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director
10% owner)		 1 $1.32 1
(Direct)		 View
2009-06-18
Sale		 2009-06-22
5:19 pm		 2009-06-18
2010-06-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director
10% owner)		 1 $1.045 1
(Direct)		 View
2009-05-11
Exercise		 2009-05-13
4:21 pm		 N/A
2010-01-16		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 21 $7.5 104
(Direct)		 View
2009-03-04
Exercise		 2009-03-06
4:27 pm		 N/A
2010-01-16		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 6 $7.5 125
(Direct)		 View
2009-01-15
Exercise		 2009-01-21
5:14 pm		 N/A
2009-01-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 2 $5 51
(Direct)		 View
2009-01-16
Exercise		 2009-01-21
5:14 pm		 N/A
2009-01-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 51 $5 0
(Direct)		 View
2009-01-16
Exercise		 2009-01-21
5:14 pm		 N/A
2009-01-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 5 $10 0
(Direct)		 View
2009-01-16
Exercise		 2009-01-21
5:14 pm		 N/A
2009-01-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 60 $7.5 0
(Direct)		 View
2009-01-16
Exercise		 2009-01-21
5:14 pm		 N/A
2009-01-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 10 $40 0
(Direct)		 View
2009-01-16
Exercise		 2009-01-21
5:14 pm		 N/A
2009-01-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 100 $20 0
(Direct)		 View
2009-01-16
Exercise		 2009-01-21
5:14 pm		 N/A
2009-01-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 167 $15 0
(Direct)		 View
2009-01-16
Exercise		 2009-01-21
5:14 pm		 N/A
2009-01-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 6 $20 0
(Direct)		 View
2009-01-16
Exercise		 2009-01-21
5:14 pm		 N/A
2009-01-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 1,255 $5 0
(Direct)		 View
2009-01-16
Exercise		 2009-01-21
5:14 pm		 N/A
2009-01-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 311 $10 0
(Direct)		 View
2009-01-16
Exercise		 2009-01-21
5:14 pm		 N/A
2009-01-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 366 $15 0
(Direct)		 View
2009-01-16
Exercise		 2009-01-21
5:14 pm		 N/A
2009-01-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 326 $7.5 0
(Direct)		 View
2009-01-16
Exercise		 2009-01-21
5:14 pm		 N/A
2009-01-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 130 $12.5 0
(Direct)		 View
2009-01-16
Exercise		 2009-01-21
5:14 pm		 N/A
2009-01-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 312 $2.5 0
(Direct)		 View
2009-01-05
Exercise		 2009-01-07
5:21 pm		 N/A
2009-01-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 7 $5 0
(Direct)		 View
2008-10-17
Exercise		 2008-10-22
4:11 pm		 N/A
2008-10-17		 Huntsman CORP HUN CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(See note 1 in Remarks below)		 30 $15 0
(Direct)		 View
2008-10-17
Exercise		 2008-10-22
4:11 pm		 N/A
2008-10-17		 Huntsman CORP HUN CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(See note 1 in Remarks below)		 98 $12.5 0
(Direct)		 View
2008-10-09
Exercise		 2008-10-15
6:41 pm		 N/A
2009-01-17		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 6 $20 0
(Direct)		 View
2008-09-30
Exercise		 2008-10-02
5:09 pm		 N/A
2009-01-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 2 $12.5 0
(Direct)		 View
2008-09-20
Exercise		 2008-09-23
4:59 pm		 N/A
2008-09-20		 Huntsman CORP HUN CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(See Note 1 in Remarks below)		 56 $10 0
(Direct)		 View
2008-09-20
Exercise		 2008-09-23
4:59 pm		 N/A
2008-09-20		 Huntsman CORP HUN CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(See Note 1 in Remarks below)		 12 $15 0
(Direct)		 View
2008-09-20
Exercise		 2008-09-23
4:59 pm		 N/A
2008-09-20		 Huntsman CORP HUN CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(See Note 1 in Remarks below)		 10 $20 0
(Direct)		 View
2008-09-20
Exercise		 2008-09-23
4:59 pm		 N/A
2008-09-20		 Huntsman CORP HUN CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(See Note 1 in Remarks below)		 210 $12.5 0
(Direct)		 View
2008-09-20
Exercise		 2008-09-23
4:59 pm		 N/A
2008-09-20		 Huntsman CORP HUN CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(See Note 1 in Remarks below)		 76 $17.5 0
(Direct)		 View
2008-09-02
Exercise		 2008-09-04
5:20 pm		 N/A
2009-02-21		 Huntsman CORP HUN CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(See Note 1 in Remarks below)		 2 $5 8
(Direct)		 View
2008-09-02
Exercise		 2008-09-04
5:20 pm		 N/A
2009-02-21		 Huntsman CORP HUN CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(See Note 1 in Remarks below)		 6 $5 14
(Direct)		 View
2008-04-10
Exercise		 2008-08-11
5:02 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 5 $13 0
(Direct)		 View
2008-04-10
Exercise		 2008-08-11
5:02 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 19 $6 11
(Direct)		 View
2008-07-17
Exercise		 2008-07-21
9:15 pm		 N/A
2008-07-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 25 $3 0
(Direct)		 View
2008-07-19
Exercise		 2008-07-21
9:15 pm		 N/A
2008-07-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 2 $7 0
(Direct)		 View
2008-07-19
Exercise		 2008-07-21
9:15 pm		 N/A
2008-07-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 20 $8 0
(Direct)		 View
2008-07-19
Exercise		 2008-07-21
9:15 pm		 N/A
2008-07-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 40 $5 0
(Direct)		 View
2008-07-19
Exercise		 2008-07-21
9:15 pm		 N/A
2008-07-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 1 $10 0
(Direct)		 View
2008-07-19
Exercise		 2008-07-21
9:15 pm		 N/A
2008-07-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 30 $4 0
(Direct)		 View
2008-07-19
Exercise		 2008-07-21
9:15 pm		 N/A
2008-07-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 106 $3 0
(Direct)		 View
2008-06-09
Exercise		 2008-06-11
5:35 pm		 N/A
2009-01-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 7 $12.5 2
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:09 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 269 $9 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:09 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 207 $11 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:09 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 151 $12 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:09 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 312 $13 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:09 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 240 $14 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:09 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 292 $15 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:09 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 40 $16 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:09 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 46 $11 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:09 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 3 $16 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:09 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 279 $6 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:09 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 179 $8 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:09 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 334 $9 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:09 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 121 $10 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:09 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 355 $12 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:09 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 9 $15 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:03 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 384 $5 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:03 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 11 $6 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:03 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 15 $10 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:03 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 59 $3 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:03 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 35 $7 0
(Direct)		 View
2008-04-19
Exercise		 2008-04-22
8:03 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 166 $8 0
(Direct)		 View
2008-04-10
Exercise		 2008-04-14
6:20 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 5 $13 0
(Direct)		 View
2008-04-10
Exercise		 2008-04-14
6:20 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 19 $6 11
(Direct)		 View
2008-04-07
Exercise		 2008-04-09
4:11 pm		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 21 $11 46
(Direct)		 View
2008-02-29
Exercise		 2008-03-11
09:10 am		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 5 $10 15
(Direct)		 View
2008-02-29
Exercise		 2008-03-11
09:10 am		 N/A
2008-04-19		 E TRADE FINANCIAL CORP ETFC CITADEL EQUITY FUND LTD
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 2 $11 67
(Direct)		 View
2008-01-10
Purchase		 2008-01-22
1:45 pm		 2007-01-25
2012-01-24		 FUSHI INTERNATIONAL INC FSIN CITADEL EQUITY FUND LTD
CITADEL INVESTMENT GROUP LLC
CITADEL L P
CITADEL INVESTMENT GROUP HONG KONG LTD
Citadel Derivatives Group, LLC
CITADEL HOLDINGS I LP
CITADEL INVESTMENT GROUP II, L.L.C.
GRIFFIN KENNETH C
(10% owner)		 0 $7 0
(Indirect)		 View
2007-11-20
Other		 2007-11-23
2:48 pm		 2008-11-19
2008-11-19		 General Moly, Inc GMO CITADEL EQUITY FUND LTD
CITADEL INVESTMENT GROUP LLC
CITADEL L P
Citadel Derivatives Group, LLC
GRIFFIN KENNETH C
(10% owner)		 1 $9.795 1
(Direct)		 View
2007-11-21
Other		 2007-11-23
2:48 pm		 2008-11-20
2008-11-20		 General Moly, Inc GMO CITADEL EQUITY FUND LTD
CITADEL INVESTMENT GROUP LLC
CITADEL L P
Citadel Derivatives Group, LLC
GRIFFIN KENNETH C
(10% owner)		 1 $9.88 1
(Direct)		 View
2006-11-24
Sale		 2006-12-07
4:34 pm		 2006-08-30
2012-08-30		 Harbin Electric, Inc HRBN CITADEL EQUITY FUND LTD
CITADEL INVESTMENT GROUP LLC
CITADEL L P
CITADEL INVESTMENT GROUP HONG KONG LTD
GRIFFIN KENNETH C
Citadel Wellington LLC
CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD
(Director
10% owner)		 663,462 $7.8 1,528,846
(Indirect)		 View
2006-11-24
Sale		 2006-12-07
4:34 pm		 2006-08-30
2012-08-30		 Harbin Electric, Inc HRBN CITADEL EQUITY FUND LTD
CITADEL INVESTMENT GROUP LLC
CITADEL L P
CITADEL INVESTMENT GROUP HONG KONG LTD
GRIFFIN KENNETH C
Citadel Wellington LLC
CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD
(Director
10% owner)		 159,133 $10.84 366,697
(Indirect)		 View
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