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Sec Filings Insider Trading - CapitalSource Inc. (CSE)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
CSE Insider Trading Transactions for CapitalSource Inc.
CapitalSource Inc: Insider Trading and Stock Options
Goto page 0, 1, 2, ... 11, 12, 13, Next
Common stock purchase or sale:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-11-13
Sale
2008-11-14
8:08 pm
CAPITALSOURCE INC CSE SZWAJKOWSKI MICHAEL C
(Pres. Structured Fin. Bus.)
50,000 $4.598 $229,915 320,026
(Direct)
View
2008-10-03
Purchase
2008-10-07
7:02 pm
CAPITALSOURCE INC CSE Eubank II Frederick W
(Director)
364 $12.66 $4,608 92,587
(Direct)
View
2008-06-27
Purchase
2008-07-01
8:12 pm
CAPITALSOURCE INC CSE FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
RR CAPITAL PARTNERS LP
TINICUM PARTNERS LP FARALLON
Spokes Andrew J M
STEYER THOMAS F
WEHRLY MARK C
(Member of Group owning 10%
10% owner)
6,000,000 $11 $66,000,000 24,458,614
(Direct
Indirect)
View
2008-06-27
Purchase
2008-07-01
8:06 pm
CAPITALSOURCE INC CSE FARALLON PARTNERS L L C
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
FARALLON CS INSTITUTIONAL FINANCE II LP
FARALLON CS INSTITUTIONAL FINANCE LLC
MILLHAM STEPHEN L
Moment Jason E
Pant Ashish H
PATEL RAJIV A
(Member of Group Owning 10%
10% owner)
6,000,000 $11 $66,000,000 24,458,614
(Direct
Indirect)
View
2008-06-27
Purchase
2008-07-01
7:59 pm
CAPITALSOURCE INC CSE FARALLON CAPITAL MANAGEMENT LLC
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
Farallon Capital Offshore Investors II, L.P.
DUHAMEL WILLIAM F
FREMDER ANDREW B
FRIED RICHARD B
LANDRY MONICA R
MacMahon Douglas M
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)
6,000,000 $11 $66,000,000 24,458,614
(Direct
Indirect)
View
2008-02-29
Sale
2008-02-29
10:26 am
CAPITALSOURCE INC CSE Bjarnason David C
(Chief Accounting Officer)
36,592 $0 $0 3,294
(Direct)
View
2007-12-31
Purchase
2008-01-23
8:20 pm
CAPITALSOURCE INC CSE MADISON DEARBORN PARTNERS III LP
MADISON DEARBORN SPECIAL EQUITY III LP
SPECIAL ADVISORS FUND I LLC
MADISON DEARBORN CAPITAL PARTNERS III LP
(10% owner)
2,738 $17.47 $47,833 522,083
(Indirect)
View
2007-12-21
Purchase
2007-12-26
4:45 pm
CAPITALSOURCE INC CSE FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
RR CAPITAL PARTNERS LP
TINICUM PARTNERS LP FARALLON
SCHRIER DEREK C
Spokes Andrew J M
STEYER THOMAS F
WEHRLY MARK C
(Member of Group owning 10%
10% owner)
899,700 $17.85 $16,061,745 20,822,482
(Direct
Indirect)
View
2007-02-28-
-2007-03-01
Sale
2007-03-02
3:14 pm
CAPITALSOURCE INC CSE LOCKHART DENNIS P
(Director)
40,534 $25.6 $1,037,718 0
(Direct
Indirect)
View
2006-12-18
Sale
2006-12-19
09:39 am
CAPITALSOURCE INC CSE PIECZYNSKI JAMES
(Co-Pres, Health & Spec Fin Bus)
12,823 $27.97 $358,679 192,921
(Direct)
View
2006-03-10
Purchase
2006-03-14
8:24 pm
CAPITALSOURCE INC CSE FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)
1,000,000 $23.5 $23,500,000 17,485,551
(Direct
Indirect)
View
2006-03-10
Purchase
2006-03-14
8:22 pm
CAPITALSOURCE INC CSE FARALLON CAPITAL MANAGEMENT LLC
Farallon Capital Offshore Investors II, L.P.
DING CHUN R
DUHAMEL WILLIAM F
ELLWEIN CHARLES E
FREMDER ANDREW B
FRIED RICHARD B
LANDRY MONICA R
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)
1,000,000 $23.5 $23,500,000 17,485,551
(Direct
Indirect)
View
2005-10-20
Purchase
2005-10-21
4:28 pm
CAPITALSOURCE INC CSE MADISON DEARBORN PARTNERS LLC
MADISON DEARBORN PARTNERS III LP
MADISON DEARBORN CAPITAL PARTNERS III LP
MADISON DEARBORN SPECIAL EQUITY III LP
(10% owner)
37,557 $22.43 $842,411 386,974
(Indirect)
View
2005-10-06
Purchase
2005-10-12
06:04 am
CAPITALSOURCE INC CSE FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
RR CAPITAL PARTNERS LP
LANDRY MONICA R
MELLIN WILLIAM F
MILLHAM STEPHEN L
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)
192,500 $22.3 $4,292,750 7,643,415
(Direct)
View
2005-10-06
Purchase
2005-10-12
06:02 am
CAPITALSOURCE INC CSE FARALLON CAPITAL MANAGEMENT LLC
FARALLON CS INSTITUTIONAL FINANCE II LP
FARALLON CS INSTITUTIONAL FINANCE LLC
DING CHUN R
DUHAMEL WILLIAM F
ELLWEIN CHARLES E
FRIED RICHARD B
FREMDER ANDREW B
(Member of Group Owning 10%
10% owner)
192,500 $22.3 $4,292,750 7,643,415
(Direct)
View
2004-02-06
Sale
2004-02-10
1:37 pm
CAPITALSOURCE INC CSE FARALLON CAPITAL MANAGEMENT LLC
FARALLON CS INSTITUTIONAL FINANCE II LP
FARALLON CS INSTITUTIONAL FINANCE LLC
COHEN DAVID I
DING CHUN R
DOWNES JOSEPH F
DUHAMEL WILLIAM F
ELLWEIN CHARLES E
FRIED RICHARD B
FREMDER ANDREW B
(Member of Group Owning 10%
10% owner)
6,817,600 $21.5 $146,578,400 14,740,832
(Direct)
View
2004-02-06
Sale
2004-02-06
3:39 pm
CAPITALSOURCE INC CSE MADISON DEARBORN PARTNERS LLC
MADISON DEARBORN PARTNERS III LP
MADISON DEARBORN CAPITAL PARTNERS III LP
MADISON DEARBORN SPECIAL EQUITY III LP
SPECIAL ADVISORS FUND I LLC
(10% owner)
3,741,455 $21.5 $80,441,282 8,009
(Indirect)
View
2003-08-12
Sale
2003-08-14
10:46 am
CAPITALSOURCE INC CSE FARALLON CAPITAL MANAGEMENT LLC
FARALLON CS INSTITUTIONAL FINANCE II LP
FARALLON CS INSTITUTIONAL FINANCE LLC
COHEN DAVID I
DING CHUN R
DOWNES JOSEPH F
DUHAMEL WILLIAM F
FREMDER ANDREW B
(Member of Group Owning 10%
10% owner)
7,820,886 $13.49(M) $105,533,376 29,814,246
(Direct
Indirect)
View
2003-08-12
Sale
2003-08-14
10:45 am
CAPITALSOURCE INC CSE FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
RR CAPITAL PARTNERS LP
FRIED RICHARD B
LANDRY MONICA R
MELLIN WILLIAM F
MILLHAM STEPHEN L
SCHRIER DEREK C
WEHRLY MARK C
STEYER THOMAS F
(Member of Group Owning 10%
10% owner)
7,820,886 $13.62 $106,543,930 29,814,246
(Direct
Indirect)
View
(M) Indicate average unit share price adjusted based on the original filings.
Other transactions:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-11-22
Tax Withholding
2008-11-25
5:04 pm
CAPITALSOURCE INC CSE FINK THOMAS A
(Chief Financial Officer)
13,640 $3.45 $47,058 333,951
(Direct)
View
2008-10-30
Option Award
2008-10-31
5:48 pm
CAPITALSOURCE INC CSE Smith Bryan D.
(Chief Accounting Officer)
40,000 $0 $0 40,000
(Direct)
View
2008-09-25-
-2008-10-01
Gift
Option Award
2008-10-02
6:52 pm
CAPITALSOURCE INC CSE DELANEY JOHN K
(Chairman and CEO
Director)
158,130 $0 $0 5,201,434
(Direct)
View
2008-09-05
Option Award
2008-09-08
6:01 pm
CAPITALSOURCE INC CSE Lowrey Douglas Hayes
(Pres./CEO - CapitalSource Bank)
65,000 $0 $0 68,000
(Direct)
View
2008-08-15
Tax Withholding
2008-08-19
4:52 pm
CAPITALSOURCE INC CSE MUSELES STEVEN A
(Chief Legal Officer)
4,838 $12.49 $60,427 296,962
(Direct)
View
2008-08-15
Tax Withholding
2008-08-19
4:51 pm
CAPITALSOURCE INC CSE GRAHAM DEAN C
(Pres.-Chief Operating Officer)
10,001 $12.49 $124,912 399,004
(Direct)
View
2008-08-15
Tax Withholding
2008-08-19
4:49 pm
CAPITALSOURCE INC CSE COLE DONALD F
(Interim Chief Accounting Offic)
1,812 $12.49 $22,632 116,552
(Direct)
View
2008-07-01
Tax Withholding
2008-07-02
6:27 pm
CAPITALSOURCE INC CSE CORSINI BRYAN M
(Chief Credit Officer)
4,949 $11.33 $56,072 288,644
(Direct)
View
2008-05-01
Exercise
2008-05-05
9:34 pm
CAPITALSOURCE INC CSE STEYER THOMAS F
(Director
Member of Group Owning 10%
10% owner)
12,376 $0 $0 12,376
(Direct)
View
2007-03-01
Exercise
2007-03-02
3:14 pm
CAPITALSOURCE INC CSE LOCKHART DENNIS P
(Director)
19,575 $17.84 $349,262 19,575
(Direct)
View
2006-12-08
Tax Withholding
2006-12-12
10:56 am
CAPITALSOURCE INC CSE Reuben Keith D
(Co-Pres, Health & Spec Fin Bus)
4,586 $28 $128,408 264,042
(Direct)
View
2006-04-04
Tax Withholding
2006-04-06
7:40 pm
CAPITALSOURCE INC CSE KENARY JOSEPH A JR
(Pres. Corp. Finance Bus.)
11,096 $24.45 $271,297 494,467
(Direct)
View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date
Reported
Date
Exercisable
Expiration
Company Symbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Ownership
Filing
2008-09-30
Option Award
2008-10-02
6:56 pm
N/A
N/A
CAPITALSOURCE INC CSE NUSSDORF LAWRENCE C
(Director)
366 $0 14,641
(Direct)
View
2008-09-30
Option Award
2008-10-02
6:56 pm
2008-09-30
2018-09-30
CAPITALSOURCE INC CSE HURD TIMOTHY M
(Director)
2,846 $12.3 2,846
(Direct)
View
2008-09-30
Option Award
2008-10-02
6:55 pm
N/A
N/A
CAPITALSOURCE INC CSE HOSLER C WILLIAM
(Director)
569 $0 13,581
(Direct)
View
2008-09-30
Option Award
2008-10-02
6:55 pm
N/A
N/A
CAPITALSOURCE INC CSE GROOTWASSINK SARA L
(Director)
366 $0 27,372
(Direct)
View
2008-09-30
Option Award
2008-10-02
6:54 pm
N/A
N/A
CAPITALSOURCE INC CSE FISH JASON M
(Director)
325 $0 8,905
(Direct)
View
2008-09-30
Option Award
2008-10-02
6:53 pm
N/A
N/A
CAPITALSOURCE INC CSE BYRNES WILLIAM G
(Director)
366 $0 20,416
(Direct)
View
2008-09-30
Option Award
2008-10-02
4:58 pm
N/A
N/A
CAPITALSOURCE INC CSE FREMDER ANDREW B
(Director
Member of Group Owning 10%
10% owner)
325 $0 16,140
(Direct)
View
2008-05-01
Exercise
2008-05-05
9:34 pm
N/A
N/A
CAPITALSOURCE INC CSE STEYER THOMAS F
(Director
Member of Group Owning 10%
10% owner)
12,376 $0 0
(Direct)
View
2007-09-12
Other
2007-09-13
08:56 am
2007-09-12
2010-09-17
CAPITALSOURCE INC CSE MADISON DEARBORN PARTNERS III LP
MADISON DEARBORN SPECIAL EQUITY III LP
MADISON DEARBORN CAPITAL PARTNERS III LP
(10% owner)
1 $0 1
(Indirect)
View
2007-09-12
Other
2007-09-13
08:56 am
2007-09-12
2010-09-17
CAPITALSOURCE INC CSE MADISON DEARBORN PARTNERS III LP
MADISON DEARBORN SPECIAL EQUITY III LP
MADISON DEARBORN CAPITAL PARTNERS III LP
(10% owner)
1 $0 1
(Indirect)
View
2007-03-30
Option Award
2007-04-02
1:21 pm
N/A
N/A
CAPITALSOURCE INC CSE FRIEDMAN TULLY M
(Director)
80 $0 3,291
(Direct)
View
2007-03-01
Exercise
2007-03-02
3:14 pm
N/A
2013-10-23
CAPITALSOURCE INC CSE LOCKHART DENNIS P
(Director)
16,312 $17.61 0
(Direct)
View
2007-03-01
Exercise
2007-03-02
3:14 pm
N/A
2014-04-28
CAPITALSOURCE INC CSE LOCKHART DENNIS P
(Director)
2,175 $19.48 1,087
(Direct)
View
2007-03-01
Exercise
2007-03-02
3:14 pm
N/A
2014-04-28
CAPITALSOURCE INC CSE LOCKHART DENNIS P
(Director)
1,088 $18.05 2,174
(Direct)
View
2005-04-01
Option Award
2007-01-04
2:00 pm
N/A
2015-04-01
CAPITALSOURCE INC CSE MOZINGO JAMES M
(Former CAO)
2,800 $23.04 2,800
(Direct)
View
2006-06-30
Option Award
2006-07-05
5:41 pm
2007-06-30
2016-06-30
CAPITALSOURCE INC CSE WOOD PAUL R
(Director)
213 $23.46 213
(Direct)
View
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