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Sec Filings Insider Trading - Novak David C - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Novak David C
NOVAK DAVID C: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-05-22-
-2009-06-25
Purchase		 2009-07-09
4:45 pm		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 3,000 $34.18 $102,540 95,029
(Direct)		 View
2009-04-29-
-2009-04-30
Sale		 2009-04-30
12:10 pm		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 1,265,504 $34.05 $43,093,772 199,730
(Direct)		 View
2009-04-28
Sale		 2009-04-29
12:40 pm		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 1,150,000 $34.05 $39,157,500 199,730
(Direct)		 View
2007-12-14-
-2007-12-17
Sale		 2007-12-18
11:45 am		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 1,193,172 $38.37 $45,779,133 52,454
(Direct)		 View
2006-07-03
Sale		 2006-07-05
3:11 pm		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 29,500 $50.57 $1,491,732 26,227
(Direct)		 View
2006-07-03
Sale		 2006-07-05
2:39 pm		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 45,500 $50.26 $2,286,893 55,727
(Direct)		 View
2006-06-01
Sale		 2006-06-01
3:33 pm		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 23,500 $50.69 $1,191,106 26,227
(Direct)		 View
2006-06-01
Sale		 2006-06-01
3:19 pm		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 51,500 $50.8 $2,616,239 49,727
(Direct)		 View
2004-07-01
Sale		 2004-07-01
1:06 pm		 BANK ONE CORP ONE NOVAK DAVID C
(Director)		 19,434 $0 $0 0
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-09-30
Option Award		 2009-10-02
3:17 pm		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 513 $43.82 $22,500 96,284
(Direct)		 View
2009-06-30
Option Award		 2009-07-02
4:48 pm		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 660 $34.11 $22,500 92,688
(Direct)		 View
2009-04-29-
-2009-04-30
Exercise		 2009-04-30
12:10 pm		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 1,265,504 $8.436 $10,676,273 790,234
(Direct)		 View
2009-04-28
Exercise		 2009-04-29
12:40 pm		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 1,297,276 $7.921 $10,275,993 1,039,766
(Direct)		 View
2009-03-31
Option Award		 2009-04-02
2:15 pm		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 847 $26.58 $22,500 91,939
(Direct)		 View
2009-02-04
Exercise
Tax Withholding		 2009-02-05
1:57 pm		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 716 $28.1 $20,127 52,454
(Direct)		 View
2009-01-20
Option Award		 2009-01-22
2:44 pm		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 8,725 $19.48 $170,000 90,573
(Direct)		 View
2008-12-31
Option Award		 2009-01-05
4:24 pm		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 714 $31.53 $22,500 81,848
(Direct)		 View
2008-12-26
Exercise
Tax Withholding		 2008-12-29
09:26 am		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 4,432 $30.39 $134,702 52,454
(Direct)		 View
2008-12-18
Exercise
Tax Withholding		 2008-12-22
4:01 pm		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 2,081 $30.54 $63,564 52,454
(Direct)		 View
2008-10-20
Exercise		 2008-10-22
12:05 pm		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 2,640 $27.92 $73,709 80,791
(Direct)		 View
2008-09-30
Option Award		 2008-10-02
12:50 pm		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 482 $46.7 $22,500 78,151
(Direct)		 View
2008-06-30
Option Award		 2008-07-02
4:32 pm		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 656 $34.31 $22,500 77,253
(Direct)		 View
2008-03-31
Option Award		 2008-04-02
5:40 pm		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 518 $43.44 $22,500 76,282
(Direct)		 View
2008-01-22
Option Award		 2008-01-22
9:05 pm		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 4,268 $39.83 $170,000 75,503
(Direct)		 View
2007-12-31
Option Award		 2008-01-03
11:53 am		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 518 $43.47 $22,500 71,235
(Direct)		 View
2007-12-14-
-2007-12-17
Exercise		 2007-12-18
11:45 am		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 1,193,172 $7.57 $9,032,670 547,826
(Direct)		 View
2007-12-12
Exercise
Tax Withholding		 2007-12-13
10:57 am		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 13,458 $38.87 $523,112 52,454
(Direct)		 View
2007-09-30
Option Award		 2007-10-02
3:37 pm		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 16,897 $1.332 $22,500 70,455
(Direct)		 View
2007-01-29
Exercise
Tax Withholding		 2007-01-31
12:46 pm		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 2,322 $58.88 $136,721 26,227
(Direct)		 View
2007-01-18
Option Award		 2007-01-19
4:24 pm		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 3,523 $48.25 $170,000 53,259
(Direct)		 View
2006-07-03
Exercise		 2006-07-05
2:39 pm		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 75,000 $15.14 $1,135,500 101,227
(Direct)		 View
2006-06-01
Exercise		 2006-06-01
3:19 pm		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 75,000 $15.14 $1,135,500 101,227
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2009-04-29
Exercise		 2009-04-30
12:10 pm		 2001-11-18
2011-01-25		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 252,544 $8.617 0
(Direct)		 View
2009-04-29
Exercise		 2009-04-30
12:10 pm		 2005-01-25
2011-01-25		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 422,456 $8.391 590,504
(Direct)		 View
2009-04-30
Exercise		 2009-04-30
12:10 pm		 2005-01-25
2011-01-25		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 590,504 $8.391 0
(Direct)		 View
2009-04-28
Exercise		 2009-04-29
12:40 pm		 2000-01-25
2011-01-25		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 309,964 $5.704 0
(Direct)		 View
2009-04-28
Exercise		 2009-04-29
12:40 pm		 2001-11-18
2011-01-25		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 987,312 $8.617 252,544
(Direct)		 View
2009-02-05
Option Award		 2009-03-31
4:20 pm		 N/A
2019-02-05		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 575,102 $29.29 575,102
(Direct)		 View
2009-02-05
Option Award		 2009-03-31
4:20 pm		 N/A
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 180,982 $0 180,982
(Direct)		 View
2009-02-05
Option Award		 2009-02-06
12:12 pm		 N/A
2019-02-05		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 575,102 $29.29 575,102
(Direct)		 View
2009-02-05
Option Award		 2009-02-06
12:12 pm		 N/A
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 182,277 $0 182,277
(Direct)		 View
2009-02-04
Exercise		 2009-02-05
1:57 pm		 2009-02-04
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 344 $0 160,453
(Direct)		 View
2009-02-04
Exercise		 2009-02-05
1:57 pm		 2009-02-04
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 14 $0 4,847
(Direct)		 View
2008-12-26
Exercise		 2008-12-29
09:26 am		 2008-12-26
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 2,154 $0 160,798
(Direct)		 View
2008-12-26
Exercise		 2008-12-29
09:26 am		 2008-12-26
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 63 $0 4,860
(Direct)		 View
2008-12-18
Exercise		 2008-12-22
4:01 pm		 2008-12-18
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 1,011 $0 162,951
(Direct)		 View
2008-12-18
Other		 2008-12-22
4:01 pm		 N/A
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 3,020 $0 190,418
(Direct)		 View
2008-12-18
Exercise		 2008-12-22
4:01 pm		 2008-12-18
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 29 $0 4,923
(Direct)		 View
2008-10-20
Exercise		 2008-10-22
12:05 pm		 2004-07-01
2009-04-15		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 2,640 $27.92 0
(Direct)		 View
2008-02-04
Option Award		 2008-02-05
3:48 pm		 N/A
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 4,953 $0 4,953
(Direct)		 View
2008-01-24
Option Award		 2008-01-28
2:33 pm		 N/A
2018-01-24		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 428,339 $37.3 428,339
(Direct)		 View
2008-01-24
Option Award		 2008-01-28
2:33 pm		 N/A
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 163,962 $0 163,962
(Direct)		 View
2008-01-24
Option Award		 2008-01-28
2:33 pm		 N/A
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 187,398 $0 187,398
(Direct)		 View
2007-12-14
Exercise		 2007-12-18
11:45 am		 2000-01-27
2010-01-27		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 697,800 $7.57 495,372
(Direct)		 View
2007-12-17
Exercise		 2007-12-18
11:45 am		 2000-01-27
2010-01-27		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 495,372 $7.57 0
(Direct)		 View
2007-12-12
Exercise		 2007-12-13
10:57 am		 2007-12-12
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 3,563 $0 162,978
(Direct)		 View
2007-12-12
Exercise		 2007-12-13
10:57 am		 2007-12-12
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 3,028 $0 138,508
(Direct)		 View
2007-12-12
Exercise		 2007-12-13
10:57 am		 2007-12-12
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 138 $0 6,354
(Direct)		 View
2007-09-30
Option Sale		 2007-10-02
3:37 pm		 N/A
N/A		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 16,407 $0 0
(Direct)		 View
2007-01-19
Option Award		 2007-07-20
10:43 am		 N/A
2017-01-19		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 245,480 $29.61 245,480
(Direct)		 View
2007-01-19
Option Award		 2007-07-20
10:43 am		 N/A
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 70,768 $0 70,768
(Direct)		 View
2007-06-30
Option Award		 2007-07-03
3:30 pm		 N/A
N/A		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 462 $0 16,269
(Direct)		 View
2007-03-31
Option Award		 2007-04-03
3:44 pm		 N/A
N/A		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 464 $0 15,705
(Direct)		 View
2007-01-26
Option Award		 2007-02-15
1:29 pm		 N/A
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 3,246 $0 3,246
(Direct)		 View
2007-01-29
Exercise		 2007-01-31
12:46 pm		 2007-01-29
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 1,161 $0 78,519
(Direct)		 View
2007-01-26
Option Award		 2007-01-29
4:12 pm		 N/A
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 4,869 $0 4,869
(Direct)		 View
2007-01-19
Option Award		 2007-01-22
4:10 pm		 N/A
2017-01-19		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 245,480 $59.22 245,480
(Direct)		 View
2007-01-19
Option Award		 2007-01-22
4:10 pm		 N/A
N/A		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 72,142 $0 72,142
(Direct)		 View
2006-12-31
Option Award		 2007-01-03
2:14 pm		 N/A
N/A		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 463 $0 15,139
(Direct)		 View
2006-09-30
Option Award		 2006-10-03
4:29 pm		 N/A
N/A		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 477 $0 14,573
(Direct)		 View
2006-06-30
Option Award		 2006-07-05
3:56 pm		 N/A
N/A		 J P MORGAN CHASE & CO JPM NOVAK DAVID C
(Director)		 529 $0 13,990
(Direct)		 View
2006-07-03
Exercise		 2006-07-05
2:39 pm		 2004-01-27
2010-01-27		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 75,000 $15.14 596,586
(Direct)		 View
2006-06-01
Exercise		 2006-06-01
3:19 pm		 2004-01-27
2010-01-27		 YUM BRANDS INC YUM NOVAK DAVID C
(Chair CEO and Pres
Director)		 75,000 $15.14 671,586
(Direct)		 View
2004-07-01
Option Sale		 2004-07-01
1:06 pm		 2003-10-15
2009-04-15		 BANK ONE CORP ONE NOVAK DAVID C
(Director)		 2,000 $36.85 0
(Direct)		 View
2004-07-01
Option Sale		 2004-07-01
1:06 pm		 2002-10-16
2012-04-16		 BANK ONE CORP ONE NOVAK DAVID C
(Director)		 2,000 $41.21 0
(Direct)		 View
2004-07-01
Option Sale		 2004-07-01
1:06 pm		 2001-11-15
2011-05-15		 BANK ONE CORP ONE NOVAK DAVID C
(Director)		 5,000 $36.75 0
(Direct)		 View
2004-07-01
Option Sale		 2004-07-01
1:06 pm		 1988-08-08
1988-08-08		 BANK ONE CORP ONE NOVAK DAVID C
(Director)		 7,390 $0 0
(Direct)		 View
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