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Sec Filings Insider Trading - Kaufman Alan W - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Kaufman Alan W
KAUFMAN ALAN W: Insider Trading and Stock Options
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2006-06-30
Sale		 2006-06-30
6:32 pm		 NETIQ CORP NTIQ KAUFMAN ALAN W
(Director)		 7,000 $12.2 $85,400 0
(Direct)		 View
2003-08-07
Purchase		 2003-08-08
2:24 pm		 NETIQ CORP NTIQ KAUFMAN ALAN W
(Director)		 2,000 $10.6 $21,200 2,000
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-05-08
Option Award		 2008-05-08
8:16 pm		 FALCONSTOR SOFTWARE INC FALC KAUFMAN ALAN W
(Director)		 10,000 $0 $0 15,000
(Direct)		 View
2007-05-08
Option Award		 2007-08-09
11:48 am		 FALCONSTOR SOFTWARE INC FALC KAUFMAN ALAN W
(Director)		 5,000 $0 $0 5,000
(Direct)		 View
2005-08-26
Option Award		 2005-08-29
5:55 pm		 NETIQ CORP NTIQ KAUFMAN ALAN W
(Director)		 5,000 $0.001 $5 7,000
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2007-05-08
Option Award		 2007-08-09
11:48 am		 N/A
2017-05-08		 FALCONSTOR SOFTWARE INC FALC KAUFMAN ALAN W
(Director)		 5,000 $11.1 5,000
(Direct)		 View
2006-06-30
Option Sale		 2006-06-30
6:32 pm		 2001-07-01
2007-08-21		 NETIQ CORP NTIQ KAUFMAN ALAN W
(Director)		 45,000 $0.3 0
(Direct)		 View
2006-06-30
Option Sale		 2006-06-30
6:32 pm		 2005-06-30
2009-08-06		 NETIQ CORP NTIQ KAUFMAN ALAN W
(Director)		 10,000 $8.95 0
(Direct)		 View
2006-06-30
Option Sale		 2006-06-30
6:32 pm		 N/A
2008-11-20		 NETIQ CORP NTIQ KAUFMAN ALAN W
(Director)		 7,500 $11.25 0
(Direct)		 View
2006-05-17
Option Award		 2006-05-18
4:19 pm		 N/A
2016-05-16		 FALCONSTOR SOFTWARE INC FALC KAUFMAN ALAN W
(Director)		 10,000 $6.4 10,000
(Direct)		 View
2004-11-19
Option Award		 2004-11-19
7:56 pm		 2005-11-19
2009-11-19		 NETIQ CORP NTIQ KAUFMAN ALAN W
(Director)		 7,500 $12.62 7,500
(Direct)		 View
2004-08-06
Option Award		 2004-08-09
4:30 pm		 2005-06-30
2009-08-06		 NETIQ CORP NTIQ KAUFMAN ALAN W
(Director)		 10,000 $8.95 10,000
(Direct)		 View
2003-11-20
Option Award		 2003-11-20
7:13 pm		 2004-11-20
2008-11-20		 NETIQ CORP NTIQ KAUFMAN ALAN W
(Director)		 7,500 $11.25 120,000
(Direct)		 View