Home | Archives | Products | About | Contact | FAQ |
New User? Sign Up | Sign In
Sec Filings Insider Trading - Pequot Capital Management Inc - Portfolio Holdings (Majority Ownership)
Select Time period:       google icon google     yahoo icon yahoo!
Send this page to:   blogger icon Blog    digg icon Digg    reddit icon Reddit    facebook icon Facebook    stumble icon Stumble    delicious icon del.icio.us
Enter Stock Ticker Symbol or Cik: SEC Cik Lookup Cik Lookup...
Search By Company or Insider Name: Powered by Google button
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Pequot Capital Management Inc
PEQUOT CAPITAL MANAGEMENT INC: Insider Trading and Stock Options
Goto page 0, 1, 2, Next
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-08-04
Purchase		 2008-08-06
3:14 pm		 ADUROMED INDUSTRIES, INC. ADRM PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 112,743,812 $0.009916(M) $1,118,000 131,097,456
(Indirect)		 View
2008-07-11
Purchase		 2008-07-15
6:16 pm		 ADUROMED INDUSTRIES, INC. ADRM PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 18,353,644 $0.009916(M) $182,000 18,353,644
(Indirect)		 View
2007-02-28-
-2007-03-01
Sale		 2007-03-02
4:40 pm		 THRESHOLD PHARMACEUTICALS INC THLD PEQUOT CAPITAL MANAGEMENT INC
ENRIGHT PATRICK G
(See Footnote 1)		 1,165,574 $1.496 $1,743,534 0
(Indirect)		 View
2006-11-01
Sale		 2006-11-03
4:38 pm		 NETGEAR, INC NTGR PEQUOT CAPITAL MANAGEMENT INC
ROSSMAN GREGORY J
(See Footnote 1)		 30,000 $26.2 $786,117 0
(Direct)		 View
2005-09-01
Sale		 2005-09-06
1:44 pm		 BRITESMILE INC BSML PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 737,223 $1 $737,223 0
(Indirect)		 View
2005-05-26
Purchase		 2005-05-27
4:58 pm		 NETGEAR INC NTGR PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
ROSSMAN GREGORY J
(See Footnote 1)		 110,000 $18.78 $2,065,501 100,000
(Indirect)		 View
2004-11-24
Sale		 2004-11-29
4:39 pm		 NETEGRITY INC NETE PEQUOT CAPITAL MANAGEMENT INC
LENIHAN LAWRENCE D JR
(Director
See Footnote 1)		 2,705,805 $10.75 $29,087,404 0
(Direct
Indirect)		 View
(M) Indicate average unit share price adjusted based on the original filings.
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-06-30
Other		 2009-07-02
4:37 pm		 MedClean Technologies, Inc. MCLN PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 131,097,456 $0 $0 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 FIRST ADVANTAGE CORP FADV PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 2,105,130 $0 $0 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:04 pm		 SABA SOFTWARE INC SABA PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 2,769,840 $0 $0 0
(Indirect)		 View
2007-05-18
Purchase		 2007-05-22
1:39 pm		 INSULET CORP PODD PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 2,134,289 $0 $0 2,134,289
(Indirect)		 View
2007-03-14
Equity Swap
Purchase		 2007-03-16
9:58 pm		 ANALEX CORP NLX PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HALE MARTIN M JR
(See Footnote 6)		 30,400,786 $1.85 $56,241,454 0
(Indirect)		 View
2006-12-07
Other		 2006-12-11
09:02 am		 SEQUENOM INC SQNM PEQUOT CAPITAL MANAGEMENT INC
ENRIGHT PATRICK G
(See Footnote 1)		 3,333,333 $0 $0 3,333,333
(Indirect)		 View
2006-11-01
Exercise		 2006-11-03
4:38 pm		 NETGEAR, INC NTGR PEQUOT CAPITAL MANAGEMENT INC
ROSSMAN GREGORY J
(See Footnote 1)		 30,000 $15.86 $475,800 30,000
(Direct)		 View
2006-06-30
Other		 2006-07-03
9:40 pm		 IRVINE SENSORS CORP IRSN PEQUOT CAPITAL MANAGEMENT INC
HALE MARTIN M JR
(See Footnote 1)		 43,658 $2.004 $87,504 77,009
(Indirect)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2009-06-30
Other		 2009-07-02
4:37 pm		 2008-07-11
2013-07-10		 MedClean Technologies, Inc. MCLN PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 13,313,644 $0.025 0
(Indirect)		 View
2009-06-30
Other		 2009-07-02
4:37 pm		 2008-08-04
2013-08-04		 MedClean Technologies, Inc. MCLN PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 116,591,222 $0.025 1,192,589
(Indirect)		 View
2008-07-11
Other		 2008-08-29
09:47 am		 2008-07-11
2013-08-04		 ADUROMED INDUSTRIES, INC. ADRM PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 10,229,299 $0.025 10,229,299
(Indirect)		 View
2008-07-11
Other		 2008-08-29
09:47 am		 2008-07-11
2013-08-04		 ADUROMED INDUSTRIES, INC. ADRM PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 25,770,702 $0.025 25,770,702
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2002-07-17
2012-07-17		 FIRST ADVANTAGE CORP FADV PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 1,000 $14.5 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2000-09-07
2010-09-07		 FIRST ADVANTAGE CORP FADV PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 2,829 $46.25 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2001-07-25
2011-07-25		 FIRST ADVANTAGE CORP FADV PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 2,000 $50.25 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2001-06-05
2011-06-05		 FIRST ADVANTAGE CORP FADV PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 41,462 $12.06 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2008-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 3,663,859 $29.3 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2008-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 2,250,656 $36.23 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2008-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 2,164,092 $42 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2008-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 5,739,945 $42 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2008-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 2,943,165 $42 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2008-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 2,160,729 $21.6 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2008-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 4,050,255 $17.66 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2008-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 780,569 $17.66 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2008-06-11
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 2,500,000 $8.415 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2008-06-11
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 2,750,000 $4.95 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2008-06-16
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 250,000 $5.115 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2008-02-28
2012-03-29		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 26,144 $9.562 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2008-06-11
2012-06-11		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 48,889 $5.625 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2008-06-16
2012-06-16		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 4,301 $5.812 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2004-09-16
2008-09-16		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 26,666 $51.6 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2004-12-07
2008-12-07		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 25,641 $60.94 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2004-12-10
2008-12-09		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 25,641 $60.9 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2005-03-11
2009-03-11		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 18,460 $60.9 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2005-06-29
2009-06-29		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 14,153 $60.9 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2005-07-07
2009-07-07		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 8,410 $60.9 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2005-11-23
2009-11-22		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 25,499 $60.9 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2007-03-29
2011-03-29		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 30,248 $24.45 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2007-04-09
2011-03-29		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 10,349 $24.45 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2007-05-24
2011-05-24		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 75,062 $19.78 0
(Indirect)		 View
2008-08-20
Other		 2008-08-21
3:05 pm		 2007-07-25
2011-07-25		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 59,472 $19.42 0
(Indirect)		 View
2008-08-04
Purchase		 2008-08-06
3:14 pm		 2008-08-04
2013-08-04		 ADUROMED INDUSTRIES, INC. ADRM PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 81,783,811 $0.025 81,783,811
(Indirect)		 View
2008-07-11
Other		 2008-07-15
6:16 pm		 2006-01-24
N/A		 ADUROMED INDUSTRIES, INC. ADRM PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 4,026,665 $0.3175 0
(Indirect)		 View
2008-07-11
Other		 2008-07-15
6:16 pm		 2006-01-24
N/A		 ADUROMED INDUSTRIES, INC. ADRM PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 10,144,389 $0.3175 0
(Indirect)		 View
2008-07-11
Other		 2008-07-15
6:16 pm		 2006-01-24
2012-09-30		 ADUROMED INDUSTRIES, INC. ADRM PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 4,026,665 $0.3788 0
(Indirect)		 View
2008-07-11
Other		 2008-07-15
6:16 pm		 2008-07-11
2012-09-30		 ADUROMED INDUSTRIES, INC. ADRM PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 10,229,299 $0.025 10,229,299
(Indirect)		 View
2008-07-11
Other		 2008-07-15
6:16 pm		 2006-01-24
2013-01-24		 ADUROMED INDUSTRIES, INC. ADRM PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 10,144,389 $0.3788 0
(Indirect)		 View
2008-07-11
Other		 2008-07-15
6:16 pm		 2008-07-11
2013-01-24		 ADUROMED INDUSTRIES, INC. ADRM PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 25,770,702 $0.025 25,770,702
(Indirect)		 View
2008-07-11
Purchase		 2008-07-15
6:16 pm		 2008-07-11
2013-07-10		 ADUROMED INDUSTRIES, INC. ADRM PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 13,313,644 $0.025 13,313,644
(Indirect)		 View
2008-06-16
Purchase		 2008-06-18
2:17 pm		 2008-06-16
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
Phillips Sterling
(See Footnote 1)		 0 $0.341 93,390
(Indirect)		 View
2008-06-16
Purchase		 2008-06-18
2:17 pm		 2008-06-16
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
Phillips Sterling
(See Footnote 1)		 64,516 $0.3875 64,516
(Indirect)		 View
2008-06-11
Other		 2008-06-13
3:33 pm		 2008-03-28
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
Phillips Sterling
(See Footnote 1)		 2,500,000 $0.561 0
(Indirect)		 View
2008-06-11
Other		 2008-06-13
3:33 pm		 2008-06-11
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
Phillips Sterling
(See Footnote 1)		 2,500,000 $0.561 680,781
(Indirect)		 View
2008-06-11
Purchase		 2008-06-13
3:33 pm		 2008-06-11
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
Phillips Sterling
(See Footnote 1)		 2,750,000 $0.33 1,071,234
(Indirect)		 View
2008-06-11
Purchase		 2008-06-13
3:33 pm		 2008-06-11
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
Phillips Sterling
(See Footnote 1)		 733,333 $0.375 733,333
(Indirect)		 View
2008-05-21
Other		 2008-05-23
12:14 pm		 2008-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
Phillips Sterling
(See Footnote 1)		 106,147 $1.954 4,032,147
(Indirect)		 View
2008-05-21
Other		 2008-05-23
12:14 pm		 2008-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
Phillips Sterling
(See Footnote 1)		 65,205 $2.415 2,562,678
(Indirect)		 View
2008-05-21
Other		 2008-05-23
12:14 pm		 2008-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
Phillips Sterling
(See Footnote 1)		 62,697 $2.8 2,512,078
(Indirect)		 View
2008-05-21
Other		 2008-05-23
12:14 pm		 2008-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
Phillips Sterling
(See Footnote 1)		 166,294 $2.8 6,662,929
(Indirect)		 View
2008-05-21
Other		 2008-05-23
12:14 pm		 2008-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
Phillips Sterling
(See Footnote 1)		 85,267 $2.8 3,416,427
(Indirect)		 View
2008-05-21
Other		 2008-05-23
12:14 pm		 2008-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
Phillips Sterling
(See Footnote 1)		 62,599 $1.44 2,228,353
(Indirect)		 View
2008-05-21
Other		 2008-05-23
12:14 pm		 2008-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
Phillips Sterling
(See Footnote 1)		 115,309 $1.177 4,054,497
(Indirect)		 View
2008-05-21
Other		 2008-05-23
12:14 pm		 2008-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
Phillips Sterling
(See Footnote 1)		 22,613 $1.177 3,122,276
(Indirect)		 View
2008-03-28
Other		 2008-04-18
11:26 am		 2008-02-28
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
Phillips Sterling
(See Footnote 1)		 2,500,000 $0.561 0
(Indirect)		 View
2008-03-28
Other		 2008-04-18
11:26 am		 2008-03-28
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
Phillips Sterling
(See Footnote 1)		 2,500,000 $0.561 4,456,328
(Indirect)		 View
2007-11-21
Other		 2008-03-18
09:01 am		 2007-11-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 14,541 $1.177 3,031,824
(Indirect)		 View
2008-02-28
Purchase		 2008-03-03
7:56 pm		 2008-02-28
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 2,500,000 $0.561 4,456,328
(Indirect)		 View
2008-02-28
Purchase		 2008-03-03
7:56 pm		 N/A
2012-03-29		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 392,157 $0.6375 392,157
(Indirect)		 View
2008-01-11
Option Award		 2008-01-15
10:50 am		 N/A
2014-01-11		 SABA SOFTWARE INC SABA PEQUOT CAPITAL MANAGEMENT INC
LENIHAN LAWRENCE D JR
(See Footnote 1)		 10,000 $4.53 10,000
(Indirect)		 View
2007-11-21
Other		 2007-11-26
7:31 pm		 2007-11-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 104,448 $1.954 3,915,330
(Indirect)		 View
2007-11-21
Other		 2007-11-26
7:31 pm		 2007-11-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 64,161 $2.415 2,488,433
(Indirect)		 View
2007-11-21
Other		 2007-11-26
7:31 pm		 2007-11-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 61,693 $2.8 2,439,300
(Indirect)		 View
2007-11-21
Other		 2007-11-26
7:31 pm		 2007-11-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 163,634 $2.8 6,469,895
(Indirect)		 View
2007-11-21
Other		 2007-11-26
7:31 pm		 2007-11-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 83,903 $2.8 3,317,449
(Indirect)		 View
2007-11-21
Other		 2007-11-26
7:31 pm		 2007-11-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 61,597 $1.44 2,163,795
(Indirect)		 View
2007-11-21
Other		 2007-11-26
7:31 pm		 2007-11-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 111,667 $1.177 3,937,033
(Indirect)		 View
2007-11-21
Other		 2007-11-26
7:31 pm		 2007-11-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 14,541 $1.177 2,988,201
(Indirect)		 View
2007-07-25
Purchase		 2007-07-27
5:04 pm		 2007-07-25
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 743,415 $1.177 2,973,660
(Indirect)		 View
2007-07-25
Purchase		 2007-07-27
5:04 pm		 2007-07-25
2011-07-25		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 892,098 $1.295 892,098
(Indirect)		 View
2007-06-22
Option Award		 2007-06-26
8:44 pm		 N/A
2017-06-22		 SEQUENOM INC SQNM PEQUOT CAPITAL MANAGEMENT INC
ENRIGHT PATRICK G
(See Footnote 1)		 20,000 $4.58 20,000
(Indirect)		 View
2007-05-24
Purchase		 2007-05-29
3:36 pm		 2007-05-24
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 3,753,127 $1.199 3,753,127
(Indirect)		 View
2007-05-24
Purchase		 2007-05-29
3:36 pm		 2007-05-24
2011-05-24		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 1,125,939 $1.319 1,125,939
(Indirect)		 View
2007-05-21
Other		 2007-05-23
7:07 pm		 2007-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 99,777 $2.103 3,530,768
(Indirect)		 View
2007-05-21
Other		 2007-05-23
7:07 pm		 2007-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 61,291 $2.658 2,194,796
(Indirect)		 View
2007-05-21
Other		 2007-05-23
7:07 pm		 2007-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 58,934 $3.12 2,124,364
(Indirect)		 View
2007-05-21
Other		 2007-05-23
7:07 pm		 2007-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 156,314 $3.12 5,634,570
(Indirect)		 View
2007-05-21
Other		 2007-05-23
7:07 pm		 2007-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 80,150 $3.12 2,889,135
(Indirect)		 View
2007-05-21
Other		 2007-05-23
7:07 pm		 2007-05-21
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 16,331 $1.485 2,036,533
(Indirect)		 View
2007-05-18
Purchase		 2007-05-22
1:39 pm		 N/A
N/A		 INSULET CORP PODD PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 1,087,730 $0 0
(Indirect)		 View
2007-05-18
Purchase		 2007-05-22
1:39 pm		 N/A
N/A		 INSULET CORP PODD PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 627,759 $0 0
(Indirect)		 View
2007-05-18
Purchase		 2007-05-22
1:39 pm		 N/A
N/A		 INSULET CORP PODD PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 1)		 418,800 $0 0
(Indirect)		 View
2006-12-31
Option Award		 2007-04-16
4:22 pm		 N/A
N/A		 ANDREW CORP ANDW PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
(See Footnote 1)		 1,403 $0 23,187
(Indirect)		 View
2007-04-09
Exercise		 2007-04-11
6:21 pm		 2007-04-09
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 517,526 $1.485 2,020,202
(Indirect)		 View
2007-04-09
Exercise		 2007-04-11
6:21 pm		 2007-04-09
2011-03-29		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 155,258 $1.63 608,991
(Indirect)		 View
2007-04-09
Exercise		 2007-04-11
6:21 pm		 2007-03-29
2007-04-10		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 517,526 $1.485 155,875
(Indirect)		 View
2007-04-09
Exercise		 2007-04-11
6:21 pm		 2007-03-29
2007-04-10		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 155,258 $1.63 46,762
(Indirect)		 View
2007-03-29
Purchase		 2007-04-02
9:11 pm		 2007-03-29
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 1,502,676 $1.485 1,502,676
(Indirect)		 View
2007-03-29
Purchase		 2007-04-02
9:11 pm		 2007-03-29
2011-03-29		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 453,733 $1.63 453,733
(Indirect)		 View
2007-03-29
Other		 2007-04-02
9:11 pm		 2007-03-29
2007-04-10		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 673,401 $1.485 673,401
(Indirect)		 View
2007-03-29
Other		 2007-04-02
9:11 pm		 2007-03-29
2007-04-10		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 202,020 $1.63 202,020
(Indirect)		 View
2007-03-28
Option Award		 2007-03-30
12:54 pm		 N/A
2013-03-28		 SABA SOFTWARE INC SABA PEQUOT CAPITAL MANAGEMENT INC
LENIHAN LAWRENCE D JR
(See Footnote 1)		 10,000 $6.3 10,000
(Indirect)		 View
2007-03-14
Option Award		 2007-03-16
9:58 pm		 N/A
N/A		 ANALEX CORP NLX PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HALE MARTIN M JR
(See Footnote 6)		 12,211 $0 12,211
(Indirect)		 View
2007-03-14
Equity Swap		 2007-03-16
9:58 pm		 N/A
N/A		 ANALEX CORP NLX PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HALE MARTIN M JR
(See Footnote 6)		 12,211 $0 0
(Indirect)		 View
2007-03-14
Equity Swap		 2007-03-16
9:58 pm		 N/A
2014-05-28		 ANALEX CORP NLX PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HALE MARTIN M JR
(See Footnote 6)		 250,000 $4.32 0
(Indirect)		 View
2007-03-14
Equity Swap		 2007-03-16
9:58 pm		 2005-04-01
2015-04-01		 ANALEX CORP NLX PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HALE MARTIN M JR
(See Footnote 6)		 535,714 $4.29 0
(Indirect)		 View
2007-03-14
Purchase		 2007-03-16
9:58 pm		 N/A
N/A		 ANALEX CORP NLX PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HALE MARTIN M JR
(See Footnote 6)		 11,271,822 $2.23 0
(Indirect)		 View
2007-03-14
Purchase		 2007-03-16
9:58 pm		 N/A
N/A		 ANALEX CORP NLX PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HALE MARTIN M JR
(See Footnote 6)		 3,928,571 $2.8 0
(Indirect)		 View
2007-03-14
Equity Swap		 2007-03-16
9:58 pm		 2003-12-09
2013-12-09		 ANALEX CORP NLX PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HALE MARTIN M JR
(See Footnote 6)		 2,242,152 $3.28 0
(Indirect)		 View
2007-03-14
Option Sale		 2007-03-16
9:45 pm		 N/A
2013-12-09		 ANALEX CORP NLX PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HALE MARTIN M JR
(See Footnote 1)		 10,000 $4.04 0
(Indirect)		 View
2007-03-14
Option Sale		 2007-03-16
9:45 pm		 N/A
2014-03-01		 ANALEX CORP NLX PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HALE MARTIN M JR
(See Footnote 1)		 10,000 $3.92 0
(Indirect)		 View
2007-03-14
Option Sale		 2007-03-16
9:45 pm		 N/A
2015-02-16		 ANALEX CORP NLX PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HALE MARTIN M JR
(See Footnote 1)		 10,000 $3.89 0
(Indirect)		 View
2007-03-14
Option Sale		 2007-03-16
9:45 pm		 N/A
2016-02-21		 ANALEX CORP NLX PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HALE MARTIN M JR
(See Footnote 1)		 10,000 $2.86 0
(Indirect)		 View
2006-12-28
Other		 2007-01-03
8:35 pm		 N/A
2009-12-30		 IRVINE SENSORS CORP IRSN PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 6)		 0 $2.6 0
(Indirect)		 View
2006-12-28
Other		 2007-01-03
8:35 pm		 N/A
2009-12-30		 IRVINE SENSORS CORP IRSN PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 6)		 0 $2.6 0
(Indirect)		 View
2006-12-28
Other		 2007-01-03
8:35 pm		 N/A
2009-12-30		 IRVINE SENSORS CORP IRSN PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 6)		 0 $3.1 0
(Indirect)		 View
2006-12-28
Other		 2007-01-03
8:35 pm		 N/A
2009-12-30		 IRVINE SENSORS CORP IRSN PEQUOT CAPITAL MANAGEMENT INC
(See Footnote 6)		 0 $3.1 0
(Indirect)		 View
2006-12-31
Option Award		 2007-01-03
6:06 pm		 N/A
N/A		 ANDREW CORP ANDW PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
(See Footnote 1)		 1,452 $0 23,236
(Indirect)		 View
2006-11-01
Exercise		 2006-11-03
4:38 pm		 N/A
2015-05-18		 NETGEAR, INC NTGR PEQUOT CAPITAL MANAGEMENT INC
ROSSMAN GREGORY J
(See Footnote 1)		 15,000 $18.97 0
(Direct)		 View
2006-11-01
Exercise		 2006-11-03
4:38 pm		 N/A
2014-06-16		 NETGEAR, INC NTGR PEQUOT CAPITAL MANAGEMENT INC
ROSSMAN GREGORY J
(See Footnote 1)		 15,000 $12.75 0
(Direct)		 View
2006-05-11
Option Award		 2006-05-26
07:27 am		 2007-05-11
2016-05-11		 FIRST ADVANTAGE CORP FADV PEQUOT CAPITAL MANAGEMENT INC
LENIHAN LAWRENCE D JR
(See Footnote 1)		 2,500 $25.13 2,500
(Indirect)		 View
2006-01-24
Purchase		 2006-01-26
8:44 pm		 2006-01-24
N/A		 GENERAL DEVICES INC GDVC PEQUOT CAPITAL MANAGEMENT INC
FARRELL PAUL D
(See Footnote 1)		 10,144,389 $0.3175 10,144,389
(Indirect)		 View
2006-01-24
Purchase		 2006-01-26
8:44 pm		 2006-01-24
2013-01-24		 GENERAL DEVICES INC GDVC PEQUOT CAPITAL MANAGEMENT INC
FARRELL PAUL D
(See Footnote 1)		 10,144,389 $0.3788 10,144,389
(Indirect)		 View
2005-02-04
Option Award		 2005-02-08
3:14 pm		 2005-02-04
2015-02-04		 BRITESMILE INC BSML PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
(See Footnote 1)		 5,000 $5.41 5,000
(Indirect)		 View
2004-12-07
Option Award		 2004-12-09
3:10 pm		 2004-12-07
N/A		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
JANI AMISH A
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 1,923,077 $3.25 1,923,077
(Indirect)		 View
2004-12-07
Option Award		 2004-12-09
3:10 pm		 2004-12-07
2008-12-07		 MTM Technologies, Inc. MTMC PEQUOT CAPITAL MANAGEMENT INC
JANI AMISH A
POCH GERALD A
HEITZMANN RICHARD R
(See Footnote 1)		 384,615 $4.062 384,615
(Indirect)		 View
2004-11-24
Option Sale		 2004-11-29
4:39 pm		 N/A
2010-02-26		 NETEGRITY INC NETE PEQUOT CAPITAL MANAGEMENT INC
LENIHAN LAWRENCE D JR
(Director
See Footnote 1)		 15,000 $4.4 0
(Indirect)		 View
2004-11-24
Option Sale		 2004-11-29
4:39 pm		 N/A
2014-03-12		 NETEGRITY INC NETE PEQUOT CAPITAL MANAGEMENT INC
LENIHAN LAWRENCE D JR
(Director
See Footnote 1)		 15,000 $8.38 0
(Indirect)		 View
2003-12-09
Option Award		 2003-12-11
12:22 pm		 2003-12-09
2013-12-09		 ANALEX CORP NLX PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HALE MARTIN M JR
(See Footnote 1)		 5,000 $4.04 5,000
(Indirect)		 View
2003-12-09
Option Award		 2003-12-11
12:22 pm		 2003-12-09
2013-12-09		 ANALEX CORP NLX PEQUOT CAPITAL MANAGEMENT INC
POCH GERALD A
HALE MARTIN M JR
(See Footnote 1)		 5,000 $4.04 5,000
(Indirect)		 View
Goto page 0, 1, 2, Next