Home | Archives | Products | About | Contact | FAQ |
New User? Sign Up | Sign In
Sec Filings Insider Trading - Carroll David M - Portfolio Holdings (Majority Ownership)
Select Time period:       google icon google     yahoo icon yahoo!
Send this page to:   blogger icon Blog    digg icon Digg    reddit icon Reddit    facebook icon Facebook    stumble icon Stumble    delicious icon del.icio.us

Enter Stock Ticker Symbol or Cik: SEC Cik Lookup Cik Lookup...

Search By Company or Insider Name: Powered by Google button
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Carroll David M
CARROLL DAVID M: Insider Trading and Stock Options
Common stock purchase or sale:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2009-02-24
Sale(A)
2009-07-08
5:50 pm
WELLS FARGO & CO WFC CARROLL DAVID M
(Senior Exec. Vice President)
23,163 $0 $0 34,650
(Direct)
View
2008-12-31
Sale
2009-01-05
11:52 am
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
295,497 $0 $0 0
(Direct
Indirect)
View
2007-01-25
Sale
2007-01-29
12:32 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
129,888 $56.14 $7,291,495 150,667
(Direct)
View
2006-02-01
Sale
2006-02-03
11:24 am
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
32,676 $54.99 $1,796,756 110,527
(Direct)
View
2004-11-03
Sale
2004-11-08
3:48 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
1 $49.32 $44 107,254
(Direct)
View
(A) Indicate amendment filing.
Other transactions:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-12-31
Tax Withholding
2009-01-05
11:52 am
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
23,855 $5.54 $132,157 294,734
(Direct)
View
2008-04-22
Tax Withholding
2008-04-23
4:52 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
1,783 $26.2 $46,715 318,589
(Direct)
View
2008-04-18
Tax Withholding
2008-04-21
6:24 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
3,629 $27.24 $98,854 320,372
(Direct)
View
2008-03-31
Tax Withholding
2008-04-01
5:53 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
1,430 $27 $38,610 324,001
(Direct)
View
2008-02-20
Tax Withholding
2008-02-22
2:52 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
2,322 $34.08 $79,134 325,431
(Direct)
View
2008-02-19
Option Award
2008-02-21
3:49 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
116,343 $0 $0 327,753
(Direct)
View
2007-04-20
Tax Withholding
2007-04-23
6:10 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
1,783 $55.85 $99,581 211,410
(Direct)
View
2007-04-19
Tax Withholding
2007-04-20
3:41 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
2,202 $55.52 $122,255 213,193
(Direct)
View
2007-04-18
Tax Withholding
2007-04-19
7:04 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
2,032 $55.87 $113,528 215,395
(Direct)
View
2007-03-30
Tax Withholding
2007-04-03
12:26 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
1,870 $55.05 $102,944 217,427
(Direct)
View
2007-02-20
Option Award
2007-02-21
3:07 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
35,274 $0 $0 219,297
(Direct)
View
2007-01-25
Exercise
Tax Withholding
2007-01-29
12:32 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
341,844 $34.92 $11,938,267 184,023
(Direct)
View
2006-04-22
Tax Withholding
2006-04-24
4:20 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
1,783 $56.65 $101,007 126,539
(Direct)
View
2006-04-19
Tax Withholding
2006-04-20
2:27 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
2,202 $56.32 $124,017 128,322
(Direct)
View
2006-04-18
Tax Withholding
2006-04-19
2:48 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
2,032 $56.18 $114,158 130,524
(Direct)
View
2006-03-31
Option Award
2006-04-04
11:19 am
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
22,028 $0 $0 132,555
(Direct)
View
2006-02-01
Exercise
2006-02-03
11:24 am
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
18,450 $29.25 $539,662 123,203
(Direct)
View
2005-04-22
Tax Withholding
2005-04-25
2:08 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
1,783 $50.58 $90,184 125,788
(Direct)
View
2005-04-19
Tax Withholding
2005-04-20
2:48 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
2,202 $50.27 $110,695 127,571
(Direct)
View
2005-04-18
Option Award
2005-04-19
4:38 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
23,927 $50.38 $1,205,442 129,773
(Direct)
View
2005-04-15
Tax Withholding
2005-04-19
12:45 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
5,541 $49.52 $274,390 105,846
(Direct)
View
2005-04-15
Tax Withholding
2005-04-19
12:33 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
5,541 $49.52 $274,390 105,846
(Direct)
View
2005-04-15
Tax Withholding
2005-04-19
12:27 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
5,541 $49.52 $274,390 105,846
(Direct)
View
2005-01-03
Tax Withholding
2005-01-05
1:18 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
984 $52.19 $51,355 112,599
(Direct)
View
2004-11-11
Exercise
Tax Withholding
2004-11-15
11:10 am
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
26,371 $33.82 $891,819 113,583
(Direct)
View
2004-04-22
Tax Withholding
2004-04-26
09:27 am
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
1,363 $45.92 $62,589 107,246
(Direct)
View
2004-04-20
Tax Withholding
2004-04-22
12:00 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
740 $44.38 $32,841 108,609
(Direct)
View
2004-04-19
Option Award
2004-04-21
4:37 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
25,928 $44.65 $1,157,685 109,349
(Direct)
View
2004-01-21
Exercise
Tax Withholding
2004-01-22
12:29 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(EVP-E-Comm and Tech)
12,403 $30.39 $376,957 84,161
(Direct)
View
2004-01-03
Tax Withholding
2004-01-13
4:14 pm
WACHOVIA CORP NEW WB CARROLL DAVID M
(EVP-E-Comm and Tech)
995 $46.08 $45,850 79,764
(Direct)
View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date
Reported
Date
Exercisable
Expiration
Company Symbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Ownership
Filing
2009-02-24
Option Award
2009-07-08
5:50 pm
N/A
N/A
WELLS FARGO & CO WFC CARROLL DAVID M
(Senior Exec. Vice President)
800,000 $13.05 800,000
(Direct)
View
2009-02-24
Option Award
2009-02-26
6:08 pm
N/A
N/A
WELLS FARGO & CO WFC CARROLL DAVID M
(Senior Exec. Vice President)
800,000 $13.05 800,000
(Direct)
View
2008-12-31
Option Sale
2009-01-05
11:52 am
2000-04-20
2009-04-20
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
1,820 $54.94 0
(Direct)
View
2008-12-31
Option Sale
2009-01-05
11:52 am
2000-04-20
2009-04-20
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
24,780 $54.94 0
(Direct)
View
2008-12-31
Option Sale
2009-01-05
11:52 am
2000-12-14
2009-12-14
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
36,450 $34.94 0
(Direct)
View
2008-12-31
Option Sale
2009-01-05
11:52 am
2001-01-03
2010-01-03
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
85,050 $31.56 0
(Direct)
View
2008-12-31
Option Sale
2009-01-05
11:52 am
2002-04-17
2011-04-17
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
150,000 $30.4 0
(Direct)
View
2008-12-31
Option Sale
2009-01-05
11:52 am
2002-07-31
2011-07-31
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
178,300 $34.92 0
(Direct)
View
2008-12-31
Option Sale
2009-01-05
11:52 am
2003-04-16
2012-04-16
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
118,671 $37.98 0
(Direct)
View
2008-12-31
Option Sale
2009-01-05
11:52 am
2004-04-22
2013-04-22
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
148,431 $37.43 0
(Direct)
View
2008-12-31
Option Sale
2009-01-05
11:52 am
2005-04-19
2014-04-19
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
96,032 $44.65 0
(Direct)
View
2008-12-31
Option Sale
2009-01-05
11:52 am
2006-04-18
2015-04-18
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
88,606 $50.38 0
(Direct)
View
2008-12-31
Option Sale
2009-01-05
11:52 am
2007-03-31
2016-03-30
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
107,690 $56.05 0
(Direct)
View
2008-12-31
Option Sale
2009-01-05
11:52 am
2008-02-20
2017-02-20
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
35,274 $58.36 0
(Direct)
View
2008-12-31
Option Sale
2009-01-05
11:52 am
2009-02-19
2018-02-19
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
81,473 $41 0
(Direct)
View
2008-12-31
Option Sale
2009-01-05
11:52 am
2009-02-19
2018-02-19
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
95,052 $48 0
(Direct)
View
2008-12-31
Option Sale
2009-01-05
11:52 am
2009-02-19
2018-02-19
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP & Head of Cap. MGMT)
82,125 $33.79 0
(Direct)
View
2008-02-19
Option Award
2008-02-21
3:49 pm
2009-02-19
2018-02-19
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
82,125 $33.79 82,125
(Direct)
View
2008-02-19
Option Award
2008-02-21
3:49 pm
2009-02-19
2018-02-19
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
81,473 $41 81,473
(Direct)
View
2008-02-19
Option Award
2008-02-21
3:49 pm
2009-02-19
2018-02-19
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
95,052 $48 95,052
(Direct)
View
2007-02-20
Option Award
2007-02-21
3:07 pm
2008-02-20
2017-02-20
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
35,274 $58.36 35,274
(Direct)
View
2007-01-25
Exercise
2007-01-29
12:32 pm
1998-04-15
2007-04-15
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
623 $40.13 1,869
(Direct)
View
2007-01-25
Exercise
2007-01-29
12:32 pm
1998-04-15
2007-04-15
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
1,869 $40.13 0
(Direct)
View
2007-01-25
Exercise
2007-01-29
12:32 pm
1998-04-15
2007-04-15
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
17,031 $40.13 5,677
(Direct)
View
2007-01-25
Exercise
2007-01-29
12:32 pm
1998-04-15
2007-04-15
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
5,677 $40.13 0
(Direct)
View
2007-01-25
Exercise
2007-01-29
12:32 pm
2001-10-17
2010-10-17
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
60,000 $27.56 180,000
(Direct)
View
2007-01-25
Exercise
2007-01-29
12:32 pm
2001-10-17
2010-10-17
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
70,000 $27.56 110,000
(Direct)
View
2007-01-25
Exercise
2007-01-29
12:32 pm
2001-10-17
2010-10-17
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
110,000 $27.56 0
(Direct)
View
2006-03-31
Option Award
2006-04-04
11:19 am
2007-03-31
2016-03-30
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
107,690 $56.05 107,690
(Direct)
View
2006-02-01
Exercise
2006-02-03
11:24 am
1997-04-16
2006-04-15
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
18,450 $29.25 0
(Direct)
View
2005-04-18
Option Award
2005-04-19
4:38 pm
2006-04-18
2015-04-18
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
88,606 $50.38 88,606
(Direct)
View
2004-11-11
Exercise
2004-11-15
11:10 am
1996-06-20
2005-06-19
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
15,600 $22.38 0
(Direct)
View
2004-11-11
Exercise
2004-11-15
11:10 am
1997-04-16
2006-04-15
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
750 $29.25 18,450
(Direct)
View
2004-04-19
Option Award
2004-04-21
4:37 pm
2005-04-19
2014-04-19
WACHOVIA CORP NEW WB CARROLL DAVID M
(SEVP Sp Fin and Corp Supp Serv)
96,032 $44.65 96,032
(Direct)
View
2004-01-21
Exercise
2004-01-22
12:29 pm
1995-06-21
2004-06-20
WACHOVIA CORP NEW WB CARROLL DAVID M
(EVP-E-Comm and Tech)
8,400 $22.44 0
(Direct)
View