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Sec Filings Insider Trading - Rossi Mark - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Rossi Mark
ROSSI MARK: Insider Trading and Stock Options
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2006-03-14
Sale		 2006-03-15
8:08 pm		 NOVATEL WIRELESS INC NVTL ROSSI MARK
GETZ ROBERT
(Director)		 139,588 $8.42 $1,175,331 0
(Indirect)		 View
2005-11-21-
-2005-11-23
Sale		 2005-11-23
7:23 pm		 NOVATEL WIRELESS INC NVTL ROSSI MARK
GETZ ROBERT
(Director)		 200,000 $14.28 $2,856,498 139,588
(Indirect)		 View
2005-11-14-
-2005-11-15
Sale		 2005-11-16
9:57 pm		 NOVATEL WIRELESS INC NVTL ROSSI MARK
GETZ ROBERT
(Director)		 150,037 $14.32 $2,148,729 339,588
(Indirect)		 View
2004-05-04
Sale		 2004-05-06
7:15 pm		 NOVATEL WIRELESS INC NVTL ROSSI MARK
CORNERSTONE EQUITY INVESTORS IV LP
GETZ ROBERT
(Director)		 945,000 $14.69 $13,878,459 1,855,632
(Indirect)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2010-02-15
Exercise		 2010-02-17
8:19 pm		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 2,040 $0 $0 61,707
(Direct)		 View
2010-02-10
Option Award		 2010-02-12
5:46 pm		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 4,000 $0 $0 59,667
(Direct)		 View
2009-02-24
Option Award		 2009-02-26
1:40 pm		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 4,000 $0 $0 55,667
(Direct)		 View
2008-05-28
Exercise		 2008-05-29
4:55 pm		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 17,000 $6.558 $111,480 51,667
(Direct)		 View
2008-02-05
Option Award		 2008-02-07
7:59 pm		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 4,000 $0 $0 34,667
(Direct)		 View
2007-01-11
Option Award		 2007-01-16
8:21 pm		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 4,000 $0 $0 30,667
(Direct)		 View
2006-05-25
Exercise		 2006-05-30
4:37 pm		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 10,000 $6.18 $61,800 26,667
(Direct)		 View
2006-01-25
Option Award		 2006-01-27
6:30 pm		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 1,667 $0 $0 16,667
(Direct)		 View
2005-06-22
Option Award		 2005-06-24
6:54 pm		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 5,000 $0 $0 15,000
(Direct)		 View
2005-05-17
Exercise		 2005-05-19
2:24 pm		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 10,000 $6.18 $61,800 10,000
(Direct)		 View
2004-05-04
Purchase		 2004-05-06
7:15 pm		 NOVATEL WIRELESS INC NVTL ROSSI MARK
CORNERSTONE EQUITY INVESTORS IV LP
GETZ ROBERT
(Director)		 1,703,013 $0.7 $1,192,109 2,800,632
(Indirect)		 View
2003-12-01
Purchase		 2003-12-10
8:43 pm		 NOVATEL WIRELESS INC NVTL ROSSI MARK
CORNERSTONE EQUITY INVESTORS IV LP
GETZ ROBERT
(Director)		 402,083 $0.7 $281,458 695,536
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2010-06-30
Option Award		 2010-07-02
5:13 pm		 N/A
N/A		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 548 $0 1,052
(Direct)		 View
2010-03-31
Option Award		 2010-04-01
2:03 pm		 N/A
N/A		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 504 $0 504
(Direct)		 View
2010-02-15
Exercise		 2010-02-17
8:19 pm		 N/A
N/A		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 899 $0 0
(Direct)		 View
2010-02-15
Exercise		 2010-02-17
8:19 pm		 N/A
N/A		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 452 $0 0
(Direct)		 View
2010-02-15
Exercise		 2010-02-17
8:19 pm		 N/A
N/A		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 339 $0 0
(Direct)		 View
2010-02-15
Exercise		 2010-02-17
8:19 pm		 N/A
N/A		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 350 $0 0
(Direct)		 View
2009-12-31
Option Award		 2010-01-05
4:29 pm		 N/A
N/A		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 350 $0 2,040
(Direct)		 View
2009-09-30
Option Award		 2009-10-02
4:16 pm		 N/A
N/A		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 339 $0 1,690
(Direct)		 View
2009-06-30
Option Award		 2009-07-02
5:32 pm		 N/A
N/A		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 452 $0 1,351
(Direct)		 View
2009-03-31
Option Award		 2009-04-02
5:22 pm		 N/A
N/A		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 899 $0 899
(Direct)		 View
2008-05-28
Exercise		 2008-05-29
4:55 pm		 2003-05-19
2010-01-31		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 3,000 $6.18 0
(Direct)		 View
2008-05-28
Exercise		 2008-05-29
4:55 pm		 2003-05-19
2011-04-30		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 3,000 $6.18 0
(Direct)		 View
2008-05-28
Exercise		 2008-05-29
4:55 pm		 2003-06-23
2013-06-23		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 3,000 $6.2 0
(Direct)		 View
2008-05-28
Exercise		 2008-05-29
4:55 pm		 2003-06-23
2013-06-23		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 3,000 $6.2 0
(Direct)		 View
2008-05-28
Exercise		 2008-05-29
4:55 pm		 2003-12-19
2013-12-19		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 5,000 $7.44 0
(Direct)		 View
2006-05-25
Exercise		 2006-05-30
4:37 pm		 2003-05-19
2009-01-28		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 3,000 $6.18 0
(Direct)		 View
2006-05-25
Exercise		 2006-05-30
4:37 pm		 2003-05-19
2010-01-31		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 7,000 $6.18 3,000
(Direct)		 View
2005-10-19
Option Award		 2005-10-21
8:12 pm		 N/A
2015-10-19		 NOVATEL WIRELESS INC NVTL ROSSI MARK
(Director)		 15,000 $13.66 15,000
(Direct)		 View
2005-05-17
Exercise		 2005-05-19
2:24 pm		 2003-05-19
2008-01-29		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 6,000 $6.18 0
(Direct)		 View
2005-05-17
Exercise		 2005-05-19
2:24 pm		 2003-05-19
2009-01-28		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 4,000 $6.18 3,000
(Direct)		 View
2004-06-22
Option Award		 2004-06-24
6:30 pm		 N/A
2014-06-22		 NOVATEL WIRELESS INC NVTL ROSSI MARK
(Director)		 15,000 $22.23 15,000
(Direct)		 View
2004-05-07
Option Award		 2004-05-11
3:11 pm		 2005-05-07
2014-05-07		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 3,000 $14.3 40,000
(Direct)		 View
2004-05-04
Purchase		 2004-05-06
7:15 pm		 2003-12-08
N/A		 NOVATEL WIRELESS INC NVTL ROSSI MARK
CORNERSTONE EQUITY INVESTORS IV LP
GETZ ROBERT
(Director)		 1,129 $0.7 0
(Indirect)		 View
2003-12-19
Option Award		 2003-12-23
4:46 pm		 2004-12-19
2013-12-19		 MAXWELL TECHNOLOGIES INC MXWL ROSSI MARK
(Director)		 5,000 $7.44 37,000
(Direct)		 View
2003-12-01
Purchase		 2003-12-10
8:43 pm		 2003-08-28
2008-09-12		 NOVATEL WIRELESS INC NVTL ROSSI MARK
CORNERSTONE EQUITY INVESTORS IV LP
GETZ ROBERT
(Director)		 71,428 $0.7 161,458
(Direct)		 View
2003-12-01
Purchase		 2003-12-10
8:43 pm		 2003-08-28
2008-11-14		 NOVATEL WIRELESS INC NVTL ROSSI MARK
CORNERSTONE EQUITY INVESTORS IV LP
GETZ ROBERT
(Director)		 330,655 $0.7 161,458
(Direct)		 View
2003-12-08
Other		 2003-12-10
5:42 pm		 2003-12-08
N/A		 NOVATEL WIRELESS INC NVTL ROSSI MARK
CORNERSTONE EQUITY INVESTORS IV LP
GETZ ROBERT
(Director)		 450 $0.7 1,129
(Direct)		 View
2003-12-08
Purchase		 2003-12-10
5:42 pm		 2003-05-14
N/A		 NOVATEL WIRELESS INC NVTL ROSSI MARK
CORNERSTONE EQUITY INVESTORS IV LP
GETZ ROBERT
(Director)		 0 $0 0
(Direct)		 View
2003-11-14
Other		 2003-11-18
2:19 pm		 2003-11-14
N/A		 NOVATEL WIRELESS INC NVTL ROSSI MARK
CORNERSTONE EQUITY INVESTORS IV LP
GETZ ROBERT
(Director
10% owner)		 67 $0.7 679
(Direct)		 View