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Sec Filings Insider Trading - Sullivan Joseph A - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Sullivan Joseph A
SULLIVAN JOSEPH A: Insider Trading and Stock Options
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2006-01-17
Purchase		 2006-01-19
5:37 pm		 STIFEL FINANCIAL CORP SF SULLIVAN JOSEPH A
(Director
Director)		 80,000 $25 $2,000,000 80,000
(Direct)		 View
2005-09-26
Sale		 2005-09-28
7:37 pm		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 35,600 $107.4 $3,824,152 72,100
(Direct)		 View
2005-06-30
Sale		 2005-07-05
4:50 pm		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 763 $105.5 $80,512 72,032
(Direct)		 View
2003-09-05
Sale		 2003-09-09
5:03 pm		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 59,631 $73.51 $4,383,475 49,398
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-10-27
Option Award		 2008-10-29
4:19 pm		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Sr. Executive Vice President)		 50,641 $0 $0 133,087
(Direct)		 View
2008-10-15
Exercise
Tax Withholding		 2008-10-15
2:46 pm		 STIFEL FINANCIAL CORP SF SULLIVAN JOSEPH A
(Director
Director)		 1,894 $11.36 $21,511 167,986
(Direct)		 View
2007-12-21
Exercise		 2008-01-16
4:06 pm		 STIFEL FINANCIAL CORP SF SULLIVAN JOSEPH A
(Director
Director)		 20,000 $0 $0 110,000
(Direct)		 View
2006-12-21
Exercise		 2006-12-21
3:48 pm		 STIFEL FINANCIAL CORP SF SULLIVAN JOSEPH A
(Director
Director)		 20,000 $0 $0 90,000
(Direct)		 View
2006-01-17
Tax Withholding		 2006-01-19
5:37 pm		 STIFEL FINANCIAL CORP SF SULLIVAN JOSEPH A
(Director
Director)		 10,000 $38.33 $383,272 70,000
(Direct)		 View
2005-09-26
Exercise
Tax Withholding		 2005-09-28
7:37 pm		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 47,204 $32.9 $1,552,857 80,014
(Direct)		 View
2005-06-30
Gift		 2005-07-05
4:50 pm		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 2,803 $0 $0 72,795
(Direct)		 View
2005-05-16
Option Award		 2005-05-18
11:05 am		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 1,860 $0 $0 75,571
(Direct)		 View
2004-09-01
Gift		 2004-09-03
2:23 pm		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 2,515 $0 $0 48,914
(Direct)		 View
2004-05-14
Option Award		 2004-05-14
2:39 pm		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 1,725 $0 $0 51,317
(Direct)		 View
2003-09-05
Exercise		 2003-09-09
5:03 pm		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 37,410 $41.1 $1,537,718 109,029
(Direct)		 View
1988-08-08-
-2003-08-19
Exercise
Other
Tax Withholding		 2003-08-21
10:41 am		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 10,696 $37.39 $399,934 71,619
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2008-10-27
Option Award		 2008-10-29
4:19 pm		 2009-07-23
2016-07-22		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Sr. Executive Vice President)		 70,822 $14.81 70,822
(Direct)		 View
2008-10-15
Exercise		 2008-10-15
2:46 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF SULLIVAN JOSEPH A
(Director
Director)		 1,404 $0 41,613
(Direct)		 View
2008-02-19
Option Award		 2008-02-19
4:01 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF SULLIVAN JOSEPH A
(Director
Director)		 2,817 $0 25,625
(Direct)		 View
2008-02-19
Option Award		 2008-02-19
4:01 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF SULLIVAN JOSEPH A
(Director
Director)		 704 $0 26,329
(Direct)		 View
2008-02-19
Option Award		 2008-02-19
4:01 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF SULLIVAN JOSEPH A
(Director
Director)		 2,348 $0 28,677
(Direct)		 View
2007-12-21
Exercise		 2008-01-16
4:06 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF SULLIVAN JOSEPH A
(Director
Director)		 20,000 $0 22,808
(Direct)		 View
2007-02-13
Option Award		 2007-02-15
3:21 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF SULLIVAN JOSEPH A
(Director
Director)		 2,247 $0 42,247
(Direct)		 View
2007-02-13
Option Award		 2007-02-15
3:21 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF SULLIVAN JOSEPH A
(Director
Director)		 561 $0 42,808
(Direct)		 View
2006-12-21
Exercise		 2006-12-21
3:48 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF SULLIVAN JOSEPH A
(Director
Director)		 20,000 $0 40,000
(Direct)		 View
2006-01-17
Option Award		 2006-01-19
5:37 pm		 N/A
N/A		 STIFEL FINANCIAL CORP SF SULLIVAN JOSEPH A
(Director
Director)		 40,000 $0 60,000
(Direct)		 View
2006-01-02
Option Award		 2006-01-04
10:35 am		 N/A
N/A		 STIFEL FINANCIAL CORP SF SULLIVAN JOSEPH A
(Director
Director)		 20,000 $0 20,000
(Direct)		 View
2005-10-07
Option Award		 2005-10-11
1:11 pm		 N/A
N/A		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 29 $0 16,569
(Direct)		 View
2005-09-26
Exercise		 2005-09-28
7:37 pm		 1999-07-27
2007-07-22		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 6,000 $23.87 0
(Direct)		 View
2005-09-26
Exercise		 2005-09-28
7:37 pm		 2000-07-25
2008-07-22		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 9,000 $35.27 0
(Direct)		 View
2005-09-26
Exercise		 2005-09-28
7:37 pm		 2001-07-24
2009-07-22		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 9,000 $32.69 4,500
(Direct)		 View
2005-09-26
Exercise		 2005-09-28
7:37 pm		 2002-07-23
2010-07-22		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 7,200 $26.31 7,200
(Direct)		 View
2005-09-26
Exercise		 2005-09-28
7:37 pm		 2003-07-22
2011-07-22		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 3,600 $46.39 5,400
(Direct)		 View
2005-09-26
Exercise		 2005-09-28
7:37 pm		 2004-07-20
2012-07-22		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 800 $52.07 3,201
(Direct)		 View
2005-09-26
Exercise		 2005-09-28
7:37 pm		 1998-07-23
2006-07-22		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 9,759 $20.49 4,879
(Direct)		 View
2005-07-11
Option Award		 2005-07-13
2:43 pm		 N/A
N/A		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 24 $0 16,540
(Direct)		 View
2005-06-09
Option Award		 2005-06-13
08:18 am		 N/A
N/A		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 704 $0 16,516
(Direct)		 View
2005-05-10
Option Award		 2005-05-12
5:00 pm		 N/A
N/A		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 38 $0 15,812
(Direct)		 View
2005-04-08
Option Award		 2005-04-12
2:46 pm		 N/A
N/A		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 33 $0 15,735
(Direct)		 View
2005-04-11
Option Award		 2005-04-12
2:46 pm		 N/A
N/A		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 40 $0 15,775
(Direct)		 View
2005-01-07
Option Award		 2005-01-12
5:04 pm		 N/A
N/A		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 35 $0 15,702
(Direct)		 View
2004-10-29
Option Award		 2004-11-02
3:12 pm		 N/A
N/A		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 40 $0 15,667
(Direct)		 View
2004-07-20
Option Award		 2004-07-22
3:58 pm		 2004-07-20
2012-07-19		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Executive Vice President)		 2,667 $78.11 2,667
(Direct)		 View
2004-07-12
Option Award		 2004-07-14
4:58 pm		 N/A
N/A		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 19 $0 10,418
(Direct)		 View
2004-06-09
Option Award		 2004-06-14
5:19 pm		 N/A
N/A		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 740 $0 10,399
(Direct)		 View
2004-04-12
Option Award		 2004-04-14
5:24 pm		 N/A
N/A		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 16 $0 9,660
(Direct)		 View
2004-01-09
Option Award		 2004-01-13
6:19 pm		 N/A
N/A		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 19 $0 9,644
(Direct)		 View
2003-10-24
Option Award		 2003-10-28
09:29 am		 N/A
N/A		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 20 $0 9,625
(Direct)		 View
2003-09-05
Exercise		 2003-09-09
5:03 pm		 1998-07-24
2004-07-23		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 2,622 $21.78 0
(Direct)		 View
2003-09-05
Exercise		 2003-09-09
5:03 pm		 1999-07-23
2006-07-22		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 1,388 $30.74 9,759
(Direct)		 View
2003-09-05
Exercise		 2003-09-09
5:03 pm		 2000-07-27
2007-07-22		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 16,000 $35.81 4,000
(Direct)		 View
2003-09-05
Exercise		 2003-09-09
5:03 pm		 2003-07-23
2010-07-22		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 2,400 $39.46 9,600
(Direct)		 View
2003-09-05
Exercise		 2003-09-09
5:03 pm		 2002-07-23
2009-07-22		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 6,000 $49.03 9,000
(Direct)		 View
2003-09-05
Exercise		 2003-09-09
5:03 pm		 2001-07-23
2008-07-22		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 9,000 $52.9 6,000
(Direct)		 View
2003-08-19
Exercise		 2003-09-09
4:22 pm		 1997-07-24
2004-07-23		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 4,590 $21.78 2,622
(Direct)		 View
2003-08-19
Exercise		 2003-09-09
4:22 pm		 1998-07-23
2006-07-22		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 3,253 $30.74 11,147
(Direct)		 View
2003-08-19
Exercise		 2003-08-21
10:41 am		 1997-07-24
2004-07-23		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 4,590 $21.78 0
(Direct)		 View
2003-08-13
Exercise		 2003-08-21
10:41 am		 1998-07-23
2006-07-22		 LEGG MASON INC LM SULLIVAN JOSEPH A
(Senior Vice President)		 3,253 $30.74 0
(Direct)		 View