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Sec Filings Insider Trading - Ubs Ag - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Ubs Ag
UBS AG: Insider Trading and Stock Options
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-11-17-
-2009-11-18
Sale		 2009-11-19
4:28 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 256,829 $0.1 $25,691 133,138,843
(Direct)		 View
2008-07-11-
-2008-07-14
Purchase		 2008-09-18
1:09 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,850 $4.854 $8,980 31,626
(Indirect)		 View
2008-07-11-
-2008-07-14
Sale		 2008-09-18
1:09 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,850 $4.854 $8,980 31,326
(Indirect)		 View
2008-06-23-
-2008-07-10
Purchase		 2008-09-18
1:07 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 16,469 $4.631 $76,275 32,576
(Indirect)		 View
2008-06-23-
-2008-07-10
Sale		 2008-09-18
1:07 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 17,832 $4.665 $83,195 31,326
(Indirect)		 View
2008-06-13-
-2008-06-23
Purchase		 2008-09-18
1:05 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 26,860 $4.952 $133,004 32,689
(Indirect)		 View
2008-06-13-
-2008-06-20
Sale		 2008-09-18
1:05 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 26,220 $4.993 $130,907 31,089
(Indirect)		 View
2008-06-09-
-2008-06-13
Purchase		 2008-09-18
1:04 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 25,685 $5.387 $138,355 32,049
(Indirect)		 View
2008-06-06-
-2008-06-12
Sale		 2008-09-18
1:04 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 23,960 $5.397 $129,312 29,249
(Indirect)		 View
2008-06-03-
-2008-06-06
Purchase		 2008-09-18
1:02 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 18,773 $5.646 $105,992 33,158
(Indirect)		 View
2008-06-02-
-2008-06-06
Sale		 2008-09-18
1:02 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 42,746 $5.442 $232,637 30,324
(Indirect)		 View
2008-05-23-
-2008-06-02
Purchase		 2008-09-18
1:00 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 34,005 $5.206 $177,026 54,797
(Indirect)		 View
2008-05-23-
-2008-06-02
Sale		 2008-09-18
1:00 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 11,440 $5.019 $57,423 54,297
(Indirect)		 View
2008-05-19-
-2008-05-22
Purchase		 2008-09-18
12:57 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 57,762 $5.042 $291,208 67,430
(Indirect)		 View
2008-05-16-
-2008-05-22
Sale		 2008-09-18
12:57 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 58,695 $5.001 $293,522 31,732
(Indirect)		 View
2008-05-02-
-2008-05-16
Purchase		 2008-09-18
12:53 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 23,699 $4.679 $110,899 32,665
(Indirect)		 View
2008-05-01-
-2008-05-15
Sale		 2008-09-18
12:53 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 24,699 $4.688 $115,797 31,165
(Indirect)		 View
2008-04-10-
-2008-05-01
Purchase		 2008-09-18
12:51 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 29,608 $4.332 $128,252 33,665
(Indirect)		 View
2008-04-09-
-2008-04-30
Sale		 2008-09-18
12:51 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 28,108 $4.299 $120,826 31,665
(Indirect)		 View
2008-03-20-
-2008-04-09
Purchase		 2008-09-18
12:48 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 14,465 $4.377 $63,310 32,165
(Indirect)		 View
2008-03-20-
-2008-04-07
Sale		 2008-09-18
12:48 pm		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,206 $4.264 $43,523 28,365
(Indirect)		 View
2008-03-26-
-2008-05-23
Purchase		 2008-05-23
7:07 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 28,558 $1.77 $50,553 0
(Direct)		 View
2008-03-26-
-2008-03-31
Sale		 2008-05-23
7:07 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 21,012 $1.866 $39,200 0
(Direct)		 View
2008-03-18-
-2008-03-26
Purchase		 2008-05-23
7:06 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 29,332 $1.708 $50,111 0
(Direct)		 View
2008-03-17-
-2008-03-25
Sale		 2008-05-23
7:06 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 50,232 $1.71 $85,913 0
(Direct)		 View
2008-02-25-
-2008-03-17
Purchase		 2008-05-23
7:03 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 70,553 $1.691 $119,281 14,454
(Direct)		 View
2008-02-25-
-2008-03-17
Sale		 2008-05-23
7:03 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 57,688 $1.685 $97,203 13,354
(Direct)		 View
2008-01-22-
-2008-02-25
Purchase		 2008-05-23
7:00 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 23,902 $1.897 $45,341 489
(Direct)		 View
2008-01-22-
-2008-02-19
Sale		 2008-05-23
7:00 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 21,000 $1.907 $40,045 0
(Direct)		 View
2007-12-10-
-2008-01-15
Purchase		 2008-05-23
6:57 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 27,222 $1.896 $51,610 0
(Direct)		 View
2007-12-13-
-2008-01-15
Sale		 2008-05-23
6:57 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 26,413 $1.858 $49,073 0
(Direct)		 View
2007-11-15-
-2007-12-04
Purchase(C)		 2008-05-23
6:56 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 13,066 $2.034 $26,575 1,078
(Direct)		 View
2007-10-11-
-2007-12-07
Sale(C)		 2008-05-23
6:56 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 30,276 $2.07 $62,661 0
(Direct)		 View
2007-08-03-
-2007-09-27
Purchase		 2008-05-23
6:54 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 22,866 $2.173 $49,688 4,766
(Direct)		 View
2007-08-09-
-2007-09-12
Sale		 2008-05-23
6:54 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 20,210 $2.202 $44,504 0
(Direct)		 View
2007-06-15-
-2007-07-18
Purchase		 2008-05-23
6:53 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 36,420 $2.378 $86,614 8,610
(Direct)		 View
2007-06-14-
-2007-07-19
Sale		 2008-05-23
6:53 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 34,500 $2.394 $82,603 2,110
(Direct)		 View
2007-05-01-
-2007-05-30
Purchase		 2008-05-23
6:51 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 41,800 $2.322 $97,070 11,692
(Direct)		 View
2007-05-01-
-2007-06-14
Sale		 2008-05-23
6:51 pm		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 36,727 $2.326 $85,417 190
(Direct)		 View
2007-01-24
Purchase		 2007-01-26
3:44 pm		 O2DIESEL CORP OTD UBS AG
(10% owner)		 21,380 $0.8994 $19,228 8,281,102
(Direct)		 View
2007-01-25
Sale		 2007-01-26
3:44 pm		 O2DIESEL CORP OTD UBS AG
(10% owner)		 21,380 $0.8614 $18,418 8,259,722
(Direct)		 View
2006-09-07
Purchase		 2006-09-14
4:58 pm		 O2DIESEL CORP OTD UBS AG
(10% owner)		 27,600 $1.141 $31,498 8,259,722
(Direct)		 View
2006-09-07
Purchase		 2006-09-14
4:57 pm		 O2DIESEL CORP OTD UBS AG
(10% owner)		 41,000 $1.09 $44,679 8,232,122
(Direct)		 View
2006-09-07
Purchase		 2006-09-14
4:56 pm		 O2DIESEL CORP OTD UBS AG
(10% owner)		 14,800 $1.113 $16,475 8,191,122
(Direct)		 View
2005-04-12
Sale		 2005-04-13
1:04 pm		 SILVERSTAR HOLDINGS LTD SSTR UBS AG
(10% owner)		 300,000 $1.19 $357,000 696,583
(Direct)		 View
2005-03-08
Purchase		 2005-03-15
9:04 pm		 IMPSAT FIBER NETWORKS INC IMFN UBS AG
(10% owner)		 541,000 $6.3 $3,408,300 1,918,380
(Direct)		 View
2005-02-17-
-2005-02-23
Purchase		 2005-02-24
10:48 am		 IMPSAT FIBER NETWORKS INC IMFN UBS AG
(10% owner)		 175,000 $5.921 $1,036,100 1,377,380
(Direct)		 View
2004-12-10
Sale		 2004-12-14
5:55 pm		 GREENFIELD ONLINE INC SRVY UBS AG
UBS CAPITAL II LLC
(10% owner)		 526,680 $17.16 $9,037,829 1,802,288
(Indirect)		 View
2004-07-21
Sale		 2004-07-23
12:00 pm		 GREENFIELD ONLINE INC SRVY UBS AG
UBS CAPITAL II LLC
(10% owner)		 429,735 $12.09 $5,195,496 2,328,968
(Indirect)		 View
2004-04-20
Sale		 2004-04-23
06:30 am		 SILVERSTAR HOLDINGS LTD SSTR UBS AG
(10% owner)		 9,100 $1.554 $14,141 996,583
(Direct)		 View
2004-03-04
Sale		 2004-03-11
11:43 am		 SILVERSTAR HOLDINGS LTD SSTR UBS AG
(10% owner)		 15,777 $1.651 $26,052 1,005,683
(Direct)		 View
2004-02-18-
-2004-02-19
Sale		 2004-02-19
8:28 pm		 SILVERSTAR HOLDINGS LTD SSTR UBS AG
(10% owner)		 50,000 $1.604 $80,200 1,021,460
(Direct)		 View
2004-02-04-
-2004-02-05
Sale		 2004-02-06
8:17 pm		 SILVERSTAR HOLDINGS LTD SSTR UBS AG
(10% owner)		 7,750 $1.743 $13,510 1,071,460
(Direct)		 View
2004-01-27-
-2004-01-29
Sale		 2004-01-29
8:58 pm		 SILVERSTAR HOLDINGS LTD SSTR UBS AG
(10% owner)		 40,500 $1.785 $72,308 1,079,210
(Direct)		 View
(C) Indicate conflicting filing codes (D in column 4 while P/A in column 3), interpreted as SALE.
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-01-14
Other		 2009-01-16
5:07 pm		 FIBERNET TELECOM GROUP INC FTGX UBS AG
(10% owner)		 160,700 $0 $0 643,575
(Direct)		 View
2007-06-18
Other		 2007-06-20
3:42 pm		 DOV PHARMACEUTICAL INC DOVP UBS AG
(No longer a 10% holder.)		 2,500,000 $0 $0 9,725,672
(Direct)		 View
2006-02-28
Other		 2006-03-06
08:54 am		 ENTERASYS NETWORKS INC ETS UBS AG
(10% owner)		 530,000 $0 $0 2,473,679
(Direct)		 View
2006-02-24
Other		 2006-03-01
12:08 pm		 ENTERASYS NETWORKS INC ETS UBS AG
(10% owner)		 550,000 $0 $0 2,163,673
(Direct)		 View
2004-07-21
Purchase		 2004-07-23
12:00 pm		 GREENFIELD ONLINE INC SRVY UBS AG
UBS CAPITAL II LLC
(10% owner)		 2,602,697 $0 $0 2,758,703
(Indirect)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2008-06-25
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,800 $5 1,322,743
(Indirect)		 View
2008-06-27
Purchase		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 6,500 $5 1,329,243
(Indirect)		 View
2008-06-27
Purchase		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 17,000 $5 1,346,243
(Indirect)		 View
2008-06-27
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,300 $5 1,344,943
(Indirect)		 View
2008-06-27
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 100 $5 1,344,843
(Indirect)		 View
2008-06-27
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 8,700 $5 1,336,143
(Indirect)		 View
2008-06-27
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 9,900 $5 1,326,243
(Indirect)		 View
2008-06-30
Purchase		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,200 $5 1,327,443
(Indirect)		 View
2008-06-30
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,000 $5 1,326,443
(Indirect)		 View
2008-06-30
Purchase		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,000 $5 1,328,443
(Indirect)		 View
2008-06-30
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,000 $5 1,326,443
(Indirect)		 View
2008-07-01
Purchase		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,000 $5 1,327,443
(Indirect)		 View
2008-07-01
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,000 $5 1,326,443
(Indirect)		 View
2008-07-02
Purchase		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,000 $5 1,331,443
(Indirect)		 View
2008-07-02
Purchase		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 6,750 $5 1,338,293
(Indirect)		 View
2008-07-02
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 9,850 $5 1,328,443
(Indirect)		 View
2008-07-07
Purchase		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,400 $5 1,331,843
(Indirect)		 View
2008-07-07
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 900 $5 1,330,843
(Indirect)		 View
2008-07-07
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,500 $5 1,328,343
(Indirect)		 View
2008-07-08
Purchase		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,000 $5 1,329,343
(Indirect)		 View
2008-07-08
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,000 $5 1,328,343
(Indirect)		 View
2008-07-09
Purchase		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 16,000 $5 1,344,343
(Indirect)		 View
2008-07-09
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 16,000 $5 1,328,343
(Indirect)		 View
2008-07-10
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,000 $5 1,327,343
(Indirect)		 View
2008-07-14
Purchase		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 500 $5 1,327,843
(Indirect)		 View
2008-07-14
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 500 $5 1,327,343
(Indirect)		 View
2008-07-15
Purchase		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,000 $5 1,328,343
(Indirect)		 View
2008-07-15
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 100 $5 1,328,243
(Indirect)		 View
2008-07-15
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 800 $5 1,327,443
(Indirect)		 View
2008-07-15
Sale		 2008-09-18
1:11 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 100 $5 1,327,343
(Indirect)		 View
2008-06-12
Sale		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,600 $5 1,316,718
(Indirect)		 View
2008-06-13
Purchase		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,000 $5 1,321,718
(Indirect)		 View
2008-06-16
Purchase		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 7,500 $5 1,329,218
(Indirect)		 View
2008-06-16
Sale		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 7,500 $5 1,321,718
(Indirect)		 View
2008-06-17
Purchase		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,000 $5 1,323,718
(Indirect)		 View
2008-06-17
Sale		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,000 $5 1,321,718
(Indirect)		 View
2008-06-18
Purchase		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,000 $5 1,326,718
(Indirect)		 View
2008-06-18
Sale		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,686 $5 1,325,032
(Indirect)		 View
2008-06-19
Purchase		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 300 $5 1,325,332
(Indirect)		 View
2008-06-19
Purchase		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,200 $5 1,327,532
(Indirect)		 View
2008-06-19
Sale		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,500 $5 1,325,032
(Indirect)		 View
2008-06-20
Purchase		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 900 $5 1,325,932
(Indirect)		 View
2008-06-20
Purchase		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 4,000 $5 1,329,932
(Indirect)		 View
2008-06-20
Purchase		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 26,000 $5 1,355,932
(Indirect)		 View
2008-06-20
Purchase		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 20,000 $5 1,375,932
(Indirect)		 View
2008-06-20
Sale		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 100 $5 1,375,832
(Indirect)		 View
2008-06-20
Sale		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 600 $5 1,375,232
(Indirect)		 View
2008-06-20
Sale		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 20,000 $5 1,355,232
(Indirect)		 View
2008-06-20
Sale		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,589 $5 1,353,643
(Indirect)		 View
2008-06-20
Sale		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 900 $5 1,352,743
(Indirect)		 View
2008-06-20
Sale		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,300 $5 1,351,443
(Indirect)		 View
2008-06-20
Sale		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,600 $5 1,345,843
(Indirect)		 View
2008-06-20
Sale		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 23,100 $5 1,322,743
(Indirect)		 View
2008-06-23
Purchase		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,000 $5 1,327,743
(Indirect)		 View
2008-06-23
Sale		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,550 $5 1,326,193
(Indirect)		 View
2008-06-23
Sale		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,450 $5 1,322,743
(Indirect)		 View
2008-06-25
Purchase		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,000 $5 1,327,743
(Indirect)		 View
2008-06-25
Purchase		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,000 $5 1,329,743
(Indirect)		 View
2008-06-25
Sale		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,000 $5 1,327,743
(Indirect)		 View
2008-06-25
Sale		 2008-09-18
1:09 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,200 $5 1,326,543
(Indirect)		 View
2008-06-05
Sale		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,700 $5 1,249,796
(Indirect)		 View
2008-06-06
Purchase		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 6,500 $5 1,256,296
(Indirect)		 View
2008-06-06
Purchase		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,500 $5 1,257,796
(Indirect)		 View
2008-06-06
Sale		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,500 $5 1,256,296
(Indirect)		 View
2008-06-06
Sale		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 6,500 $5 1,249,796
(Indirect)		 View
2008-06-09
Purchase		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,000 $5 1,250,796
(Indirect)		 View
2008-06-09
Sale		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,000 $5 1,249,796
(Indirect)		 View
2008-06-10
Purchase		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,500 $5 1,253,296
(Indirect)		 View
2008-06-10
Sale		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,500 $5 1,250,796
(Indirect)		 View
2008-06-10
Purchase		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 50 $5 1,250,846
(Indirect)		 View
2008-06-10
Sale		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 50 $5 1,250,796
(Indirect)		 View
2008-06-10
Sale		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,000 $5 1,249,796
(Indirect)		 View
2008-06-11
Purchase		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,000 $5 1,254,796
(Indirect)		 View
2008-06-11
Purchase		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,000 $5 1,256,796
(Indirect)		 View
2008-06-11
Sale		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,000 $5 1,255,796
(Indirect)		 View
2008-06-11
Sale		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,000 $5 1,254,796
(Indirect)		 View
2008-06-11
Sale		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 419 $5 1,254,377
(Indirect)		 View
2008-06-11
Sale		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 481 $5 1,253,896
(Indirect)		 View
2008-06-11
Sale		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 4,100 $5 1,249,796
(Indirect)		 View
2008-06-11
Purchase		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 400 $5 1,250,196
(Indirect)		 View
2008-06-11
Sale		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 400 $5 1,249,796
(Indirect)		 View
2008-06-12
Purchase		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 73,322 $5 1,323,118
(Indirect)		 View
2008-06-12
Purchase		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,055 $5 1,326,173
(Indirect)		 View
2008-06-12
Purchase		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,145 $5 1,331,318
(Indirect)		 View
2008-06-12
Purchase		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,700 $5 1,334,118
(Indirect)		 View
2008-06-12
Purchase		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 9,000 $5 1,343,018
(Indirect)		 View
2008-06-12
Sale		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 12,200 $5 1,330,818
(Indirect)		 View
2008-06-12
Sale		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,000 $5 1,325,818
(Indirect)		 View
2008-06-12
Sale		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 100 $5 1,325,718
(Indirect)		 View
2008-06-12
Sale		 2008-09-18
1:07 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 6,400 $5 1,319,318
(Indirect)		 View
2008-06-03
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,600 $5 1,412,098
(Indirect)		 View
2008-06-03
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 7,099 $5 1,404,999
(Indirect)		 View
2008-06-03
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,790 $5 1,403,209
(Indirect)		 View
2008-06-03
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 13,900 $5 1,389,309
(Indirect)		 View
2008-06-03
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 7,050 $5 1,382,259
(Indirect)		 View
2008-06-03
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 14,523 $5 1,367,736
(Indirect)		 View
2008-06-03
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 100 $5 1,367,636
(Indirect)		 View
2008-06-03
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 44,368 $5 1,323,268
(Indirect)		 View
2008-06-03
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,200 $5 1,320,068
(Indirect)		 View
2008-06-03
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,672 $5 1,318,396
(Indirect)		 View
2008-06-03
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 75,900 $5 1,242,496
(Indirect)		 View
2008-06-03
Purchase		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 200 $5 1,242,696
(Indirect)		 View
2008-06-03
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 200 $5 1,242,496
(Indirect)		 View
2008-06-03
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 200 $5 1,242,296
(Indirect)		 View
2008-06-04
Purchase		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 21,300 $5 1,263,596
(Indirect)		 View
2008-06-04
Purchase		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,500 $5 1,267,096
(Indirect)		 View
2008-06-04
Purchase		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 4,900 $5 1,271,996
(Indirect)		 View
2008-06-04
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 8,400 $5 1,263,596
(Indirect)		 View
2008-06-04
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 700 $5 1,262,896
(Indirect)		 View
2008-06-04
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 300 $5 1,262,596
(Indirect)		 View
2008-06-04
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,200 $5 1,259,396
(Indirect)		 View
2008-06-04
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 20,300 $5 1,239,096
(Indirect)		 View
2008-06-05
Purchase		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 9,500 $5 1,248,596
(Indirect)		 View
2008-06-05
Purchase		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,500 $5 1,251,096
(Indirect)		 View
2008-06-05
Purchase		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 6,400 $5 1,257,496
(Indirect)		 View
2008-06-05
Purchase		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 6,000 $5 1,263,496
(Indirect)		 View
2008-06-05
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,500 $5 1,260,996
(Indirect)		 View
2008-06-05
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,880 $5 1,258,116
(Indirect)		 View
2008-06-05
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 320 $5 1,257,796
(Indirect)		 View
2008-06-05
Sale		 2008-09-18
1:05 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,300 $5 1,255,496
(Indirect)		 View
2008-05-27
Purchase		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 38,870 $5 1,238,753
(Indirect)		 View
2008-05-27
Purchase		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,500 $5 1,240,253
(Indirect)		 View
2008-05-27
Sale		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,500 $5 1,238,753
(Indirect)		 View
2008-05-27
Sale		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 8,870 $5 1,229,883
(Indirect)		 View
2008-05-27
Sale		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,097 $5 1,219,786
(Indirect)		 View
2008-05-27
Sale		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,530 $5 1,214,256
(Indirect)		 View
2008-05-27
Sale		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 13,600 $5 1,200,656
(Indirect)		 View
2008-05-28
Purchase		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,812 $5 1,203,468
(Indirect)		 View
2008-05-28
Sale		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,812 $5 1,200,656
(Indirect)		 View
2008-05-28
Sale		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,188 $5 1,198,468
(Indirect)		 View
2008-05-29
Purchase		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,450 $5 1,200,918
(Indirect)		 View
2008-05-29
Purchase		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 900 $5 1,201,818
(Indirect)		 View
2008-05-29
Sale		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,350 $5 1,198,468
(Indirect)		 View
2008-05-29
Sale		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 650 $5 1,197,818
(Indirect)		 View
2008-05-30
Purchase		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,000 $5 1,202,818
(Indirect)		 View
2008-05-30
Purchase		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,100 $5 1,203,918
(Indirect)		 View
2008-05-30
Sale		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 6,100 $5 1,197,818
(Indirect)		 View
2008-05-30
Sale		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 400 $5 1,197,418
(Indirect)		 View
2008-06-02
Purchase		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 4,580 $5 1,201,998
(Indirect)		 View
2008-06-02
Purchase		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,300 $5 1,207,298
(Indirect)		 View
2008-06-02
Purchase		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 49,000 $5 1,256,298
(Indirect)		 View
2008-06-02
Sale		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 4,080 $5 1,252,218
(Indirect)		 View
2008-06-02
Sale		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,200 $5 1,249,918
(Indirect)		 View
2008-06-02
Sale		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,000 $5 1,248,918
(Indirect)		 View
2008-06-02
Sale		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 53,300 $5 1,195,618
(Indirect)		 View
2008-06-03
Purchase		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 40,500 $5 1,236,118
(Indirect)		 View
2008-06-03
Purchase		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,100 $5 1,237,218
(Indirect)		 View
2008-06-03
Purchase		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 94,240 $5 1,331,458
(Indirect)		 View
2008-06-03
Purchase		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 75,500 $5 1,406,958
(Indirect)		 View
2008-06-03
Purchase		 2008-09-18
1:04 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 7,740 $5 1,414,698
(Indirect)		 View
2008-05-20
Purchase		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,940 $5 1,103,523
(Indirect)		 View
2008-05-20
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 100 $5 1,103,423
(Indirect)		 View
2008-05-20
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,940 $5 1,100,483
(Indirect)		 View
2008-05-21
Purchase		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,000 $5 1,110,483
(Indirect)		 View
2008-05-21
Purchase		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,000 $5 1,111,483
(Indirect)		 View
2008-05-21
Purchase		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,760 $5 1,113,243
(Indirect)		 View
2008-05-21
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 300 $5 1,112,943
(Indirect)		 View
2008-05-21
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,460 $5 1,111,483
(Indirect)		 View
2008-05-21
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,100 $5 1,110,383
(Indirect)		 View
2008-05-21
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,500 $5 1,108,883
(Indirect)		 View
2008-05-21
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 6,000 $5 1,102,883
(Indirect)		 View
2008-05-22
Purchase		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 100,000 $5 1,202,883
(Indirect)		 View
2008-05-22
Purchase		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,000 $5 1,204,883
(Indirect)		 View
2008-05-22
Purchase		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 19,086 $5 1,223,969
(Indirect)		 View
2008-05-22
Purchase		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 66,355 $5 1,290,324
(Indirect)		 View
2008-05-22
Purchase		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 24,800 $5 1,315,124
(Indirect)		 View
2008-05-22
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 386 $5 1,314,738
(Indirect)		 View
2008-05-22
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,100 $5 1,313,638
(Indirect)		 View
2008-05-22
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,600 $5 1,311,038
(Indirect)		 View
2008-05-22
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 17,800 $5 1,293,238
(Indirect)		 View
2008-05-22
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,325 $5 1,291,913
(Indirect)		 View
2008-05-22
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 20,000 $5 1,271,913
(Indirect)		 View
2008-05-22
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 7,130 $5 1,264,783
(Indirect)		 View
2008-05-22
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,100 $5 1,262,683
(Indirect)		 View
2008-05-22
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,000 $5 1,257,683
(Indirect)		 View
2008-05-22
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 56,200 $5 1,201,483
(Indirect)		 View
2008-05-23
Purchase		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 6,600 $5 1,208,083
(Indirect)		 View
2008-05-23
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 200 $5 1,207,883
(Indirect)		 View
2008-05-23
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,600 $5 1,206,283
(Indirect)		 View
2008-05-23
Sale		 2008-09-18
1:02 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 6,400 $5 1,199,883
(Indirect)		 View
2008-05-02
Sale		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 4,700 $5 1,105,833
(Indirect)		 View
2008-05-02
Sale		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,000 $5 1,100,833
(Indirect)		 View
2008-05-05
Purchase		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,197 $5 1,111,030
(Indirect)		 View
2008-05-05
Sale		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 197 $5 1,110,833
(Indirect)		 View
2008-05-05
Sale		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,500 $5 1,109,333
(Indirect)		 View
2008-05-05
Sale		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,000 $5 1,099,333
(Indirect)		 View
2008-05-07
Purchase		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 500 $5 1,099,833
(Indirect)		 View
2008-05-07
Sale		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 500 $5 1,099,333
(Indirect)		 View
2008-05-09
Purchase		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 600 $5 1,099,933
(Indirect)		 View
2008-05-09
Sale		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 600 $5 1,099,333
(Indirect)		 View
2008-05-12
Purchase		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,043 $5 1,100,376
(Indirect)		 View
2008-05-12
Purchase		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,057 $5 1,101,433
(Indirect)		 View
2008-05-12
Purchase		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,900 $5 1,104,333
(Indirect)		 View
2008-05-12
Sale		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,000 $5 1,099,333
(Indirect)		 View
2008-05-13
Purchase		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,500 $5 1,101,833
(Indirect)		 View
2008-05-13
Purchase		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 999 $5 1,102,832
(Indirect)		 View
2008-05-13
Sale		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 999 $5 1,101,833
(Indirect)		 View
2008-05-13
Sale		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,400 $5 1,100,433
(Indirect)		 View
2008-05-15
Purchase		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,000 $5 1,105,433
(Indirect)		 View
2008-05-15
Purchase		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 4,000 $5 1,109,433
(Indirect)		 View
2008-05-15
Sale		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 4,000 $5 1,105,433
(Indirect)		 View
2008-05-15
Sale		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 100 $5 1,105,333
(Indirect)		 View
2008-05-15
Sale		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 4,900 $5 1,100,433
(Indirect)		 View
2008-05-16
Purchase		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 900 $5 1,101,333
(Indirect)		 View
2008-05-16
Sale		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 900 $5 1,100,433
(Indirect)		 View
2008-05-19
Purchase		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 150 $5 1,100,583
(Indirect)		 View
2008-05-19
Purchase		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 100 $5 1,100,683
(Indirect)		 View
2008-05-19
Sale		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 100 $5 1,100,583
(Indirect)		 View
2008-05-19
Sale		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 150 $5 1,100,433
(Indirect)		 View
2008-05-20
Purchase		 2008-09-18
1:00 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 150 $5 1,100,583
(Indirect)		 View
2008-04-24
Sale		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,100 $5 1,096,707
(Indirect)		 View
2008-04-25
Purchase		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,000 $5 1,106,707
(Indirect)		 View
2008-04-25
Purchase		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 56,000 $5 1,162,707
(Indirect)		 View
2008-04-25
Purchase		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 9,900 $5 1,172,607
(Indirect)		 View
2008-04-25
Sale		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 9,900 $5 1,162,707
(Indirect)		 View
2008-04-25
Sale		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 66,000 $5 1,096,707
(Indirect)		 View
2008-04-28
Purchase		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 20,387 $5 1,117,094
(Indirect)		 View
2008-04-28
Sale		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 20,387 $5 1,096,707
(Indirect)		 View
2008-04-29
Purchase		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,000 $5 1,106,707
(Indirect)		 View
2008-04-29
Purchase		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 33,700 $5 1,140,407
(Indirect)		 View
2008-04-29
Sale		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 100 $5 1,140,307
(Indirect)		 View
2008-04-29
Sale		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,500 $5 1,136,807
(Indirect)		 View
2008-04-29
Sale		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 33,700 $5 1,103,107
(Indirect)		 View
2008-04-30
Purchase		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 8,074 $5 1,111,181
(Indirect)		 View
2008-04-30
Purchase		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,000 $5 1,113,181
(Indirect)		 View
2008-04-30
Sale		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,000 $5 1,111,181
(Indirect)		 View
2008-04-30
Sale		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,774 $5 1,108,407
(Indirect)		 View
2008-04-30
Sale		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,300 $5 1,103,107
(Indirect)		 View
2008-05-01
Purchase		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,200 $5 1,106,307
(Indirect)		 View
2008-05-01
Purchase		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 4,713 $5 1,111,020
(Indirect)		 View
2008-05-01
Sale		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 4,713 $5 1,106,307
(Indirect)		 View
2008-05-01
Sale		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,200 $5 1,103,107
(Indirect)		 View
2008-05-01
Sale		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 4,800 $5 1,098,307
(Indirect)		 View
2008-05-02
Purchase		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,000 $5 1,108,307
(Indirect)		 View
2008-05-02
Purchase		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 6,029 $5 1,114,336
(Indirect)		 View
2008-05-02
Purchase		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 12,000 $5 1,126,336
(Indirect)		 View
2008-05-02
Sale		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 800 $5 1,125,536
(Indirect)		 View
2008-05-02
Sale		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,000 $5 1,122,536
(Indirect)		 View
2008-05-02
Sale		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 12,000 $5 1,110,536
(Indirect)		 View
2008-05-02
Sale		 2008-09-18
12:57 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3 $5 1,110,533
(Indirect)		 View
2008-04-21
Purchase		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,195 $5 1,028,402
(Indirect)		 View
2008-04-21
Purchase		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,000 $5 1,031,402
(Indirect)		 View
2008-04-21
Sale		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 15,000 $5 1,016,402
(Indirect)		 View
2008-04-21
Sale		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,000 $5 1,013,402
(Indirect)		 View
2008-04-21
Sale		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,295 $5 1,010,107
(Indirect)		 View
2008-04-21
Sale		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 8,900 $5 1,001,207
(Indirect)		 View
2008-04-22
Purchase		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 80,500 $5 1,081,707
(Indirect)		 View
2008-04-22
Purchase		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,000 $5 1,086,707
(Indirect)		 View
2008-04-22
Purchase		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 14,400 $5 1,101,107
(Indirect)		 View
2008-04-22
Purchase		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 19,000 $5 1,120,107
(Indirect)		 View
2008-04-22
Purchase		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 4,725 $5 1,124,832
(Indirect)		 View
2008-04-22
Sale		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 155 $5 1,124,677
(Indirect)		 View
2008-04-22
Sale		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 14,400 $5 1,110,277
(Indirect)		 View
2008-04-22
Sale		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,770 $5 1,108,507
(Indirect)		 View
2008-04-22
Sale		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,600 $5 1,097,907
(Indirect)		 View
2008-04-22
Sale		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 18,600 $5 1,079,307
(Indirect)		 View
2008-04-22
Purchase		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 6,000 $5 1,085,307
(Indirect)		 View
2008-04-22
Sale		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 6,000 $5 1,079,307
(Indirect)		 View
2008-04-23
Purchase		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 14,500 $5 1,093,807
(Indirect)		 View
2008-04-23
Purchase		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 9,500 $5 1,103,307
(Indirect)		 View
2008-04-23
Purchase		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,000 $5 1,113,307
(Indirect)		 View
2008-04-23
Purchase		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,900 $5 1,116,207
(Indirect)		 View
2008-04-23
Purchase		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 17,500 $5 1,133,707
(Indirect)		 View
2008-04-23
Sale		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 27,000 $5 1,106,707
(Indirect)		 View
2008-04-23
Sale		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,000 $5 1,096,707
(Indirect)		 View
2008-04-24
Purchase		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 7,100 $5 1,103,807
(Indirect)		 View
2008-04-24
Purchase		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,000 $5 1,106,907
(Indirect)		 View
2008-04-24
Purchase		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,100 $5 1,108,907
(Indirect)		 View
2008-04-24
Sale		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,300 $5 1,107,607
(Indirect)		 View
2008-04-24
Sale		 2008-09-18
12:53 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 800 $5 1,106,807
(Indirect)		 View
2008-04-10
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 20,300 $5 1,027,540
(Indirect)		 View
2008-04-10
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,700 $5 1,021,840
(Indirect)		 View
2008-04-10
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 29,000 $5 992,840
(Indirect)		 View
2008-04-11
Purchase		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 4,490 $5 997,330
(Indirect)		 View
2008-04-11
Purchase		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,010 $5 998,340
(Indirect)		 View
2008-04-11
Purchase		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,000 $5 1,003,340
(Indirect)		 View
2008-04-11
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,000 $5 998,340
(Indirect)		 View
2008-04-11
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,500 $5 992,840
(Indirect)		 View
2008-04-14
Purchase		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 7,700 $5 1,000,540
(Indirect)		 View
2008-04-14
Purchase		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 9,100 $5 1,009,640
(Indirect)		 View
2008-04-14
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,600 $5 1,008,040
(Indirect)		 View
2008-04-14
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 7,500 $5 1,000,540
(Indirect)		 View
2008-04-14
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 4,700 $5 995,840
(Indirect)		 View
2008-04-15
Purchase		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 12,100 $5 1,007,940
(Indirect)		 View
2008-04-15
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 366 $5 1,007,574
(Indirect)		 View
2008-04-15
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 4,600 $5 1,002,974
(Indirect)		 View
2008-04-16
Purchase		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,000 $5 1,012,974
(Indirect)		 View
2008-04-16
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,000 $5 1,002,974
(Indirect)		 View
2008-04-17
Purchase		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,600 $5 1,006,574
(Indirect)		 View
2008-04-17
Purchase		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 11,820 $5 1,018,394
(Indirect)		 View
2008-04-17
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,604 $5 1,015,790
(Indirect)		 View
2008-04-17
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,820 $5 1,013,970
(Indirect)		 View
2008-04-17
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,700 $5 1,003,270
(Indirect)		 View
2008-04-18
Purchase		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 36,800 $5 1,040,070
(Indirect)		 View
2008-04-18
Purchase		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,000 $5 1,043,070
(Indirect)		 View
2008-04-18
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,563 $5 1,041,507
(Indirect)		 View
2008-04-18
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,000 $5 1,038,507
(Indirect)		 View
2008-04-18
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 2,400 $5 1,036,107
(Indirect)		 View
2008-04-18
Sale		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 19,900 $5 1,016,207
(Indirect)		 View
2008-04-21
Purchase		 2008-09-18
12:51 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,000 $5 1,026,207
(Indirect)		 View
2008-03-20
Sale		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 360 $5 1,016,285
(Indirect)		 View
2008-03-20
Sale		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,000 $5 1,013,285
(Indirect)		 View
2008-03-20
Sale		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 8,200 $5 1,005,085
(Indirect)		 View
2008-03-20
Sale		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 1,800 $5 1,003,285
(Indirect)		 View
2008-03-24
Sale		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 14,145 $5 989,140
(Indirect)		 View
2008-03-24
Sale		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 8,900 $5 980,240
(Indirect)		 View
2008-03-24
Sale		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 32,100 $5 948,140
(Indirect)		 View
2008-03-25
Purchase		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 500 $5 948,640
(Indirect)		 View
2008-03-25
Sale		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 500 $5 948,140
(Indirect)		 View
2008-03-25
Sale		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 3,500 $5 944,640
(Indirect)		 View
2008-03-25
Sale		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,500 $5 934,140
(Indirect)		 View
2008-03-25
Sale		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 125,100 $5 809,040
(Indirect)		 View
2008-03-25
Sale		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 10,000 $5 799,040
(Indirect)		 View
2008-03-26
Purchase		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 166,700 $5 965,740
(Indirect)		 View
2008-03-26
Purchase		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,000 $5 970,740
(Indirect)		 View
2008-03-26
Sale		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 5,000 $5 965,740
(Indirect)		 View
2008-03-28
Purchase		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 25,825 $5 991,565
(Indirect)		 View
2008-03-28
Sale		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 25,825 $5 965,740
(Indirect)		 View
2008-03-31
Purchase		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 41,175 $5 1,006,915
(Indirect)		 View
2008-03-31
Sale		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 41,175 $5 965,740
(Indirect)		 View
2008-04-02
Purchase		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 940 $5 966,680
(Indirect)		 View
2008-04-02
Sale		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 940 $5 965,740
(Indirect)		 View
2008-04-07
Purchase		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 12,000 $5 977,740
(Indirect)		 View
2008-04-07
Purchase		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 12,000 $5 965,740
(Indirect)		 View
2008-04-09
Sale		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 6,500 $5 972,240
(Indirect)		 View
2008-04-09
Purchase		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 6,500 $5 965,740
(Indirect)		 View
2008-04-10
Purchase		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 32,800 $5 998,540
(Indirect)		 View
2008-04-10
Purchase		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 20,000 $5 1,018,540
(Indirect)		 View
2008-04-10
Purchase		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 9,000 $5 1,027,540
(Indirect)		 View
2008-04-10
Purchase		 2008-09-18
12:48 pm		 2008-03-07
2011-03-03		 India Globalization Capital, Inc. IGC UBS AG
(10% owner)		 20,300 $5 1,047,840
(Indirect)		 View
2008-02-13
Purchase		 2008-05-23
7:00 pm		 2007-05-15
N/A		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 1,812 $3 74,316
(Direct)		 View
2007-10-03
Purchase		 2008-05-23
6:56 pm		 2007-05-15
N/A		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 8,000 $3 68,758
(Direct)		 View
2007-10-23
Purchase		 2008-05-23
6:56 pm		 2007-05-15
N/A		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 2,000 $3 70,758
(Direct)		 View
2007-11-12
Purchase		 2008-05-23
6:56 pm		 2007-05-15
N/A		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 250 $3 71,008
(Direct)		 View
2007-12-06
Purchase		 2008-05-23
6:56 pm		 2007-05-15
N/A		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 1,496 $3 72,504
(Direct)		 View
2007-10-03
Purchase		 2008-05-23
6:54 pm		 2007-05-15
N/A		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 1,425 $3 60,425
(Direct)		 View
2007-10-03
Purchase		 2008-05-23
6:54 pm		 2007-05-15
N/A		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 333 $3 60,758
(Direct)		 View
2007-06-19
Purchase		 2008-05-23
6:53 pm		 2007-05-15
N/A		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 10,000 $3 53,000
(Direct)		 View
2007-06-21
Purchase		 2008-05-23
6:53 pm		 2007-05-15
N/A		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 3,000 $3 56,000
(Direct)		 View
2007-06-28
Purchase		 2008-05-23
6:53 pm		 2007-05-15
N/A		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 3,000 $3 59,000
(Direct)		 View
2007-05-02
Purchase		 2008-05-23
6:51 pm		 2007-05-15
N/A		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 2,070 $3 20,570
(Direct)		 View
2007-05-02
Purchase		 2008-05-23
6:51 pm		 2007-05-15
N/A		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 2,430 $3 23,000
(Direct)		 View
2007-05-23
Purchase		 2008-05-23
6:51 pm		 2007-05-15
N/A		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 10,000 $3 33,000
(Direct)		 View
2007-05-24
Purchase		 2008-05-23
6:51 pm		 2007-05-15
N/A		 DUNE ENERGY INC DNE UBS AG
(10% owner)		 10,000 $3 43,000
(Direct)		 View
2004-07-21
Purchase		 2004-07-23
12:00 pm		 N/A
N/A		 GREENFIELD ONLINE INC SRVY UBS AG
UBS CAPITAL II LLC
(10% owner)		 11,203,097 $0 0
(Indirect)		 View
2004-07-21
Purchase		 2004-07-23
12:00 pm		 N/A
N/A		 GREENFIELD ONLINE INC SRVY UBS AG
UBS CAPITAL II LLC
(10% owner)		 21,550,118 $0 0
(Indirect)		 View
2004-07-21
Purchase		 2004-07-23
12:00 pm		 N/A
N/A		 GREENFIELD ONLINE INC SRVY UBS AG
UBS CAPITAL II LLC
(10% owner)		 3,684,506 $0 0
(Indirect)		 View