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Sec Filings Insider Trading - David George Al - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for David George Al
DAVID GEORGE AL: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-11-16
Sale		 2009-11-17
5:18 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 38,997 $68.6 $2,675,125 1,508,509
(Direct)		 View
2009-11-16
Sale		 2009-11-17
5:18 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 16,800 $68.75 $1,155,000 1,491,709
(Direct)		 View
2009-09-11
Sale		 2009-09-14
6:09 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 37,553 $61.75 $2,318,900 1,697,096
(Direct)		 View
2009-08-11
Sale		 2009-08-11
5:47 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 19,069 $55.76 $1,063,352 1,677,096
(Direct)		 View
2009-06-09
Sale		 2009-06-10
5:10 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 19,458 $55.68 $1,083,395 2,069,351
(Direct)		 View
2009-05-11
Sale		 2009-05-12
5:13 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 18,136 $52.55 $953,047 2,049,892
(Direct)		 View
2009-02-17
Sale		 2009-02-18
5:25 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 40,442 $46.1 $1,864,354 2,031,756
(Direct)		 View
2007-12-07
Sale		 2007-12-07
5:18 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 44,726 $78.13 $3,494,464 1,613,080
(Direct)		 View
2007-09-19
Sale		 2007-09-20
4:59 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 44,756 $78.66 $3,520,386 1,572,194
(Direct)		 View
2007-06-21
Sale		 2007-06-22
4:48 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 87,103 $71.84 $6,257,574 1,573,194
(Direct)		 View
2007-01-25
Sale		 2007-01-26
5:06 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 85,461 $66.44 $5,677,681 1,725,389
(Direct)		 View
2006-11-17
Sale		 2006-11-20
4:42 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 125,083 $66.06 $8,262,802 1,685,689
(Direct)		 View
2006-10-31
Sale		 2006-11-01
4:44 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 85,000 $65.93 $5,603,746 1,691,074
(Direct)		 View
2005-12-16
Sale		 2005-12-19
5:12 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 168,010 $58.28 $9,790,851 1,668,466
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-09-10-
-2009-11-16
Exercise
Gift
Tax Withholding		 2009-11-17
5:18 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 531,228 $49.94 $26,531,062 1,538,122
(Direct)		 View
2009-09-10
Exercise
Tax Withholding		 2009-09-14
6:09 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 342,447 $44.02 $15,074,592 1,734,649
(Direct)		 View
2009-06-15-
-2009-08-07
Exercise
Gift
Tax Withholding		 2009-08-11
5:47 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 262,862 $41.49 $10,905,909 1,696,165
(Direct)		 View
2009-06-08
Exercise
Tax Withholding		 2009-06-10
5:10 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 261,083 $41.99 $10,962,579 2,088,809
(Direct)		 View
2009-05-08
Exercise
Tax Withholding		 2009-05-12
5:13 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 263,728 $40.87 $10,777,634 2,068,028
(Direct)		 View
2009-02-13
Exercise
Tax Withholding		 2009-02-18
5:25 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 1,119,116 $41.26 $46,176,392 2,072,198
(Direct)		 View
2009-02-09
Option Award
Tax Withholding		 2009-02-11
5:11 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 333,461 $49.62 $16,546,335 1,991,314
(Direct)		 View
2008-02-11-
-2008-10-08
Exercise
Gift
Tax Withholding		 2008-10-10
5:27 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 1,406,486 $35.29 $49,631,318 1,841,136
(Direct)		 View
2008-04-01
Option Award		 2008-04-03
4:27 pm		 CITIGROUP INC C DAVID GEORGE AL
(Director)		 513 $21.27 $10,918 7,265
(Indirect)		 View
2008-01-01
Option Award		 2008-01-03
4:54 pm		 CITIGROUP INC C DAVID GEORGE AL
(Director)		 371 $32.91 $12,208 6,752
(Indirect)		 View
2007-12-11-
-2007-12-27
Exercise
Gift
Tax Withholding		 2007-12-31
10:45 am		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 315,458 $0 $0 1,697,622
(Direct)		 View
2007-12-06
Exercise
Tax Withholding		 2007-12-07
5:18 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 310,548 $39.54 $12,277,879 1,657,806
(Direct)		 View
2007-10-01
Option Award		 2007-10-03
4:58 pm		 CITIGROUP INC C DAVID GEORGE AL
(Director)		 262 $46.04 $12,068 6,381
(Indirect)		 View
2007-08-27-
-2007-09-18
Exercise
Gift
Tax Withholding		 2007-09-20
4:59 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 156,244 $39.34 $6,145,991 1,616,950
(Direct)		 View
2007-07-01
Option Award		 2007-07-03
2:31 pm		 CITIGROUP INC C DAVID GEORGE AL
(Director)		 223 $53.52 $11,950 6,119
(Indirect)		 View
2007-03-30-
-2007-06-20
Exercise
Gift
Tax Withholding		 2007-06-22
4:48 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 315,092 $11.6 $3,656,240 1,660,297
(Direct)		 View
2007-04-01
Option Award		 2007-04-03
4:45 pm		 CITIGROUP INC C DAVID GEORGE AL
(Director)		 236 $50.01 $11,818 5,895
(Indirect)		 View
2007-01-24
Exercise
Tax Withholding		 2007-01-26
5:06 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 474,539 $36.57 $17,355,051 1,810,850
(Direct)		 View
2006-12-26-
-2006-12-29
Gift		 2007-01-05
4:55 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 300 $0 $0 1,685,389
(Direct)		 View
2007-01-01
Option Award		 2007-01-03
5:43 pm		 CITIGROUP INC C DAVID GEORGE AL
(Director)		 222 $51.38 $11,422 5,659
(Indirect)		 View
2006-11-16
Exercise
Gift
Tax Withholding		 2006-11-20
4:42 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 475,302 $36.54 $17,368,069 1,810,772
(Direct)		 View
2006-01-13-
-2006-10-30
Exercise
Gift
Tax Withholding		 2006-11-01
4:44 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 490,812 $35.07 $17,212,761 1,771,074
(Direct)		 View
2006-10-01
Option Award		 2006-10-03
4:11 pm		 CITIGROUP INC C DAVID GEORGE AL
(Director)		 230 $49.09 $11,315 5,437
(Indirect)		 View
2006-07-01
Option Award		 2006-07-05
4:13 pm		 CITIGROUP INC C DAVID GEORGE AL
(Director)		 226 $49.44 $11,197 5,206
(Indirect)		 View
2006-04-01
Option Award
Other		 2006-04-04
4:37 pm		 CITIGROUP INC C DAVID GEORGE AL
(Director)		 238 $46.52 $11,080 4,980
(Indirect)		 View
2005-06-29-
-2005-12-13
Gift		 2005-12-23
11:23 am		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 5,680 $0 $0 1,561,886
(Direct)		 View
2005-03-04-
-2005-04-20
Gift		 2005-12-22
4:42 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 900 $0 $0 783,783
(Direct)		 View
2005-12-15
Exercise
Tax Withholding		 2005-12-19
5:12 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 931,990 $29.31 $27,316,344 1,836,476
(Direct)		 View
2005-10-01
Option Award
Other		 2005-10-04
4:43 pm		 CITIGROUP INC C DAVID GEORGE AL
(Director)		 239 $44.55 $10,639 4,522
(Indirect)		 View
2005-07-01
Option Award
Other		 2005-07-06
1:30 pm		 CITIGROUP INC C DAVID GEORGE AL
(Director)		 221 $47.64 $10,538 4,283
(Indirect)		 View
2005-04-01
Option Award
Other		 2005-04-05
5:10 pm		 CITIGROUP INC C DAVID GEORGE AL
(Director)		 217 $48.14 $10,446 4,062
(Indirect)		 View
2005-01-11-
-2005-01-24
Gift		 2005-02-09
5:08 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 305 $0 $0 784,683
(Direct)		 View
2004-12-27-
-2004-12-29
Gift		 2005-01-05
4:51 pm		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 305 $0 $0 784,988
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2009-11-13
Exercise		 2009-11-17
5:18 pm		 2004-01-02
2011-01-01		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 300,000 $37.62 300,000
(Direct)		 View
2009-09-10
Exercise		 2009-09-14
6:09 pm		 2003-01-03
2010-01-02		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 200,000 $31.25 0
(Direct)		 View
2009-08-07
Exercise		 2009-08-11
5:47 pm		 2003-01-03
2010-01-02		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 150,000 $31.25 200,000
(Direct)		 View
2009-06-08
Exercise		 2009-06-10
5:10 pm		 2003-01-03
2010-01-02		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 150,000 $31.25 350,000
(Direct)		 View
2009-05-08
Exercise		 2009-05-12
5:13 pm		 2003-01-03
2010-01-02		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 150,000 $31.25 500,000
(Direct)		 View
2009-02-13
Exercise		 2009-02-18
5:25 pm		 2002-04-30
2009-04-29		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 600,000 $36.22 0
(Direct)		 View
2008-10-08
Exercise		 2008-10-10
5:27 pm		 2002-01-04
2009-01-03		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman
Director)		 800,000 $27 0
(Direct)		 View
2008-01-22
Option Award		 2008-01-24
8:08 pm		 2010-01-22
2014-01-22		 CITIGROUP INC C DAVID GEORGE AL
(Director)		 36,810 $24.45 36,810
(Direct)		 View
2008-01-02
Option Award		 2008-01-04
4:40 pm		 2011-01-02
2018-01-01		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 298,000 $75.21 298,000
(Direct)		 View
2007-12-27
Exercise		 2007-12-31
10:45 am		 2001-01-02
2008-01-01		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 200,000 $18.28 0
(Direct)		 View
2007-12-06
Exercise		 2007-12-07
5:18 pm		 2001-01-02
2008-01-01		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 200,000 $18.28 200,000
(Direct)		 View
2007-09-18
Exercise		 2007-09-20
4:59 pm		 2001-01-02
2008-01-01		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 100,000 $18.28 400,000
(Direct)		 View
2007-06-20
Exercise		 2007-06-22
4:48 pm		 2001-01-02
2008-01-01		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 200,000 $18.28 500,000
(Direct)		 View
2007-01-24
Exercise		 2007-01-26
5:06 pm		 2000-02-24
2007-02-24		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 300,000 $18.97 0
(Direct)		 View
2007-01-16
Option Award		 2007-01-18
6:08 pm		 2009-01-20
2013-01-16		 CITIGROUP INC C DAVID GEORGE AL
(Director)		 16,550 $54.38 16,550
(Direct)		 View
2007-01-03
Option Award		 2007-01-05
4:55 pm		 2010-01-03
2017-01-02		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 436,000 $62.81 436,000
(Direct)		 View
2006-11-16
Exercise		 2006-11-20
4:42 pm		 2000-02-24
2007-02-24		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 300,000 $18.97 300,000
(Direct)		 View
2006-10-30
Exercise		 2006-11-01
4:44 pm		 2000-02-24
2007-02-24		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 300,000 $18.97 600,000
(Direct)		 View
2006-01-17
Option Award		 2006-01-19
3:47 pm		 2008-01-20
2012-01-17		 CITIGROUP INC C DAVID GEORGE AL
(Director)		 18,397 $48.92 18,397
(Direct)		 View
2006-01-03
Option Award		 2006-01-05
4:18 pm		 2009-01-03
2016-01-02		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 390,000 $56.53 390,000
(Direct)		 View
2005-12-15
Exercise		 2005-12-19
5:12 pm		 1999-02-23
2006-02-23		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 600,000 $13.66 0
(Direct)		 View
2005-02-07
Option Award		 2005-02-09
5:08 pm		 2008-02-07
2015-02-06		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 500,000 $100.2 500,000
(Direct)		 View
2005-01-18
Option Award		 2005-01-20
4:51 pm		 2007-01-20
2011-01-18		 CITIGROUP INC C DAVID GEORGE AL
(Director)		 18,947 $47.5 18,947
(Direct)		 View
2005-01-03
Option Award		 2005-01-05
4:51 pm		 2008-01-03
2015-01-02		 UNITED TECHNOLOGIES CORP UTX DAVID GEORGE AL
(Chairman and CEO
Director)		 285,000 $103 285,000
(Direct)		 View
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