2009-11-17 Sale |
2009-11-19 5:15 pm | NEW YORK TIMES CO |
NYT |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS LLC HARBINGER HOLDINGS, LLC (*See remarks 10% owner) | 2,500,000 | $9 | $22,500,000 |
21,038,434 (Direct) | View |
2009-10-14 Sale |
2009-10-16 5:07 pm | CALPINE CORP | CPN | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS LLC
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HARBINGER HOLDINGS, LLC (*See Remarks 10% owner) | 3,000,000 | $11.4 | $34,200,000 |
17,856,266 (Direct) |
View |
2009-09-16 Sale | 2009-09-18 5:03 pm |
CALPINE CORP | CPN |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HARBINGER HOLDINGS, LLC (*See Remarks 10% owner) | 965,800 | $12.66 |
$12,227,028 | 31,863,577 (Direct) | View |
2009-09-08- -2009-09-10 Sale | 2009-09-10 6:16 pm |
ATLAS AIR WORLDWIDE HOLDINGS INC | AAWW |
FALCONE PHILIP HMC ATLAS AIR, L.L.C. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HARBINGER CAPITAL PARTNERS LLC
HARBINGER HOLDINGS, LLC (*See Remarks 10% owner) | 1,909,810 | $26.27 | $50,166,438 |
218,658 (Direct) |
View |
2009-08-26 Purchase | 2009-08-27 5:02 pm |
ZAPATA CORP | ZAP |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS LLC
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
GLOBAL OPPORTUNITIES BREAKAWAY LTD. GLOBAL OPPORTUNITIES BREAKAWAY MANAGEMENT, L.P.
GLOBAL OPPORTUNITIES BREAKAWAY MANAGEMENT GP, L.L.C. HARBINGER HOLDINGS, LLC (President & CEO Director *See Remarks 10% owner) | 12,099 | $7.5 |
$90,742 | 3,316,687 (Direct) | View |
2009-08-20 Purchase | 2009-08-24 6:03 pm |
CALPINE CORP | CPN | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS LLC HARBINGER HOLDINGS, LLC (*See Remarks 10% owner) | 163,832 |
$12.09 |
$1,980,580 | 55,116,470 (Direct) |
View |
2009-08-13 Sale | 2009-08-17 5:01 pm | ATLAS AIR WORLDWIDE HOLDINGS INC | AAWW |
FALCONE PHILIP HMC ATLAS AIR, L.L.C. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HARBINGER CAPITAL PARTNERS LLC HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HARBINGER HOLDINGS, LLC (*See Remarks 10% owner) | 400 | $28.11 | $11,244 | 922,761 (Direct) |
View |
2009-07-29 Sale |
2009-07-30 5:08 pm | SOLUTIA INC |
SOA | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS LLC HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC HARBINGER HOLDINGS, LLC (*See Remarks 10% owner) | 5,579,838 |
$7.5 |
$41,848,785 |
5,333,272 (Direct) | View |
2009-07-24- -2009-07-28 Sale | 2009-07-28 5:18 pm |
LEAP WIRELESS INTERNATIONAL INC |
LEAP |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS LLC
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HARBINGER HOLDINGS, LLC (*See Remarks 10% owner) | 3,041,000 |
$26.47 |
$80,497,220 | 2,739,750 (Direct) |
View |
2009-06-03 Sale | 2009-06-05 5:06 pm |
SOLUTIA INC | SOA |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS LLC HARBINGER HOLDINGS, LLC (*See Remarks 10% owner) | 1,011,627 |
$6.06 | $6,130,460 |
13,207,885 (Direct) |
View |
2009-02-23- -2009-02-24 Sale | 2009-02-25 5:10 pm | SERACARE LIFE SCIENCES INC | SRLS |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C. HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (*See Remarks 10% owner) | 3,572,569 |
$0.2704 |
$966,194 | 0 (Direct) | View |
2009-02-18 Purchase |
2009-02-20 5:13 pm | CALPINE CORP |
CPN | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C. HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC. HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D (*See Remarks 10% owner) | 150,000 |
$6.37 |
$955,500 | 34,838,332 (Direct) | View |
2009-02-02- -2009-02-03 Sale |
2009-02-04 9:29 pm | CLIFFS NATURAL RESOURCES INC. |
CLF |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBERT MANAGEMENT CORP HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HMC - NEW YORK, INC.
HARBERT RAYMOND J
LUCE MICHAEL D (See Remarks 10% owner) | 1,294,100 | $22.61 |
$29,253,557 |
6,002,182 (Direct) | View |
2009-01-20- -2009-01-22 Sale | 2009-01-22 6:15 pm | SERACARE LIFE SCIENCES INC |
SRLS |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC HMC - NEW YORK, INC. HARBERT MANAGEMENT CORP HARBERT RAYMOND J LUCE MICHAEL D (*See Remarks 10% owner) | 305,302 | $1.117 | $341,056 |
278,527 (Direct) |
View |
2009-01-20- -2009-01-22 Sale | 2009-01-22 6:06 pm | NAVISTAR INTERNATIONAL CORP |
NAV | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C.
HARBERT RAYMOND J LUCE MICHAEL D (* See Remarks 10% owner) | 934,308 | $28.11 | $26,267,576 |
3,589,858 (Direct) |
View |
2008-12-05 Sale | 2008-12-09 6:42 pm |
MEDIA GENERAL INC | MEG | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC HMC - NEW YORK, INC. HARBERT MANAGEMENT CORP
HARBERT RAYMOND J LUCE MICHAEL D (See Remarks 10% owner) | 602,778 |
$1.528 |
$921,220 | 293,988 (Direct) | View |
2008-11-26 Sale | 2008-12-01 7:56 pm |
POINT BLANK SOLUTIONS, INC. | PBSO |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C. HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (* See Remarks 10% owner) | 3,624,472 | $0.1232 | $446,487 | 3,912,753 (Direct) | View |
2008-11-21- -2008-11-24 Purchase | 2008-11-25 2:55 pm | CALPINE CORP | CPN | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C. HARBERT RAYMOND J LUCE MICHAEL D (*See Remarks 10% owner) | 700,000 | $7.253 | $5,077,000 |
72,018,088 (Direct) |
View |
2008-11-21 Purchase | 2008-11-24 9:30 pm |
NEW YORK TIMES CO |
NYT |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS NY, LLC HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C. HARBERT RAYMOND J LUCE MICHAEL D
FIREBRAND INVESTMENTS, LLC
GALLOWAY SCOTT (* See Remarks 10% owner) | 50,000 |
$5.123 | $256,130 |
28,538,434 (Direct) |
View |
2008-11-20 Purchase | 2008-11-24 7:33 pm | ATLAS AIR WORLDWIDE HOLDINGS INC |
AAWW | FALCONE PHILIP HMC ATLAS AIR, L.L.C. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C. HARBERT RAYMOND J LUCE MICHAEL D (*See Remarks 10% owner) | 16,600 | $9.05 | $150,230 | 7,311,376 (Direct) |
View |
2008-11-18- -2008-11-19 Sale | 2008-11-20 6:30 pm |
MEDIA GENERAL INC | MEG |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC HMC - NEW YORK, INC. HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D (See Remarks 10% owner) | 282,500 | $3.258 | $920,416 |
769,537 (Direct) | View |
2008-11-13- -2008-11-14 Sale |
2008-11-17 5:03 pm | CALPINE CORP |
CPN |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (*See Remarks 10% owner) | 223,777 | $8.516 |
$1,905,642 |
34,346,115 (Direct) | View |
2008-11-12 Sale | 2008-11-14 5:16 pm | MIRANT CORP | MIR | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C.
HARBERT RAYMOND J LUCE MICHAEL D (*See Remarks 10% owner) | 4,669,671 | $17.02 | $79,482,294 | 10,595,573 (Direct) | View |
2008-11-04- -2008-11-05 Sale | 2008-11-06 5:09 pm |
MIRANT CORP |
MIR | FALCONE PHILIP HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC HMC - NEW YORK, INC. HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (*See Remarks 10% owner) | 984,756 | $16.75 | $16,493,296 | 1,750,000 (Direct) |
View |
2008-10-17 Sale |
2008-10-21 5:13 pm | Owens Corning | OC |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC. HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (*See Remarks 10% owner) | 4,321,799 | $16.5 |
$71,309,684 | 2,101,475 (Direct) |
View |
2008-10-15- -2008-10-16 Sale |
2008-10-17 5:49 pm |
RTI INTERNATIONAL METALS INC | RTI |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C. HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC HMC - NEW YORK, INC. HARBERT MANAGEMENT CORP HARBERT RAYMOND J LUCE MICHAEL D (* See Remarks 10% owner) | 282,700 |
$13.76 | $3,890,155 | 443,490 (Direct) | View |
2008-10-14- -2008-10-15 Sale | 2008-10-16 6:36 pm | General Moly, Inc | GMO | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J LUCE MICHAEL D (* See Remarks 10% owner) | 520,016 | $2.11 |
$1,097,228 | 2,652,202 (Direct) | View |
2008-10-03 Sale | 2008-10-07 4:32 pm | MEDIVATION, INC. | MDVN |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J LUCE MICHAEL D (*See Remarks 10% owner) | 415,657 |
$23.08 | $9,594,270 | 911,088 (Direct) |
View |
2008-09-16- -2008-09-17 Sale |
2008-09-18 5:29 pm |
ASHLAND INC. | ASH | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C. HARBERT RAYMOND J LUCE MICHAEL D (* See Remarks 10% owner) | 2,300,385 |
$31.76 | $73,060,408 | 2,959,971 (Direct) | View |
2008-09-15 Sale | 2008-09-17 5:03 pm |
AK STEEL HOLDING CORP |
AKS |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C. HARBERT RAYMOND J
LUCE MICHAEL D (*See Remarks 10% owner) | 1,000,000 |
$33.13 |
$33,130,000 | 6,500,000 (Direct) |
View |
2008-09-12 Sale |
2008-09-16 5:03 pm | ASHLAND INC. |
ASH | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C. HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC. HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D (* See Remarks 10% owner) | 708,212 |
$35.92 |
$25,436,265 | 2,257,692 (Direct) | View |
2008-09-08- -2008-09-09 Sale |
2008-09-10 5:04 pm |
AK STEEL HOLDING CORP |
AKS | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC. HARBERT MANAGEMENT CORP HARBERT RAYMOND J LUCE MICHAEL D (*See Remarks 10% owner) | 1,605,184 |
$37.41 | $60,054,605 | 4,309,999 (Direct) |
View |
2008-08-26 Purchase | 2008-08-28 5:04 pm |
SOLUTIA INC |
SOA |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C. HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J LUCE MICHAEL D (*See Remarks 10% owner) | 1,785,714 | $14 | $24,999,996 |
10,672,543 (Direct) | View |
2008-08-21 Sale |
2008-08-25 5:04 pm | NEENAH ENTERPRISES, INC. | NENA | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C. HARBERT RAYMOND J LUCE MICHAEL D (*See Remarks 10% owner) | 360,000 | $2.3 | $828,000 |
259,353 (Direct) | View |
2008-08-01 Purchase |
2008-08-05 5:18 pm | MEDIVATION, INC. |
MDVN | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D (*See Remarks 10% owner) | 84,000 | $20.01 | $1,680,840 |
2,120,667 (Direct) | View |
2008-07-16 Purchase | 2008-07-18 6:25 pm |
SALTON INC | SFPI.PK |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J LUCE MICHAEL D (See Remarks 10% owner) | 17,103,953 | $0.23 | $3,933,909 | 538,206,465 (Direct) | View |
2008-06-25- -2008-06-26 Purchase | 2008-06-27 5:04 pm | CLEVELAND CLIFFS INC |
CLF |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (* See Remarks 10% owner) | 500,000 |
$110.5 | $55,257,500 |
7,616,472 (Direct) |
View |
2008-05-29 Purchase |
2008-06-02 4:58 pm |
ASHLAND INC. | ASH |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (*See Remarks 10% owner) | 216,326 | $58.21 |
$12,592,336 | 2,354,834 (Direct) | View |
2008-05-07 Purchase |
2008-05-09 5:06 pm |
Owens Corning |
OC | FALCONE PHILIP HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D (*See Remarks 10% owner) | 500,000 | $22.97 | $11,485,000 |
3,041,855 (Direct) |
View |
2008-04-01 Purchase | 2008-05-05 6:26 pm | CLEVELAND CLIFFS INC | CLF | FALCONE PHILIP HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 250,000 |
$123.3 |
$30,830,000 | 4,202,269 (Indirect) |
View |
2008-04-09 Purchase |
2008-04-11 5:15 pm |
AK STEEL HOLDING CORP |
AKS |
FALCONE PHILIP HARBERT MANAGEMENT CORP HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 270,000 | $63.69 |
$17,196,200 |
5,456,666 (Indirect) | View |
2008-03-26 Purchase | 2008-03-28 5:02 pm |
SOLUTIA INC |
SOA | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C. HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 255,800 | $14.32 | $3,664,264 |
12,536,659 (Direct Indirect) |
View |
2008-03-24- -2008-03-25 Sale | 2008-03-26 4:47 pm | CENTRAL GARDEN & PET CO | CENT |
FALCONE PHILIP HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 958,874 | $4.56 |
$4,372,768 |
635,623 (Indirect) |
View |
2008-03-05 Purchase | 2008-03-07 4:56 pm | General Moly, Inc | GMO |
FALCONE PHILIP HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 225,400 |
$10.37 |
$2,337,398 | 2,767,216 (Indirect) |
View |
2008-02-13- -2008-02-14 Purchase |
2008-02-15 5:14 pm | SKYTERRA COMMUNICATIONS INC |
SKYT | FALCONE PHILIP HARBERT MANAGEMENT CORP
HMC - NEW YORK, INC. HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 382,960 | $7.339 | $2,810,604 |
1,016,956 (Indirect) | View |
2008-02-07- -2008-02-08 Purchase | 2008-02-11 9:25 pm | CALPINE CORP |
CPN | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C. HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 1,075,000 |
$16.42 | $17,651,250 |
34,009,608 (Direct Indirect) | View |
2007-12-20 Purchase | 2007-12-26 5:04 pm | SKYTERRA COMMUNICATIONS INC | SKYT |
FALCONE PHILIP HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 83,996 |
$5.663 |
$475,698 |
83,996 (Indirect) |
View |
2007-12-20 Purchase |
2007-12-26 5:02 pm |
LEAP WIRELESS INTERNATIONAL INC | LEAP | FALCONE PHILIP HARBERT MANAGEMENT CORP
HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 625,000 |
$44.98 | $28,112,500 | 3,425,000 (Indirect) | View |
2007-12-14 Sale |
2007-12-19 08:57 am |
BALLY TOTAL FITNESS HOLDING CORP |
BFTH |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C. HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 412,570 | $0.18 |
$74,263 |
0 (Direct Indirect) | View |
2007-11-13- -2007-11-14 Sale |
2007-11-15 5:06 pm |
GeoEye, Inc. | GEOY |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 122,874 | $33.27 | $4,088,338 |
811,573 (Direct Indirect) | View |
2007-11-08- -2007-11-12 Purchase |
2007-11-13 4:53 pm | Owens Corning | OC | FALCONE PHILIP HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 359,502 | $22.99 | $8,265,503 |
890,055 (Indirect) | View |
2007-09-17 Purchase |
2007-09-19 5:02 pm | TERRESTAR CORP | TSTR | FALCONE PHILIP HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC. HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 500,000 |
$9.75 | $4,875,000 |
10,211,563 (Direct Indirect) | View |
2007-09-06 Purchase |
2007-09-10 5:05 pm | ATLAS AIR WORLDWIDE HOLDINGS INC | AAWW | FALCONE PHILIP HARBERT MANAGEMENT CORP
HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 450,000 | $50.5 | $22,725,000 |
1,094,914 (Indirect) | View |
2007-08-15 Purchase |
2007-08-17 5:33 pm |
TERRESTAR CORP | TSTR |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C. HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 360,000 |
$8.5 |
$3,060,000 |
24,719,580 (Direct Indirect) |
View |
2007-07-03- -2007-07-05 Sale |
2007-07-06 5:29 pm | OPENWAVE SYSTEMS INC |
OPWV |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 641,605 |
$6.223 | $3,992,531 | 2,516,441 (Direct Indirect) | View |
2007-06-14- -2007-06-15 Sale | 2007-06-18 5:07 pm |
HAYNES INTERNATIONAL INC | HYNI | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 217,200 | $83.06 | $18,040,536 | 1,100,108 (Direct Indirect) |
View |
2007-05-17 Purchase | 2007-05-18 5:07 pm | SERACARE LIFE SCIENCES INC |
SRLS |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C. HARBERT MANAGEMENT CORP
HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 471,740 |
$4.75 |
$2,240,765 |
650,529 (Indirect) |
View |
2007-03-23- -2007-03-26 Sale | 2007-03-27 4:14 pm |
HAYNES INTERNATIONAL INC |
HYNI | FALCONE PHILIP HARBERT MANAGEMENT CORP
HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 114,000 | $71.24 |
$8,121,495 |
186,000 (Indirect) |
View |
2007-02-07 Sale |
2007-02-09 4:13 pm |
GeoEye, Inc. |
GEOY | FALCONE PHILIP HARBERT MANAGEMENT CORP
HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 24,800 |
$17.75 |
$440,200 | 0 (Indirect) |
View |
2007-01-23 Purchase | 2007-01-25 4:50 pm | APPLICA INC |
APN |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBERT MANAGEMENT CORP HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C. HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 15,220,632 | $8.25 |
$125,570,214 |
0 (Direct) | View |
2006-12-28 Purchase |
2007-01-03 4:36 pm | SALTON INC | SFP |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C. HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (Beneficial Owner) | 701,600 |
$2.5 | $1,754,000 | 701,600 (Direct) |
View |
2006-12-04- -2006-12-05 Purchase | 2006-12-06 4:48 pm |
OPENWAVE SYSTEMS INC | OPWV | FALCONE PHILIP HARBERT MANAGEMENT CORP
HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 322,860 | $8.918 | $2,879,169 | 2,315,050 (Indirect) |
View |
2006-10-04 Purchase |
2006-10-06 6:07 pm |
SERACARE LIFE SCIENCES INC | SRLSQ | FALCONE PHILIP HARBERT MANAGEMENT CORP HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 10,500 |
$6 | $63,000 | 137,800 (Indirect) |
View |
2006-09-20- -2006-09-21 Purchase |
2006-09-22 4:02 pm | PLAYTEX PRODUCTS INC |
PYX |
FALCONE PHILIP HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 297,471 | $13.89 | $4,131,369 |
4,000,000 (Indirect) | View |
2006-05-02 Purchase(A) |
2006-09-15 12:04 pm |
ORBIMAGE HOLDINGS INC | ORBM |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 224,692 |
$16.38 | $3,680,455 | 5,992,800 (Direct Indirect) | View |
2006-08-29- -2006-08-30 Purchase |
2006-08-31 1:00 pm | APPLICA INC | APN |
FALCONE PHILIP HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 47,800 |
$4.55 |
$217,490 |
1,846,500 (Indirect) | View |
2006-08-18 Purchase |
2006-08-22 6:56 pm |
GATEWAY INC |
GTW | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC. HARBERT MANAGEMENT CORP HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 148,700 | $1.4 |
$208,180 | 12,594,070 (Direct Indirect) |
View |
2006-05-19 Purchase | 2006-05-23 2:30 pm | HAYNES INTERNATIONAL INC |
HYNI | FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HMC ARBITRAGE OFFSHORE MANAGER LLC
HMC INVESTORS LLC
HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 185,658 |
$36.24 |
$6,728,728 | 1,552,359 (Direct Indirect) |
View |
2006-05-19- -2006-05-22 Purchase |
2006-05-23 12:37 pm |
SKYTERRA COMMUNICATIONS INC |
SKYT |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HMC ARBITRAGE OFFSHORE MANAGER LLC
HMC INVESTORS LLC HARBERT MANAGEMENT CORP HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 31,180 | $17.98 | $560,717 | 2,101,875 (Direct Indirect) | View |
2006-05-17- -2006-05-18 Purchase |
2006-05-19 6:42 pm | SKYTERRA COMMUNICATIONS INC |
SKYT |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS LLC HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 18,200 |
$16.7 | $303,984 |
2,070,695 (Direct Indirect) |
View |
2006-01-24- -2006-01-25 Sale | 2006-01-26 4:17 pm |
James River Coal CO | JRCC |
FALCONE PHILIP HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS LLC
HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 616,756 |
$38.81 |
$23,935,127 |
60,000 (Direct Indirect) |
View |
2006-01-06 Purchase |
2006-01-10 4:52 pm |
ORBIMAGE INC | ORBM | FALCONE PHILIP HMC INVESTORS LLC HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 46,329 | $11.4 |
$528,151 | 224,692 (Indirect) | View |
2006-01-06 Purchase |
2006-01-10 4:47 pm |
James River Coal CO |
JRCC | FALCONE PHILIP HMC INVESTORS LLC HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 18,640 | $39.71 | $740,194 | 90,435 (Indirect) | View |
2005-07-01 Sale | 2005-07-06 5:00 pm |
GULFPORT ENERGY CORP | GPOR | FALCONE PHILIP HARBERT DISTRESSED INVESTMENT MASTER FUND LTD HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 2,012,100 | $6.5 |
$13,078,650 |
45,000 (Direct Indirect) | View |
2005-06-03 Purchase |
2005-06-07 5:02 pm |
James River Coal CO |
JRCC | FALCONE PHILIP HARBERT DISTRESSED INVESTMENT MASTER FUND LTD
HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC HMC INVESTORS LLC
LUCE MICHAEL D (10% owner) | 25,000 |
$33.77 |
$844,250 | 71,795 (Direct Indirect) |
View |
2005-05-04 Purchase |
2005-05-06 5:43 pm |
FRIEDMANS INC | FRDMQ | FALCONE PHILIP HARBERT DISTRESSED INVESTMENT MASTER FUND LTD HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC
HMC INVESTORS LLC
HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 171,000 | $1.02 |
$174,420 | 117,635 (Direct Indirect) |
View |
2005-04-26 Purchase |
2005-04-28 6:01 pm | FRIEDMANS INC |
FRDMQ.PK | FALCONE PHILIP HARBERT CONVERTIBLE ARBITRAGE MASTER FUND LTD HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC HMC INVESTORS LLC
HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 30,750 | $0.95 |
$29,212 |
85,645 (Direct Indirect) |
View |
2005-03-04- -2005-03-08 Purchase |
2005-03-11 5:16 pm | FRIEDMANS INC |
FRDMQ | FALCONE PHILIP HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 141,700 |
$1.689 | $239,339 | 2,221,600 (Indirect) |
View |
2005-03-07 Sale | 2005-03-10 12:08 pm |
POLAROID HOLDING CO |
POHC | FALCONE PHILIP HARBERT DISTRESSED INVESTMENT MASTER FUND LTD HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC
HMC INVESTORS LLC HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 3,980,703 | $12 | $47,768,436 |
0 (Direct Indirect) | View |
2005-02-23 Sale |
2005-02-25 5:37 pm |
OWENS CORNING |
OWENQ | FALCONE PHILIP HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 21,500 |
$2.15 |
$46,225 |
5,525,000 (Indirect) | View |
2005-02-15 Purchase |
2005-02-17 6:18 pm |
TRUMP HOTELS & CASINO RESORTS INC | DJTCQ | FALCONE PHILIP HARBERT DISTRESSED INVESTMENT MASTER FUND LTD HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC
HMC INVESTORS LLC
HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 50,000 | $1.31 |
$65,500 |
91,575 (Direct Indirect) | View |
2005-01-25 Sale | 2005-01-27 5:32 pm | MISSION RESOURCES CORP |
MSSN | FALCONE PHILIP HARBERT DISTRESSED INVESTMENT MASTER FUND LTD
HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC HMC INVESTORS LLC HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 7,500 |
$5.05 |
$37,875 | 81,395 (Direct Indirect) | View |
2004-11-18 Sale | 2004-11-22 6:45 pm |
LEAP WIRELESS INTERNATIONAL INC |
LEAP |
FALCONE PHILIP HARBERT DISTRESSED INVESTMENT MASTER FUND LTD HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC HMC INVESTORS LLC
HARBERT RAYMOND J LUCE MICHAEL D (10% owner) | 570,200 |
$22.25 | $12,688,778 | 113,408 (Direct Indirect) |
View |
2004-07-28 Sale |
2004-07-29 12:30 pm |
POLYMER GROUP INC | POLGA |
FALCONE PHILIP HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 264,987 | $12.85 | $3,405,083 | 15,000 (Indirect) |
View |
2004-03-30 Purchase |
2004-04-01 4:51 pm | NEENAH FOUNDRY CO |
ACPQL | FALCONE PHILIP HARBERT DISTRESSED INVESTMENT MASTER FUND LTD
HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 100,000 |
$1.2 |
$120,000 |
117,554 (Direct Indirect) |
View |
2003-11-14 Sale(A) | 2003-12-04 3:26 pm | GB HOLDINGS INC | GBH |
FALCONE PHILIP HARBERT DISTRESSED INVESTMENT MASTER FUND LTD
HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC
HMC INVESTORS LLC HARBERT RAYMOND J
LUCE MICHAEL D (10% owner) | 297,000 | $2.8 |
$831,600 |
13,765 (Direct Indirect) | View |