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Sec Filings Insider Trading - Tvia Inc (TVIA)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
TVIA Insider Trading Transactions for Tvia Inc
TVIA INC: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2007-04-17-
-2007-04-18
Sale		 2007-04-19
3:23 pm		 TVIA INC TVIA MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)		 180,622 $0.3539 $63,919 2,886,693
(Indirect)		 View
2007-04-13
Sale		 2007-04-17
11:24 am		 TVIA INC TVIA MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)		 23,058 $0.37 $8,531 3,067,315
(Indirect)		 View
2007-04-11-
-2007-04-12
Sale		 2007-04-13
2:17 pm		 TVIA INC TVIA MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)		 219,093 $0.3674 $80,485 3,090,373
(Indirect)		 View
2007-04-04-
-2007-04-05
Sale		 2007-04-09
3:03 pm		 TVIA INC TVIA MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)		 204,739 $0.4047 $82,866 3,309,466
(Indirect)		 View
2007-04-02-
-2007-04-03
Sale		 2007-04-04
1:51 pm		 TVIA INC TVIA MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)		 102,937 $0.4343 $44,711 3,514,205
(Indirect)		 View
2007-03-26
Sale		 2007-03-28
10:13 am		 TVIA INC TVIA MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)		 97,998 $0.4 $39,199 3,617,142
(Indirect)		 View
2007-02-20-
-2007-02-21
Sale		 2007-02-22
4:48 pm		 TVIA INC TVIA MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)		 91,650 $0.4886 $44,782 3,715,140
(Indirect)		 View
2007-02-14
Sale		 2007-02-16
3:13 pm		 TVIA INC TVIA MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)		 51,000 $0.4626 $23,593 3,806,790
(Indirect)		 View
2007-02-12
Sale		 2007-02-14
5:35 pm		 TVIA INC TVIA MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)		 20,102 $0.49 $9,850 3,857,790
(Indirect)		 View
2007-02-07
Sale		 2007-02-09
4:41 pm		 TVIA INC TVIA MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)		 240,000 $0.4201 $100,824 3,877,892
(Indirect)		 View
2007-01-30-
-2007-01-31
Sale		 2007-02-01
4:41 pm		 TVIA INC TVIA MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)		 960,000 $0.4692 $450,432 4,117,892
(Indirect)		 View
2006-10-09
Purchase		 2006-10-12
3:33 pm		 TVIA INC TVIA MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)		 1,000 $1.2 $1,200 5,077,992
(Indirect)		 View
2006-10-05
Purchase		 2006-10-10
10:05 am		 TVIA INC TVIA MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)		 16,835 $1.282 $21,581 5,076,992
(Indirect)		 View
2006-10-03
Purchase		 2006-10-05
12:26 pm		 TVIA INC TVIA MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)		 50,983 $1.232 $62,802 5,060,157
(Indirect)		 View
2006-08-29
Sale		 2006-08-31
4:49 pm		 TVIA INC TVIA Silva Benjamin
(VP Worldwide Sales)		 200,000 $3.01 $602,062 0
(Direct)		 View
2006-07-13
Purchase		 2006-07-17
4:14 pm		 TVIA INC TVIA MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)		 15,000 $2.84 $42,600 5,009,174
(Indirect)		 View
2006-07-11
Purchase		 2006-07-13
4:00 pm		 TVIA INC TVIA MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)		 75,400 $2.928 $220,775 4,994,174
(Indirect)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2006-08-29
Exercise		 2006-08-31
4:49 pm		 TVIA INC TVIA Silva Benjamin
(VP Worldwide Sales)		 200,000 $1.453 $290,581 200,000
(Direct)		 View
2004-03-31
Exercise(A)		 2004-04-06
4:09 pm		 TVIA INC TVIA NGUYEN ARTHUR
(Chief Financial Officer)		 4,000 $0.48 $1,920 24,750
(Direct)		 View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2006-08-10
Option Award		 2007-06-01
8:04 pm		 N/A
2016-08-10		 TVIA INC TVIA Du Baichuan
(Director)		 25,000 $3.18 50,000
(Direct)		 View
2006-08-10
Option Award		 2007-06-01
8:04 pm		 2007-08-10
2016-08-10		 TVIA INC TVIA Du Baichuan
(Director)		 25,000 $3.18 50,000
(Direct)		 View
2007-05-17
Other		 2007-06-01
8:04 pm		 N/A
2016-08-10		 TVIA INC TVIA Du Baichuan
(Director)		 25,000 $3.18 0
(Direct)		 View
2007-05-17
Other		 2007-06-01
8:04 pm		 2007-08-10
2016-08-10		 TVIA INC TVIA Du Baichuan
(Director)		 25,000 $3.18 0
(Direct)		 View
2007-05-17
Option Award		 2007-06-01
8:04 pm		 N/A
2016-08-10		 TVIA INC TVIA Du Baichuan
(Director)		 25,000 $0.29 50,000
(Direct)		 View
2007-05-17
Option Award		 2007-06-01
8:04 pm		 2007-11-17
2016-08-10		 TVIA INC TVIA Du Baichuan
(Director)		 25,000 $0.29 50,000
(Direct)		 View
2006-06-08
Option Award		 2007-05-31
7:11 pm		 N/A
2016-06-08		 TVIA INC TVIA Oswold Tom
(Director)		 25,000 $3.5 25,000
(Direct)		 View
2007-05-17
Other		 2007-05-31
7:11 pm		 N/A
2016-06-08		 TVIA INC TVIA Oswold Tom
(Director)		 25,000 $3.5 0
(Direct)		 View
2007-05-17
Other		 2007-05-31
7:11 pm		 2007-08-10
2016-08-10		 TVIA INC TVIA Oswold Tom
(Director)		 25,000 $3.18 0
(Direct)		 View
2007-05-17
Option Award		 2007-05-31
7:11 pm		 N/A
2016-06-08		 TVIA INC TVIA Oswold Tom
(Director)		 25,000 $0.29 25,000
(Direct)		 View
2007-05-17
Option Award		 2007-05-31
7:11 pm		 2007-11-17
2016-08-10		 TVIA INC TVIA Oswold Tom
(Director)		 25,000 $0.29 50,000
(Direct)		 View
2001-03-02
Option Award		 2007-05-22
9:36 pm		 2001-03-02
2011-03-02		 TVIA INC TVIA PORAT ELI
(Chief Executive Officer
Director)		 25,000 $2.25 25,000
(Direct)		 View
2001-04-03
Option Award		 2007-05-22
9:36 pm		 2003-04-03
2011-04-03		 TVIA INC TVIA PORAT ELI
(Chief Executive Officer
Director)		 25,000 $1.5 50,000
(Direct)		 View
2001-08-21
Option Award		 2007-05-22
9:36 pm		 2002-08-22
2011-08-21		 TVIA INC TVIA PORAT ELI
(Chief Executive Officer
Director)		 10,000 $1.82 60,000
(Direct)		 View
2001-11-30
Option Award		 2007-05-22
9:36 pm		 2005-11-30
2011-11-30		 TVIA INC TVIA PORAT ELI
(Chief Executive Officer
Director)		 800,000 $1.27 860,000
(Direct)		 View
2001-11-30
Option Award		 2007-05-22
9:36 pm		 2005-11-30
2011-11-30		 TVIA INC TVIA PORAT ELI
(Chief Executive Officer
Director)		 200,000 $1.27 1,060,000
(Direct)		 View
2007-05-17
Other		 2007-05-22
9:36 pm		 2001-03-02
2011-03-02		 TVIA INC TVIA PORAT ELI
(Chief Executive Officer
Director)		 25,000 $2.25 1,445,000
(Direct)		 View
2007-05-17
Option Award		 2007-05-22
9:36 pm		 2007-11-17
2011-03-02		 TVIA INC TVIA PORAT ELI
(Chief Executive Officer
Director)		 25,000 $0.29 1,470,000
(Direct)		 View
2007-05-17
Other		 2007-05-22
9:36 pm		 2002-08-22
2011-08-21		 TVIA INC TVIA PORAT ELI
(Chief Executive Officer
Director)		 5,000 $1.82 1,460,000
(Direct)		 View
2007-05-17
Option Award		 2007-05-22
9:36 pm		 2007-11-17
2011-08-21		 TVIA INC TVIA PORAT ELI
(Chief Executive Officer
Director)		 5,000 $0.29 1,470,000
(Direct)		 View
2007-05-17
Other		 2007-05-22
9:36 pm		 2005-11-30
2011-11-30		 TVIA INC TVIA PORAT ELI
(Chief Executive Officer
Director)		 800,000 $1.27 670,000
(Direct)		 View
2007-05-17
Option Award		 2007-05-22
9:36 pm		 2007-11-17
2011-11-30		 TVIA INC TVIA PORAT ELI
(Chief Executive Officer
Director)		 800,000 $0.29 1,470,000
(Direct)		 View
2007-05-17
Other		 2007-05-22
9:36 pm		 2005-11-30
2011-11-30		 TVIA INC TVIA PORAT ELI
(Chief Executive Officer
Director)		 200,000 $1.27 1,270,000
(Direct)		 View
2007-05-17
Option Award		 2007-05-22
9:36 pm		 2007-11-17
2011-11-30		 TVIA INC TVIA PORAT ELI
(Chief Executive Officer
Director)		 200,000 $0.29 1,470,000
(Direct)		 View
2003-12-10
Other		 2007-05-22
9:36 pm		 N/A
2014-04-30		 TVIA INC TVIA PORAT ELI
(Chief Executive Officer
Director)		 100,000 $1.57 1,370,000
(Direct)		 View
2007-05-17
Option Award		 2007-05-22
9:36 pm		 2007-11-17
2014-04-30		 TVIA INC TVIA PORAT ELI
(Chief Executive Officer
Director)		 100,000 $0.29 1,470,000
(Direct)		 View
2007-05-17
Other		 2007-05-22
9:36 pm		 N/A
2014-12-15		 TVIA INC TVIA PORAT ELI
(Chief Executive Officer
Director)		 100,000 $1.45 1,370,000
(Direct)		 View
2007-05-17
Option Award		 2007-05-22
9:36 pm		 N/A
2014-12-15		 TVIA INC TVIA PORAT ELI
(Chief Executive Officer
Director)		 100,000 $0.29 1,470,000
(Direct)		 View
2007-05-17
Option Award		 2007-05-22
8:31 pm		 N/A
2017-05-17		 TVIA INC TVIA Azevedo Celso A
(Interim COO
Director)		 300,000 $0.29 325,000
(Direct)		 View
2007-05-17
Other		 2007-05-21
9:58 pm		 N/A
2016-11-02		 TVIA INC TVIA Yee Keith Philip
(Chief Financial Officer)		 398,000 $1.18 0
(Direct)		 View
2007-05-17
Option Award		 2007-05-21
9:58 pm		 N/A
2016-11-02		 TVIA INC TVIA Yee Keith Philip
(Chief Financial Officer)		 398,000 $0.29 398,000
(Direct)		 View
2007-05-17
Option Award		 2007-05-21
9:58 pm		 N/A
2017-05-17		 TVIA INC TVIA Yee Keith Philip
(Chief Financial Officer)		 202,000 $0.29 600,000
(Direct)		 View
2007-05-17
Other		 2007-05-21
9:56 pm		 2007-03-08
2016-03-16		 TVIA INC TVIA Medin David
(CTO)		 92,915 $2.46 307,085
(Direct)		 View
2007-05-17
Other		 2007-05-21
9:56 pm		 2007-03-08
2016-03-16		 TVIA INC TVIA Medin David
(CTO)		 307,085 $2.46 0
(Direct)		 View
2007-05-17
Option Award		 2007-05-21
9:56 pm		 2007-03-08
2016-03-16		 TVIA INC TVIA Medin David
(CTO)		 92,915 $0.29 92,915
(Direct)		 View
2007-05-17
Option Award		 2007-05-21
9:56 pm		 2007-03-08
2016-03-16		 TVIA INC TVIA Medin David
(CTO)		 307,085 $0.29 400,000
(Direct)		 View
2007-02-09
Option Award		 2007-03-19
6:45 pm		 N/A
2017-02-09		 TVIA INC TVIA LEVI DAVID B
(Director)		 25,000 $0.41 25,000
(Direct)		 View
2007-02-09
Option Award		 2007-03-05
9:55 pm		 N/A
2017-02-09		 TVIA INC TVIA Azevedo Celso A
(Director)		 25,000 $0.41 25,000
(Direct)		 View
2007-03-02
Option Award		 2007-03-05
9:35 pm		 N/A
2017-03-02		 TVIA INC TVIA Berkoff Bruce I
(Director)		 25,000 $0.401 25,000
(Direct)		 View
2006-11-02
Option Award		 2006-11-07
5:13 pm		 N/A
2006-11-02		 TVIA INC TVIA Yee Keith Philip
(CFO and Secretary)		 398,000 $1.18 398,000
(Direct)		 View
2006-08-29
Exercise		 2006-08-31
4:49 pm		 2005-09-28
2014-09-30		 TVIA INC TVIA Silva Benjamin
(VP Worldwide Sales)		 114,375 $1.5 395,625
(Direct)		 View
2006-08-29
Exercise		 2006-08-31
4:49 pm		 2006-06-30
2015-05-19		 TVIA INC TVIA Silva Benjamin
(VP Worldwide Sales)		 85,625 $1.39 310,000
(Direct)		 View
2006-08-10
Option Award		 2006-08-15
4:51 pm		 2007-08-10
2016-08-10		 TVIA INC TVIA Oswold Tom
(Director)		 25,000 $3.18 50,000
(Direct)		 View
2006-08-10
Option Award		 2006-08-15
4:13 pm		 2007-08-10
2016-08-10		 TVIA INC TVIA MANGIOLA MARK
(Director)		 25,000 $3.18 125,000
(Direct)		 View
2006-08-10
Option Award		 2006-08-15
3:33 pm		 2007-08-10
2016-08-10		 TVIA INC TVIA Faroudja Yves C
(Director)		 25,000 $3.18 75,000
(Direct)		 View
2006-08-10
Option Award		 2006-08-15
3:02 pm		 2007-08-10
2016-08-10		 TVIA INC TVIA DICIOCCIO R DAVID
(Director)		 25,000 $3.18 228,333
(Direct)		 View
2006-08-10
Option Award		 2006-08-15
2:19 pm		 2007-08-10
2016-08-10		 TVIA INC TVIA BUNKER JAMES FRANCIS
(Director)		 25,000 $3.18 105,000
(Direct)		 View
2005-08-12
Option Award		 2006-06-21
6:51 pm		 2006-08-12
2015-08-12		 TVIA INC TVIA LIU KENNY
(Director)		 25,000 $2 725,650
(Direct)		 View
2005-08-12
Option Award		 2006-06-21
6:20 pm		 2006-08-12
2015-08-12		 TVIA INC TVIA MANGIOLA MARK
(Director)		 25,000 $2 100,000
(Direct)		 View
2005-05-19
Option Award		 2005-05-24
5:36 pm		 2006-05-19
2015-05-19		 TVIA INC TVIA KUO JHI-CHUNG
(Vice President of Engineering)		 50,000 $1.39 50,000
(Direct)		 View
2005-05-19
Option Award		 2005-05-24
5:36 pm		 2005-05-19
2009-06-30		 TVIA INC TVIA KUO JHI-CHUNG
(Vice President of Engineering)		 30,000 $1.39 30,000
(Direct)		 View
2005-05-19
Option Award		 2005-05-24
5:36 pm		 2005-05-19
2008-12-31		 TVIA INC TVIA KUO JHI-CHUNG
(Vice President of Engineering)		 30,000 $1.39 30,000
(Direct)		 View
2005-05-19
Option Award		 2005-05-24
5:36 pm		 2005-05-19
2009-06-30		 TVIA INC TVIA KUO JHI-CHUNG
(Vice President of Engineering)		 30,000 $1.39 30,000
(Direct)		 View
2005-05-19
Option Award		 2005-05-24
5:33 pm		 2005-05-19
2009-06-30		 TVIA INC TVIA Bjorkstrom Diane
(CFO and Vice President of Admn)		 30,000 $1.39 30,000
(Direct)		 View
2005-05-19
Option Award		 2005-05-24
5:33 pm		 2005-05-19
2008-12-31		 TVIA INC TVIA Bjorkstrom Diane
(CFO and Vice President of Admn)		 30,000 $1.39 30,000
(Direct)		 View
2005-05-19
Option Award		 2005-05-24
5:33 pm		 2005-05-19
2009-06-30		 TVIA INC TVIA Bjorkstrom Diane
(CFO and Vice President of Admn)		 30,000 $1.39 30,000
(Direct)		 View
2004-12-15
Option Award		 2004-12-17
9:02 pm		 2004-12-15
2014-12-15		 TVIA INC TVIA PORAT ELI
KUO JHI-CHUNG
(President & CEO
Director)		 100,000 $1.45 1,260,000
(Direct)		 View
2004-12-15
Option Award		 2004-12-17
9:02 pm		 2004-12-15
2014-12-15		 TVIA INC TVIA PORAT ELI
KUO JHI-CHUNG
(President & CEO
Director)		 100,000 $1.45 437,708
(Direct)		 View
2004-08-04
Option Award		 2004-08-06
5:33 pm		 2004-08-04
2014-08-03		 TVIA INC TVIA CHENG STEVEN SHUI UH
(Director)		 10,000 $1.47 66,666
(Direct)		 View
2003-12-10
Option Award		 2003-12-12
6:37 pm		 2004-05-01
2013-04-30		 TVIA INC TVIA TAO JAMES
(VP - Sales and Marketing)		 99,907 $1.57 292,240
(Direct)		 View
2003-12-10
Option Award		 2003-12-12
6:37 pm		 2004-05-01
2013-04-30		 TVIA INC TVIA TAO JAMES
(VP - Sales and Marketing)		 93 $1.57 294,333
(Direct)		 View
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