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Sec Filings Insider Trading - Chow Joseph W - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Chow Joseph W
CHOW JOSEPH W: Insider Trading and Stock Options
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-02-18
Purchase		 2009-02-19
10:32 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 10,000 $4.49 $44,900 64,916
(Direct)		 View
2008-09-15
Purchase		 2008-09-16
1:05 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 2,000 $9.8 $19,600 49,631
(Indirect)		 View
2008-09-09
Purchase		 2008-09-10
11:42 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 2,000 $9.859 $19,718 47,631
(Indirect)		 View
2008-08-19
Purchase		 2008-08-20
10:56 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 1,000 $10.22 $10,220 45,631
(Indirect)		 View
2008-01-31
Sale		 2008-02-01
2:03 pm		 STATE STREET CORP STT CHOW JOSEPH W
(Executive Vice President)		 25,000 $82.05 $2,051,275 17,165
(Direct)		 View
2008-01-30
Sale		 2008-01-31
2:30 pm		 STATE STREET CORP STT CHOW JOSEPH W
(Executive Vice President)		 3,416 $82.11 $280,480 17,165
(Direct)		 View
2008-01-30
Sale		 2008-01-31
2:27 pm		 STATE STREET CORP STT CHOW JOSEPH W
(Executive Vice President)		 21,584 $81.32 $1,755,220 20,581
(Direct)		 View
2007-08-13
Purchase		 2007-08-14
09:59 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 6,000 $12.88 $77,250 41,999
(Direct)		 View
2007-03-05
Purchase		 2007-03-06
2:03 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 1,517 $13.4 $20,328 28,033
(Direct)		 View
2007-02-12
Purchase		 2007-02-13
09:31 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 5,000 $13.9 $69,500 26,516
(Direct)		 View
2006-11-16
Sale		 2006-11-17
3:20 pm		 STATE STREET CORP STT CHOW JOSEPH W
(EVP)		 38,400 $64.32 $2,469,755 13,047
(Direct)		 View
2006-10-23
Sale		 2006-10-25
09:17 am		 STATE STREET CORP STT CHOW JOSEPH W
(EVP)		 4,594 $63.95 $293,786 0
(Indirect)		 View
2005-10-21
Sale		 2005-10-21
5:02 pm		 STATE STREET CORP STT CHOW JOSEPH W
(EVP, Head of Risk & Corp.Admin)		 24,000 $54.6 $1,310,403 10,125
(Direct)		 View
2005-04-22
Sale		 2005-04-26
4:31 pm		 STATE STREET CORP STT CHOW JOSEPH W
(EVP, Head of Risk & Corp.Admin)		 8,000 $45.27 $362,190 10,125
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-02-28
Option Award
Tax Withholding		 2008-03-03
4:43 pm		 STATE STREET CORP STT CHOW JOSEPH W
(Executive Vice President)		 29,767 $14.6 $434,534 34,571
(Direct)		 View
2008-02-15
Tax Withholding		 2008-02-20
7:57 pm		 STATE STREET CORP STT CHOW JOSEPH W
(Executive Vice President)		 1,725 $83.92 $144,762 15,440
(Direct)		 View
2008-01-31
Exercise		 2008-02-01
2:03 pm		 STATE STREET CORP STT CHOW JOSEPH W
(Executive Vice President)		 25,000 $34.64 $866,018 42,165
(Direct)		 View
2008-01-30
Exercise		 2008-01-31
2:27 pm		 STATE STREET CORP STT CHOW JOSEPH W
(Executive Vice President)		 25,000 $34.64 $866,018 42,165
(Direct)		 View
2007-06-21
Option Award		 2007-08-01
4:52 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 1,667 $0 $0 35,999
(Direct)		 View
2007-04-05
Option Award		 2007-04-06
3:39 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 5,000 $13.7 $68,500 34,339
(Direct)		 View
2007-02-15
Option Award
Tax Withholding		 2007-02-20
3:20 pm		 STATE STREET CORP STT CHOW JOSEPH W
(Executive Vice President)		 5,658 $70.59 $399,398 17,145
(Direct)		 View
2007-01-04
Option Award		 2007-01-04
1:09 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 5,000 $14.25 $71,250 21,516
(Direct)		 View
2006-11-16
Exercise		 2006-11-17
3:20 pm		 STATE STREET CORP STT CHOW JOSEPH W
(EVP)		 38,400 $33.72 $1,294,798 51,447
(Direct)		 View
2006-09-29
Option Award		 2006-10-03
11:22 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 5,000 $12.83 $64,150 16,516
(Direct)		 View
2006-08-02
Option Award(A)		 2006-09-21
4:23 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 5,000 $11.9 $59,500 11,516
(Direct)		 View
2006-08-02
Option Award		 2006-08-03
3:21 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 5,000 $11.9 $59,500 5,000
(Direct)		 View
2006-04-13
Exercise		 2006-04-17
9:32 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 1,663 $10.55 $17,545 6,516
(Direct)		 View
2006-03-31
Tax Withholding		 2006-04-04
2:28 pm		 STATE STREET CORP STT CHOW JOSEPH W
(EVP,Head of Risk & Corp. Admin)		 272 $60.22 $16,380 13,047
(Direct)		 View
2006-03-01
Option Award		 2006-03-03
12:08 pm		 STATE STREET CORP STT CHOW JOSEPH W
(EVP,Head of Risk & Corp. Admin)		 3,194 $62.63 $200,040 13,319
(Direct)		 View
2005-10-21
Exercise		 2005-10-21
5:02 pm		 STATE STREET CORP STT CHOW JOSEPH W
(EVP, Head of Risk & Corp.Admin)		 24,000 $15.88 $381,000 34,125
(Direct)		 View
2005-04-22
Exercise		 2005-04-26
4:31 pm		 STATE STREET CORP STT CHOW JOSEPH W
(EVP, Head of Risk & Corp.Admin)		 8,000 $13.2 $105,625 18,125
(Direct)		 View
2005-03-02
Option Award		 2005-03-04
5:20 pm		 STATE STREET CORP STT CHOW JOSEPH W
(EVP,Head of Risk & Corp.Admin)		 1,711 $44.53 $76,191 10,125
(Direct)		 View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2008-02-28
Option Award		 2008-03-03
4:43 pm		 N/A
2018-02-27		 STATE STREET CORP STT CHOW JOSEPH W
(Executive Vice President)		 23,959 $81.71 23,959
(Direct)		 View
2008-01-31
Exercise		 2008-02-01
2:03 pm		 N/A
2009-12-16		 STATE STREET CORP STT CHOW JOSEPH W
(Executive Vice President)		 25,000 $34.64 0
(Direct)		 View
2008-01-30
Exercise		 2008-01-31
2:27 pm		 N/A
2009-12-16		 STATE STREET CORP STT CHOW JOSEPH W
(Executive Vice President)		 25,000 $34.64 25,000
(Direct)		 View
2007-10-10
Option Award		 2007-10-12
12:44 pm		 N/A
2017-10-10		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 5,000 $13.4 5,000
(Direct)		 View
2007-02-15
Option Award		 2007-02-20
3:20 pm		 N/A
2007-02-15		 STATE STREET CORP STT CHOW JOSEPH W
(Executive Vice President)		 38,977 $70.59 38,977
(Direct)		 View
2006-11-16
Exercise		 2006-11-17
3:20 pm		 N/A
2008-12-17		 STATE STREET CORP STT CHOW JOSEPH W
(EVP)		 38,400 $33.72 0
(Direct)		 View
2006-04-13
Exercise		 2006-04-17
9:32 pm		 2006-03-24
2006-04-13		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 1,663 $10.55 0
(Direct)		 View
2006-03-01
Option Award		 2006-03-03
12:08 pm		 N/A
2016-03-01		 STATE STREET CORP STT CHOW JOSEPH W
(EVP,Head of Risk & Corp. Admin)		 43,154 $62.63 43,154
(Direct)		 View
2005-10-21
Exercise		 2005-10-21
5:02 pm		 1999-12-19
2006-12-20		 STATE STREET CORP STT CHOW JOSEPH W
(EVP, Head of Risk & Corp.Admin)		 24,000 $15.88 0
(Direct)		 View
2005-04-22
Exercise		 2005-04-26
4:31 pm		 2001-06-20
2006-06-21		 STATE STREET CORP STT CHOW JOSEPH W
(EVP, Head of Risk & Corp.Admin)		 8,000 $13.2 0
(Direct)		 View
2005-03-02
Option Award		 2005-03-04
5:20 pm		 N/A
2015-03-01		 STATE STREET CORP STT CHOW JOSEPH W
(EVP,Head of Risk & Corp.Admin)		 42,400 $44.53 42,400
(Direct)		 View