Home | Archives | Products | About | Contact | FAQ |
New User? Sign Up | Sign In
Sec Filings Insider Trading - Umpqua Holdings Corp. (UMPQ)
Select Time period:       google icon google     yahoo icon yahoo!
Send this page to:   blogger icon Blog    digg icon Digg    reddit icon Reddit    facebook icon Facebook    stumble icon Stumble    delicious icon del.icio.us
Enter Stock Ticker Symbol or Cik: SEC Cik Lookup Cik Lookup...
Search By Company or Insider Name: Powered by Google button
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
UMPQ Insider Trading Transactions for Umpqua Holdings Corp.
Umpqua Holdings Corp: Insider Trading and Stock Options
Goto page 0, 1, 2, 3, 4, Next
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-11-03
Purchase		 2009-11-03
5:17 pm		 UMPQUA HOLDINGS CORP UMPQ Hermocillo Jose R
(Director)		 5,000 $9.795 $48,973 5,000
(Indirect)		 View
2009-10-26
Purchase		 2009-10-26
5:39 pm		 UMPQUA HOLDINGS CORP UMPQ GAMBEE STEPHEN M
(Director)		 10,000 $9.769 $97,686 17,500
(Direct
Indirect)		 View
2009-10-21
Purchase		 2009-10-21
3:42 pm		 UMPQUA HOLDINGS CORP UMPQ WHITTAKER FRANK R J
(Director)		 4,000 $9.729 $38,914 4,000
(Direct)		 View
2009-03-02
Sale		 2009-03-04
7:31 pm		 UMPQUA HOLDINGS CORP UMPQ EDSON DAVID M
(President-Umpqua Bank)		 12,259 $5.369 $65,824 2,387
(Direct)		 View
2009-01-29-
-2009-02-02
Sale		 2009-02-02
7:26 pm		 UMPQUA HOLDINGS CORP UMPQ MCLAUGHLIN NEAL T
(EVP/Treasurer)		 832 $9.49 $7,896 10,803
(Direct)		 View
2009-02-02
Sale		 2009-02-02
7:05 pm		 UMPQUA HOLDINGS CORP UMPQ SULLIVAN DANIEL A
(EVP/Strategic Initiatives)		 416 $9.23 $3,840 92,351
(Direct)		 View
2009-01-29
Sale		 2009-02-02
7:04 pm		 UMPQUA HOLDINGS CORP UMPQ PHILPOTT STEVEN L
(EVP/General Counsel/Secretary)		 416 $9.75 $4,056 21,769
(Direct)		 View
2009-01-29-
-2009-02-02
Sale		 2009-02-02
7:01 pm		 UMPQUA HOLDINGS CORP UMPQ FARNSWORTH RON L
(EVP/CFO)		 832 $9.49 $7,896 8,836
(Direct)		 View
2009-02-02
Sale		 2009-02-02
6:59 pm		 UMPQUA HOLDINGS CORP UMPQ COPELAND BRAD F
(Sr EVP/Chief Credit Officer)		 833 $9.23 $7,689 22,301
(Direct)		 View
2009-01-29-
-2009-02-02
Sale		 2009-02-02
6:56 pm		 UMPQUA HOLDINGS CORP UMPQ BAKER BARBARA J
(EVP/Cultural Enhancement)		 832 $9.49 $7,896 11,591
(Direct)		 View
2009-01-23
Sale		 2009-01-23
7:04 pm		 UMPQUA HOLDINGS CORP UMPQ PHILPOTT STEVEN L
(EVP/General Counsel/Secretary)		 83 $8.83 $733 22,185
(Direct)		 View
2008-12-03-
-2008-12-04
Sale		 2008-12-04
1:36 pm		 UMPQUA HOLDINGS CORP UMPQ SULLIVAN DANIEL A
(EVP/CIO)		 15,000 $12.67 $190,000 92,767
(Direct)		 View
2008-12-02
Sale		 2008-12-03
1:34 pm		 UMPQUA HOLDINGS CORP UMPQ SULLIVAN DANIEL A
(EVP/CIO)		 5,000 $12.33 $61,650 107,767
(Direct)		 View
2008-07-31
Purchase		 2008-07-31
5:33 pm		 UMPQUA HOLDINGS CORP UMPQ LANSING WILLIAM A
(Director)		 250 $13.32 $3,329 250
(Indirect)		 View
2008-06-02
Purchase		 2008-06-02
3:43 pm		 UMPQUA HOLDINGS CORP UMPQ FORD ALLYN C
(Director)		 375 $13.68 $5,130 4,375
(Indirect)		 View
2008-02-05
Purchase		 2008-02-05
1:08 pm		 UMPQUA HOLDINGS CORP UMPQ GLUSTINA DAN
(Director)		 1,500 $16 $24,000 113,091
(Direct)		 View
2008-01-30
Purchase		 2008-01-31
2:51 pm		 UMPQUA HOLDINGS CORP UMPQ MILLER DIANE D
(Director)		 390 $16.2 $6,317 2,125
(Direct
Indirect)		 View
2008-01-28
Purchase		 2008-01-30
5:36 pm		 UMPQUA HOLDINGS CORP UMPQ FROHNMAYER DAVID
(Director)		 1,385 $15.47 $21,426 13,739
(Indirect)		 View
2007-11-26
Purchase		 2007-11-27
11:50 am		 UMPQUA HOLDINGS CORP UMPQ TIMM BRYAN
(Director)		 5,000 $14.25 $71,250 13,661
(Direct)		 View
2007-04-23
Sale		 2007-04-25
6:57 pm		 UMPQUA HOLDINGS CORP UMPQ GOLDSCHMIDT DIANA
(Director)		 2,521 $25.6 $64,538 0
(Indirect)		 View
2004-11-04
Sale		 2004-11-09
5:31 pm		 UMPQUA HOLDINGS CORP UMPQ DAUGHERTY ROBERT M
(FormerPresident/Umpqua Bank-CA)		 66,525 $24.95 $1,659,799 201,075
(Direct)		 View
2003-09-02
Sale		 2003-09-03
12:44 pm		 UMPQUA HOLDINGS CORP UMPQ OBIE BRIAN B
(Director)		 2,500 $18.65 $46,625 115,936
(Indirect)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-11-03
Other		 2009-11-03
5:17 pm		 UMPQUA HOLDINGS CORP UMPQ Hermocillo Jose R
(Director)		 1,755 $0 $0 1,755
(Direct)		 View
2009-10-26
Other		 2009-10-26
5:39 pm		 UMPQUA HOLDINGS CORP UMPQ GAMBEE STEPHEN M
(Director)		 4,123 $0 $0 9,963
(Indirect)		 View
2009-10-21
Other		 2009-10-21
3:42 pm		 UMPQUA HOLDINGS CORP UMPQ WHITTAKER FRANK R J
(Director)		 1,476 $0 $0 5,476
(Direct)		 View
2009-04-23
Other		 2009-04-24
3:36 pm		 UMPQUA HOLDINGS CORP UMPQ MASON THEODORE S
(Director)		 1,662 $0 $0 10,073
(Indirect)		 View
2009-04-23
Other		 2009-04-24
3:35 pm		 UMPQUA HOLDINGS CORP UMPQ CHAMBERS SCOTT D
(Director)		 1,772 $0 $0 19,968
(Direct)		 View
2009-03-02-
-2009-03-04
Option Award
Other		 2009-03-04
7:31 pm		 UMPQUA HOLDINGS CORP UMPQ EDSON DAVID M
(President-Umpqua Bank)		 23,305 $0 $0 1,026
(Direct
Indirect)		 View
2009-02-02
Other		 2009-02-02
7:26 pm		 UMPQUA HOLDINGS CORP UMPQ MCLAUGHLIN NEAL T
(EVP/Treasurer)		 94 $0 $0 636
(Indirect)		 View
2009-02-02
Other		 2009-02-02
7:05 pm		 UMPQUA HOLDINGS CORP UMPQ SULLIVAN DANIEL A
(EVP/Strategic Initiatives)		 9 $0 $0 1,757
(Indirect)		 View
2009-02-02
Other		 2009-02-02
7:01 pm		 UMPQUA HOLDINGS CORP UMPQ FARNSWORTH RON L
(EVP/CFO)		 33 $0 $0 1,007
(Indirect)		 View
2009-02-02
Other		 2009-02-02
7:00 pm		 UMPQUA HOLDINGS CORP UMPQ DAVIS RAYMOND P
(President & CEO
Director)		 405 $0 $0 6,122
(Indirect)		 View
2009-02-02
Other		 2009-02-02
6:59 pm		 UMPQUA HOLDINGS CORP UMPQ COPELAND BRAD F
(Sr EVP/Chief Credit Officer)		 79 $0 $0 4,203
(Indirect)		 View
2009-02-02
Other		 2009-02-02
6:56 pm		 UMPQUA HOLDINGS CORP UMPQ BAKER BARBARA J
(EVP/Cultural Enhancement)		 240 $0 $0 4,332
(Indirect)		 View
2009-01-23
Other		 2009-01-23
7:04 pm		 UMPQUA HOLDINGS CORP UMPQ PHILPOTT STEVEN L
(EVP/General Counsel/Secretary)		 32 $0 $0 1,678
(Indirect)		 View
2008-12-02
Other		 2008-12-03
1:34 pm		 UMPQUA HOLDINGS CORP UMPQ SULLIVAN DANIEL A
(EVP/CIO)		 48 $0 $0 1,748
(Indirect)		 View
2008-10-03
Gift
Other		 2008-10-06
3:02 pm		 UMPQUA HOLDINGS CORP UMPQ PHILPOTT STEVEN L
(EVP/General Counsel/Secretary)		 1,123 $0 $0 1,646
(Direct
Indirect)		 View
2008-09-30
Other
Tax Withholding		 2008-10-02
2:10 pm		 UMPQUA HOLDINGS CORP UMPQ EDSON DAVID M
(President-Umpqua Bank)		 369 $14.11 $5,207 1,007
(Direct
Indirect)		 View
2008-09-30
Other
Tax Withholding		 2008-10-02
2:09 pm		 UMPQUA HOLDINGS CORP UMPQ COPELAND BRAD F
(Sr EVP/Chief Credit Officer)		 413 $12.61 $5,207 4,124
(Direct
Indirect)		 View
2008-09-15
Gift
Other		 2008-09-15
5:22 pm		 UMPQUA HOLDINGS CORP UMPQ LANSING WILLIAM A
(Director)		 6,285 $0 $0 47,067
(Indirect)		 View
2008-07-31
Other		 2008-07-31
5:33 pm		 UMPQUA HOLDINGS CORP UMPQ LANSING WILLIAM A
(Director)		 1,827 $0 $0 10,311
(Indirect)		 View
2008-07-21
Other		 2008-07-23
5:09 pm		 UMPQUA HOLDINGS CORP UMPQ SULLIVAN DANIEL A
(EVP/CIO)		 41 $0 $0 1,700
(Indirect)		 View
2008-07-21
Other		 2008-07-23
5:09 pm		 UMPQUA HOLDINGS CORP UMPQ PHILPOTT STEVEN L
(EVP/General Counsel/Secretary)		 19 $0 $0 1,623
(Indirect)		 View
2008-07-21
Other		 2008-07-23
5:09 pm		 UMPQUA HOLDINGS CORP UMPQ MCLAUGHLIN NEAL T
(EVP/Treasurer)		 67 $0 $0 542
(Indirect)		 View
2008-07-21
Other		 2008-07-23
5:08 pm		 UMPQUA HOLDINGS CORP UMPQ FARNSWORTH RON L
(EVP/CFO)		 11 $0 $0 974
(Indirect)		 View
2008-06-02
Other		 2008-06-02
3:43 pm		 UMPQUA HOLDINGS CORP UMPQ FORD ALLYN C
(Director)		 598 $0 $0 48,075
(Direct)		 View
2008-04-22
Exercise
Other		 2008-04-22
4:21 pm		 UMPQUA HOLDINGS CORP UMPQ ANGELL RONALD F
(Director)		 16,683 $8.775 $146,395 7,014
(Direct
Indirect)		 View
2008-02-05
Other		 2008-02-05
1:08 pm		 UMPQUA HOLDINGS CORP UMPQ GLUSTINA DAN
(Director)		 303 $0 $0 111,591
(Direct)		 View
2008-01-30
Other		 2008-01-31
2:51 pm		 UMPQUA HOLDINGS CORP UMPQ MILLER DIANE D
(Director)		 2,039 $0 $0 1,656
(Direct
Indirect)		 View
2007-01-30-
-2007-12-31
Gift
Other		 2008-01-30
5:36 pm		 UMPQUA HOLDINGS CORP UMPQ FROHNMAYER DAVID
(Director)		 15,165 $0 $0 12,354
(Direct
Indirect)		 View
2008-01-28
Other		 2008-01-30
2:14 pm		 UMPQUA HOLDINGS CORP UMPQ FIKE WILLIAM T
(EVP - President Umpqua Bank CA)		 7 $0 $0 369
(Indirect)		 View
2007-11-26
Other		 2007-11-27
11:50 am		 UMPQUA HOLDINGS CORP UMPQ TIMM BRYAN
(Director)		 658 $0 $0 14,319
(Direct)		 View
2007-04-25
Other		 2007-04-25
6:58 pm		 UMPQUA HOLDINGS CORP UMPQ WEBORG THOMAS
(Director
Director)		 638 $0 $0 3,564
(Indirect)		 View
2007-04-16-
-2007-04-25
Other		 2007-04-25
6:58 pm		 UMPQUA HOLDINGS CORP UMPQ HERBERT LYNN K
(Director)		 4,645 $0 $0 577,705
(Direct)		 View
2007-04-23
Other		 2007-04-25
6:57 pm		 UMPQUA HOLDINGS CORP UMPQ GOLDSCHMIDT DIANA
(Director)		 603 $0 $0 5,668
(Indirect)		 View
2007-04-25
Other		 2007-04-25
6:57 pm		 UMPQUA HOLDINGS CORP UMPQ BRUNO MATHEW
(Director)		 567 $0 $0 59,885
(Direct)		 View
2004-11-29
Gift		 2004-12-03
2:30 pm		 UMPQUA HOLDINGS CORP UMPQ RUSNAK PATRICK J
(EVP/CFO Umpqua Bank-CA)		 100 $0 $0 10,259
(Direct)		 View
2004-11-15
Gift		 2004-11-18
4:58 pm		 UMPQUA HOLDINGS CORP UMPQ COLEMAN JAMES D
(Director)		 569 $0 $0 116,401
(Direct)		 View
2004-11-04
Exercise		 2004-11-09
5:31 pm		 UMPQUA HOLDINGS CORP UMPQ DAUGHERTY ROBERT M
(FormerPresident/Umpqua Bank-CA)		 87,600 $18.93 $1,657,992 267,600
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2009-03-02
Other		 2009-03-04
7:31 pm		 2009-07-21
2018-07-20		 UMPQUA HOLDINGS CORP UMPQ EDSON DAVID M
(President-Umpqua Bank)		 10,000 $11.59 0
(Direct)		 View
2009-03-02
Other		 2009-03-04
7:31 pm		 2009-01-28
2018-01-27		 UMPQUA HOLDINGS CORP UMPQ EDSON DAVID M
(President-Umpqua Bank)		 24,000 $15.5 6,000
(Direct)		 View
2009-03-02
Other		 2009-03-04
7:31 pm		 2006-01-21
2015-01-20		 UMPQUA HOLDINGS CORP UMPQ EDSON DAVID M
(President-Umpqua Bank)		 8,000 $23.49 32,000
(Direct)		 View
2009-02-02
Option Award		 2009-02-02
7:26 pm		 2010-02-02
2019-02-01		 UMPQUA HOLDINGS CORP UMPQ MCLAUGHLIN NEAL T
(EVP/Treasurer)		 10,000 $9.23 10,000
(Direct)		 View
2009-02-02
Option Award		 2009-02-02
7:05 pm		 2010-02-02
2019-02-01		 UMPQUA HOLDINGS CORP UMPQ SULLIVAN DANIEL A
(EVP/Strategic Initiatives)		 10,000 $9.23 10,000
(Direct)		 View
2009-02-02
Option Award		 2009-02-02
7:04 pm		 2010-02-02
2019-02-01		 UMPQUA HOLDINGS CORP UMPQ PHILPOTT STEVEN L
(EVP/General Counsel/Secretary)		 10,000 $9.23 10,000
(Direct)		 View
2009-02-02
Option Award		 2009-02-02
7:01 pm		 2010-02-02
2019-02-01		 UMPQUA HOLDINGS CORP UMPQ FARNSWORTH RON L
(EVP/CFO)		 15,000 $9.23 15,000
(Direct)		 View
2009-02-02
Option Award		 2009-02-02
7:00 pm		 2010-02-02
2019-02-01		 UMPQUA HOLDINGS CORP UMPQ DAVIS RAYMOND P
(President & CEO
Director)		 50,000 $9.23 50,000
(Direct)		 View
2009-02-02
Option Award		 2009-02-02
6:59 pm		 2010-02-02
2019-02-01		 UMPQUA HOLDINGS CORP UMPQ COPELAND BRAD F
(Sr EVP/Chief Credit Officer)		 25,000 $9.23 25,000
(Direct)		 View
2009-02-02
Option Award		 2009-02-02
6:56 pm		 2010-02-02
2019-02-01		 UMPQUA HOLDINGS CORP UMPQ BAKER BARBARA J
(EVP/Cultural Enhancement)		 10,000 $9.23 10,000
(Direct)		 View
2008-07-21
Option Award		 2008-07-23
5:09 pm		 2009-07-21
2018-07-20		 UMPQUA HOLDINGS CORP UMPQ SULLIVAN DANIEL A
(EVP/CIO)		 10,000 $11.59 10,000
(Direct)		 View
2008-07-21
Option Award		 2008-07-23
5:09 pm		 2009-07-21
2018-07-20		 UMPQUA HOLDINGS CORP UMPQ PHILPOTT STEVEN L
(EVP/General Counsel/Secretary)		 10,000 $11.59 10,000
(Direct)		 View
2008-07-21
Option Award		 2008-07-23
5:09 pm		 2009-07-21
2018-07-20		 UMPQUA HOLDINGS CORP UMPQ MCLAUGHLIN NEAL T
(EVP/Treasurer)		 10,000 $11.59 10,000
(Direct)		 View
2008-07-21
Option Award		 2008-07-23
5:08 pm		 2009-07-21
2018-07-20		 UMPQUA HOLDINGS CORP UMPQ FARNSWORTH RON L
(EVP/CFO)		 10,000 $11.59 10,000
(Direct)		 View
2008-04-22
Exercise		 2008-04-22
4:21 pm		 1998-12-31
2008-12-31		 UMPQUA HOLDINGS CORP UMPQ ANGELL RONALD F
(Director)		 2,624 $6.96 0
(Direct)		 View
2008-04-22
Exercise		 2008-04-22
4:21 pm		 2001-03-23
2011-03-23		 UMPQUA HOLDINGS CORP UMPQ ANGELL RONALD F
(Director)		 1,320 $7.2 0
(Direct)		 View
2008-04-22
Exercise		 2008-04-22
4:21 pm		 1999-12-31
2009-12-31		 UMPQUA HOLDINGS CORP UMPQ ANGELL RONALD F
(Director)		 1,452 $8.78 0
(Direct)		 View
2008-04-22
Exercise		 2008-04-22
4:21 pm		 2000-03-29
2010-03-29		 UMPQUA HOLDINGS CORP UMPQ ANGELL RONALD F
(Director)		 5,928 $9.47 0
(Direct)		 View
2008-04-22
Exercise		 2008-04-22
4:21 pm		 1999-09-23
2009-09-23		 UMPQUA HOLDINGS CORP UMPQ ANGELL RONALD F
(Director)		 1,884 $10.85 0
(Direct)		 View
2008-04-22
Exercise		 2008-04-22
4:21 pm		 2003-06-26
2013-06-26		 UMPQUA HOLDINGS CORP UMPQ ANGELL RONALD F
(Director)		 2,000 $14.65 0
(Direct)		 View
2008-01-28
Option Award		 2008-01-30
2:14 pm		 2009-01-28
2018-01-27		 UMPQUA HOLDINGS CORP UMPQ FIKE WILLIAM T
(EVP - President Umpqua Bank CA)		 30,000 $15.5 30,000
(Direct)		 View
2004-11-04
Exercise		 2004-11-09
5:31 pm		 N/A
2014-01-01		 UMPQUA HOLDINGS CORP UMPQ DAUGHERTY ROBERT M
(FormerPresident/Umpqua Bank-CA)		 60,000 $17.55 0
(Direct)		 View
2004-11-04
Exercise		 2004-11-09
5:31 pm		 N/A
2014-07-09		 UMPQUA HOLDINGS CORP UMPQ DAUGHERTY ROBERT M
(FormerPresident/Umpqua Bank-CA)		 27,600 $21.92 0
(Direct)		 View
Goto page 0, 1, 2, 3, 4, Next