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Sec Filings Insider Trading - Applied Solar Inc. (APSO.OB)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
APSO.OB Insider Trading Transactions for Applied Solar Inc.
Open Energy Corp: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-11-13
Sale(A)		 2008-12-04
5:49 pm		 OPEN ENERGY CORP OEGY.OB Quercus Trust
Gelbaum David
Gelbaum Monica Chavez
(10% owner)		 12,044,500 $0.068 $819,026 0
(Direct)		 View
2008-11-13
Purchase(A)		 2008-12-04
5:49 pm		 OPEN ENERGY CORP OEGY.OB Anthony David
(Director)		 12,044,500 $0.068 $819,026 12,044,500
(Direct)		 View
2008-11-13
Purchase		 2008-11-19
2:49 pm		 OPEN ENERGY CORP OEGY.OB Anthony David
(Director)		 12,044,500 $0.0249 $299,908 12,044,500
(Direct)		 View
2008-11-13
Sale		 2008-11-19
1:43 pm		 OPEN ENERGY CORP OEGY.OB Quercus Trust
Gelbaum David
Gelbaum Monica Chavez
(10% owner)		 12,044,500 $0.0249 $299,908 0
(Direct)		 View
2008-05-15
Sale		 2008-05-16
11:32 am		 OPEN ENERGY CORP OEGY.OB Wolfe Thomas D
(CTO)		 100,000 $0.25 $25,000 366,189
(Direct)		 View
2008-05-13-
-2008-05-14
Sale		 2008-05-15
09:50 am		 OPEN ENERGY CORP OEGY.OB Wolfe Thomas D
(CTO)		 229,000 $0.2504 $57,337 466,189
(Direct)		 View
2007-12-05
Sale		 2007-12-07
3:59 pm		 OPEN ENERGY CORP OEGY Saltman David
(Chairman and CEO
Director)		 256,225 $0.405 $103,771 7,041,772
(Direct)		 View
2007-11-13-
-2007-11-15
Sale(A)		 2007-11-28
9:39 pm		 OPEN ENERGY CORP OEGY Saltman David
(Chairman and CEO
Director)		 547,140 $0.5057 $276,675 7,613,522
(Direct)		 View
2007-05-04
Sale		 2007-05-10
4:34 pm		 OPEN ENERGY CORP OEGY.OB Bostater Cheryl J
(Chief Operating Officer)		 75,000 $0.3273 $24,550 1,272,805
(Direct)		 View
2004-10-22
Sale		 2004-10-26
8:59 pm		 BARNABUS ENTERPRISES LTD BBSE CHEN VICTORIA
(President & Secretary
Director)		 60,000 $0.398 $23,880 3,679,000
(Direct)		 View
2004-08-27-
-2004-08-30
Sale		 2004-09-13
1:19 pm		 BARNABUS ENTERPRISES LTD BBSE NAGY KERRY
(Treasurer
Director)		 125,000 $0.256 $32,000 3,625,000
(Direct)		 View
(A) Indicate amendment filing.
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2006-03-15
Option Award		 2006-03-17
4:15 pm		 BARNABUS ENERGY, INC. BBSE.OB Williams Ted
(Director)		 60,000 $0 $0 60,000
(Direct)		 View
2006-03-15
Option Award		 2006-03-17
4:11 pm		 BARNABUS ENERGY, INC. BBSE.OB Pardee Vera P
(Director)		 40,000 $0 $0 40,000
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2009-03-24
Option Award		 2009-03-27
9:50 pm		 2009-12-31
2019-03-24		 APPLIED SOLAR, INC. APSO.OB Field David A
(President & CEO
Director)		 6,891,810 $0.055 6,891,810
(Direct)		 View
2009-03-24
Option Award		 2009-03-26
9:44 pm		 2009-12-31
2019-03-24		 APPLIED SOLAR, INC. APSO.OB Gopal Christopher
(Chief Operating Officer)		 5,814,280 $0.055 5,814,280
(Direct)		 View
2009-03-24
Option Award		 2009-03-26
9:43 pm		 2009-12-31
2019-03-24		 APPLIED SOLAR, INC. APSO.OB FIELD DAVID J
(President & CEO
Director)		 6,891,810 $0.055 6,891,810
(Direct)		 View
2009-03-24
Option Award		 2009-03-26
9:42 pm		 2009-12-31
2019-03-24		 APPLIED SOLAR, INC. APSO.OB SHIELDS AIDAN H
(Chief Financial Officer)		 3,971,783 $0.055 3,971,783
(Direct)		 View
2009-03-24
Option Award		 2009-03-26
9:41 pm		 2009-12-31
2019-03-24		 APPLIED SOLAR, INC. APSO.OB Sprinkle Dalton W
(General Counsel & Senior VP)		 3,678,166 $0.055 3,678,166
(Direct)		 View
2009-02-04
Other		 2009-02-05
1:31 pm		 2008-10-15
2011-10-05		 APPLIED SOLAR, INC. APSO Quercus Trust
Gelbaum David
Gelbaum Monica Chavez
(10% owner)		 15,123,300 $0.067 15,123,300
(Direct)		 View
2009-02-04
Other		 2009-02-05
1:31 pm		 2009-01-15
2012-01-15		 APPLIED SOLAR, INC. APSO Quercus Trust
Gelbaum David
Gelbaum Monica Chavez
(10% owner)		 15,123,300 $0.067 15,123,300
(Direct)		 View
2008-10-24
Option Sale		 2008-10-29
5:51 pm		 N/A
2017-11-01		 OPEN ENERGY CORP OEGY.OB POTASHNER KENNETH F
(Director)		 250,000 $0.575 0
(Direct)		 View
2008-10-24
Option Award		 2008-10-29
5:51 pm		 2008-10-24
2017-11-01		 OPEN ENERGY CORP OEGY.OB POTASHNER KENNETH F
(Director)		 250,000 $0.062 250,000
(Direct)		 View
2008-10-24
Option Award		 2008-10-29
5:51 pm		 N/A
2018-10-24		 OPEN ENERGY CORP OEGY.OB POTASHNER KENNETH F
(Director)		 1,209,141 $0.062 1,209,141
(Direct)		 View
2008-09-23
Option Award		 2008-09-29
9:25 pm		 2008-09-23
2010-03-31		 OPEN ENERGY CORP OEGY.OB Saltman David
(Chief Executive Officer
Director)		 500,000 $0.067 500,000
(Direct)		 View
2008-09-23
Option Award		 2008-09-29
7:42 pm		 2008-09-23
2018-09-23		 OPEN ENERGY CORP OEGY.OB SHIELDS AIDAN H
(Chief Financial Officer)		 910,081 $0.067 910,081
(Direct)		 View
2008-09-23
Option Award		 2008-09-29
7:08 pm		 2008-09-23
2018-09-23		 OPEN ENERGY CORP OEGY.OB Sprinkle Dalton W
(General Counsel & SVP)		 360,237 $0.067 360,237
(Direct)		 View
2008-09-23
Option Award		 2008-09-29
7:07 pm		 2008-09-23
2018-09-23		 OPEN ENERGY CORP OEGY.OB Gopal Christopher
(EVP Worldwide Operations)		 819,073 $0.067 819,073
(Direct)		 View
2008-09-23
Option Award		 2008-09-29
7:07 pm		 2008-09-23
2018-09-23		 OPEN ENERGY CORP OEGY.OB Field David A
(President
Director)		 2,313,120 $0.067 2,313,120
(Direct)		 View
2008-06-03
Other		 2008-09-24
8:32 pm		 2008-06-03
2015-06-03		 OPEN ENERGY CORP OEGY Quercus Trust
Gelbaum David
Gelbaum Monica Chavez
(10% owner)		 3,653,564 $0.067 3,653,564
(Direct)		 View
2008-06-10
Other		 2008-09-24
8:32 pm		 2008-06-10
2015-06-10		 OPEN ENERGY CORP OEGY Quercus Trust
Gelbaum David
Gelbaum Monica Chavez
(10% owner)		 847,655 $0.067 847,655
(Direct)		 View
2008-09-18
Purchase		 2008-09-24
8:32 pm		 2008-09-18
2015-09-18		 OPEN ENERGY CORP OEGY Quercus Trust
Gelbaum David
Gelbaum Monica Chavez
(10% owner)		 235,000,000 $0.067 235,000,000
(Direct)		 View
2008-04-30
Other		 2008-05-01
4:38 pm		 2008-10-30
2015-10-30		 OPEN ENERGY CORP OEGY.OB Quercus Trust
Gelbaum David
Gelbaum Monica Chavez
(10% owner)		 615,171 $0.506 43,618,541
(Direct)		 View
2008-04-17
Other		 2008-04-18
8:54 pm		 2008-04-17
2014-09-19		 OPEN ENERGY CORP OEGY.OB Quercus Trust
Gelbaum David
Gelbaum Monica Chavez
(10% owner)		 3,003,370 $0.506 43,003,370
(Direct)		 View
2007-01-14
Option Award		 2008-01-16
7:54 pm		 N/A
2018-01-14		 OPEN ENERGY CORP OEGY.OB Sprinkle Dalton W
(Gen. Counsel & Sr. Vice Pres.)		 400,000 $0.35 400,000
(Direct)		 View
2007-11-01
Option Award		 2007-11-13
6:33 pm		 N/A
2017-11-01		 OPEN ENERGY CORP OEGY Eckert Patricia M.
(Director)		 250,000 $0.575 250,000
(Direct)		 View
2007-11-01
Option Award		 2007-11-06
9:38 pm		 N/A
2017-11-01		 OPEN ENERGY CORP OEGY Kemper Steven J
(Director)		 250,000 $0.575 250,000
(Direct)		 View
2007-06-15
Option Award		 2007-10-17
9:57 pm		 N/A
2017-10-15		 OPEN ENERGY CORP OEGY.OB Ward Edward Douglas
(Director)		 160,000 $0.46 160,000
(Direct)		 View
2007-10-15
Option Award		 2007-10-17
9:54 pm		 N/A
2017-10-15		 OPEN ENERGY CORP OEGY.OB HART JOHN E
(General Counsel and Secretary)		 350,000 $0.56 350,000
(Direct)		 View
2007-04-06
Option Award		 2007-05-10
4:35 pm		 N/A
2017-04-06		 OPEN ENERGY CORP OEGY.OB Stein Jeffrey Bryan
(Chief Financial Officer)		 350,000 $0.31 350,000
(Direct)		 View
2006-12-14
Option Award		 2006-12-18
3:54 pm		 N/A
2016-12-14		 OPEN ENERGY CORP OEGY.OB Gangemi Ronald
(Chief Technology Officer
Director)		 1,800,000 $0.43 1,800,000
(Direct)		 View
2006-12-01
Option Award		 2006-12-05
9:45 pm		 N/A
2016-12-01		 OPEN ENERGY CORP OEGY.OB MAY DEREK R
(Director)		 160,000 $0.48 160,000
(Direct)		 View
2006-12-01
Option Award		 2006-12-05
7:34 pm		 N/A
2016-12-01		 OPEN ENERGY CORP OEGY.OB Rogers Donald
(Exec. VP, East Coast Operation)		 150,000 $1.5 150,000
(Direct)		 View
2006-12-01
Option Award		 2006-12-05
7:34 pm		 N/A
2016-12-01		 OPEN ENERGY CORP OEGY.OB Rogers Donald
(Exec. VP, East Coast Operation)		 50,000 $0.48 200,000
(Direct)		 View
2006-12-01
Option Award		 2006-12-05
7:34 pm		 N/A
2016-12-01		 OPEN ENERGY CORP OEGY.OB Rogers Donald
(Exec. VP, East Coast Operation)		 100,000 $0.48 300,000
(Direct)		 View
2006-12-01
Option Award		 2006-12-05
7:34 pm		 N/A
2016-12-01		 OPEN ENERGY CORP OEGY.OB Dodd Norman
(Director)		 200,000 $1.5 200,000
(Direct)		 View
2006-12-01
Option Award		 2006-12-05
7:33 pm		 N/A
2016-12-01		 OPEN ENERGY CORP OEGY.OB Leitch Andrew M
(Director)		 140,000 $0.48 140,000
(Direct)		 View
2006-12-01
Option Award		 2006-12-05
7:32 pm		 N/A
2016-12-01		 OPEN ENERGY CORP OEGY.OB Britts Robert A
(Chief Operating Officer)		 150,000 $0.48 150,000
(Direct)		 View
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