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Sec Filings Insider Trading - Goldstein Phillip
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Goldstein Phillip
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Common stock purchase or sale:
Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-12-15
Sale
2016-12-16
11:47 am
Neuberger Berman Real Estate Securities Income Fund Inc NRO Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
45,096 $5.295 $238,806 4,295,140
(Indirect)
View
2016-12-14
Purchase
2016-12-16
10:49 am
Pacholder High Yield Fund Inc PHF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
1,780 $7.199 $12,815 1,045,557
(Indirect)
View
2016-12-13
Sale
2016-12-15
10:59 am
Neuberger Berman Real Estate Securities Income Fund Inc NRO Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
91,134 $5.324 $485,209 4,413,719
(Indirect)
View
2016-12-12
Purchase
2016-12-14
10:52 am
Pacholder High Yield Fund Inc PHF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
10,516 $7.197 $75,680 1,043,777
(Indirect)
View
2016-12-08
Purchase
2016-12-12
11:15 am
Nuveen Long/short Commodity Total Return Fund CTF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
1,267 $13.13 $16,635 1,179,781
(Indirect)
View
2016-12-07
Purchase
2016-12-09
10:29 am
Pacholder High Yield Fund Inc PHF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
11,469 $7.128 $81,752 1,033,261
(Indirect)
View
2016-12-06
Purchase
2016-12-08
09:42 am
Nuveen Long/short Commodity Total Return Fund CTF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
1,327 $13.13 $17,423 1,178,514
(Indirect)
View
2016-12-05
Purchase
2016-12-07
12:20 pm
Pacholder High Yield Fund Inc PHF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
21,336 $7.098 $151,444 1,021,792
(Indirect)
View
2016-12-02
Purchase
2016-12-06
10:35 am
Nuveen Long/short Commodity Total Return Fund CTF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
10,830 $13.2 $142,924 1,177,187
(Indirect)
View
2016-12-01
Purchase
2016-12-05
09:38 am
Pacholder High Yield Fund Inc PHF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
5,318 $7.08 $37,649 1,000,456
(Indirect)
View
2016-11-30
Purchase
2016-12-02
10:56 am
Nuveen Long/short Commodity Total Return Fund CTF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
8,179 $13.08 $106,977 1,166,357
(Indirect)
View
2016-11-29
Purchase
2016-12-01
10:04 am
Pacholder High Yield Fund Inc PHF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
540 $7.004 $3,782 995,138
(Indirect)
View
2016-11-28
Purchase
2016-11-30
11:49 am
Nuveen Long/short Commodity Total Return Fund CTF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
12,078 $12.95 $156,425 1,158,178
(Indirect)
View
2016-11-25
Purchase
2016-11-29
12:20 pm
Pacholder High Yield Fund Inc PHF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
11,449 $6.978 $79,887 994,598
(Indirect)
View
2016-11-23
Purchase
2016-11-28
10:33 am
Nuveen Long/short Commodity Total Return Fund CTF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
7,635 $13.05 $99,630 1,146,100
(Indirect)
View
2016-11-22
Purchase
2016-11-25
11:05 am
Pacholder High Yield Fund Inc PHF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
3,843 $7.003 $26,912 983,149
(Indirect)
View
2016-11-21
Purchase
2016-11-23
11:53 am
Nuveen Long/short Commodity Total Return Fund CTF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
5,355 $13.03 $69,793 1,138,465
(Indirect)
View
2016-11-18
Purchase
2016-11-22
08:51 am
Pacholder High Yield Fund Inc PHF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
4,441 $6.943 $30,835 979,306
(Indirect)
View
2016-11-17
Purchase
2016-11-21
11:26 am
Nuveen Long/short Commodity Total Return Fund CTF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
1,704 $12.9 $21,975 1,133,110
(Indirect)
View
2016-11-14
Purchase
2016-11-16
10:20 am
Nuveen Long/short Commodity Total Return Fund CTF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
9,384 $12.88 $120,849 1,131,406
(Indirect)
View
2016-11-11
Purchase
2016-11-15
11:52 am
Pacholder High Yield Fund Inc PHF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
8,335 $6.715 $55,969 974,865
(Indirect)
View
2016-11-09
Purchase
2016-11-14
09:30 am
Nuveen Long/short Commodity Total Return Fund CTF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
24,356 $13.06 $318,011 1,122,022
(Indirect)
View
2016-11-07
Purchase
2016-11-09
2:20 pm
Nuveen Long/short Commodity Total Return Fund CTF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
5,569 $13.03 $72,571 1,097,666
(Indirect)
View
2016-11-03
Purchase
2016-11-07
2:27 pm
Nuveen Long/short Commodity Total Return Fund CTF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
7,775 $13.04 $101,357 1,092,097
(Indirect)
View
2016-11-01
Purchase
2016-11-03
11:37 am
Nuveen Long/short Commodity Total Return Fund CTF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
7,942 $13.02 $103,434 1,084,322
(Indirect)
View
2016-10-28
Purchase
2016-11-01
2:07 pm
Nuveen Long/short Commodity Total Return Fund CTF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
7,692 $13.33 $102,568 1,076,380
(Indirect)
View
2016-10-31
Sale
2016-11-01
11:52 am
Pacholder High Yield Fund Inc PHF Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
10,436 $7.01 $73,156 964,292
(Indirect)
View
2016-10-19
Purchase
2016-10-21
11:49 am
First Trust Dividend & Income Fund FAV Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
11,200 $8.889 $99,559 1,951,679
(Indirect)
View
2016-10-05
Purchase
2016-10-07
12:01 pm
First Trust Dividend & Income Fund FAV Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
1,500 $9.113 $13,670 1,940,479
(Indirect)
View
2016-09-30
Purchase
2016-10-04
10:10 am
First Trust Dividend & Income Fund FAV Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
15,004 $9.104 $136,595 1,938,979
(Indirect)
View
2016-09-28
Purchase
2016-09-30
11:58 am
Nuveen Global Equity Income Fund JGV Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
18,049 $11.89 $214,570 2,194,974
(Indirect)
View
2016-09-27
Purchase
2016-09-29
09:57 am
First Trust Dividend & Income Fund FAV Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
25,224 $9.026 $227,669 1,923,975
(Indirect)
View
2016-09-22
Purchase
2016-09-26
10:16 am
First Trust Dividend & Income Fund FAV Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
105,206 $9.075 $954,761 1,898,751
(Indirect)
View
2016-09-21
Purchase
2016-09-23
12:44 pm
Nuveen Global Equity Income Fund JGV Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
51,143 $11.86 $606,305 2,176,925
(Indirect)
View
2016-09-20
Purchase
2016-09-22
11:51 am
First Trust Dividend & Income Fund FAV Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
89,240 $8.999 $803,072 1,793,545
(Indirect)
View
2016-09-19
Purchase
2016-09-21
09:42 am
Nuveen Global Equity Income Fund JGV Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
1,000 $11.78 $11,781 2,125,782
(Indirect)
View
2016-09-16
Purchase
2016-09-20
10:03 am
First Trust Dividend & Income Fund FAV Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
9,795 $8.964 $87,798 1,704,305
(Indirect)
View
2016-09-15
Purchase
2016-09-19
10:19 am
Nuveen Global Equity Income Fund JGV Bulldog Investors LLC
Goldstein Phillip
Dakos Andrew
Samuels Steven
10% Owner
25,500 $11.7 $298,367 2,124,782
(Indirect)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
Date
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2016-10-26
Disposition
2016-10-31
3:17 pm
N/A
N/A
Special Opportunities Fund Inc SPE Goldstein Phillip
Chairman and Secretary
Director
14,830 $15.61 67,670
(Direct)
View
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