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Sec Filings Insider Trading - Falcone Philip - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Falcone Philip
Falcone Philip: Insider Trading and Stock Options
Goto page 0, 1, 2, ... 14, 15, 16, Next
Common stock purchase or sale:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2009-11-17
Sale
2009-11-19
5:15 pm
NEW YORK TIMES CO NYT FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS LLC
HARBINGER HOLDINGS, LLC
(*See remarks
10% owner)
2,500,000 $9 $22,500,000 21,038,434
(Direct)
View
2009-10-14
Sale
2009-10-16
5:07 pm
CALPINE CORP CPN FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS LLC
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HARBINGER HOLDINGS, LLC
(*See Remarks
10% owner)
3,000,000 $11.4 $34,200,000 17,856,266
(Direct)
View
2009-09-16
Sale
2009-09-18
5:03 pm
CALPINE CORP CPN FALCONE PHILIP
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HARBINGER HOLDINGS, LLC
(*See Remarks
10% owner)
965,800 $12.66 $12,227,028 31,863,577
(Direct)
View
2009-09-08-
-2009-09-10
Sale
2009-09-10
6:16 pm
ATLAS AIR WORLDWIDE HOLDINGS INC AAWW FALCONE PHILIP
HMC ATLAS AIR, L.L.C.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HARBINGER CAPITAL PARTNERS LLC
HARBINGER HOLDINGS, LLC
(*See Remarks
10% owner)
1,909,810 $26.27 $50,166,438 218,658
(Direct)
View
2009-08-26
Purchase
2009-08-27
5:02 pm
ZAPATA CORP ZAP FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS LLC
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
GLOBAL OPPORTUNITIES BREAKAWAY LTD.
GLOBAL OPPORTUNITIES BREAKAWAY MANAGEMENT, L.P.
GLOBAL OPPORTUNITIES BREAKAWAY MANAGEMENT GP, L.L.C.
HARBINGER HOLDINGS, LLC
(President & CEO
Director
*See Remarks
10% owner)
12,099 $7.5 $90,742 3,316,687
(Direct)
View
2009-08-20
Purchase
2009-08-24
6:03 pm
CALPINE CORP CPN FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS LLC
HARBINGER HOLDINGS, LLC
(*See Remarks
10% owner)
163,832 $12.09 $1,980,580 55,116,470
(Direct)
View
2009-08-13
Sale
2009-08-17
5:01 pm
ATLAS AIR WORLDWIDE HOLDINGS INC AAWW FALCONE PHILIP
HMC ATLAS AIR, L.L.C.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HARBINGER CAPITAL PARTNERS LLC
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HARBINGER HOLDINGS, LLC
(*See Remarks
10% owner)
400 $28.11 $11,244 922,761
(Direct)
View
2009-07-29
Sale
2009-07-30
5:08 pm
SOLUTIA INC SOA FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS LLC
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HARBINGER HOLDINGS, LLC
(*See Remarks
10% owner)
5,579,838 $7.5 $41,848,785 5,333,272
(Direct)
View
2009-07-24-
-2009-07-28
Sale
2009-07-28
5:18 pm
LEAP WIRELESS INTERNATIONAL INC LEAP FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS LLC
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HARBINGER HOLDINGS, LLC
(*See Remarks
10% owner)
3,041,000 $26.47 $80,497,220 2,739,750
(Direct)
View
2009-06-03
Sale
2009-06-05
5:06 pm
SOLUTIA INC SOA FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS LLC
HARBINGER HOLDINGS, LLC
(*See Remarks
10% owner)
1,011,627 $6.06 $6,130,460 13,207,885
(Direct)
View
2009-02-23-
-2009-02-24
Sale
2009-02-25
5:10 pm
SERACARE LIFE SCIENCES INC SRLS FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
3,572,569 $0.2704 $966,194 0
(Direct)
View
2009-02-18
Purchase
2009-02-20
5:13 pm
CALPINE CORP CPN FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
150,000 $6.37 $955,500 34,838,332
(Direct)
View
2009-02-02-
-2009-02-03
Sale
2009-02-04
9:29 pm
CLIFFS NATURAL RESOURCES INC. CLF FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBERT MANAGEMENT CORP
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HMC - NEW YORK, INC.
HARBERT RAYMOND J
LUCE MICHAEL D
(See Remarks
10% owner)
1,294,100 $22.61 $29,253,557 6,002,182
(Direct)
View
2009-01-20-
-2009-01-22
Sale
2009-01-22
6:15 pm
SERACARE LIFE SCIENCES INC SRLS FALCONE PHILIP
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
305,302 $1.117 $341,056 278,527
(Direct)
View
2009-01-20-
-2009-01-22
Sale
2009-01-22
6:06 pm
NAVISTAR INTERNATIONAL CORP NAV FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
934,308 $28.11 $26,267,576 3,589,858
(Direct)
View
2008-12-05
Sale
2008-12-09
6:42 pm
MEDIA GENERAL INC MEG FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(See Remarks
10% owner)
602,778 $1.528 $921,220 293,988
(Direct)
View
2008-11-26
Sale
2008-12-01
7:56 pm
POINT BLANK SOLUTIONS, INC. PBSO FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
3,624,472 $0.1232 $446,487 3,912,753
(Direct)
View
2008-11-21-
-2008-11-24
Purchase
2008-11-25
2:55 pm
CALPINE CORP CPN FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
700,000 $7.253 $5,077,000 72,018,088
(Direct)
View
2008-11-21
Purchase
2008-11-24
9:30 pm
NEW YORK TIMES CO NYT FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS NY, LLC
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
FIREBRAND INVESTMENTS, LLC
GALLOWAY SCOTT
(* See Remarks
10% owner)
50,000 $5.123 $256,130 28,538,434
(Direct)
View
2008-11-20
Purchase
2008-11-24
7:33 pm
ATLAS AIR WORLDWIDE HOLDINGS INC AAWW FALCONE PHILIP
HMC ATLAS AIR, L.L.C.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
16,600 $9.05 $150,230 7,311,376
(Direct)
View
2008-11-18-
-2008-11-19
Sale
2008-11-20
6:30 pm
MEDIA GENERAL INC MEG FALCONE PHILIP
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(See Remarks
10% owner)
282,500 $3.258 $920,416 769,537
(Direct)
View
2008-11-13-
-2008-11-14
Sale
2008-11-17
5:03 pm
CALPINE CORP CPN FALCONE PHILIP
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
223,777 $8.516 $1,905,642 34,346,115
(Direct)
View
2008-11-12
Sale
2008-11-14
5:16 pm
MIRANT CORP MIR FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
4,669,671 $17.02 $79,482,294 10,595,573
(Direct)
View
2008-11-04-
-2008-11-05
Sale
2008-11-06
5:09 pm
MIRANT CORP MIR FALCONE PHILIP
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
984,756 $16.75 $16,493,296 1,750,000
(Direct)
View
2008-10-17
Sale
2008-10-21
5:13 pm
Owens Corning OC FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
4,321,799 $16.5 $71,309,684 2,101,475
(Direct)
View
2008-10-15-
-2008-10-16
Sale
2008-10-17
5:49 pm
RTI INTERNATIONAL METALS INC RTI FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
282,700 $13.76 $3,890,155 443,490
(Direct)
View
2008-10-14-
-2008-10-15
Sale
2008-10-16
6:36 pm
General Moly, Inc GMO FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
520,016 $2.11 $1,097,228 2,652,202
(Direct)
View
2008-10-03
Sale
2008-10-07
4:32 pm
MEDIVATION, INC. MDVN FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
415,657 $23.08 $9,594,270 911,088
(Direct)
View
2008-09-16-
-2008-09-17
Sale
2008-09-18
5:29 pm
ASHLAND INC. ASH FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
2,300,385 $31.76 $73,060,408 2,959,971
(Direct)
View
2008-09-15
Sale
2008-09-17
5:03 pm
AK STEEL HOLDING CORP AKS FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
1,000,000 $33.13 $33,130,000 6,500,000
(Direct)
View
2008-09-12
Sale
2008-09-16
5:03 pm
ASHLAND INC. ASH FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
708,212 $35.92 $25,436,265 2,257,692
(Direct)
View
2008-09-08-
-2008-09-09
Sale
2008-09-10
5:04 pm
AK STEEL HOLDING CORP AKS FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
1,605,184 $37.41 $60,054,605 4,309,999
(Direct)
View
2008-08-26
Purchase
2008-08-28
5:04 pm
SOLUTIA INC SOA FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
1,785,714 $14 $24,999,996 10,672,543
(Direct)
View
2008-08-21
Sale
2008-08-25
5:04 pm
NEENAH ENTERPRISES, INC. NENA FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
360,000 $2.3 $828,000 259,353
(Direct)
View
2008-08-01
Purchase
2008-08-05
5:18 pm
MEDIVATION, INC. MDVN FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
84,000 $20.01 $1,680,840 2,120,667
(Direct)
View
2008-07-16
Purchase
2008-07-18
6:25 pm
SALTON INC SFPI.PK FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(See Remarks
10% owner)
17,103,953 $0.23 $3,933,909 538,206,465
(Direct)
View
2008-06-25-
-2008-06-26
Purchase
2008-06-27
5:04 pm
CLEVELAND CLIFFS INC CLF FALCONE PHILIP
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
500,000 $110.5 $55,257,500 7,616,472
(Direct)
View
2008-05-29
Purchase
2008-06-02
4:58 pm
ASHLAND INC. ASH FALCONE PHILIP
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
216,326 $58.21 $12,592,336 2,354,834
(Direct)
View
2008-05-07
Purchase
2008-05-09
5:06 pm
Owens Corning OC FALCONE PHILIP
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
500,000 $22.97 $11,485,000 3,041,855
(Direct)
View
2008-04-01
Purchase
2008-05-05
6:26 pm
CLEVELAND CLIFFS INC CLF FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
250,000 $123.3 $30,830,000 4,202,269
(Indirect)
View
2008-04-09
Purchase
2008-04-11
5:15 pm
AK STEEL HOLDING CORP AKS FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
270,000 $63.69 $17,196,200 5,456,666
(Indirect)
View
2008-03-26
Purchase
2008-03-28
5:02 pm
SOLUTIA INC SOA FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
255,800 $14.32 $3,664,264 12,536,659
(Direct
Indirect)
View
2008-03-24-
-2008-03-25
Sale
2008-03-26
4:47 pm
CENTRAL GARDEN & PET CO CENT FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
958,874 $4.56 $4,372,768 635,623
(Indirect)
View
2008-03-05
Purchase
2008-03-07
4:56 pm
General Moly, Inc GMO FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
225,400 $10.37 $2,337,398 2,767,216
(Indirect)
View
2008-02-13-
-2008-02-14
Purchase
2008-02-15
5:14 pm
SKYTERRA COMMUNICATIONS INC SKYT FALCONE PHILIP
HARBERT MANAGEMENT CORP
HMC - NEW YORK, INC.
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
382,960 $7.339 $2,810,604 1,016,956
(Indirect)
View
2008-02-07-
-2008-02-08
Purchase
2008-02-11
9:25 pm
CALPINE CORP CPN FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
1,075,000 $16.42 $17,651,250 34,009,608
(Direct
Indirect)
View
2007-12-20
Purchase
2007-12-26
5:04 pm
SKYTERRA COMMUNICATIONS INC SKYT FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
83,996 $5.663 $475,698 83,996
(Indirect)
View
2007-12-20
Purchase
2007-12-26
5:02 pm
LEAP WIRELESS INTERNATIONAL INC LEAP FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
625,000 $44.98 $28,112,500 3,425,000
(Indirect)
View
2007-12-14
Sale
2007-12-19
08:57 am
BALLY TOTAL FITNESS HOLDING CORP BFTH FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
412,570 $0.18 $74,263 0
(Direct
Indirect)
View
2007-11-13-
-2007-11-14
Sale
2007-11-15
5:06 pm
GeoEye, Inc. GEOY FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
122,874 $33.27 $4,088,338 811,573
(Direct
Indirect)
View
2007-11-08-
-2007-11-12
Purchase
2007-11-13
4:53 pm
Owens Corning OC FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
359,502 $22.99 $8,265,503 890,055
(Indirect)
View
2007-09-17
Purchase
2007-09-19
5:02 pm
TERRESTAR CORP TSTR FALCONE PHILIP
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
500,000 $9.75 $4,875,000 10,211,563
(Direct
Indirect)
View
2007-09-06
Purchase
2007-09-10
5:05 pm
ATLAS AIR WORLDWIDE HOLDINGS INC AAWW FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
450,000 $50.5 $22,725,000 1,094,914
(Indirect)
View
2007-08-15
Purchase
2007-08-17
5:33 pm
TERRESTAR CORP TSTR FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
360,000 $8.5 $3,060,000 24,719,580
(Direct
Indirect)
View
2007-07-03-
-2007-07-05
Sale
2007-07-06
5:29 pm
OPENWAVE SYSTEMS INC OPWV FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
641,605 $6.223 $3,992,531 2,516,441
(Direct
Indirect)
View
2007-06-14-
-2007-06-15
Sale
2007-06-18
5:07 pm
HAYNES INTERNATIONAL INC HYNI FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
217,200 $83.06 $18,040,536 1,100,108
(Direct
Indirect)
View
2007-05-17
Purchase
2007-05-18
5:07 pm
SERACARE LIFE SCIENCES INC SRLS FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
471,740 $4.75 $2,240,765 650,529
(Indirect)
View
2007-03-23-
-2007-03-26
Sale
2007-03-27
4:14 pm
HAYNES INTERNATIONAL INC HYNI FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
114,000 $71.24 $8,121,495 186,000
(Indirect)
View
2007-02-07
Sale
2007-02-09
4:13 pm
GeoEye, Inc. GEOY FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
24,800 $17.75 $440,200 0
(Indirect)
View
2007-01-23
Purchase
2007-01-25
4:50 pm
APPLICA INC APN FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBERT MANAGEMENT CORP
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
15,220,632 $8.25 $125,570,214 0
(Direct)
View
2006-12-28
Purchase
2007-01-03
4:36 pm
SALTON INC SFP FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(Beneficial Owner)
701,600 $2.5 $1,754,000 701,600
(Direct)
View
2006-12-04-
-2006-12-05
Purchase
2006-12-06
4:48 pm
OPENWAVE SYSTEMS INC OPWV FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
322,860 $8.918 $2,879,169 2,315,050
(Indirect)
View
2006-10-04
Purchase
2006-10-06
6:07 pm
SERACARE LIFE SCIENCES INC SRLSQ FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
10,500 $6 $63,000 137,800
(Indirect)
View
2006-09-20-
-2006-09-21
Purchase
2006-09-22
4:02 pm
PLAYTEX PRODUCTS INC PYX FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
297,471 $13.89 $4,131,369 4,000,000
(Indirect)
View
2006-05-02
Purchase(A)
2006-09-15
12:04 pm
ORBIMAGE HOLDINGS INC ORBM FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
224,692 $16.38 $3,680,455 5,992,800
(Direct
Indirect)
View
2006-08-29-
-2006-08-30
Purchase
2006-08-31
1:00 pm
APPLICA INC APN FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
47,800 $4.55 $217,490 1,846,500
(Indirect)
View
2006-08-18
Purchase
2006-08-22
6:56 pm
GATEWAY INC GTW FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
148,700 $1.4 $208,180 12,594,070
(Direct
Indirect)
View
2006-05-19
Purchase
2006-05-23
2:30 pm
HAYNES INTERNATIONAL INC HYNI FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HMC ARBITRAGE OFFSHORE MANAGER LLC
HMC INVESTORS LLC
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
185,658 $36.24 $6,728,728 1,552,359
(Direct
Indirect)
View
2006-05-19-
-2006-05-22
Purchase
2006-05-23
12:37 pm
SKYTERRA COMMUNICATIONS INC SKYT FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HMC ARBITRAGE OFFSHORE MANAGER LLC
HMC INVESTORS LLC
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
31,180 $17.98 $560,717 2,101,875
(Direct
Indirect)
View
2006-05-17-
-2006-05-18
Purchase
2006-05-19
6:42 pm
SKYTERRA COMMUNICATIONS INC SKYT FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
18,200 $16.7 $303,984 2,070,695
(Direct
Indirect)
View
2006-01-24-
-2006-01-25
Sale
2006-01-26
4:17 pm
James River Coal CO JRCC FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
616,756 $38.81 $23,935,127 60,000
(Direct
Indirect)
View
2006-01-06
Purchase
2006-01-10
4:52 pm
ORBIMAGE INC ORBM FALCONE PHILIP
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
46,329 $11.4 $528,151 224,692
(Indirect)
View
2006-01-06
Purchase
2006-01-10
4:47 pm
James River Coal CO JRCC FALCONE PHILIP
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
18,640 $39.71 $740,194 90,435
(Indirect)
View
2005-07-01
Sale
2005-07-06
5:00 pm
GULFPORT ENERGY CORP GPOR FALCONE PHILIP
HARBERT DISTRESSED INVESTMENT MASTER FUND LTD
HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
2,012,100 $6.5 $13,078,650 45,000
(Direct
Indirect)
View
2005-06-03
Purchase
2005-06-07
5:02 pm
James River Coal CO JRCC FALCONE PHILIP
HARBERT DISTRESSED INVESTMENT MASTER FUND LTD
HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC
HMC INVESTORS LLC
LUCE MICHAEL D
(10% owner)
25,000 $33.77 $844,250 71,795
(Direct
Indirect)
View
2005-05-04
Purchase
2005-05-06
5:43 pm
FRIEDMANS INC FRDMQ FALCONE PHILIP
HARBERT DISTRESSED INVESTMENT MASTER FUND LTD
HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
171,000 $1.02 $174,420 117,635
(Direct
Indirect)
View
2005-04-26
Purchase
2005-04-28
6:01 pm
FRIEDMANS INC FRDMQ.PK FALCONE PHILIP
HARBERT CONVERTIBLE ARBITRAGE MASTER FUND LTD
HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
30,750 $0.95 $29,212 85,645
(Direct
Indirect)
View
2005-03-04-
-2005-03-08
Purchase
2005-03-11
5:16 pm
FRIEDMANS INC FRDMQ FALCONE PHILIP
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
141,700 $1.689 $239,339 2,221,600
(Indirect)
View
2005-03-07
Sale
2005-03-10
12:08 pm
POLAROID HOLDING CO POHC FALCONE PHILIP
HARBERT DISTRESSED INVESTMENT MASTER FUND LTD
HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
3,980,703 $12 $47,768,436 0
(Direct
Indirect)
View
2005-02-23
Sale
2005-02-25
5:37 pm
OWENS CORNING OWENQ FALCONE PHILIP
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
21,500 $2.15 $46,225 5,525,000
(Indirect)
View
2005-02-15
Purchase
2005-02-17
6:18 pm
TRUMP HOTELS & CASINO RESORTS INC DJTCQ FALCONE PHILIP
HARBERT DISTRESSED INVESTMENT MASTER FUND LTD
HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
50,000 $1.31 $65,500 91,575
(Direct
Indirect)
View
2005-01-25
Sale
2005-01-27
5:32 pm
MISSION RESOURCES CORP MSSN FALCONE PHILIP
HARBERT DISTRESSED INVESTMENT MASTER FUND LTD
HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
7,500 $5.05 $37,875 81,395
(Direct
Indirect)
View
2004-11-18
Sale
2004-11-22
6:45 pm
LEAP WIRELESS INTERNATIONAL INC LEAP FALCONE PHILIP
HARBERT DISTRESSED INVESTMENT MASTER FUND LTD
HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
570,200 $22.25 $12,688,778 113,408
(Direct
Indirect)
View
2004-07-28
Sale
2004-07-29
12:30 pm
POLYMER GROUP INC POLGA FALCONE PHILIP
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
264,987 $12.85 $3,405,083 15,000
(Indirect)
View
2004-03-30
Purchase
2004-04-01
4:51 pm
NEENAH FOUNDRY CO ACPQL FALCONE PHILIP
HARBERT DISTRESSED INVESTMENT MASTER FUND LTD
HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
100,000 $1.2 $120,000 117,554
(Direct
Indirect)
View
2003-11-14
Sale(A)
2003-12-04
3:26 pm
GB HOLDINGS INC GBH FALCONE PHILIP
HARBERT DISTRESSED INVESTMENT MASTER FUND LTD
HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
297,000 $2.8 $831,600 13,765
(Direct
Indirect)
View
(A) Indicate amendment filing.
Other purchase or sale (not a common stock or no ticker symbol):
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-12-03
Sale
2008-12-05
5:13 pm
PLIANT CORP PLIAP FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
72,500 $0.31 $22,475 0
(Direct)
View
2006-03-08
Purchase
2006-03-10
3:39 pm
Hughes Communications, Inc. None FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
15,089 $34.03 $513,479 855,151
(Direct
Indirect)
View
Other transactions:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-09-15
Other
2009-10-16
9:03 pm
Spectrum Brands, Inc. SPEB FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS LLC
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HARBINGER HOLDINGS, LLC
(See Remarks
10% owner)
550,397 $0 $0 1,891,717
(Direct)
View
2008-09-15
Other
2009-10-16
5:08 pm
SKYTERRA COMMUNICATIONS INC SKYT FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS LLC
HARBINGER HOLDINGS, LLC
(*See Remarks
10% owner)
1,113,197 $0 $0 13,467,931
(Direct)
View
2008-09-15
Other
2009-10-16
5:08 pm
TERRESTAR CORP TSTR FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS LLC
HARBINGER HOLDINGS, LLC
(*See Remarks
10% owner)
1,498,721 $0 $0 28,275,986
(Direct)
View
2008-09-15
Other
2009-10-16
5:07 pm
CALPINE CORP CPN FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS LLC
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HARBINGER HOLDINGS, LLC
(*See Remarks
10% owner)
6,340,645 $0 $0 18,856,266
(Direct)
View
2009-03-04
Other(A)
2009-04-23
5:06 pm
SOLUTIA INC SOA FALCONE PHILIP
(*See Remarks
10% owner)
0 $0 $0 32,017,628
(Indirect)
View
2009-03-04
Other
2009-03-06
9:04 pm
NEW YORK TIMES CO NYT FALCONE PHILIP
(*See Remarks
10% owner)
0 $0 $0 28,538,434
(Indirect)
View
2009-03-04
Other
2009-03-06
4:48 pm
TERRESTAR CORP TSTR FALCONE PHILIP
(*See Remarks
10% owner)
0 $0 $0 37,389,426
(Indirect)
View
2009-03-04
Other
2009-03-06
4:46 pm
SKYTERRA COMMUNICATIONS INC SKYT FALCONE PHILIP
(*See Remarks
10% owner)
0 $0 $0 29,946,362
(Indirect)
View
2009-03-04
Other
2009-03-06
4:45 pm
LEAP WIRELESS INTERNATIONAL INC LEAP FALCONE PHILIP
(*See Remarks
10% owner)
0 $0 $0 10,225,000
(Indirect)
View
2009-03-04
Other
2009-03-06
4:44 pm
CALPINE CORP CPN FALCONE PHILIP
(*See Remarks
10% owner)
0 $0 $0 108,245,497
(Indirect)
View
2009-03-04
Other
2009-03-06
4:43 pm
ATLAS AIR WORLDWIDE HOLDINGS INC AAWW FALCONE PHILIP
(*See Remarks
10% owner)
0 $0 $0 8,406,290
(Indirect)
View
2008-11-13
Option Award
2008-11-14
6:52 pm
SALTON INC SFPI.PK FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(See Remarks
10% owner)
25,000 $1,000 $25,000,000 50,000
(Direct)
View
2007-10-15
Equity Swap
2007-10-19
4:59 pm
GATEWAY INC GTW FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
39,750,000 $1.9 $75,525,000 0
(Direct
Indirect)
View
2007-10-03
Equity Swap
2007-10-05
5:06 pm
PLAYTEX PRODUCTS INC PYX FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
12,500,000 $18.3 $228,750,000 0
(Direct
Indirect)
View
2007-05-17
Exercise
2007-05-18
5:07 pm
SERACARE LIFE SCIENCES INC SRLS FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
882,574 $4.75 $4,192,226 178,789
(Direct
Indirect)
View
2006-04-28
Other(A)
2006-09-15
12:04 pm
ORBIMAGE HOLDINGS INC ORBM FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
224,692 $0 $0 0
(Indirect)
View
2006-06-26
Purchase
2006-06-28
5:17 pm
OGLEBAY NORTON CO OGLEQ FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
33,402 $0 $0 407,613
(Direct
Indirect)
View
2006-04-28
Other
2006-05-19
6:42 pm
SKYTERRA COMMUNICATIONS INC SKYT FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
65,305 $0 $0 0
(Indirect)
View
2006-03-14
Exercise(A)
2006-03-31
2:34 pm
Hughes Communications, Inc. HGCM.OM FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS LLC
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
653,346 $12.75 $8,330,162 53,867
(Direct
Indirect)
View
2004-01-12
Other
2004-01-13
5:00 pm
FLAG TELECOM GROUP LTD FTGLF FALCONE PHILIP
HARBERT DISTRESSED INVESTMENT MASTER FUND LTD
HMC DISTRESSED INVESTMENT OFFSHORE MANAGER LLC
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
771,815 $97.41 $75,182,499 0
(Direct
Indirect)
View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date
Reported
Date
Exercisable
Expiration
Company Symbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Ownership
Filing
2009-03-04
Other
2009-04-23
5:06 pm
2008-02-28
2013-02-28
SOLUTIA INC SOA FALCONE PHILIP
(*See Remarks
10% owner)
0 $29.7 193,092
(Indirect)
View
2009-04-01
Purchase
2009-04-03
4:50 pm
2009-04-01
2014-01-07
SKYTERRA COMMUNICATIONS INC SKYT FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS LLC
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HARBINGER HOLDINGS, LLC
(*See Remarks
10% owner)
15,937,500 $0.01 21,562,500
(Direct)
View
2009-04-01
Purchase
2009-04-03
4:50 pm
2009-04-01
2014-01-07
SKYTERRA COMMUNICATIONS INC SKYT FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS LLC
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HARBINGER HOLDINGS, LLC
(*See Remarks
10% owner)
5,312,500 $0.01 7,187,500
(Direct)
View
2008-01-17
Other
2009-03-06
9:04 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
(*See Remarks
10% owner)
1 $0 1
(Indirect)
View
2008-01-28
Other
2009-03-06
9:04 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
(*See Remarks
10% owner)
1 $0 1
(Indirect)
View
2008-01-29
Other
2009-03-06
9:04 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
(*See Remarks
10% owner)
1 $0 1
(Indirect)
View
2008-08-05
Other
2009-03-06
9:04 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
(*See Remarks
10% owner)
1 $0 1
(Indirect)
View
2008-08-08
Other
2009-03-06
9:04 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
(*See Remarks
10% owner)
1 $0 1
(Indirect)
View
2008-08-11
Other
2009-03-06
9:04 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
(*See Remarks
10% owner)
1 $0 1
(Indirect)
View
2008-08-12
Other
2009-03-06
9:04 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
(*See Remarks
10% owner)
1 $0 1
(Indirect)
View
2008-08-13
Other
2009-03-06
9:04 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
(*See Remarks
10% owner)
1 $0 1
(Indirect)
View
2008-08-14
Other
2009-03-06
9:04 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
(*See Remarks
10% owner)
1 $0 1
(Indirect)
View
2008-08-15
Other
2009-03-06
9:04 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
(*See Remarks
10% owner)
1 $0 1
(Indirect)
View
2008-08-18
Other
2009-03-06
9:04 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
(*See Remarks
10% owner)
1 $0 1
(Indirect)
View
2008-08-19
Other
2009-03-06
9:04 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
(*See Remarks
10% owner)
1 $0 1
(Indirect)
View
2008-08-20
Other
2009-03-06
9:04 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
(*See Remarks
10% owner)
1 $0 1
(Indirect)
View
2008-08-20
Other
2009-03-06
9:04 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
(*See Remarks
10% owner)
1 $0 1
(Indirect)
View
2008-08-27
Other
2009-03-06
9:04 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
(*See Remarks
10% owner)
1 $0 1
(Indirect)
View
2008-09-19
Other
2009-03-06
9:04 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
(*See Remarks
10% owner)
1 $0 1
(Indirect)
View
2009-03-04
Other
2009-03-06
4:48 pm
2008-06-09
2014-06-15
TERRESTAR CORP TSTR FALCONE PHILIP
(*See Remarks
10% owner)
0 $0 53,616,565
(Indirect)
View
2009-03-04
Other
2009-03-06
4:48 pm
2008-06-10
N/A
TERRESTAR CORP TSTR FALCONE PHILIP
(*See Remarks
10% owner)
0 $0 1,200,000
(Indirect)
View
2009-03-04
Other
2009-03-06
4:48 pm
2005-09-08
2010-04-15
TERRESTAR CORP TSTR FALCONE PHILIP
(*See Remarks
10% owner)
0 $0 146,839
(Indirect)
View
2009-03-04
Other
2009-03-06
4:48 pm
2005-09-08
2010-04-15
TERRESTAR CORP TSTR FALCONE PHILIP
(*See Remarks
10% owner)
0 $26.51 9,431
(Indirect)
View
2009-03-04
Other
2009-03-06
4:46 pm
2009-01-07
2014-01-07
SKYTERRA COMMUNICATIONS INC SKYT FALCONE PHILIP
(*See Remarks
10% owner)
0 $0.01 7,500,000
(Indirect)
View
2009-03-04
Other
2009-03-06
4:46 pm
2008-01-07
2018-01-06
SKYTERRA COMMUNICATIONS INC SKYT FALCONE PHILIP
(*See Remarks
10% owner)
0 $10 9,144,038
(Indirect)
View
2009-03-04
Other
2009-03-06
4:46 pm
1999-06-04
2009-06-04
SKYTERRA COMMUNICATIONS INC SKYT FALCONE PHILIP
(*See Remarks
10% owner)
0 $4.2 679,923
(Indirect)
View
2009-03-04
Other
2009-03-06
4:46 pm
1999-06-04
2009-06-04
SKYTERRA COMMUNICATIONS INC SKYT FALCONE PHILIP
(*See Remarks
10% owner)
0 $7 2,689,735
(Indirect)
View
2008-12-15
Other
2008-12-17
7:05 pm
N/A
N/A
NAVISTAR INTERNATIONAL CORP NAVZ FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
10,850 $0 1
(Direct)
View
2008-12-16
Other
2008-12-17
7:05 pm
N/A
N/A
NAVISTAR INTERNATIONAL CORP NAVZ FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
16,116 $0 0
(Direct)
View
2008-12-16
Other
2008-12-17
7:05 pm
N/A
N/A
NAVISTAR INTERNATIONAL CORP NAVZ FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
99,484 $0 1
(Direct)
View
2008-12-15
Other
2008-12-17
7:05 pm
N/A
N/A
NAVISTAR INTERNATIONAL CORP NAVZ FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
53,000 $0 0
(Direct)
View
2008-12-15
Other
2008-12-17
7:05 pm
N/A
N/A
NAVISTAR INTERNATIONAL CORP NAVZ FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
18,150 $0 0
(Direct)
View
2008-11-26
Other
2008-12-01
7:56 pm
N/A
N/A
POINT BLANK SOLUTIONS, INC. PBSO FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
138,500 $0 0
(Direct)
View
2008-11-26
Other
2008-12-01
7:56 pm
N/A
N/A
POINT BLANK SOLUTIONS, INC. PBSO FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
382,000 $0 0
(Direct)
View
2008-11-26
Other
2008-12-01
7:56 pm
N/A
N/A
POINT BLANK SOLUTIONS, INC. PBSO FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
55,380 $0 0
(Direct)
View
2008-11-26
Other
2008-12-01
7:56 pm
N/A
N/A
POINT BLANK SOLUTIONS, INC. PBSO FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
132,338 $0 0
(Direct)
View
2008-11-26
Other
2008-12-01
7:56 pm
N/A
N/A
POINT BLANK SOLUTIONS, INC. PBSO FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
201,310 $0 0
(Direct)
View
2008-11-26
Other
2008-12-01
7:56 pm
N/A
N/A
POINT BLANK SOLUTIONS, INC. PBSO FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
101,000 $0 0
(Direct)
View
2008-11-18
Other
2008-11-20
7:35 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBERT MANAGEMENT CORP
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT RAYMOND J
LUCE MICHAEL D
(See Remarks
10% owner)
1 $0 1
(Direct)
View
2008-11-19
Other
2008-11-20
7:35 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBERT MANAGEMENT CORP
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT RAYMOND J
LUCE MICHAEL D
(See Remarks
10% owner)
1 $0 1
(Direct)
View
2008-11-14
Other
2008-11-18
6:08 pm
N/A
N/A
NAVISTAR INTERNATIONAL CORP NAVZ FALCONE PHILIP
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
248,300 $0 1
(Direct)
View
2008-11-17
Other
2008-11-18
6:08 pm
N/A
N/A
NAVISTAR INTERNATIONAL CORP NAVZ FALCONE PHILIP
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
121,400 $0 1
(Direct)
View
2008-09-19
Other
2008-09-23
7:32 pm
N/A
N/A
NEW YORK TIMES CO NYT FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HMC - NEW YORK, INC.
HARBERT RAYMOND J
LUCE MICHAEL D
FIREBRAND INVESTMENTS, LLC
GALLOWAY SCOTT
(* See Remarks
10% owner)
1 $0 1
(Indirect)
View
2008-09-15
Purchase
2008-09-18
7:13 pm
N/A
N/A
MEDIA GENERAL INC MEG FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
186,100 $0 1
(Direct)
View
2008-07-16
Purchase
2008-07-22
4:53 pm
N/A
N/A
CLEVELAND CLIFFS INC CLF FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
1 $0 1
(Direct)
View
2008-07-16
Purchase
2008-07-22
4:53 pm
N/A
N/A
CLEVELAND CLIFFS INC CLF FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(* See Remarks
10% owner)
1 $0 1
(Direct)
View
2008-06-09
Purchase
2008-06-13
4:35 pm
2008-06-09
2014-06-15
TERRESTAR CORP TSTR FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
244,886 $0 244,886
(Direct)
View
2008-06-09
Purchase
2008-06-13
4:35 pm
2008-06-09
2014-06-15
TERRESTAR CORP TSTR FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
122,447 $0 122,447
(Direct)
View
2008-06-10
Purchase
2008-06-13
4:35 pm
2008-06-10
N/A
TERRESTAR CORP TSTR FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
864,000 $0 864,000
(Direct)
View
2008-06-10
Purchase
2008-06-13
4:35 pm
2008-06-10
N/A
TERRESTAR CORP TSTR FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
HMC - NEW YORK, INC.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(*See Remarks
10% owner)
336,000 $0 336,000
(Direct)
View
2008-01-07
Purchase
2008-01-16
5:08 pm
2008-01-07
2018-01-06
SKYTERRA COMMUNICATIONS INC SKYT FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
6,096,026 $10 6,096,026
(Direct)
View
2008-01-07
Purchase
2008-01-16
5:08 pm
2008-01-07
2018-01-06
SKYTERRA COMMUNICATIONS INC SKYT FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
0 $10 6,096,026
(Indirect)
View
2008-01-07
Purchase
2008-01-16
5:08 pm
2008-01-07
2018-01-06
SKYTERRA COMMUNICATIONS INC SKYT FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
3,048,012 $10 3,048,012
(Indirect)
View
2008-01-09
Expired
2008-01-11
5:51 pm
2007-01-09
2008-01-09
Owens Corning OC FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
1,740,741 $37.5 0
(Direct)
View
2008-01-09
Expired
2008-01-11
5:51 pm
2007-01-09
2008-01-09
Owens Corning OC FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
0 $37.5 0
(Indirect)
View
2008-01-09
Expired
2008-01-11
5:51 pm
2007-05-16
2008-01-09
Owens Corning OC FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
3,256,516 $37.5 0
(Indirect)
View
2007-08-15
Other
2007-08-31
4:44 pm
2007-08-15
2008-06-30
NAVISTAR INTERNATIONAL CORP NAVZ.PK FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
1 $51.43 1
(Indirect)
View
2007-08-15
Other
2007-08-31
4:44 pm
2007-08-15
2008-06-30
NAVISTAR INTERNATIONAL CORP NAVZ.PK FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
1 $51.43 1
(Indirect)
View
2007-08-16
Other
2007-08-31
4:44 pm
2007-08-16
2008-06-30
NAVISTAR INTERNATIONAL CORP NAVZ.PK FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
1 $48.21 1
(Indirect)
View
2007-08-16
Other
2007-08-31
4:44 pm
2007-08-16
2008-06-30
NAVISTAR INTERNATIONAL CORP NAVZ.PK FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
1 $48.21 1
(Indirect)
View
2007-07-03
Other
2007-07-06
5:29 pm
2007-03-06
2008-01-11
OPENWAVE SYSTEMS INC OPWV FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
1 $6.21 5
(Direct)
View
2007-07-03
Other
2007-07-06
5:29 pm
2007-03-06
2008-01-11
OPENWAVE SYSTEMS INC OPWV FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
0 $0 5
(Indirect)
View
2007-07-05
Other
2007-07-06
5:29 pm
2007-03-06
2008-01-11
OPENWAVE SYSTEMS INC OPWV FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
1 $6.17 5
(Direct)
View
2007-07-05
Other
2007-07-06
5:29 pm
2007-03-06
2008-01-11
OPENWAVE SYSTEMS INC OPWV FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
0 $0 5
(Indirect)
View
2007-07-03
Other
2007-07-06
5:29 pm
2007-03-05
2008-01-11
OPENWAVE SYSTEMS INC OPWV FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
1 $6.21 0
(Indirect)
View
2007-07-05
Other
2007-07-06
5:29 pm
2007-03-05
2008-01-11
OPENWAVE SYSTEMS INC OPWV FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
1 $6.17 0
(Indirect)
View
2007-05-17
Exercise
2007-05-18
5:07 pm
2007-05-17
2007-01-31
SERACARE LIFE SCIENCES INC SRLS FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
841,585 $4.75 0
(Direct)
View
2007-05-17
Exercise
2007-05-18
5:07 pm
2007-05-17
2007-01-31
SERACARE LIFE SCIENCES INC SRLS FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
0 $0 0
(Indirect)
View
2007-05-17
Exercise
2007-05-18
5:07 pm
2007-05-17
2007-01-31
SERACARE LIFE SCIENCES INC SRLS FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
40,989 $4.75 0
(Indirect)
View
2007-02-07
Sale
2007-02-09
4:13 pm
2005-03-24
2010-03-25
GeoEye, Inc. GEOY FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
67,555 $10 0
(Indirect)
View
2006-11-14
Purchase
2006-11-16
5:12 pm
2005-09-08
2010-04-15
MOTIENT CORP MNCP.PK FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
339 $0 20,339
(Indirect)
View
2006-04-28
Other
2006-09-15
12:04 pm
2005-03-24
2010-03-25
ORBIMAGE HOLDINGS INC ORBM FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
34,206 $10 0
(Indirect)
View
2006-05-02
Purchase
2006-09-15
12:04 pm
2005-03-24
2010-03-25
ORBIMAGE HOLDINGS INC ORBM FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
24,206 $10 1,016,950
(Direct)
View
2006-05-02
Purchase
2006-09-15
12:04 pm
2005-03-24
2010-03-25
ORBIMAGE HOLDINGS INC ORBM FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
0 $10 1,016,950
(Indirect)
View
2006-09-11
Purchase
2006-09-13
5:18 pm
2005-03-24
2010-03-25
ORBIMAGE INC ORBM FALCONE PHILIP
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
60,000 $10 60,000
(Indirect)
View
2006-06-26
Purchase
2006-06-28
5:17 pm
2005-01-31
2049-12-31
OGLEBAY NORTON CO OGLEQ FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
27,174 $0 369,939
(Direct)
View
2006-06-26
Purchase
2006-06-28
5:17 pm
2005-01-31
2049-12-31
OGLEBAY NORTON CO OGLEQ FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS, L.L.C.
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
0 $0 369,939
(Indirect)
View
2006-04-28
Sale
2006-05-01
8:23 pm
2004-11-01
2007-10-31
NORTHWESTERN CORP NWEC FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
1,502,986 $27.17 0
(Direct)
View
2006-04-28
Sale
2006-05-01
8:23 pm
2004-11-01
2007-10-31
NORTHWESTERN CORP NWEC FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
1,502,986 $27.17 0
(Indirect)
View
2006-04-28
Sale
2006-05-01
8:23 pm
2004-11-01
2007-10-31
NORTHWESTERN CORP NWEC FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
22,381 $27.17 0
(Indirect)
View
2006-03-14
Other
2006-03-31
2:34 pm
2006-02-21
2006-03-17
Hughes Communications, Inc. HGCM.OM FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS LLC
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
14,260 $12.75 628,951
(Indirect)
View
2006-03-14
Other
2006-03-31
2:34 pm
2006-02-21
2006-03-17
Hughes Communications, Inc. HGCM.OM FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS LLC
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
0 $12.75 628,951
(Indirect)
View
2006-03-14
Other
2006-03-31
2:34 pm
2006-02-21
2006-03-17
Hughes Communications, Inc. HGCM.OM FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS LLC
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
605 $12.75 24,395
(Indirect)
View
2006-03-14
Exercise
2006-03-31
2:34 pm
2006-02-21
2006-03-17
Hughes Communications, Inc. HGCM.OM FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS LLC
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
628,951 $12.75 0
(Indirect)
View
2006-03-14
Exercise
2006-03-31
2:34 pm
2006-02-21
2006-03-17
Hughes Communications, Inc. HGCM.OM FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS LLC
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
0 $12.75 0
(Indirect)
View
2006-03-14
Exercise
2006-03-31
2:34 pm
2006-02-21
2006-03-17
Hughes Communications, Inc. HGCM.OM FALCONE PHILIP
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
HMC INVESTORS LLC
HARBERT MANAGEMENT CORP
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
24,395 $12.75 0
(Indirect)
View
2005-06-23
Purchase
2006-01-10
4:52 pm
2005-03-24
2010-03-24
ORBIMAGE INC ORBM FALCONE PHILIP
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
22,000 $10 34,406
(Indirect)
View
2006-01-06
Purchase
2006-01-10
4:10 pm
2003-09-08
2008-09-08
ABOVENET INC ABVT FALCONE PHILIP
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
2,421 $20 5,916
(Indirect)
View
2006-01-06
Purchase
2006-01-10
4:10 pm
2003-09-08
2010-09-08
ABOVENET INC ABVT FALCONE PHILIP
HMC INVESTORS LLC
HARBERT RAYMOND J
LUCE MICHAEL D
(10% owner)
2,845 $24 6,955
(Indirect)
View
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