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Sec Filings Insider Trading - Lau James K - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Lau James K
LAU JAMES K: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2007-05-07
Sale		 2007-05-08
1:15 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 50,000 $37.94 $1,897,245 3,783,933
(Indirect)		 View
2007-04-09
Sale		 2007-04-10
9:41 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 50,000 $36.47 $1,823,285 3,783,933
(Indirect)		 View
2007-03-07
Sale		 2007-03-08
3:17 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 50,000 $37.05 $1,852,285 3,783,933
(Indirect)		 View
2007-02-07
Sale		 2007-02-08
2:20 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 50,000 $37.46 $1,872,780 3,783,933
(Indirect)		 View
2007-01-08
Sale		 2007-01-10
3:43 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 50,000 $39.65 $1,982,590 3,783,933
(Indirect)		 View
2006-12-15
Sale		 2006-12-15
8:30 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 25,000 $40.92 $1,023,110 3,783,933
(Indirect)		 View
2006-12-06
Sale		 2006-12-07
1:28 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 35,000 $38.99 $1,364,776 3,783,933
(Indirect)		 View
2006-11-07
Sale		 2006-11-08
8:33 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 25,000 $36.87 $921,810 3,818,933
(Indirect)		 View
2006-11-02
Sale		 2006-11-03
8:20 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 35,000 $35.72 $1,250,200 3,818,933
(Indirect)		 View
2006-10-26
Sale		 2006-10-27
6:45 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 35,000 $37.26 $1,304,100 3,853,933
(Indirect)		 View
2006-10-20
Sale		 2006-10-23
7:56 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 25,000 $37.53 $938,368 3,888,933
(Indirect)		 View
2006-09-21
Sale		 2006-09-21
7:56 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 40,000 $36.84 $1,473,684 3,888,933
(Indirect)		 View
2006-09-18
Sale		 2006-09-19
2:35 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 25,000 $34.78 $869,620 3,888,933
(Indirect)		 View
2006-09-07
Sale		 2006-09-08
8:44 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 35,000 $33.68 $1,178,810 3,888,933
(Indirect)		 View
2006-09-01
Sale		 2006-09-05
3:29 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 25,000 $34.51 $862,685 3,923,933
(Indirect)		 View
2006-08-02
Sale		 2006-08-03
5:45 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 35,000 $30 $1,050,000 3,923,933
(Indirect)		 View
2006-07-05
Sale		 2006-07-07
12:02 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 35,000 $34.45 $1,205,852 3,958,933
(Indirect)		 View
2006-06-02
Sale		 2006-06-05
8:05 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 35,000 $32.38 $1,133,206 3,993,933
(Indirect)		 View
2006-05-04
Sale		 2006-05-05
1:18 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 35,000 $36.79 $1,287,762 4,028,933
(Indirect)		 View
2006-04-26
Sale		 2006-04-27
7:11 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 35,000 $36.97 $1,293,904 4,063,933
(Indirect)		 View
2006-03-20
Sale		 2006-03-21
12:50 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 60,000 $35.2 $2,112,168 4,098,933
(Indirect)		 View
2006-03-06
Sale		 2006-03-07
12:45 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 35,000 $34.03 $1,191,194 4,098,933
(Indirect)		 View
2006-02-23
Sale		 2006-02-24
9:57 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 35,000 $32.88 $1,150,628 4,133,933
(Indirect)		 View
2006-01-05
Sale		 2006-01-06
12:14 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 35,000 $28.14 $984,935 4,168,933
(Indirect)		 View
2005-12-12
Sale		 2005-12-13
1:45 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 100,000 $29.52 $2,952,430 4,203,933
(Indirect)		 View
2005-12-06
Sale		 2005-12-07
1:19 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 35,000 $29.41 $1,029,469 4,203,933
(Indirect)		 View
2005-11-29
Sale		 2005-11-30
8:59 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 122,940 $29.64 $3,644,204 4,238,933
(Indirect)		 View
2005-11-18
Sale		 2005-11-22
12:54 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 11,500 $29.8 $342,685 4,279,073
(Indirect)		 View
2005-11-02
Sale		 2005-11-04
3:55 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 35,000 $27.43 $959,994 4,290,573
(Indirect)		 View
2005-10-26
Sale		 2005-10-27
5:15 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 35,000 $25.96 $908,554 4,325,573
(Indirect)		 View
2005-08-02
Sale		 2005-08-04
1:40 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 35,000 $25.94 $907,742 4,360,573
(Indirect)		 View
2005-07-05
Sale		 2005-07-07
3:18 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Chief Strategy Officer,)		 35,000 $28.39 $993,576 4,395,573
(Indirect)		 View
2005-06-30
Sale		 2005-07-05
12:44 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Chief Strategy Officer,)		 33,000 $28.61 $943,975 4,430,573
(Indirect)		 View
2005-06-23
Sale		 2005-06-24
12:13 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Chief Strategy Officer,)		 50,000 $30.05 $1,502,500 4,463,573
(Indirect)		 View
2005-06-16-
-2005-06-17
Sale		 2005-06-20
2:18 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Chief Strategy Officer,)		 100,000 $30.1 $3,010,000 4,413,573
(Indirect)		 View
2005-05-23
Sale		 2005-05-24
12:45 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Chief Strategy Officer,)		 33,000 $30.26 $998,530 4,413,573
(Indirect)		 View
2005-04-27
Sale		 2005-04-28
6:30 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Chief Strategy Officer,)		 33,000 $26.56 $876,464 4,446,573
(Indirect)		 View
2005-03-30
Sale		 2005-03-31
7:23 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Chief Strategy Officer,)		 33,000 $27.2 $897,650 4,479,573
(Indirect)		 View
2005-02-24
Sale		 2005-02-28
12:27 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Chief Strategy Officer,)		 33,000 $29.58 $976,074 4,512,573
(Indirect)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2007-05-07
Exercise		 2007-05-08
1:15 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 50,000 $15.71 $785,550 3,833,933
(Indirect)		 View
2007-04-09
Exercise		 2007-04-10
9:41 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 50,000 $15.32 $766,000 3,833,933
(Indirect)		 View
2007-03-07
Exercise		 2007-03-08
3:17 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 50,000 $15.32 $766,000 3,833,933
(Indirect)		 View
2007-02-07
Exercise		 2007-02-08
2:20 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 50,000 $15.32 $766,000 3,833,933
(Indirect)		 View
2007-01-08
Exercise		 2007-01-10
3:43 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 50,000 $14.96 $747,894 3,833,933
(Indirect)		 View
2006-12-15
Exercise		 2006-12-15
8:30 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 25,000 $9.99 $249,750 3,808,933
(Indirect)		 View
2006-11-07
Exercise		 2006-11-08
8:33 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 25,000 $10.17 $254,190 3,843,933
(Indirect)		 View
2006-10-20
Exercise		 2006-10-23
7:56 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 25,000 $11.25 $281,250 3,913,933
(Indirect)		 View
2006-09-20
Exercise		 2006-09-21
7:56 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 40,000 $11.25 $450,000 3,928,933
(Indirect)		 View
2006-09-18
Exercise		 2006-09-19
2:35 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 25,000 $11.25 $281,250 3,913,933
(Indirect)		 View
2006-09-01
Exercise		 2006-09-05
3:29 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 25,000 $11.25 $281,250 3,948,933
(Indirect)		 View
2006-03-17
Exercise		 2006-03-21
12:50 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 60,000 $11.25 $675,000 4,158,933
(Indirect)		 View
2005-12-12
Exercise		 2005-12-13
1:45 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 100,000 $11.25 $1,125,000 4,303,933
(Indirect)		 View
2005-11-29
Exercise		 2005-11-30
8:59 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 50,000 $9.99 $499,500 4,329,073
(Indirect)		 View
2005-06-22
Exercise		 2005-06-24
12:13 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Chief Strategy Officer,)		 100,000 $11.25 $1,125,000 4,513,573
(Indirect)		 View
2005-06-16
Exercise		 2005-06-20
2:18 pm		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Chief Strategy Officer,)		 100,000 $9.99 $999,000 4,513,573
(Indirect)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2007-05-07
Exercise		 2007-05-08
1:15 pm		 N/A
2013-05-08		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 50,000 $15.71 50,000
(Direct)		 View
2007-04-09
Exercise		 2007-04-10
9:41 pm		 N/A
2012-02-06		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 50,000 $15.32 0
(Direct)		 View
2007-03-07
Exercise		 2007-03-08
3:17 pm		 N/A
2012-02-06		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 50,000 $15.32 50,000
(Direct)		 View
2007-02-07
Exercise		 2007-02-08
2:20 pm		 N/A
2012-02-06		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 25,000 $15.32 125,000
(Direct)		 View
2007-02-07
Exercise		 2007-02-08
2:20 pm		 N/A
2012-02-06		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 25,000 $15.32 100,000
(Direct)		 View
2007-01-08
Exercise		 2007-01-10
3:43 pm		 N/A
2012-10-31		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 3,524 $9.99 0
(Direct)		 View
2007-01-08
Exercise		 2007-01-10
3:43 pm		 N/A
2010-01-02		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 2,648 $14.17 0
(Direct)		 View
2007-01-08
Exercise		 2007-01-10
3:43 pm		 N/A
2012-02-06		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 40,000 $15.32 150,000
(Direct)		 View
2007-01-08
Exercise		 2007-01-10
3:43 pm		 N/A
2013-05-08		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 2,272 $15.71 100,000
(Direct)		 View
2007-01-08
Exercise		 2007-01-10
3:43 pm		 N/A
2011-01-01		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 1,556 $17.15 631
(Direct)		 View
2006-12-15
Exercise		 2006-12-15
8:30 pm		 N/A
2012-10-31		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 25,000 $9.99 3,524
(Direct)		 View
2006-11-07
Exercise		 2006-11-08
8:33 pm		 N/A
2012-10-31		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 21,476 $9.99 28,524
(Direct)		 View
2006-11-07
Exercise		 2006-11-08
8:33 pm		 N/A
2009-05-24		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 3,524 $11.25 0
(Direct)		 View
2006-10-20
Exercise		 2006-10-23
7:56 pm		 N/A
2009-05-24		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 25,000 $11.25 3,524
(Direct)		 View
2006-09-20
Exercise		 2006-09-21
7:56 pm		 N/A
2009-05-24		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 40,000 $11.25 28,524
(Direct)		 View
2006-09-18
Exercise		 2006-09-19
2:35 pm		 N/A
2009-05-24		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 25,000 $11.25 68,524
(Direct)		 View
2006-09-01
Exercise		 2006-09-05
3:29 pm		 N/A
2009-05-24		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 25,000 $11.25 93,524
(Direct)		 View
2006-06-01
Option Award		 2006-06-05
8:05 pm		 N/A
2013-05-31		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 100,000 $32.5 100,000
(Direct)		 View
2006-03-17
Exercise		 2006-03-21
12:50 pm		 N/A
2009-05-24		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 42,016 $11.25 136,508
(Direct)		 View
2006-03-17
Exercise		 2006-03-21
12:50 pm		 N/A
2009-05-24		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 17,984 $11.25 118,524
(Direct)		 View
2005-12-12
Exercise		 2005-12-13
1:45 pm		 N/A
2009-05-24		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 100,000 $11.25 178,524
(Direct)		 View
2005-11-29
Exercise		 2005-11-30
8:59 pm		 N/A
2012-10-31		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Executive Vice President,)		 50,000 $9.99 50,000
(Direct)		 View
2005-06-22
Exercise		 2005-06-24
12:13 pm		 N/A
2009-05-24		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Chief Strategy Officer,)		 100,000 $11.25 278,524
(Direct)		 View
2005-06-16
Exercise		 2005-06-20
2:18 pm		 N/A
2012-10-31		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Chief Strategy Officer,)		 100,000 $9.99 100,000
(Direct)		 View
2005-06-01
Option Award		 2005-06-03
6:51 pm		 N/A
2015-05-31		 NETWORK APPLIANCE INC NTAP LAU JAMES K
(Chief Strategy Officer,)		 70,000 $29.24 70,000
(Direct)		 View
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