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Sec Filings Insider Trading - Jesup & Lamont Inc. (JLI)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one:
they think the price will rise" - Peter Lynch ==>> What is insider trading>> |
Empire Financial Holding Co: Insider Trading and Stock Options
Common stock purchase or sale:
| Transaction & Date | Reported Date |
Company | Symbol | Insider Relationship |
Shares Traded | Average Price | Total Amount |
Shares Ownership |
Filing |
| 2008-11-21 Purchase |
2008-11-25 3:06 pm | JESUP & LAMONT, INC. | JLI | Fellus James Benjamin (10% owner) | 2,600 | $0.388 | $1,009 | 41,000 (Indirect) | View |
| 2008-11-10 Purchase | 2008-11-12 5:36 pm |
JESUP & LAMONT, INC. | JLI | Fellus James Benjamin (10% owner) | 3,000 | $0.51 | $1,530 | 38,400 (Indirect) |
View |
| 2008-10-31 Purchase | 2008-11-04 2:47 pm | JESUP & LAMONT, INC. | JLI | Fellus James Benjamin (10% owner) | 11,000 | $0.6029 | $6,632 | 35,400 (Indirect) | View |
| 2008-10-23 Purchase |
2008-10-28 2:34 pm |
JESUP & LAMONT, INC. | JLI | Fellus James Benjamin (10% owner) | 3,400 | $0.55 | $1,870 | 24,400 (Direct Indirect) | View |
| 2008-09-11 Purchase | 2008-09-12 2:00 pm |
JESUP & LAMONT, INC. | JLI | Fellus James Benjamin (10% owner) | 7,000 | $0.9 | $6,300 | 22,000 (Direct Indirect) |
View |
| 2008-08-01 Purchase |
2008-08-04 5:48 pm | JESUP & LAMONT, INC. | JLI | Fellus James Benjamin (10% owner) | 6,000 | $1.156 | $6,938 | 21,000 (Indirect) |
View |
| 2008-06-27 Purchase |
2008-06-30 5:14 pm | JESUP & LAMONT, INC. | JLI | Fellus James Benjamin (10% owner) | 15,000 | $1.215 | $18,230 | 15,000 (Indirect) | View |
| 2008-06-12 Purchase | 2008-06-18 5:42 pm | JESUP & LAMONT, INC. | JLI | Joab Capital LLC (10% owner) | 484,848 | $1 | $484,848 | 4,354,817 (Direct) |
View |
| 2008-06-12 Purchase | 2008-06-18 5:29 pm | JESUP & LAMONT, INC. | JLI | Weichselbaum Alan (Director 10% owner) | 484,848 | $1 | $484,848 | 484,848 (Indirect) |
View |
| 2007-08-19 Purchase | 2007-09-18 4:49 pm | EMPIRE FINANCIAL HOLDING CO | EFH | EFH Partners LLC (10% owner) | 1,134,847 | $0 | $0 | 4,468,180 (Direct) | View |
| 2007-08-28- -2007-08-29 Purchase | 2007-08-29 6:10 pm |
EMPIRE FINANCIAL HOLDING CO | EFH | WOJNOWSKI DONALD A JR (President Director) | 5,500 | $1.319 | $7,253 | 62,000 (Indirect) |
View |
| 2007-08-27 Purchase |
2007-08-28 1:01 pm |
EMPIRE FINANCIAL HOLDING CO | EFH | WOJNOWSKI DONALD A JR (President Director) | 6,500 | $1.334 | $8,674 | 56,500 (Indirect) |
View |
| 2007-08-23 Purchase | 2007-08-23 3:57 pm |
EMPIRE FINANCIAL HOLDING CO | EFH | Rabinovici Steven M (Chairman Director) | 10,000 | $1.419 | $14,190 | 32,500 (Direct) | View |
| 2007-08-15 Purchase |
2007-08-21 1:42 pm | EMPIRE FINANCIAL HOLDING CO | EFH | Rabinovici Steven M (Chairman Director) | 22,500 | $1.1 | $24,750 | 22,500 (Direct) |
View |
| 2007-08-15 Purchase |
2007-08-21 1:40 pm | EMPIRE FINANCIAL HOLDING CO | EFH | WOJNOWSKI DONALD A JR (President Director) | 38,000 | $1.133 | $43,050 | 50,000 (Indirect) |
View |
| 2007-07-05 Purchase | 2007-07-09 4:04 pm | EMPIRE FINANCIAL HOLDING CO | EFH | WOJNOWSKI DONALD A JR (President Director) | 7,000 | $1.48 | $10,360 | 210,860 (Direct) | View |
| 2007-06-05 Purchase | 2007-06-06 5:05 pm |
EMPIRE FINANCIAL HOLDING CO | EFH | WOJNOWSKI DONALD A JR (President Director) | 10,000 | $1.6 | $16,000 | 203,860 (Direct) | View |
| 2006-01-17 Sale |
2006-01-19 6:20 pm |
EMPIRE FINANCIAL HOLDING CO | EFH | GAGNE KEVIN M (10% owner) | 3,000 | $5.19 | $15,570 | 1,494,200 (Indirect) |
View |
| 2005-10-07 Sale |
2005-10-11 4:40 pm |
EMPIRE FINANCIAL HOLDING CO | EFH | GAGNE KEVIN M (10% owner) | 35,000 | $2.1 | $73,500 | 1,497,200 (Direct) |
View |
| 2005-07-05- -2005-07-06 Sale | 2005-07-07 5:34 pm |
EMPIRE FINANCIAL HOLDING CO | EFH | GAGNE KEVIN M (10% owner) | 4,500 | $2.431 | $10,940 | 1,532,200 (Direct) | View |
| 2005-07-01 Sale | 2005-07-01 4:38 pm |
EMPIRE FINANCIAL HOLDING CO | EFH | GAGNE KEVIN M (10% owner) | 16,000 | $2.02 | $32,320 | 1,536,700 (Direct) |
View |
| 2005-06-30 Sale |
2005-07-01 4:15 pm | EMPIRE FINANCIAL HOLDING CO | EFH | GAGNE KEVIN M (10% owner) | 14,000 | $1.6 | $22,400 | 1,552,700 (Direct) | View |
| 2005-06-08 Sale | 2005-06-09 10:27 am | EMPIRE FINANCIAL HOLDING CO | EFH | GAGNE KEVIN M (10% owner) | 2,000 | $1.6 | $3,200 | 1,566,700 (Direct) |
View |
| 2005-06-07 Sale | 2005-06-09 10:01 am |
EMPIRE FINANCIAL HOLDING CO | EFH | GAGNE KEVIN M (10% owner) | 3,000 | $1.57 | $4,710 | 1,568,700 (Direct) | View |
| 2005-06-01 Sale |
2005-06-02 11:56 am |
EMPIRE FINANCIAL HOLDING CO | EFH | GAGNE KEVIN M (10% owner) | 20,400 | $1.5 | $30,600 | 1,571,700 (Direct) | View |
| 2005-05-26 Sale |
2005-05-31 10:24 am | EMPIRE FINANCIAL HOLDING CO | EFH | GAGNE KEVIN M (10% owner) | 1,000 | $1.5 | $1,500 | 1,592,100 (Direct) | View |
| 2005-05-20 Sale(A) | 2005-05-23 3:51 pm | EMPIRE FINANCIAL HOLDING CO | EFH | GAGNE KEVIN M (10% owner) | 525,000 | $1 | $525,000 | 1,593,100 (Direct) |
View |
| 2005-05-20 Sale(C) | 2005-05-23 1:29 pm |
EMPIRE FINANCIAL HOLDING CO | EFH | GAGNE KEVIN M (10% owner) | 525,000 | $1 | $525,000 | 1,593,100 (Direct) | View |
| 2004-05-20 Purchase(A)(C) |
2004-05-25 1:45 pm |
EMPIRE FINANCIAL HOLDING CO | EFH | WOJNOWSKI DONALD A JR (President) | 12,000 | $1.05 | $12,600 | 106,900 (Indirect) | View |
| 2004-05-20 Sale(A)(C) | 2004-05-25 1:45 pm | EMPIRE FINANCIAL HOLDING CO | EFH | WOJNOWSKI DONALD A JR (President) | 12,000 | $1.05 | $12,600 | 94,900 (Direct) | View |
| 2004-05-20 Purchase(C) | 2004-05-21 1:34 pm | EMPIRE FINANCIAL HOLDING CO | EFH | WOJNOWSKI DONALD A JR (President) | 120,000 | $1.05 | $126,000 | 120,000 (Indirect) |
View |
| 2004-05-20 Sale(C) |
2004-05-21 1:34 pm |
EMPIRE FINANCIAL HOLDING CO | EFH | WOJNOWSKI DONALD A JR (President) | 120,000 | $1.05 | $126,000 | 120,000 (Direct) | View |
| 2003-09-23 Purchase |
2003-09-24 12:22 pm | EMPIRE FINANCIAL HOLDING CO | EFH | WOJNOWSKI DONALD A JR (President) | 7,500 | $1.45 | $10,875 | 7,500 (Direct) | View |
(A) Indicate amendment filing.
(C) Indicate conflicting filing codes (D in column 4 while P/A in column 3), interpreted as SALE.
(C) Indicate conflicting filing codes (D in column 4 while P/A in column 3), interpreted as SALE.
Other purchase or sale (not a common stock or no ticker symbol):
| Transaction & Date |
Reported Date | Company | Symbol | Insider Relationship |
Shares Traded | Average Price | Total Amount | Shares Ownership | Filing |
| 2006-03-09 Sale |
2006-03-20 10:32 am |
EMPIRE FINANCIAL HOLDING CO | EFH | GAGNE KEVIN M (10% owner) | 490,500 | $1.25 | $613,125 | 1,003,700 (Direct) |
View |
Other transactions:
| Transaction & Date |
Reported Date |
Company | Symbol | Insider Relationship |
Shares Traded |
Average Price | Total Amount | Shares Ownership |
Filing |
| 2005-06-28 Exercise | 2005-06-29 4:53 pm | EMPIRE FINANCIAL HOLDING CO | EFH | EFH Partners LLC (10% owner) | 1,666,666 | $0.6 | $1,000,000 | 2,166,666 (Direct) |
View |
| 2005-06-28 Exercise | 2005-06-29 4:53 pm | EMPIRE FINANCIAL HOLDING CO | EFH | Rabinovici Steven M (Director) | 1,666,666 | $0.6 | $1,000,000 | 2,166,666 (Indirect) |
View |
| 2005-06-02 Exercise | 2005-06-10 3:53 pm | EMPIRE FINANCIAL HOLDING CO | EFH | WOJNOWSKI DONALD A JR (President Director) | 55,629 | $1.09 | $60,636 | 111,519 (Direct) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction & Date | Reported Date | Exercisable Expiration |
Company | Symbol | Insider Relationship |
Shares Traded | Conversion Price |
Shares Ownership |
Filing |
| 2005-06-28 Exercise | 2005-06-29 4:53 pm | 2005-05-23 2007-06-30 |
EMPIRE FINANCIAL HOLDING CO | EFH | EFH Partners LLC (10% owner) | 1,666,666 | $0.6 | 0 (Direct) | View |
| 2005-06-25 Exercise | 2005-06-29 4:53 pm | 2005-05-23 2007-06-30 |
EMPIRE FINANCIAL HOLDING CO | EFH | Rabinovici Steven M (Director) | 1,666,666 | $0.6 | 1,666,666 (Indirect) |
View |
| 2005-06-02 Exercise |
2005-06-10 3:53 pm |
2003-06-19 2013-06-19 | EMPIRE FINANCIAL HOLDING CO | EFH | WOJNOWSKI DONALD A JR (President Director) | 55,629 | $1.09 | 0 (Direct) | View |
| 2005-06-02 Tax Withholding |
2005-06-10 3:53 pm | 2003-06-19 2013-06-19 |
EMPIRE FINANCIAL HOLDING CO | EFH | WOJNOWSKI DONALD A JR (President Director) | 144,371 | $1.09 | 0 (Direct) |
View |
| 2003-09-15 Sale | 2003-09-22 3:22 pm | 2003-06-15 2013-06-15 |
EMPIRE FINANCIAL HOLDING CO | EFH | GAGNE KEVIN M (CEO) | 100,000 | $1.12 | 0 (Direct) |
View |
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