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Sec Filings Insider Trading - Kathwari M Farooq - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Kathwari M Farooq
KATHWARI M FAROOQ: Insider Trading and Stock Options
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-11-24
Purchase		 2008-11-25
11:38 am		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 10,000 $12.97 $129,700 2,046,046
(Direct)		 View
2007-02-02
Sale		 2007-02-06
3:44 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 369,601 $21.17 $7,824,453 2,154,191
(Direct)		 View
2006-08-15
Sale		 2006-08-17
4:58 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 185,930 $38.48 $7,154,586 1,900,841
(Direct)		 View
2006-01-30
Sale(C)		 2006-02-01
6:22 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 49,500 $42.23 $2,090,448 115,500
(Indirect)		 View
2005-11-22
Sale(A)		 2005-12-08
3:47 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 25,000 $38.05 $951,250 2,271,428
(Direct)		 View
2005-11-23
Sale(A)		 2005-11-23
4:02 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 25,000 $38.05 $951,250 2,271,428
(Direct)		 View
2005-11-22
Sale		 2005-11-23
2:21 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 25,000 $38.05 $951,250 2,271,428
(Direct)		 View
2005-05-04
Sale		 2005-05-04
4:16 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 398,954 $30.02 $11,976,599 2,301,471
(Direct)		 View
2004-11-05
Sale		 2004-11-08
3:56 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman. President, and CEO
Director
10% owner)		 15,000 $40.33 $604,974 163,050
(Indirect)		 View
2004-05-05
Sale		 2004-05-06
4:58 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 75,000 $41.37 $3,102,750 1,989,943
(Direct)		 View
2003-12-12-
-2003-12-15
Sale		 2003-12-16
3:07 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 72,000 $41.83 $3,011,560 1,884,943
(Direct)		 View
(A) Indicate amendment filing.
(C) Indicate conflicting filing codes (D in column 4 while P/A in column 3), interpreted as SALE.
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-11-11
Option Award		 2008-11-13
3:02 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 60,000 $0 $0 2,096,046
(Direct)		 View
2008-08-28
Gift		 2008-09-02
5:10 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 9,706 $0 $0 2,033,046
(Direct)		 View
2008-07-01
Option Award		 2008-07-03
10:50 am		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 20,000 $24.62 $492,400 2,042,752
(Direct)		 View
2007-11-13
Option Award		 2007-11-15
4:07 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 35,000 $30.55 $1,069,250 2,396,347
(Direct)		 View
2007-08-17
Exercise
Tax Withholding		 2007-08-21
12:17 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 1,411,688 $30.94 $43,670,884 2,232,003
(Direct)		 View
2007-02-02
Exercise
Tax Withholding(A)		 2007-03-01
4:01 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 869,601 $28.68 $24,936,607 2,154,191
(Direct)		 View
2007-02-02
Exercise		 2007-02-06
3:44 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 500,000 $21.17 $10,585,000 2,523,792
(Direct)		 View
2006-08-15
Exercise		 2006-08-17
4:58 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 250,000 $21.17 $5,291,675 2,086,771
(Direct)		 View
2005-12-19
Gift(A)		 2005-12-22
09:52 am		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 40,000 $0 $0 2,271,428
(Direct)		 View
2005-12-19
Gift		 2005-12-20
4:05 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 40,000 $0 $0 2,296,428
(Direct)		 View
2005-11-21
Gift		 2005-11-22
3:01 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 40,000 $0 $0 2,296,428
(Direct)		 View
2005-05-04
Exercise		 2005-05-04
4:16 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 720,000 $6.33 $4,557,600 2,700,425
(Direct)		 View
2004-07-01
Option Award		 2004-08-02
3:31 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman. President, and CEO
Director
10% owner)		 10,500 $0 $0 1,980,425
(Direct)		 View
2004-05-05
Exercise		 2004-05-06
4:58 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 180,000 $41.44 $7,459,200 2,064,943
(Direct)		 View
2003-07-01
Option Award(A)		 2003-12-16
3:10 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman. President, and CEO
Director
10% owner)		 10,500 $0 $0 2,164,993
(Direct)		 View
2003-08-01
Option Award		 2003-08-04
4:28 pm		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 0 $0 $0 208,050
(Direct
Indirect)		 View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2008-11-11
Option Award		 2008-11-13
3:02 pm		 2012-11-11
2018-11-11		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 50,000 $15.93 50,000
(Direct)		 View
2008-07-01
Option Award		 2008-07-03
10:50 am		 2010-06-30
2018-07-01		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 90,000 $24.62 90,000
(Direct)		 View
2007-10-10
Option Award		 2007-10-29
4:30 pm		 2010-06-30
2017-10-10		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 150,000 $34.03 150,000
(Direct)		 View
2007-10-10
Option Award		 2007-10-12
3:56 pm		 2010-06-30
2017-10-10		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 150,000 $34.03 150,000
(Direct)		 View
2007-08-17
Exercise		 2007-08-21
12:17 pm		 2000-09-17
2007-09-17		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 750,000 $27.52 0
(Direct)		 View
2007-02-02
Exercise		 2007-03-01
4:01 pm		 2001-09-17
2007-09-17		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 500,000 $21.17 0
(Direct)		 View
2007-02-02
Exercise		 2007-02-06
3:44 pm		 2001-09-17
2007-09-17		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 500,000 $21.17 0
(Direct)		 View
2006-08-15
Exercise		 2006-08-17
4:58 pm		 2001-09-17
2007-09-17		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 250,000 $21.17 500,000
(Direct)		 View
2005-05-04
Exercise		 2005-05-04
4:16 pm		 1999-08-08
2005-08-08		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 720,000 $6.33 2,700,050
(Direct)		 View
2004-08-02
Option Award		 2004-08-02
3:31 pm		 2005-08-01
2014-08-01		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman. President, and CEO
Director
10% owner)		 200,000 $37.15 3,420,050
(Direct)		 View
2004-05-05
Exercise		 2004-05-06
4:58 pm		 1998-07-27
2004-07-27		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 180,000 $6.5 3,220,050
(Direct)		 View
2003-08-01
Option Award		 2003-08-04
4:28 pm		 2004-08-01
2013-08-01		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 200,000 $35.52 3,200,050
(Direct)		 View
2003-08-01
Option Award		 2003-08-04
4:28 pm		 2005-08-01
2013-08-01		 ETHAN ALLEN INTERIORS INC ETH KATHWARI M FAROOQ
(Chairman, President, CEO
Director
10% owner)		 200,000 $35.52 3,400,050
(Direct)		 View