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Sec Filings Insider Trading - Auken Wendell G Van III - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Auken Wendell G Van III
AUKEN WENDELL G VAN III: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-05-02-
-2008-05-05
Purchase
2008-05-05
7:15 pm
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
21,000 $38.08 $799,607 19,510
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
200,000 $14 $2,800,000 361,228
(Direct
Indirect)
View
2007-10-31
Sale
2007-11-01
3:50 pm
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
2,000 $55.27 $110,545 8,510
(Indirect)
View
2007-10-30
Sale
2007-10-31
4:35 pm
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
3,000 $54.74 $164,230 10,510
(Indirect)
View
2006-05-25
Sale
2006-05-25
7:53 pm
VARSITY GROUP INC VSTY AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
(See Explanation of Responses)
300,000 $4.25 $1,275,090 187,157
(Direct
Indirect)
View
2006-05-02
Sale
2006-05-03
7:17 pm
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
7,000 $35.85 $250,977 20,200
(Indirect)
View
2006-05-01
Purchase
2006-05-01
10:56 am
MONTGOMERY STREET INCOME SECURITIES INC MTS AUKEN WENDELL G VAN III
(Director)
2,000 $16.77 $33,546 30,769
(Indirect)
View
2006-04-28
Purchase
2006-05-01
09:01 am
MONTGOMERY STREET INCOME SECURITIES INC MTS AUKEN WENDELL G VAN III
(Director)
1,600 $16.74 $26,784 28,769
(Indirect)
View
2005-09-30
Purchase(A)
2005-12-22
9:47 pm
SUNESIS PHARMACEUTICALS INC SNSS AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND III L P
MAYFIELD VIII MANAGEMENT LLC
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
HEIDRICH A GRANT III
(See Explanation of Responses)
70,000 $7 $490,000 64,940
(Direct
Indirect)
View
2005-09-30
Purchase
2005-10-04
7:14 pm
SUNESIS PHARMACEUTICALS INC SNSS AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND III L P
MAYFIELD VIII MANAGEMENT LLC
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
HEIDRICH A GRANT III
(See Explanation of Responses)
70,000 $7 $490,000 64,905
(Direct
Indirect)
View
2005-09-01
Sale
2005-09-06
5:02 pm
VARSITY GROUP INC VSTY AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
(See Explanation of Responses)
1,100 $5.6 $6,160 220,949
(Direct
Indirect)
View
2005-08-30
Sale
2005-09-01
1:24 pm
VARSITY GROUP INC VSTY AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
(See Explanation of Responses)
13,804 $5.732 $79,130 221,074
(Direct
Indirect)
View
2005-08-26
Sale
2005-08-30
2:48 pm
VARSITY GROUP INC VSTY AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
(See Explanation of Responses)
4,415 $5.573 $24,604 222,634
(Direct
Indirect)
View
2005-08-24-
-2005-08-25
Sale
2005-08-26
5:10 pm
VARSITY GROUP INC VSTY AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
(See Explanation of Responses)
40,540 $5.704 $231,242 223,133
(Direct
Indirect)
View
2005-08-22-
-2005-08-23
Sale
2005-08-24
6:18 pm
VARSITY GROUP INC VSTY AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
(See Explanation of Responses)
60,000 $5.662 $339,693 227,714
(Direct
Indirect)
View
2005-08-18-
-2005-08-19
Sale
2005-08-22
4:57 pm
VARSITY GROUP INC VSTY AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
(See Explanation of Responses)
24,608 $5.641 $138,802 234,494
(Direct
Indirect)
View
2005-08-17
Sale
2005-08-18
7:08 pm
VARSITY GROUP INC VSTY AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
(See Explanation of Responses)
25,000 $5.57 $139,250 237,274
(Direct
Indirect)
View
2005-08-08
Sale
2005-08-09
5:14 pm
VARSITY GROUP INC VSTY AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
(See Explanation of Responses)
5,500 $5.57 $30,635 240,099
(Direct
Indirect)
View
2005-08-04-
-2005-08-05
Sale
2005-08-08
6:06 pm
VARSITY GROUP INC VSTY AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
(See Explanation of Responses)
10,491 $5.57 $58,436 240,721
(Direct
Indirect)
View
2005-07-14
Sale
2005-07-15
2:21 pm
VARSITY GROUP INC VSTY AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
(See Explaination of Responses)
15,000 $5.572 $83,573 241,906
(Direct
Indirect)
View
2005-07-13
Sale
2005-07-14
6:25 pm
VARSITY GROUP INC VSTY AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
(See Explaination of Responses)
17,135 $5.57 $95,442 243,601
(Direct
Indirect)
View
2004-03-05
Sale(A)
2004-03-10
7:43 pm
VARSITY GROUP INC VSTY AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
(See Explaination of Responses)
21,000 $4.34 $91,140 96,568
(Direct
Indirect)
View
2004-03-08-
-2004-03-09
Sale
2004-03-09
8:52 pm
VARSITY GROUP INC VSTY AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
(See Explaination of Responses)
68,500 $4.309 $295,135 91,693
(Direct
Indirect)
View
(A) Indicate amendment filing.
Other transactions:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-05-07
Option Award
2008-05-08
5:11 pm
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
1,800 $0 $0 3,600
(Direct)
View
2008-01-17
Z
2008-05-05
7:15 pm
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
12,000 $0 $0 14,510
(Direct
Indirect)
View
2008-01-17
Exercise
2008-01-18
1:33 pm
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
6,000 $12.92 $77,502 7,800
(Direct)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
10,252,766 $0 $0 231,323
(Direct
Indirect)
View
2007-09-14-
-2007-10-02
Gift
2007-10-31
4:35 pm
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
4,590 $0 $0 13,510
(Indirect)
View
2007-05-16-
-2007-07-02
Exercise
Gift
Option Award
2007-07-03
1:12 pm
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
14,900 $3.339 $49,752 18,100
(Direct
Indirect)
View
2007-05-15
Other
2007-05-17
8:31 pm
Northstar Neuroscience, Inc. NSTR AUKEN WENDELL G VAN III
MAYFIELD X LP
Mayfield X Management LLC
MAYFIELD X ANNEX A DELAWARE LP
Mayfield X Annex Management LLC
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
Mayfield Principals Fund LLC
UNGER WILLIAM D
MYERS FRANK G JR
(See Explanation of Responses)
1,167,639 $0 $0 179
(Direct
Indirect)
View
2007-05-16
Option Award
2007-05-17
2:54 pm
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
1,800 $0 $0 1,800
(Direct)
View
2004-05-18
Other
2007-04-26
11:02 am
MONTGOMERY STREET INCOME SECURITIES INC MTS AUKEN WENDELL G VAN III
(Director)
1,100 $0 $0 33,306
(Indirect)
View
2007-04-03
Purchase
2007-04-03
9:55 pm
SENORX INC SENO AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
HEIDRICH A GRANT III
DALAL YOGEN K
(See Explanation of Responses)
896,039 $0 $0 44,800
(Direct
Indirect)
View
2006-07-24
Exercise
2006-07-24
4:35 pm
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
6,000 $10.92 $65,502 26,200
(Indirect)
View
2006-05-10
Purchase
2006-05-11
8:16 pm
Northstar Neuroscience, Inc. NSTR AUKEN WENDELL G VAN III
MAYFIELD X LP
Mayfield X Management LLC
MAYFIELD X ANNEX A DELAWARE LP
Mayfield X Annex Management LLC
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
Mayfield Principals Fund LLC
UNGER WILLIAM D
MYERS FRANK G JR
(See Explanation of Responses)
3,417,722 $0 $0 335,105
(Direct
Indirect)
View
2005-09-30
Purchase(A)
2005-12-22
9:47 pm
SUNESIS PHARMACEUTICALS INC SNSS AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND III L P
MAYFIELD VIII MANAGEMENT LLC
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
HEIDRICH A GRANT III
(See Explanation of Responses)
1,228,784 $0 $0 61,440
(Direct
Indirect)
View
2005-11-01
Gift
2005-12-20
5:12 pm
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
4,305 $0 $0 27,200
(Indirect)
View
2005-09-30
Purchase
2005-10-04
7:14 pm
SUNESIS PHARMACEUTICALS INC SNSS AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND III L P
MAYFIELD VIII MANAGEMENT LLC
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
HEIDRICH A GRANT III
(See Explanation of Responses)
1,228,100 $0 $0 61,405
(Direct
Indirect)
View
2005-09-21
Exercise
2005-09-21
6:42 pm
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
1,000 $6 $6,000 31,505
(Indirect)
View
2004-05-04
Purchase
2004-05-04
8:20 pm
CYTOKINETICS INC CYTK AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
(See Explanation of Responses)
2,131,713 $0 $0 13,705
(Direct
Indirect)
View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date
Reported
Date
Exercisable
Expiration
Company Symbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Ownership
Filing
2008-05-07
Option Award
2008-05-08
5:11 pm
2009-05-07
2018-05-07
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
8,400 $40.71 8,400
(Direct)
View
2008-01-17
Exercise
2008-01-18
1:33 pm
2003-12-01
2008-12-01
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
6,000 $12.92 0
(Direct)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
86,160 $0 0
(Direct)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
317,538 $0 0
(Direct)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
3,684,851 $0 0
(Direct)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
783,820 $0 0
(Direct)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
5,372 $0 0
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
19,800 $0 0
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
229,771 $0 0
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
48,875 $0 0
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
1,791 $0 0
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
6,600 $0 0
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
76,590 $0 0
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
16,292 $0 0
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
6,168 $0 0
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
22,733 $0 0
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
263,811 $0 0
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
56,116 $0 0
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
855,482 $0 0
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
3,152,839 $0 0
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
386,834 $0 0
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
45,025 $0 0
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
165,939 $0 0
(Indirect)
View
2007-11-21
Purchase
2007-11-26
9:41 pm
N/A
N/A
3PAR Inc. PAR AUKEN WENDELL G VAN III
FONG KEVIN A
MAYFIELD IX MANAGEMENT LLC
MAYFIELD IX
MAYFIELD ASSOCIATES FUND IV L P
HEIDRICH A GRANT III
MYERS FRANK G JR
UNGER WILLIAM D
(See Explanation of Responses)
20,359 $0 0
(Indirect)
View
2007-07-02
Exercise
2007-07-03
1:12 pm
2002-12-01
2007-12-01
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
6,000 $8.292 0
(Direct)
View
2007-05-16
Option Award
2007-05-17
2:54 pm
N/A
2017-05-16
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
8,400 $33.83 8,400
(Direct)
View
2007-04-03
Purchase
2007-04-03
9:55 pm
N/A
N/A
SENORX INC SENO AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
HEIDRICH A GRANT III
DALAL YOGEN K
(See Explanation of Responses)
950,000 $0 0
(Direct)
View
2007-04-03
Purchase
2007-04-03
9:55 pm
N/A
N/A
SENORX INC SENO AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
HEIDRICH A GRANT III
DALAL YOGEN K
(See Explanation of Responses)
965,920 $0 0
(Direct)
View
2007-04-03
Purchase
2007-04-03
9:55 pm
N/A
N/A
SENORX INC SENO AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
HEIDRICH A GRANT III
DALAL YOGEN K
(See Explanation of Responses)
1,063,421 $0 0
(Direct)
View
2007-04-03
Purchase
2007-04-03
9:55 pm
N/A
N/A
SENORX INC SENO AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
HEIDRICH A GRANT III
DALAL YOGEN K
(See Explanation of Responses)
50,000 $0 0
(Indirect)
View
2007-04-03
Purchase
2007-04-03
9:55 pm
N/A
N/A
SENORX INC SENO AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
HEIDRICH A GRANT III
DALAL YOGEN K
(See Explanation of Responses)
50,837 $0 0
(Indirect)
View
2007-04-03
Purchase
2007-04-03
9:55 pm
N/A
N/A
SENORX INC SENO AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
HEIDRICH A GRANT III
DALAL YOGEN K
(See Explanation of Responses)
55,969 $0 0
(Indirect)
View
2006-07-24
Exercise
2006-07-24
4:35 pm
1997-12-02
2006-12-02
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
6,000 $10.92 0
(Direct)
View
2006-05-17
Option Award
2006-05-18
12:35 pm
N/A
2016-05-17
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
12,000 $31.6 12,000
(Direct)
View
2006-05-10
Purchase
2006-05-11
8:16 pm
N/A
N/A
Northstar Neuroscience, Inc. NSTR AUKEN WENDELL G VAN III
MAYFIELD X LP
Mayfield X Management LLC
MAYFIELD X ANNEX A DELAWARE LP
Mayfield X Annex Management LLC
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
Mayfield Principals Fund LLC
UNGER WILLIAM D
MYERS FRANK G JR
(See Explanation of Responses)
2,610,000 $0 0
(Direct)
View
2006-05-10
Purchase
2006-05-11
8:16 pm
N/A
N/A
Northstar Neuroscience, Inc. NSTR AUKEN WENDELL G VAN III
MAYFIELD X LP
Mayfield X Management LLC
MAYFIELD X ANNEX A DELAWARE LP
Mayfield X Annex Management LLC
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
Mayfield Principals Fund LLC
UNGER WILLIAM D
MYERS FRANK G JR
(See Explanation of Responses)
776,785 $0 0
(Direct)
View
2006-05-10
Purchase
2006-05-11
8:16 pm
N/A
N/A
Northstar Neuroscience, Inc. NSTR AUKEN WENDELL G VAN III
MAYFIELD X LP
Mayfield X Management LLC
MAYFIELD X ANNEX A DELAWARE LP
Mayfield X Annex Management LLC
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
Mayfield Principals Fund LLC
UNGER WILLIAM D
MYERS FRANK G JR
(See Explanation of Responses)
420,843 $0 0
(Direct)
View
2006-05-10
Purchase
2006-05-11
8:16 pm
N/A
N/A
Northstar Neuroscience, Inc. NSTR AUKEN WENDELL G VAN III
MAYFIELD X LP
Mayfield X Management LLC
MAYFIELD X ANNEX A DELAWARE LP
Mayfield X Annex Management LLC
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
Mayfield Principals Fund LLC
UNGER WILLIAM D
MYERS FRANK G JR
(See Explanation of Responses)
652,500 $0 0
(Indirect)
View
2006-05-10
Purchase
2006-05-11
8:16 pm
N/A
N/A
Northstar Neuroscience, Inc. NSTR AUKEN WENDELL G VAN III
MAYFIELD X LP
Mayfield X Management LLC
MAYFIELD X ANNEX A DELAWARE LP
Mayfield X Annex Management LLC
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
Mayfield Principals Fund LLC
UNGER WILLIAM D
MYERS FRANK G JR
(See Explanation of Responses)
90,000 $0 0
(Indirect)
View
2006-05-10
Purchase
2006-05-11
8:16 pm
N/A
N/A
Northstar Neuroscience, Inc. NSTR AUKEN WENDELL G VAN III
MAYFIELD X LP
Mayfield X Management LLC
MAYFIELD X ANNEX A DELAWARE LP
Mayfield X Annex Management LLC
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
Mayfield Principals Fund LLC
UNGER WILLIAM D
MYERS FRANK G JR
(See Explanation of Responses)
26,786 $0 0
(Indirect)
View
2006-05-10
Purchase
2006-05-11
8:16 pm
N/A
N/A
Northstar Neuroscience, Inc. NSTR AUKEN WENDELL G VAN III
MAYFIELD X LP
Mayfield X Management LLC
MAYFIELD X ANNEX A DELAWARE LP
Mayfield X Annex Management LLC
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
Mayfield Principals Fund LLC
UNGER WILLIAM D
MYERS FRANK G JR
(See Explanation of Responses)
14,512 $0 0
(Indirect)
View
2006-05-10
Purchase
2006-05-11
8:16 pm
N/A
N/A
Northstar Neuroscience, Inc. NSTR AUKEN WENDELL G VAN III
MAYFIELD X LP
Mayfield X Management LLC
MAYFIELD X ANNEX A DELAWARE LP
Mayfield X Annex Management LLC
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
Mayfield Principals Fund LLC
UNGER WILLIAM D
MYERS FRANK G JR
(See Explanation of Responses)
45,000 $0 0
(Indirect)
View
2006-05-10
Purchase
2006-05-11
8:16 pm
N/A
N/A
Northstar Neuroscience, Inc. NSTR AUKEN WENDELL G VAN III
MAYFIELD X LP
Mayfield X Management LLC
MAYFIELD X ANNEX A DELAWARE LP
Mayfield X Annex Management LLC
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
Mayfield Principals Fund LLC
UNGER WILLIAM D
MYERS FRANK G JR
(See Explanation of Responses)
300,000 $0 0
(Indirect)
View
2006-05-10
Purchase
2006-05-11
8:16 pm
N/A
N/A
Northstar Neuroscience, Inc. NSTR AUKEN WENDELL G VAN III
MAYFIELD X LP
Mayfield X Management LLC
MAYFIELD X ANNEX A DELAWARE LP
Mayfield X Annex Management LLC
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
Mayfield Principals Fund LLC
UNGER WILLIAM D
MYERS FRANK G JR
(See Explanation of Responses)
89,286 $0 0
(Indirect)
View
2006-05-10
Purchase
2006-05-11
8:16 pm
N/A
N/A
Northstar Neuroscience, Inc. NSTR AUKEN WENDELL G VAN III
MAYFIELD X LP
Mayfield X Management LLC
MAYFIELD X ANNEX A DELAWARE LP
Mayfield X Annex Management LLC
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
Mayfield Principals Fund LLC
UNGER WILLIAM D
MYERS FRANK G JR
(See Explanation of Responses)
48,373 $0 0
(Indirect)
View
2006-05-10
Purchase
2006-05-11
8:16 pm
N/A
N/A
Northstar Neuroscience, Inc. NSTR AUKEN WENDELL G VAN III
MAYFIELD X LP
Mayfield X Management LLC
MAYFIELD X ANNEX A DELAWARE LP
Mayfield X Annex Management LLC
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND IV L P
Mayfield Principals Fund LLC
UNGER WILLIAM D
MYERS FRANK G JR
(See Explanation of Responses)
52,500 $0 0
(Indirect)
View
2005-09-30
Purchase
2005-12-22
9:47 pm
N/A
N/A
SUNESIS PHARMACEUTICALS INC SNSS AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND III L P
MAYFIELD VIII MANAGEMENT LLC
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
HEIDRICH A GRANT III
(See Explanation of Responses)
2,945,000 $0 0
(Direct)
View
2005-09-30
Purchase
2005-12-22
9:47 pm
N/A
N/A
SUNESIS PHARMACEUTICALS INC SNSS AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND III L P
MAYFIELD VIII MANAGEMENT LLC
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
HEIDRICH A GRANT III
(See Explanation of Responses)
1,096,153 $0 0
(Direct)
View
2005-09-30
Purchase
2005-12-22
9:47 pm
N/A
N/A
SUNESIS PHARMACEUTICALS INC SNSS AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND III L P
MAYFIELD VIII MANAGEMENT LLC
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
HEIDRICH A GRANT III
(See Explanation of Responses)
593,750 $0 0
(Direct)
View
2005-09-30
Purchase
2005-12-22
9:47 pm
N/A
N/A
SUNESIS PHARMACEUTICALS INC SNSS AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND III L P
MAYFIELD VIII MANAGEMENT LLC
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
HEIDRICH A GRANT III
(See Explanation of Responses)
155,000 $0 0
(Indirect)
View
2005-09-30
Purchase
2005-12-22
9:47 pm
N/A
N/A
SUNESIS PHARMACEUTICALS INC SNSS AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND III L P
MAYFIELD VIII MANAGEMENT LLC
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
HEIDRICH A GRANT III
(See Explanation of Responses)
57,693 $0 0
(Indirect)
View
2005-09-30
Purchase
2005-12-22
9:47 pm
N/A
N/A
SUNESIS PHARMACEUTICALS INC SNSS AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND III L P
MAYFIELD VIII MANAGEMENT LLC
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
HEIDRICH A GRANT III
(See Explanation of Responses)
31,250 $0 0
(Indirect)
View
2005-09-30
Purchase
2005-10-04
7:14 pm
N/A
N/A
SUNESIS PHARMACEUTICALS INC SNSS AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND III L P
MAYFIELD VIII MANAGEMENT LLC
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
HEIDRICH A GRANT III
(See Explanation of Responses)
2,945,000 $0 0
(Direct)
View
2005-09-30
Purchase
2005-10-04
7:14 pm
N/A
N/A
SUNESIS PHARMACEUTICALS INC SNSS AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND III L P
MAYFIELD VIII MANAGEMENT LLC
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
HEIDRICH A GRANT III
(See Explanation of Responses)
1,096,153 $0 0
(Direct)
View
2005-09-30
Purchase
2005-10-04
7:14 pm
N/A
N/A
SUNESIS PHARMACEUTICALS INC SNSS AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND III L P
MAYFIELD VIII MANAGEMENT LLC
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
HEIDRICH A GRANT III
(See Explanation of Responses)
593,750 $0 0
(Direct)
View
2005-09-30
Purchase
2005-10-04
7:14 pm
N/A
N/A
SUNESIS PHARMACEUTICALS INC SNSS AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND III L P
MAYFIELD VIII MANAGEMENT LLC
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
HEIDRICH A GRANT III
(See Explanation of Responses)
155,000 $0 0
(Indirect)
View
2005-09-30
Purchase
2005-10-04
7:14 pm
N/A
N/A
SUNESIS PHARMACEUTICALS INC SNSS AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND III L P
MAYFIELD VIII MANAGEMENT LLC
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
HEIDRICH A GRANT III
(See Explanation of Responses)
57,693 $0 0
(Indirect)
View
2005-09-30
Purchase
2005-10-04
7:14 pm
N/A
N/A
SUNESIS PHARMACEUTICALS INC SNSS AUKEN WENDELL G VAN III
MAYFIELD IX
MAYFIELD IX MANAGEMENT LLC
MAYFIELD ASSOCIATES FUND III L P
MAYFIELD VIII MANAGEMENT LLC
UNGER WILLIAM D
FONG KEVIN A
MYERS FRANK G JR
DALAL YOGEN K
HEIDRICH A GRANT III
(See Explanation of Responses)
31,250 $0 0
(Indirect)
View
2005-09-21
Exercise
2005-09-21
6:42 pm
N/A
2005-11-16
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
1,000 $6 0
(Direct)
View
2005-06-07
Option Award
2005-06-22
4:14 pm
N/A
2015-06-07
ADVENT SOFTWARE INC ADVS AUKEN WENDELL G VAN III
(Director)
12,000 $19.97 12,000
(Direct)
View
2005-06-07
Option Award
2005-06-08
5:22 pm
N/A
2015-06-07
ADVENT SOFTWARE INC